Financial services disclosure
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Overview
RG 175 Licensing: Financial product advisers - Conduct and disclosure
RG 221 Facilitating online financial services disclosures
RG 246 Conflicted and other banned remuneration (see 20-318MR)
INFO 99 Disclosure of credit ratings in Australia
ASIC Corporations (Removing Barriers to Electronic Disclosure) Instrument 2015/649
ASIC Corporations (Disclosure Relief—Offers to Associates) Instrument 2017/737
REP 29 Preferential remuneration project
REP 30 Disclosure of soft dollar benefits: An ASIC research report
REP 42 Insurance broker remuneration arrangements
REP 443 Response to submissions on CP 224 Facilitating electronic financial services disclosures
REP 632 Disclosure: Why it shouldn’t be the default (see 19-279MR)
Related information
Regulatory index topic: Financial services - Product disclosure - Dollar disclosure
Financial services guide
RG 175 Licensing: Financial product advisers
RG 179 Managed discretionary account services
CO 12/417 Information in a Financial Services Guide given in a time-critical situation
ASIC Corporations (Financial Services Guides) Instrument 2015/541
ASIC Corporations (Superannuation and Schemes: Underlying Investments Instrument 2016/378
ASIC Corporations (In-use Notices for Employer-sponsored Superannuation and Superannuation Dashboards) Instrument 2022/496 (see 22-024MR and 22-142MR)
ASIC Corporations (Shorter PDS and Delivery of Accessible Financial Products Disclosure by Platform Operators and Superannuation Trustees) Instrument 2022/497 (see 22-024MR and 22-142MR)
ASIC Corporations (Financial Services Guide Given in a Time Critical Situation) Instrument 2022/498 (see (22-142MR)
ASIC Corporations (Repeal) Instrument 2022/499 (see 22-024MR and 22-142MR)
ASIC Corporations (Financial Services Guides) Instrument 2022/910 (see 22-327MR)
Related information
Home > Regulatory resources > Financial services > Giving advice > Financial services guide
Statements of advice
RG 90 Example Statement of Advice for a limited financial advice scenario for a new client
RG 175 Licensing: Financial product advisers
RG 221 Facilitating online financial services disclosures
ASIC Corporations (Removing Barriers to Electronic Disclosure) Instrument 2015/649
REP 557 Response to submissions on CP 284 Example Statement of Advice for life insurance: Update to RG 90
Related information
Home > Regulatory resources > Financial services > Giving advice > Statement of advice
General advice warning
RG 175 Licensing: Financial product advisers
ASIC Corporations (General Advice Warning) Instrument 2015/540
REP 5 Review of the financial advising activities of real estate agents (interim report
REP 6 Review of the financial advising activities of real estate agents (technical paper)
Advice fee consent and lack of independence disclosure
This section contains:
Overview
21-058MR ASIC releases advice fee consent and lack of independence disclosure legislative instruments (25 March 2021)
ASIC Corporations (Consent to Deductions—Ongoing Fee Arrangements) Instrument 2021/124
ASIC Corporations (Disclosure of Lack of Independence) Instrument 2021/125
ASIC Superannuation (Consent to Pass on Costs of Providing Advice) Instrument 2021/126
Sample form (ongoing fees - PDF 137 KB), Sample form (non-ongoing fees - PDF 88 KB) and FAQs
REP 687 Response to submissions on CP 329 on advice fee consents and independence disclosure (see 20-056MR)
Ongoing fee arrangements
21-134MR ASIC releases guidance on ongoing fee arrangements (15 June 2021)
INFO 256 FAQs: Ongoing fee arrangements
RG 175 Licensing: Financial product advisers—Conduct and disclosure
ASIC Corporations (Disclosure of Lack of Independence) Instrument 2021/125
CP 332 Promoting access to affordable advice for consumers
Response to ASIC Consultation Paper 332 Promoting access to affordable advice for consumers (Infographic: PDF 88 KB): see news article
Related information
RG 182 Dollar disclosure
RG 255 Providing digital financial product advice to retail clients
INFO 228 Limited AFS licensees: Advice conduct and disclosure obligations
Secondary services
RG 175 Licensing: Financial product advisers
ASIC Corporations (Financial Services Guides) Instrument 2015/541