https://www.asic.gov.au/ 2026-02-04T03:32:56Z https://www.asic.gov.au/for-business-and-companies/ 2025-06-20T14:35:07Z https://www.asic.gov.au/for-business-and-companies/business-basics/ 2025-12-23T03:07:34Z https://www.asic.gov.au/for-business-and-companies/business-basics/starting-a-business-asic-and-your-obligations/ 2025-06-16T01:30:59Z https://www.asic.gov.au/for-business-and-companies/business-basics/sole-trader-partnership-company-trust/ 2025-06-16T23:24:51Z https://www.asic.gov.au/for-business-and-companies/business-basics/trading-names-are-not-registered-business-names/ 2025-06-10T22:59:17Z https://www.asic.gov.au/for-business-and-companies/business-basics/check-another-business-is-trustworthy/ 2025-07-04T03:39:59Z https://www.asic.gov.au/for-business-and-companies/business-basics/for-businesses-facing-financial-difficulties/ 2025-06-18T07:09:27Z https://www.asic.gov.au/for-business-and-companies/business-basics/small-business-resources/ 2025-12-09T21:56:35Z https://www.asic.gov.au/for-business-and-companies/business-names/ 2025-07-29T23:41:25Z https://www.asic.gov.au/for-business-and-companies/business-names/register-a-business-name/ 2025-07-28T23:28:53Z https://www.asic.gov.au/for-business-and-companies/business-names/register-a-business-name/how-to-register-a-business-name-with-asic/ 2025-07-28T23:28:50Z https://www.asic.gov.au/for-business-and-companies/business-names/register-a-business-name/rules-for-acceptable-business-names/ 2025-10-23T22:43:46Z https://www.asic.gov.au/for-business-and-companies/business-names/register-a-business-name/ask-for-a-review-of-a-decision-about-a-business-name-registration/ 2025-07-17T00:45:23Z https://www.asic.gov.au/for-business-and-companies/business-names/register-a-business-name/business-names-vs-trade-marks/ 2025-06-16T01:10:47Z https://www.asic.gov.au/for-business-and-companies/business-names/register-a-business-name/hide-personal-details-on-the-business-name-register/ 2025-06-16T01:20:42Z https://www.asic.gov.au/for-business-and-companies/business-names/register-a-business-name/people-who-cannot-hold-a-business-name/ 2025-06-16T00:48:27Z https://www.asic.gov.au/for-business-and-companies/business-names/renew-a-business-name-registration/ 2025-07-07T23:51:40Z https://www.asic.gov.au/for-business-and-companies/business-names/change-business-name-details/ 2025-06-30T00:50:28Z https://www.asic.gov.au/for-business-and-companies/business-names/change-business-name-details/check-your-details-on-the-business-names-register/ 2025-06-16T00:40:11Z https://www.asic.gov.au/for-business-and-companies/business-names/change-business-name-details/change-a-business-name-address/ 2025-06-20T04:47:39Z https://www.asic.gov.au/for-business-and-companies/business-names/change-business-name-details/change-business-name-holder-details/ 2025-06-20T04:49:04Z https://www.asic.gov.au/for-business-and-companies/business-names/change-business-name-details/add-an-abn-to-a-pre-2012-business-name-registration/ 2025-06-16T01:15:12Z https://www.asic.gov.au/for-business-and-companies/business-names/change-business-name-details/add-or-remove-a-business-partner-from-a-business-name-registration/ 2025-10-24T02:57:00Z https://www.asic.gov.au/for-business-and-companies/business-names/change-business-name-details/ask-asic-to-correct-business-name-details/ 2025-10-23T06:05:28Z https://www.asic.gov.au/for-business-and-companies/business-names/change-business-name-details/change-a-business-name-registration-period/ 2025-06-16T03:35:06Z https://www.asic.gov.au/for-business-and-companies/business-names/transfer-a-business-name/ 2025-09-09T01:50:01Z https://www.asic.gov.au/for-business-and-companies/business-names/transfer-a-business-name/submit-a-business-name-transfer-request/ 2025-06-17T02:25:05Z https://www.asic.gov.au/for-business-and-companies/business-names/cancel-a-business-name-registration/ 2025-07-23T02:15:38Z https://www.asic.gov.au/for-business-and-companies/business-names/cancel-a-business-name-registration/when-asic-cancels-a-business-name/ 2025-08-18T05:14:07Z https://www.asic.gov.au/for-business-and-companies/business-names/representatives-of-business-name-holders/ 2025-08-15T02:14:03Z https://www.asic.gov.au/for-business-and-companies/business-names/representatives-of-business-name-holders/organisation-representative/ 2025-10-06T21:45:50Z https://www.asic.gov.au/for-business-and-companies/business-names/representatives-of-business-name-holders/authorised-lodgers-for-business-names/ 2025-08-25T07:04:50Z https://www.asic.gov.au/for-business-and-companies/business-names/representatives-of-business-name-holders/acting-as-a-debtor-representative-for-a-business-name-holder/ 2025-06-16T00:53:54Z https://www.asic.gov.au/for-business-and-companies/business-names/representatives-of-business-name-holders/after-the-death-of-a-business-name-holder/ 2025-06-16T01:05:45Z https://www.asic.gov.au/for-business-and-companies/business-names/representatives-of-business-name-holders/principal-contact-for-business-name-registration/ 2025-06-11T04:25:27Z https://www.asic.gov.au/for-business-and-companies/business-names/need-help-with-business-name-issues/ 2025-06-16T01:18:53Z https://www.asic.gov.au/for-business-and-companies/companies/ 2025-07-29T23:42:05Z https://www.asic.gov.au/for-business-and-companies/companies/company-building-blocks/ 2025-06-06T22:34:41Z https://www.asic.gov.au/for-business-and-companies/companies/company-building-blocks/company-types/ 2025-08-13T23:36:21Z https://www.asic.gov.au/for-business-and-companies/companies/company-building-blocks/company-addresses/ 2025-06-10T01:53:33Z https://www.asic.gov.au/for-business-and-companies/companies/company-building-blocks/company-rules-and-constitutions/ 2025-06-12T05:22:57Z https://www.asic.gov.au/for-business-and-companies/companies/company-building-blocks/company-officeholders-directors-and-secretaries/ 2025-10-22T06:27:26Z https://www.asic.gov.au/for-business-and-companies/companies/company-building-blocks/company-shares-and-shareholders/ 2026-01-04T23:01:35Z https://www.asic.gov.au/for-business-and-companies/companies/company-building-blocks/company-meetings-and-resolutions/ 2025-12-18T00:06:35Z https://www.asic.gov.au/for-business-and-companies/companies/company-building-blocks/company-record-keeping/ 2025-06-16T23:48:24Z https://www.asic.gov.au/for-business-and-companies/companies/register-a-company/ 2025-06-27T05:47:21Z