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REP-480 - REPORT
REP 480 Assessment of ASX Limited's listing standards for equities

Released 14 June 2016 This report presents the findings of our assessment of ASX Limited (ASX)’s listing standards. It also highlights a number of ...

REP-479 - REPORT
REP 479 ASIC regulation of registered liquidators: January to December 2015

Released 8 June 2016 This report is for registered liquidators and other interested stakeholders. It summarises the work undertaken and outcomes ...

REP-478 - REPORT
REP 478 Overview of licensing and professional registration applications: July to December 2015

Released 31 May 2016 This report outlines ASIC’s decisions on applications for the period from 1 July to 31 December 2015 (relevant period) for:   ...

REP-477 - REPORT
REP 477 Response to submissions on CP 249 Remaking ASIC class order on generic financial calculators: [CO 05/1122]

Released 21 April 2016This report highlights the key issues that arose out of the submissions received on Consultation Paper 249 Remaking ASIC class ...

REP-476 - REPORT
REP 476 ASIC enforcement outcomes: July to December 2015

Released 30 March 2016 This report outlines the enforcement results achieved by ASIC during the period from 1 July 2015 to December 2015 (the ...

REP-475 - REPORT
REP 475 Market integrity report: July to December 2015

The market integrity report consists of a three minute video and this webpage. Watch the video Read the transcript of the video Read the media ...

REP-474 - REPORT
REP 474 Culture, conduct and conflicts of interest in vertically integrated businesses in the funds-management industry

Released 21 March 2016 This report is about Australian financial services (AFS) licensees in the funds management industry with multiple business ...

REP-473 - REPORT
REP 473 Response to submissions on CP 239 Disclosure documents: Update to ASIC instruments and guidance

Issued March 2016 This report highlights the key issues that arose out of the submissions received on Consultation Paper 239 Disclosure documents: ...

REP-472 - REPORT
REP 472 Response to submissions on CP 232 Remaking ASIC class orders on superannuation

This report highlights the key issues that arose out of the submissions received on Consultation Paper 232 Remaking ASIC class orders on ...

REP-471 - REPORT
REP 471 The sale of life insurance through car dealers: Taking consumers for a ride

Released 29 February 2016 This report presents ASIC’s findings in relation to the sale of the life insurance components of consumer credit insurance ...

Last updated: 20/10/2014 12:00