REP 288 Overview of decisions on relief applications: October 2011 to January 2012
Released 24 May 2012.
This is a report for participants in the capital markets and financial services industry who are prospective applicants for relief.
This report outlines ASIC’s decisions on relief applications during the period 1 October 2011 to 31 January 2012. It summarises situations where we have exercised, or refused to exercise, our exemption and modification powers from the financial reporting, managed investment, takeovers, fundraising or financial services provisions of the Corporations Act 2001, the National Consumer Credit Protection Act 2009 or the National Consumer Credit Protection (Transitional and Consequential Provisions) Act 2009.