Released 6 May 2021 This report provides an update on ASIC’s work undertaken between 1 January and 31 March 2021. Download the report (PDF 3.68 MB)

Released 29 April 2021 This report highlights the key issues that arose out of the submissions received on Consultation Paper 336 Financial ...

Released 16 April 2021 This report provides an update on ASIC’s enforcement work undertaken between 1 July and 31 December 2020, a period in which we ...

Released 25 March 2021 This report highlights the key issues that arose out of the submissions received on Consultation Paper 329 Implementing the ...

Released March 2021 ASIC is reviewing competition in the Australian investment management sector to identify where competition is effective, where it ...

Released 20 January 2021 This report is for representatives, service providers, and professionals across the regulatory technology (regtech) and ...

Released 22 December 2020 This report sets out our findings from reviewing audit files at PricewaterhouseCoopers Australia from 1 July 2019 to 30 ...

Released 22 December 2020 This report sets out our findings from reviewing audit files at KPMG Australia from 1 July 2019 to 30 June 2020, and ...

Released 22 December 2020 This report sets out our findings from reviewing audit files at Grant Thornton Audit Pty Ltd from 1 July 2019 to 30 June ...

Released 22 December 2020 This report sets out our findings from reviewing audit files at Ernst & Young Australia from 1 July 2019 to 30 June ...