https://www.asic.gov.au/for-business-and-companies/companies/register-a-company/rules-for-acceptable-company-names/ 2025-12-04T22:40:07Z https://www.asic.gov.au/for-business-and-companies/companies/register-a-company/hide-a-residential-address-on-the-companies-register/ 2026-02-23T23:55:35Z https://www.asic.gov.au/for-business-and-companies/companies/register-a-company/special-purpose-companies/ 2025-06-16T00:14:21Z https://www.asic.gov.au/for-business-and-companies/companies/register-a-company/the-replaceable-rules-for-company-governance/ 2026-03-23T05:24:06Z https://www.asic.gov.au/for-business-and-companies/companies/register-a-company/australian-company-number-acn/ 2025-12-04T22:40:18Z https://www.asic.gov.au/for-business-and-companies/companies/register-a-company/if-you-did-not-consent-to-be-a-company-officeholder/ 2025-12-16T05:23:20Z https://www.asic.gov.au/for-business-and-companies/companies/company-annual-review/ 2026-03-10T00:00:18Z https://www.asic.gov.au/for-business-and-companies/companies/company-annual-review/pay-company-annual-review-fee-10-years-in-advance/ 2025-06-30T22:00:30Z https://www.asic.gov.au/for-business-and-companies/companies/company-annual-review/late-company-annual-review-fee/ 2025-06-12T04:03:00Z https://www.asic.gov.au/for-business-and-companies/companies/changes-to-company-details/ 2025-11-18T03:11:13Z https://www.asic.gov.au/for-business-and-companies/companies/changes-to-company-details/change-a-company-name/ 2025-09-09T01:50:21Z https://www.asic.gov.au/for-business-and-companies/companies/changes-to-company-details/change-a-company-address/ 2025-12-18T03:39:38Z https://www.asic.gov.au/for-business-and-companies/companies/changes-to-company-details/change-a-company-type/ 2025-06-19T00:39:24Z https://www.asic.gov.au/for-business-and-companies/companies/changes-to-company-details/change-a-company-financial-year/ 2025-11-06T22:08:02Z https://www.asic.gov.au/for-business-and-companies/companies/changes-to-company-details/change-a-company-s-annual-review-date/ 2025-06-16T01:41:01Z https://www.asic.gov.au/for-business-and-companies/companies/changes-to-company-details/adopt-or-change-a-company-constitution/ 2025-06-17T00:25:28Z https://www.asic.gov.au/for-business-and-companies/companies/changes-to-company-details/correct-details-on-the-companies-register/ 2025-06-16T01:25:24Z https://www.asic.gov.au/for-business-and-companies/companies/changes-to-company-details/court-orders-to-change-or-correct-details-on-a-register/ 2025-11-13T00:02:41Z https://www.asic.gov.au/for-business-and-companies/companies/changes-to-company-details/if-you-get-mail-for-a-company-that-isn-t-yours/ 2025-11-18T03:09:57Z https://www.asic.gov.au/for-business-and-companies/companies/company-officeholder-rules-and-changes/ 2025-06-20T05:44:23Z https://www.asic.gov.au/for-business-and-companies/companies/company-officeholder-rules-and-changes/obligations-of-company-officeholders/ 2025-10-22T05:57:53Z https://www.asic.gov.au/for-business-and-companies/companies/company-officeholder-rules-and-changes/people-who-cannot-be-company-officeholders/ 2025-06-05T00:26:30Z https://www.asic.gov.au/for-business-and-companies/companies/company-officeholder-rules-and-changes/change-company-officeholder-details/ 2025-06-20T04:58:26Z https://www.asic.gov.au/for-business-and-companies/companies/company-officeholder-rules-and-changes/add-or-remove-a-company-officeholder/ 2025-06-11T05:15:47Z https://www.asic.gov.au/for-business-and-companies/companies/company-officeholder-rules-and-changes/alternate-company-directors/ 2025-06-16T00:25:42Z https://www.asic.gov.au/for-business-and-companies/companies/company-officeholder-rules-and-changes/change-the-end-cessation-date-of-a-company-director-on-the-register/ 2025-06-15T23:44:40Z https://www.asic.gov.au/for-business-and-companies/companies/company-officeholder-rules-and-changes/having-a-will-as-a-sole-director-and-sole-shareholder/ 2025-10-23T06:17:39Z https://www.asic.gov.au/for-business-and-companies/companies/company-officeholder-rules-and-changes/director-identification-numbers-director-ids/ 2025-06-13T07:10:44Z https://www.asic.gov.au/for-business-and-companies/companies/company-share-and-shareholder-rules-and-changes/ 2025-06-20T10:22:36Z https://www.asic.gov.au/for-business-and-companies/companies/company-share-and-shareholder-rules-and-changes/members-register-requirements-and-changes/ 2026-02-12T03:04:39Z https://www.asic.gov.au/for-business-and-companies/companies/company-share-and-shareholder-rules-and-changes/shareholder-rights-and-responsibilities/ 2025-06-19T07:17:13Z https://www.asic.gov.au/for-business-and-companies/companies/company-share-and-shareholder-rules-and-changes/company-share-issues/ 2025-07-04T05:12:35Z https://www.asic.gov.au/for-business-and-companies/companies/company-share-and-shareholder-rules-and-changes/cancel-company-shares/ 2025-06-19T01:03:52Z https://www.asic.gov.au/for-business-and-companies/companies/company-share-and-shareholder-rules-and-changes/company-share-buy-backs/ 2026-02-11T03:41:52Z https://www.asic.gov.au/for-business-and-companies/companies/company-share-and-shareholder-rules-and-changes/reduction-in-share-capital/ 2025-06-19T01:03:41Z https://www.asic.gov.au/for-business-and-companies/companies/company-share-and-shareholder-rules-and-changes/transfer-of-shares-or-change-to-beneficial-ownership-status/ 2025-06-19T02:33:34Z https://www.asic.gov.au/for-business-and-companies/companies/company-share-and-shareholder-rules-and-changes/change-shareholder-name-and-address/ 2025-07-14T05:29:42Z https://www.asic.gov.au/for-business-and-companies/companies/company-financial-reports/ 2025-07-22T07:36:02Z https://www.asic.gov.au/for-business-and-companies/companies/company-financial-reports/how-to-lodge-a-financial-report/ 2025-10-23T06:13:54Z https://www.asic.gov.au/for-business-and-companies/companies/company-deregistration-and-winding-up/ 2025-06-20T20:28:01Z https://www.asic.gov.au/for-business-and-companies/companies/company-deregistration-and-winding-up/wind-up-a-solvent-company/ 2025-11-27T05:58:27Z https://www.asic.gov.au/for-business-and-companies/companies/company-deregistration-and-winding-up/wind-up-an-insolvent-company/ 2025-08-13T22:44:39Z https://www.asic.gov.au/for-business-and-companies/companies/company-deregistration-and-winding-up/voluntary-deregistration-of-a-company/ 2025-10-23T06:06:32Z