REP 384 Regulating complex products

Released 31 January 2014.

This report examines the risks posed to retail investors by complex products, ASIC’s work in regulating complex products, and opportunities for ASIC to undertake further work in this area.

This report should be read by financial services businesses involved in the development and distribution of complex products, providers of financial advice relating to complex products, and those with an interest in engaging with ASIC on our approach to regulating complex products.

Download REP 384 | Read the media release (REP 384)

Read the report on submissions (REP 400)

Read the media release (REP 400)

  Submissions
1 Australian CFD Forum (PDF 1,276 KB)
2 Financial Planning Association of Australia (PDF 127 KB)
3 Melbourne Law School, University of Melbourne (PDF 147 KB)
4 UTS Business School, University of Technology, Sydney (PDF 18 KB)
5 Wilkins, Richard (PDF 227 KB)
Last updated: 31/01/2014 12:00