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REP-610 - REPORT
REP 610 ASIC regulation of registered liquidators: January 2017 to June 2018

Released 14 February 2019 This report is for registered liquidators and other interested stakeholders. It summarises the work undertaken and ...

REP-609 - REPORT
REP 609 Annual general meeting season 2018

Released 31 January 2019 This report provides an overview of the annual general meeting season in 2018 for S&P/ASX 200 listed entities. It sets ...

REP-608 - REPORT
REP 608 Response to submissions on CP 299 Short selling: Naked short selling relief, position reporting amendments and sunsetting class orders

Released 30 January 2019 This report highlights the key issues that arose out of the submissions received on Consultation Paper 299 Short selling: ...

REP-607 - REPORT
REP 607 Audit inspection program report for 2017–18

Released 24 January 2019 This report summarises the observations and findings identified by ASIC’s audit inspection program in the 18 months to 30 ...

REP-606 - REPORT
REP 606 Allocations in equity raising transactions - summary version

Released 20 December 2018  This report highlights some of the key findings from our review of market practice for the allocation of securities in ...

REP-605 - REPORT
REP 605 Allocations in equity raising transactions

Released 20 December 2018 This report sets out the findings from our review of market practice for the allocation of securities in equity raising ...

REP-604 - REPORT
REP 604 Credit card lending in Australia—An update

Released 18 December 2018 This report contains an update on ASIC’s work on credit cards in 2018. It contains a point-in-time outline of commitments ...

REP-603 - REPORT
REP 603 The consumer journey through the Internal Dispute Resolution process of financial service providers

Released 10 December 2018 This report was commissioned by ASIC and produced by Nature. It presents the findings of the qualitative and quantitative ...

REP-602 - REPORT
REP 602 Overview of decisions on relief applications (April 2018 to September 2018)

Released 6 December 2018 This is a report for participants in the capital markets and financial services industry who are prospective applicants for ...

REP-601 - REPORT
REP 601 Market assessment report: Yieldbroker Pty Limited

Released 30 November 2018 This report outlines the findings of our assessment of the market operated by Yieldbroker Pty Limited (Yieldbroker). It ...

Last updated: 20/10/2014 12:00