https://www.asic.gov.au/for-business-and-companies/companies/company-deregistration-and-winding-up/when-asic-initiates-a-company-s-deregistration/ 2025-06-20T03:36:09Z https://www.asic.gov.au/for-business-and-companies/companies/company-deregistration-and-winding-up/reinstate-a-company-after-deregistration/ 2025-06-04T07:23:26Z https://www.asic.gov.au/for-business-and-companies/companies/company-deregistration-and-winding-up/apply-to-asic-to-reinstate-a-company/ 2025-06-30T22:05:54Z https://www.asic.gov.au/for-business-and-companies/companies/company-deregistration-and-winding-up/apply-to-a-court-to-reinstate-a-company/ 2025-06-20T04:19:57Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/ 2025-06-10T23:49:21Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/creditor-of-a-deregistered-company/ 2025-06-10T23:49:46Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/legal-proceedings-involving-a-deregistered-company/ 2025-06-10T23:57:00Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/apply-to-asic-to-deal-with-deregistered-company-property/ 2025-06-10T23:57:43Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/apply-to-asic-to-deal-with-deregistered-company-property/mortgage-discharge/ 2025-06-10T23:58:34Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/apply-to-asic-to-deal-with-deregistered-company-property/caveat-removal/ 2025-06-16T22:13:37Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/apply-to-asic-to-deal-with-deregistered-company-property/lease-removal/ 2025-06-16T22:14:18Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/apply-to-asic-to-deal-with-deregistered-company-property/purchase-property/ 2025-10-01T02:02:01Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/apply-to-asic-to-deal-with-deregistered-company-property/encumbrance-covenant/ 2025-06-11T00:00:17Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/apply-to-asic-to-deal-with-deregistered-company-property/transfer-of-property-to-a-third-party/ 2025-06-11T00:00:29Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/apply-to-asic-to-deal-with-deregistered-company-property/transfer-of-property-to-a-former-member/ 2025-06-11T00:00:43Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/apply-to-asic-to-deal-with-deregistered-company-property/transfer-of-trust-property/ 2025-06-11T00:01:00Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/books-and-records-of-a-deregistered-company/ 2025-06-11T00:01:19Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/bank-accounts-of-a-deregistered-company/ 2025-06-11T00:01:51Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/real-property-of-a-deregistered-company/ 2025-06-11T00:02:13Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/motor-vehicles-registered-in-the-name-of-a-deregistered-company/ 2025-11-24T05:04:30Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/security-interest/ 2025-06-11T00:02:21Z https://www.asic.gov.au/for-business-and-companies/companies/deregistered-company-property/foreign-deregistered-company-property/ 2025-06-11T00:02:25Z https://www.asic.gov.au/for-business-and-companies/companies/registered-agents-for-companies/ 2025-06-11T05:12:34Z https://www.asic.gov.au/for-business-and-companies/companies/registered-agents-for-companies/use-a-registered-agent-for-a-company/ 2025-06-13T07:04:09Z https://www.asic.gov.au/for-business-and-companies/companies/registered-agents-for-companies/act-as-a-registered-agent-for-companies/ 2025-08-26T23:25:35Z https://www.asic.gov.au/for-business-and-companies/companies/need-help-with-a-company-related-issue/ 2025-06-13T06:44:57Z https://www.asic.gov.au/for-business-and-companies/nfps-and-charities/ 2025-06-04T07:27:08Z https://www.asic.gov.au/for-business-and-companies/nfps-and-charities/registering-and-structuring-not-for-profit-organisations/ 2026-01-07T04:30:58Z https://www.asic.gov.au/for-business-and-companies/nfps-and-charities/registered-australian-bodies/ 2025-12-04T22:41:39Z https://www.asic.gov.au/for-business-and-companies/nfps-and-charities/registered-charities-obligations-to-the-acnc-and-asic/ 2026-01-12T23:26:40Z https://www.asic.gov.au/for-business-and-companies/foreign-companies/ 2025-06-04T07:27:38Z https://www.asic.gov.au/for-business-and-companies/foreign-companies/register-a-foreign-company-in-australia/ 2025-11-24T00:45:28Z https://www.asic.gov.au/for-business-and-companies/foreign-companies/obligations-of-foreign-companies/ 2026-01-29T00:03:08Z https://www.asic.gov.au/for-business-and-companies/foreign-companies/new-zealand-companies/ 2025-06-16T01:08:42Z https://www.asic.gov.au/for-business-and-companies/innovation-hub/ 2025-10-21T05:28:40Z https://www.asic.gov.au/for-business-and-companies/innovation-hub/informal-assistance-for-fintechs-and-regtechs/ 2025-06-20T07:31:36Z https://www.asic.gov.au/for-business-and-companies/innovation-hub/enhanced-regulatory-sandbox-ers/ 2026-03-02T04:32:28Z https://www.asic.gov.au/for-business-and-companies/innovation-hub/enhanced-regulatory-sandbox-ers/info-248-enhanced-regulatory-sandbox/ 2026-04-02T00:51:10Z https://www.asic.gov.au/for-business-and-companies/innovation-hub/innovation-hub-engagement-and-events/ 2025-11-18T23:29:22Z https://www.asic.gov.au/for-business-and-companies/innovation-hub/regtech-initiatives-and-programs/ 2025-06-20T07:32:25Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/ 2025-07-24T01:19:53Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/all-forms/ 2025-07-08T23:37:40Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/how-to-lodge-forms-online-email-mail/ 2026-03-30T23:15:40Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/all-fees/ 2025-08-28T04:15:02Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/all-fees/fees-for-commonly-lodged-documents/ 2025-10-22T06:04:13Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/all-fees/fee-indexation/ 2025-07-01T01:21:41Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/all-fees/schedules-of-business-names-fees/ 2025-06-30T14:07:12Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/all-fees/schedules-of-corporations-fees/ 2025-12-16T21:33:46Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/all-fees/schedules-of-credit-fees/ 2025-06-26T06:05:15Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/all-fees/schedules-of-smsf-audit-fees/ 2025-06-30T14:08:59Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/all-fees/search-fees/ 