Find a regulatory document

1682 results found
REP-630 - REPORT
REP 630 ASIC regulation of corporate finance: January to June 2019

Released 23 September 2019 This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance. It ...

REP-629 - REPORT
REP 629 Response to submissions on CP 304 Remaking ASIC class order on share and interest purchase plans: [CO 09/425]

Released 30 August 2019 This report highlights the key issues that arose out of the submissions received on Consultation Paper 304 Remaking ASIC ...

REP-628 - REPORT
REP 628 Looking for a mortgage: Consumer experiences and expectations in getting a home loan

Released 29 August 2019 This report is for lenders, mortgage brokers, consumer advocates, industry associations and other participants. It sets out ...

REP-627 - REPORT
REP 627 Financial advice: What consumers really think

Released 26 August 2019 This report summarises the results of some preliminary research we commissioned into what consumers think about financial ...

REP-626 - REPORT
REP 626 Consumer harm from OTC binary options and CFDs

Released 22 August 2019 This report provides a snapshot of the market for over-the-counter (OTC) binary options and contracts for difference (CFDs), ...

REP-625 - REPORT
REP 625 ASIC enforcement update - January to June 2019

Released 18 August 2019 This report is ASIC’s overview of enforcement outcomes, priorities and cases during the period 1 January to 30 June 2019. ...

REP-624 - REPORT
REP 624 Response to submissions on CP 306 Markets Disciplinary Panel

Released 7 August 2019 This report highlights the key issues that arose out of the submissions received on Consultation Paper 306 Markets ...

REP-623 - REPORT
REP 623 Review of Australian equity market cleanliness: 1 November 2015 to 31 October 2018

Released 31 July 2019 This report sets out the findings of our review of Australian equity market cleanliness for the period 1 November 2015 to 31 ...

REP-622 - REPORT
REP 622 Consumer credit insurance: Poor value products and harmful sales practices

Released 11 July 2019 Consumer credit insurance (CCI) provides cover for consumers if they are unable to meet their minimum loan repayments due to ...

REP-621 - REPORT
REP 621 Roadblocks and roundabouts: A review of car insurance claim investigations

Released 4 July 2019 ASIC reviewed how general insurers investigate comprehensive car insurance claims where fraud is suspected. We found that ...

Last updated: 20/10/2014 12:00