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REP-540 - REPORT
REP 540 Investors in initial public offerings

Released 31 August 2017 This report contains our analysis of the findings from: our inquiries with institutional investors about their approach ...

REP-539 - REPORT
REP 539 ASIC regulation of corporate finance: January to June 2017

Released 28 August 2017 This report is for companies, lawyers, corporate advisers and compliance professionals working in corporate finance. It ...

REP-538 - REPORT
REP 538 Assessment of National Stock Exchange of Australia Limited’s listing standards

28 August 2017 This report presents the findings of our assessment of National Stock Exchange of Australia Limited’s listing standards under s794C ...

REP-537 - REPORT
REP 537 Building Seniors’ Financial Capability

Released 17 August 2017 ASIC's Building Seniors' Financial Capability report summarises the key findings from a number of research studies on ...

REP-536 - REPORT
REP 536 ASIC enforcement outcomes: January to June 2017

Released 22 August 2017 This report outlines the enforcement results achieved by ASIC during the period from 1 January to 30 June 2017 (relevant ...

REP-535 - REPORT
REP 535 ASIC cost recovery arrangements: 2017–18

Released 14 July 2017 This report updates industry on the changes to ASIC’s cost recovery arrangements since the Government released its proposals ...

REP-534 - REPORT
REP 534 Audit inspection program report for 2015-16

Released 29 June 2017. This report summarises the observations and findings identified by ASIC’s audit inspection program in the 18 months to 31 ...

REP-533 - REPORT
REP 533 Response to submissions on CP 265 Communicating audit findings to directors, audit committees or senior managers

Released 23 June 2017 This report highlights the key issues that arose out of the submissions received on Consultation Paper 265 Communicating audit ...

REP-532 - REPORT
REP 532 ASIC regulation of registered liquidators: January to December 2016

Released 22 June 2017 This report is for registered liquidators and other interested stakeholders. It summarises the work undertaken and outcomes ...

REP-531 - REPORT
REP 531 Review of compliance with asset holding requirements in funds management and custodial services

Released 22 June 2017 In 2016–17, ASIC reviewed a number of asset holders to assess compliance with Regulatory Guide 133 Managed investments and ...

Last updated: 20/10/2014 12:00