2026-02-13T04:09:47Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/fee-payments-and-queries/ 2025-08-29T06:02:57Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/payment-options/ 2025-11-26T05:50:50Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/missing-payments/ 2025-06-26T05:06:28Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/late-fees/ 2025-11-14T00:11:34Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/late-fees/ask-asic-to-review-a-late-fee/ 2025-06-13T07:10:02Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/refunds/ 2025-08-05T05:12:48Z https://www.asic.gov.au/for-business-and-companies/forms-and-fees/emergencies-and-natural-disasters/ 2025-10-23T06:09:09Z https://www.asic.gov.au/for-business-and-companies/business-and-companies-regulatory-resources-and-news/ 2025-06-04T10:32:22Z https://www.asic.gov.au/for-finance-professionals/ 2025-06-16T05:04:12Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/ 2025-08-12T05:57:05Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/do-you-need-an-afs-licence/ 2024-05-15T07:14:53Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/do-you-need-an-afs-licence/what-is-an-afs-licence/ 2024-05-15T07:15:50Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/do-you-need-an-afs-licence/is-there-a-licensing-exemption-available-for-the-issue-of-debentures/ 2021-03-30T09:36:25Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/ 2025-06-20T09:02:41Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/start-or-resume-afs-licence-application/ 2025-06-20T09:04:43Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/afs-licensing-kit/ 2025-07-24T07:13:27Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/australian-financial-services-licence-conditions-pro-forma-209/ 2025-01-10T00:31:55Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/limited-financial-services/ 2026-02-27T01:41:12Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/limited-financial-services/afs-licensing-requirements-for-accountants-who-provide-smsf-services/ 2024-03-07T03:29:17Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/limited-financial-services/limited-afs-licence-accountants-and-advice/ 2025-01-10T05:11:20Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/financial-services-licensing-pro-formas/ 2023-11-08T04:43:36Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/what-if-you-can-t-apply-for-your-afs-licence-online/ 2025-06-16T05:15:26Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/limited-afs-licence-accountants-and-advice/ 2025-01-10T05:11:08Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/limited-afs-licence-accountants-and-advice/applying-for-a-limited-afs-licence/ 2026-03-26T00:26:58Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/ 2025-01-10T05:12:22Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/claims-handling-and-settling-how-to-comply-with-your-afs-licence-obligations/ 2025-06-16T01:09:52Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/margin-lending/ 2025-06-16T05:09:34Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/margin-lending/margin-lending-getting-or-varying-an-afs-licence/ 2025-06-16T00:55:49Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/dealing-and-providing-custodial-or-depository-service-as-secondary-service/ 2025-12-16T05:41:58Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/afs-licensing-requirement-for-trustees-of-unregistered-managed-investment-schemes/ 2025-11-04T21:25:51Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/how-do-rse-and-afs-licensing-application-processes-work-together/ 2025-06-16T00:54:51Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/foreign-financial-services-providers-licensing-relief/ 2025-06-20T09:04:01Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/extended-warranties/ 2024-03-07T03:18:40Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/licensing-certain-service-providers/licensing-requirements-for-providers-of-funeral-expenses-facilities/ 2025-06-16T01:02:05Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/afs-licensing-more-information/ 2025-06-16T05:05:35Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/afs-licensing-requirements-for-certain-applicants-to-provide-further-information/ 2025-01-10T05:15:27Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/applying-for-and-managing-an-afs-licence/faqs-afs-licence-applications/ 2025-06-16T00:59:11Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/afs-licensee-obligations/ 2025-12-02T22:51:07Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/changing-details-and-lodging-afs-forms/ 2025-06-16T05:28:55Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/changing-details-and-lodging-afs-forms/afs-licensees-portal/ 2025-06-20T06:00:43Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/changing-details-and-lodging-afs-forms/afs-authorised-representatives-portal/ 2021-03-30T09:26:21Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/changing-details-and-lodging-afs-forms/lodgement-requirements-for-afs-licensees/ 2025-06-20T10:05:28Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/changing-details-and-lodging-afs-forms/afs-licensees-changing-your-licence-details-through-the-regulatory-portal/ 2025-07-09T03:20:38Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/changing-details-and-lodging-afs-forms/information-on-submitting-australian-financial-services-licence-annual-financial-statements/ 2025-12-16T21:26:29Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/changing-details-and-lodging-afs-forms/afs-licensees-lodging-annual-accounts-as-foreign-company-using-form-405/ 2024-05-15T07:17:32Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/changing-details-and-lodging-afs-forms/change-in-control-of-afs-licensee/ 2025-06-16T05:17:50Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/changing-details-and-lodging-afs-forms/claims-against-security-bond-of-afs-licensee/ 2024-11-12T20:39:53Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/changing-details-and-lodging-afs-forms/changing-your-responsible-managers/ 2026-03-11T03:51:46Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/varying-or-cancelling-your-afs-licence/ 2025-06-16T05:25:56Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/varying-or-cancelling-your-afs-licence/suspending-your-afs-licence/ 2025-06-20T10:06:27Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/varying-or-cancelling-your-afs-licence/varying-your-afs-licence/ 