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REP-620 - REPORT
REP 620 Overview of decisions on relief applications (October 2018 to March 2019)

Released 21 June 2019 This is a report for participants in the capital markets and financial services industry who are prospective applicants for ...

REP-619 - REPORT
REP 619 Market integrity report: July to December 2018

Released 31 May 2019 We are driving the integrity, confidence and innovation of Australian markets so firms can thrive and investors can ...

REP-618 - REPORT
REP 618 Regulator Performance Framework: ASIC self-assessment 2017–18

Released 16 April 2019 The Regulator Performance Framework (RPF) provides a set of six common key performance indicators for Australian Government ...

REP-617 - REPORT
REP 617 Survey of marketplace lending providers

Released 12 April 2019 This report provides an overview of marketplace lending platforms structured as managed investment schemes. It is based on the ...

REP-616 - REPORT
REP 616 Survey of crowd-sourced funding intermediaries: 2017–18

Released 12 April 2019 This report is for existing and prospective crowd-sourced funding (CSF) intermediaries, existing and prospective eligible CSF ...

REP-615 - REPORT
REP 615 ASIC enforcement update July to December 2018

Released 9 April 2019 This update is ASIC’s biannual overview of enforcement outcomes, priorities and cases during the period 1 July 2018 to 31 ...

REP-614 - REPORT
REP 614 Financial advice: Mind the gap

Released 28 March 2019 This report summarises the key findings of research commissioned by ASIC into consumer awareness and understanding of ...

REP-613 - REPORT
REP 613 Compliance Report (Part 4) - Commonwealth Financial Planning Limited and Financial Wisdom Limited

Released 10 April 2019 This report is prepared by KordaMentha Forensic as the compliance expert engaged by ASIC under the additional licence ...

REP-612 - REPORT
REP 612 ASIC regulation of corporate finance: July to December 2018

Released 15 March 2019 This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance. It ...

REP-611 - REPORT
REP 611 Overview of licensing and professional registration applications: July 2017 to June 2018

Released 28 February 2019 This report is for Australian financial services (AFS) licensees, Australian credit licensees (credit licensees), lawyers, ...

Last updated: 20/10/2014 12:00