M70 Application for re-accreditation of retail client advisers
Form M70 | |||
Description | Application for re-accreditation of retail client advisers | ||
Purpose | Use this form if the Representative’s accreditation has been withdrawn or has expired AND the Representative became an employee of, or otherwise engaged by, the Market Participant within 2 years from the date their accreditation was withdrawn or expired AND within 2 months of being re-accredited, the Representative will re-commence providing Financial Product Advice to clients of the Market Participant of a kind covered by MIRs 2.4.2, 2.4.3, 2.4.4 or 2.4.5 AND the Representative has complied with the Continuing Professional Education Requirements pro-rata to the number of full months since the date their accreditation was granted or last renewed. | ||
Applicable Fees | No Fee | ||
Lodging Period | Late Fees | Not applicable | |
Legislation References | ASIC Market Integrity Rules\2.4.20 | ||
Related Forms | Related Information | ||
Online Lodgement |