2025-06-16T05:26:27Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/varying-or-cancelling-your-afs-licence/cancelling-your-afs-licence/ 2025-06-20T10:06:09Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/limited-afs-licensees/ 2025-01-10T05:24:26Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/limited-afs-licensees/what-can-limited-afs-licensees-do/ 2026-03-30T01:35:54Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/limited-afs-licensees/limited-afs-licensees-advice-conduct-and-disclosure-obligations/ 2024-11-21T02:14:58Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/limited-afs-licensees/limited-afs-licensees-complying-with-your-licensing-obligations/ 2025-03-05T00:05:22Z https://www.asic.gov.au/for-finance-professionals/afs-licensees/limited-afs-licensees/limited-afs-licensees-quick-guide/ 2024-11-21T02:14:18Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/ 2025-06-23T03:50:36Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/do-you-need-a-credit-licence/ 2025-01-28T00:58:07Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/do-you-need-a-credit-licence/faqs-does-the-credit-legislation-apply/ 2026-03-25T23:27:09Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/do-you-need-a-credit-licence/guidance-for-financial-counsellors/ 2026-03-26T00:52:31Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/do-you-need-a-credit-licence/national-credit-laws-and-book-up-what-you-need-to-know/ 2026-03-25T23:26:46Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/ 2021-06-18T14:43:47Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/apply-for-a-credit-licence/ 2024-05-09T05:47:27Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/applying-for-a-credit-licence-summary-business-description/ 2026-03-26T01:13:07Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/applying-for-a-credit-licence-details-of-professional-indemnity-insurance/ 2025-03-05T00:02:58Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/guidance-for-small-credit-businesses/ 2025-06-20T09:09:34Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/credit-licence-applications-providing-information-for-fit-and-proper-people/ 2026-03-26T04:46:35Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/special-purpose-funding-entities-and-credit/ 2025-01-10T05:27:58Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/fees-for-australian-credit-licences-and-annual-compliance-certificates/ 2026-03-25T23:26:14Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/faqs-getting-a-credit-licence/ 2025-05-07T23:56:09Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/start-or-resume-credit-licence-application/ 2025-07-15T23:06:40Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/applying-for-and-managing-your-credit-licence/debt-management-services-applying-for-a-credit-licence-or-variation/ 2024-03-07T04:06:42Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/changing-details-of-your-credit-licence/ 2021-03-30T09:36:25Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/changing-details-of-your-credit-licence/credit-registers-portal/ 2025-07-15T23:07:20Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/changing-details-of-your-credit-licence/credit-registers-portal/faqs-credit-registers-portal/ 2024-02-22T00:00:23Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/changing-details-of-your-credit-licence/when-to-change-details-and-lodge-credit-information/ 2024-05-09T05:47:43Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/changing-details-of-your-credit-licence/changing-details-of-your-credit-licence-new-applicants/ 2026-01-13T02:56:27Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/your-ongoing-credit-licence-obligations/ 2024-05-09T05:47:14Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/your-ongoing-credit-licence-obligations/annual-compliance-certificates-for-credit-licensees/ 2025-06-20T09:11:40Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/your-ongoing-credit-licence-obligations/annual-compliance-certificates-for-credit-licensees/credit-annual-compliance-certificate-statement-of-personal-information-template/ 2026-01-29T22:53:23Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/your-ongoing-credit-licence-obligations/complying-with-your-obligations-if-both-credit-licensee-and-afs-licensee/ 2025-06-16T00:57:59Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/your-ongoing-credit-licence-obligations/lenders-with-carried-over-instruments/ 2025-03-05T00:01:18Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/varying-or-cancelling-your-credit-licence/ 2026-01-29T03:06:18Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/varying-or-cancelling-your-credit-licence/vary-your-credit-licence/ 2026-01-06T06:02:56Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/varying-or-cancelling-your-credit-licence/cancel-your-credit-licence/ 2026-01-06T05:55:34Z https://www.asic.gov.au/for-finance-professionals/credit-licensees/credit-representatives/ 2025-05-07T23:55:08Z https://www.asic.gov.au/for-finance-professionals/company-auditors/ 2026-03-22T22:32:19Z https://www.asic.gov.au/for-finance-professionals/company-auditors/tips-for-applying-for-auditor-registration/ 2026-01-29T03:43:01Z https://www.asic.gov.au/for-finance-professionals/company-auditors/applying-for-auditor-or-authorised-audit-company-registration/ 2025-07-31T02:48:02Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/ 2021-11-23T08:10:59Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditors-reporting-obligations/ 2026-01-29T03:45:28Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-breach-notifications-and-contravention-reporting/ 2025-12-11T22:08:00Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-breach-notifications-and-contravention-reporting/changes-to-how-registered-company-auditors-report-breaches/ 2026-01-29T04:20:48Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-breach-notifications-and-contravention-reporting/changes-to-how-registered-company-auditors-report-breaches/submitting-breach-reports-on-the-portal/ 2025-01-23T01:36:16Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-resignation-or-removal/ 2021-03-30T09:24:08Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-resignation-or-removal/resignation-and-removal-of-auditors-of-registered-schemes-retail-ccivs-compliance-plans-and-registrable-superannuation-entities/ 