REP 111 Overview of decisions on relief applications: June to August 2007
Released 23 November 2007.
This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.
This report outlines ASIC’s decisions on relief applications during the period 1 June to 31 August 2007. It summarises situations where ASIC has exercised, or refused to exercise, its exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001 (the Act).