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REP-740 - REPORT
REP 740 Insights from the reportable situations regime: October 2021 to June 2022

Released 27 October 2022. This is ASIC’s first publication of the information provided under the reportable situations regime. It provides high-level ...

REP-739 - REPORT
REP 739 Root cause analysis: Audit firm thematic review

Released 19 October 2022 This report summarises thematic findings from our review of root cause analysis of negative audit quality findings performed ...

REP-738 - REPORT
REP 738 Licensing and professional registration activities: 2022 update

Released 30 September 2022 This report is for AFS licensees, credit licensees, lawyers, service providers and financial services industry ...

REP-737 - REPORT
REP 737 Response to submissions on CP 350 Consumer remediation: Further consultation

Released 27 September 2022. This report highlights the key issues that arose out of the submissions received on Consultation Paper 350 Consumer ...

REP-736 - REPORT
REP 736 Response to submissions on CP 362 Extension of the binary options product intervention order

Released 5 September 2022. This report highlights the key issues that arose out of the submissions received on Consultation Paper 362 Extension of ...

REP-735 - REPORT
REP 735 Retail investor research

Released 11 August 2022. This report was produced by SEC Newgate Research in close consultation with ASIC. It presents the findings of research into ...

REP-734 - REPORT
REP 734 Response to submissions on CP 359 Update to RG 263 Financial Services and Credit Panel

Released 3 August. This report highlights the key issues that arose out of the submissions received on Consultation Paper 359 Update to RG 263 ...

REP-733 - REPORT
REP 733 ASIC enforcement and regulatory update: April to June 2022

Released 28 July 2022. This report provides an update on ASIC’s work between 1 April and 30 June 2022. Editor's note: On 16 August 2022 we made minor ...

REP-732 - REPORT
REP 732 Pump and dump of micro-cap securities

Released 14 July 2022. This report summarises our review of a series of pump and dump events that occurred in listed equity markets over 2020–21. ...

REP-731 - REPORT
REP 731 Response to submissions on CP 351 Superannuation forecasts: Update to relief and guidance

Released 5 July 2022. This report highlights the key issues that arose out of the submissions received on Consultation Paper 351 Superannuation ...

Last updated: 20/10/2014 12:00