2026-02-11T05:31:06Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-resignation-or-removal/resignation-or-removal-of-an-auditor-of-an-australian-financial-services-licensee/ 2025-08-06T01:53:47Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-resignation-or-removal/removal-of-an-auditor-of-a-company/ 2025-12-11T22:08:34Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-resignation-or-removal/resignation-of-an-auditor-of-a-public-company/ 2025-12-11T22:08:45Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-resignation-or-removal/resignation-and-removal-of-auditors-of-registrable-superannuation-entities/ 2026-01-29T04:24:31Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-resignation-or-removal/resignation-and-removal-of-auditors-of-retail-cciv-financial-reports-and-compliance-plans/ 2024-10-23T23:42:47Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/auditor-resignation-or-removal/resignation-and-removal-of-auditors-of-australian-financial-services-licensees/ 2026-02-11T04:50:09Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/audit-relief/ 2026-01-29T04:36:46Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/company-auditor-obligations-under-the-whistleblower-protection-provisions/ 2026-03-26T00:57:21Z https://www.asic.gov.au/for-finance-professionals/company-auditors/your-ongoing-obligations-as-a-registered-company-auditor/monitoring-and-enforcement/ 2025-01-23T01:33:55Z https://www.asic.gov.au/for-finance-professionals/company-auditors/changing-your-auditor-registration-details/ 2025-07-15T23:04:13Z https://www.asic.gov.au/for-finance-professionals/company-auditors/cancelling-your-auditor-registration/ 2025-01-23T01:32:52Z https://www.asic.gov.au/for-finance-professionals/fund-operators/ 2026-01-16T04:45:24Z https://www.asic.gov.au/for-finance-professionals/fund-operators/how-to-register-a-managed-investment-scheme/ 2026-01-16T04:44:55Z https://www.asic.gov.au/for-finance-professionals/fund-operators/running-a-registered-scheme/ 2026-01-16T04:41:12Z https://www.asic.gov.au/for-finance-professionals/fund-operators/closing-a-registered-scheme/ 2026-01-16T04:44:11Z https://www.asic.gov.au/for-finance-professionals/fund-operators/how-to-register-as-an-australian-passport-fund/ 2026-01-16T04:43:49Z https://www.asic.gov.au/for-finance-professionals/fund-operators/how-to-become-a-notified-foreign-passport-fund/ 2026-01-16T04:43:14Z https://www.asic.gov.au/for-finance-professionals/fund-operators/how-to-register-a-corporate-collective-investment-vehicle-and-sub-funds/ 2026-01-16T04:42:29Z https://www.asic.gov.au/for-finance-professionals/fund-operators/seeking-relief-from-financial-services-provisions-that-apply-to-managed-funds/ 2022-07-13T16:47:50Z https://www.asic.gov.au/for-finance-professionals/fund-operators/frozen-funds-information-for-responsible-entities/ 2026-03-26T04:45:11Z https://www.asic.gov.au/for-finance-professionals/self-managed-superannuation-fund-smsf-auditors/ 2025-06-20T02:25:26Z https://www.asic.gov.au/for-finance-professionals/self-managed-superannuation-fund-smsf-auditors/new-online-service-for-smsf-auditors/ 2025-12-16T22:32:22Z https://www.asic.gov.au/for-finance-professionals/self-managed-superannuation-fund-smsf-auditors/applying-for-smsf-auditor-registration/ 2026-01-29T05:00:10Z https://www.asic.gov.au/for-finance-professionals/self-managed-superannuation-fund-smsf-auditors/applying-for-smsf-auditor-registration/smsf-auditors-educational-qualifications/ 2026-01-29T05:10:13Z https://www.asic.gov.au/for-finance-professionals/self-managed-superannuation-fund-smsf-auditors/applying-for-smsf-auditor-registration/smsf-auditors-competency-exam/ 2025-07-15T23:09:19Z https://www.asic.gov.au/for-finance-professionals/self-managed-superannuation-fund-smsf-auditors/applying-for-smsf-auditor-registration/smsf-auditors-competency-exam/smsf-auditors-competency-exam-learning-objectives/ 2021-03-30T09:39:28Z https://www.asic.gov.au/for-finance-professionals/self-managed-superannuation-fund-smsf-auditors/applying-for-smsf-auditor-registration/smsf-auditors-supporting-documents/ 2021-03-30T09:23:36Z https://www.asic.gov.au/for-finance-professionals/self-managed-superannuation-fund-smsf-auditors/updating-your-details-and-submitting-requests-to-asic/ 2025-01-23T01:44:03Z https://www.asic.gov.au/for-finance-professionals/self-managed-superannuation-fund-smsf-auditors/your-ongoing-obligations-as-an-smsf-auditor/ 2024-05-09T06:26:03Z https://www.asic.gov.au/for-finance-professionals/self-managed-superannuation-fund-smsf-auditors/your-ongoing-obligations-as-an-smsf-auditor/lodge-smsf-auditor-annual-statement/ 2021-03-30T09:26:08Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/ 2025-12-16T22:23:53Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/applying-for-and-managing-your-liquidator-registration/ 2026-01-29T21:37:53Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/applying-for-and-managing-your-liquidator-registration/important-changes-to-applying-for-and-maintaining-registration-as-a-liquidator-from-1-january-2021/ 2025-01-23T01:45:47Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/ 2022-01-10T17:12:45Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/liquidator-compliance/ 2026-01-29T21:44:35Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/liquidator-compliance/lodging-form-524-in-structured-data/ 2021-03-30T09:31:38Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/liquidator-compliance/financial-reporting-compliance-by-administrators-of-insolvent-public-companies/ 2026-03-26T04:50:31Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/liquidator-compliance/guide-to-uploading-annual-administration-return/ 2025-01-23T01:47:38Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/liquidator-compliance/lodging-forms-in-structured-data/ 2025-09-09T00:33:12Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/liquidator-compliance/registered-liquidator-disciplinary-decisions/ 2026-01-29T21:51:52Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/continuing-professional-education-requirements-for-registered-liquidators/ 2025-03-26T23:57:14Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/faqs-industry-funding-for-registered-liquidators/ 2026-01-29T22:06:35Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/registered-liquidators-lodging-notices-for-publication-on-insolvency-notices-website/ 2021-03-30T09:25:45Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/assetless-administration-fund/ 2025-08-27T02:24:21Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/assetless-administration-fund/abandoned-company-liquidator-panel-members/ 2026-03-17T00:26:25Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/assetless-administration-fund/reviewing-liquidator-panel-members/ 2024-06-30T22:18:37Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/report-on-company-activities-and-property-rocap/ 2024-09-04T03:06:47Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/request-assistance-for-external-administration-report-on-company-activities-and-property-books-and-records/ 2025-07-31T06:49:25Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/release-of-ato-interpretative-decisions-on-geers/ 2021-03-30T09:25:45Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/ 2025-03-26T23:54:17Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/additional-guidance-on-specific-forms-relating-to-external-administration-controller-appointments-and-schemes-of-arrangement/ 2025-03-26T23:54:53Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-1-liquidator-in-a-members-voluntary-winding-up/ 2023-03-16T10:49:41Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-2-liquidator-in-a-creditors-voluntary-winding-up/ 2022-02-25T09:24:57Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-2a-liquidator-in-a-creditors-voluntary-winding-up-simplified-liquidation-process/ 2022-02-25T09:25:23Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-3-liquidator-in-a-court-ordered-winding-up/ 2023-03-16T10:49:28Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-4-liquidator-in-a-provisional-liquidation/ 2022-02-25T09:26:12Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-5-administrator-in-a-voluntary-administration/ 2022-02-25T09:26:22Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-6-administrator-in-a-deed-of-company-arrangement-doca/ 2022-02-25T09:26:35Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-7-voluntary-administration-or-doca-to-a-creditors-voluntary-winding-up/ 2023-10-20T05:58:38Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-8-receiver/ 2023-03-16T10:49:13Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-9-receiver-and-manager/ 2023-03-16T10:48:59Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-10-controller-other-than-a-receiver-receiver-and-manager-or-managing-controller/ 2023-03-16T10:48:44Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-11-managing-controller-other-than-receiver-and-manager/ 2023-03-16T10:48:31Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-12-pooling/ 2025-10-28T03:41:02Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-13-scheme-of-arrangement-or-reconstruction/ 2022-02-25T09:27:41Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-14-restructuring-practitioner-of-a-company/ 2025-03-26T23:52:05Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administration-controller-appointments-and-schemes-of-arrangement-most-commonly-lodged-forms/flowchart-15-restructuring-practitioner-of-a-restructuring-plan-for-a-company/ 2025-03-26T23:53:30Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/external-administrator-maximum-default-amount-of-remuneration/ 2025-07-01T00:08:33Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/asic-orders-about-creditor-defeating-dispositions/ 2024-03-07T04:10:26Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/your-ongoing-obligations-as-a-registered-liquidator/registered-liquidators-updating-your-details-with-asic/ 2025-03-25T00:50:30Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/cancelling-or-suspending-your-liquidator-registration/ 2022-01-10T17:11:53Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/registered-liquidator-transactions-on-the-asic-regulatory-portal/ 2025-07-31T06:25:29Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/registered-liquidator-transactions-on-the-asic-regulatory-portal/about-each-transaction-and-how-they-work-in-the-portal/ 2025-01-23T01:56:04Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/registered-liquidator-transactions-on-the-asic-regulatory-portal/about-each-transaction-and-how-they-work-in-the-portal/request-assistance-for-external-administration/ 2025-07-31T06:25:57Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/registered-liquidator-transactions-on-the-asic-regulatory-portal/about-each-transaction-and-how-they-work-in-the-portal/insolvency-initial-statutory-report/ 2025-07-28T02:39:47Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/registered-liquidator-transactions-on-the-asic-regulatory-portal/about-each-transaction-and-how-they-work-in-the-portal/request-for-assetless-administration-funding/ 2025-08-27T03:50:50Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/registered-liquidator-transactions-on-the-asic-regulatory-portal/about-each-transaction-and-how-they-work-in-the-portal/insolvency-supplementary-statutory-report/ 2025-01-23T01:59:01Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/registered-liquidator-transactions-on-the-asic-regulatory-portal/about-each-transaction-and-how-they-work-in-the-portal/notice-of-intention-not-to-lodge-an-insolvency-supplementary-report/ 2025-10-20T00:45:40Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/registered-liquidator-transactions-on-the-asic-regulatory-portal/reviewing-printing-saving-and-converting-transactions-to-pdf/ 2025-01-23T02:00:55Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/insolvency-forms-2021-reforms-for-restructuring-and-simplified-liquidation-processes/ 2025-01-23T02:01:39Z https://www.asic.gov.au/for-finance-professionals/registered-liquidators/mental-health-support-for-registered-liquidators/ 2026-03-03T05:13:10Z https://www.asic.gov.au/regulatory-resources/ 2025-06-20T21:36:12Z https://www.asic.gov.au/regulatory-resources/regulatory-resources-search/ 2025-06-20T21:36:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/ 2025-05-26T12:55:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/find-a-regulatory-document/ 2025-06-22T23:34:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/ 2025-12-23T04:39:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-1-applying-for-and-varying-an-afs-licence/ 2025-06-18T07:04:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-2-afs-licensing-kit-part-2-preparing-your-afs-licence-or-variation-application-withdrawn/ 2025-12-12T02:32:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-3-afs-licensing-kit-part-3-preparing-your-additional-proofs-withdrawn/ 2025-12-12T02:33:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-4-intervention-withdrawn/ 2021-03-30T09:32:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-5-relevant-interests-and-substantial-holding-notices/ 2024-03-26T22:49:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-6-takeovers-exceptions-to-the-general-prohibition/ 2024-03-26T22:49:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-7-calculating-time-periods/ 2024-10-22T22:37:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-8-administrative-hearings-principles-and-conduct/ 2022-11-17T13:29:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-9-takeover-bids/ 2024-03-26T22:49:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-10-compulsory-acquisitions-and-buyouts/ 2024-03-26T22:49:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-11-disclosure-of-offerors-intentions-in-takeover-documents-withdrawn/ 2021-03-30T09:32:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-12-valuation-reports-and-profit-forecasts-withdrawn/ 2021-03-30T09:32:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-13-acn-arbn-and-company-names-withdrawn/ 2025-12-04T22:39:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-14-receivers-retention-of-company-records-withdrawn/ 2023-08-15T01:08:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-15-enforcement-action-no-undertakings-withdrawn/ 2023-05-09T11:12:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-16-external-administrators-and-controllers-reporting-of-possible-offences-and-misconduct/ 2025-08-08T01:00:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-17-fees-for-subpoenas/ 2022-11-23T10:36:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-18-serving-legal-documents-on-the-asc-withdrawn/ 2023-05-18T12:14:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-19-film-investment-schemes-withdrawn/ 2021-03-30T09:32:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-20-disclosure-of-convictions-and-proceedings-withdrawn/ 2023-08-15T01:07:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-21-how-asic-charges-fees-for-relief-applications-withdrawn/ 2025-12-12T02:37:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-22-directors-solvency-declaration/ 2026-02-20T02:42:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-23-updating-and-correcting-prospectuses-and-application-forms-withdrawn/ 2026-03-23T22:49:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-24-disclosure-of-directors-interests-unissued-shares-withdrawn/ 2021-03-30T09:27:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-25-takeovers-false-and-misleading-statements/ 2022-11-23T10:42:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-26-resignation-removal-and-replacement-of-auditors/ 2026-02-15T20:46:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-27-takeovers-minimum-acceptance-conditions-withdrawn/ 2021-03-30T09:32:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-28-relief-from-dual-lodgment-of-financial-reports-withdrawn/ 2026-03-26T23:27:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-29-financial-reporting-by-australian-entities-in-dual-listed-company-arrangements/ 2021-07-07T17:17:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-30-paperless-issues-and-transfers-under-a-global-debenture/ 2021-07-07T17:19:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-31-acquisitions-and-disposals-by-a-broker-acting-as-principal-withdrawn/ 2021-03-30T09:32:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-32-trustee-companies-common-funds-withdrawn/ 2023-08-15T00:47:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-33-security-deposits-withdrawn/ 2023-08-15T00:41:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-34-auditor-obligations-reporting-to-asic/ 2025-09-18T00:23:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-35-collateral-benefits-in-takeovers-withdrawn/ 2021-03-30T09:32:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-36-licensing-financial-product-advice-and-dealing/ 2024-07-15T23:42:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-37-takeovers-financing-arrangements-withdrawn/ 2021-03-30T09:32:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-38-the-hawking-prohibition/ 2024-03-28T03:49:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-39-licensed-investment-advisers-security-deposit-withdrawn/ 2023-08-15T00:40:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-40-good-transaction-fee-disclosure-for-bank-building-society-and-credit-union-deposit-and-payments-products-transaction-accounts-withdrawn/ 2026-03-09T23:56:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-41-limited-partnerships-fundraising-withdrawn/ 2023-08-15T00:38:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-42-independence-of-experts-reports-withdrawn/ 2021-03-30T09:32:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-43-financial-reports-and-audit-relief/ 2021-07-07T17:27:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-44-annual-general-meeting-extension-of-time/ 2021-07-07T17:28:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-45-mortgage-schemes-improving-disclosure-for-retail-investors/ 2026-03-04T21:48:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-46-unlisted-property-schemes-improving-disclosure-for-retail-investors/ 2026-03-04T21:49:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-47-public-comment-withdrawn/ 2021-03-30T09:32:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-48-takeovers-aspects-of-options-over-shares-withdrawn/ 2021-03-30T09:32:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-49-employee-incentive-schemes/ 2021-07-07T17:31:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-50-omission-of-limited-from-company-names-withdrawn/ 2025-12-12T00:02:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-51-applications-for-relief/ 2025-02-13T04:00:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-52-enforcement-action-submissions-withdrawn/ 2021-03-30T09:31:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-53-the-use-of-past-performance-in-promotional-material/ 2021-07-07T17:32:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-54-principles-for-cross-border-financial-regulation/ 2021-03-30T09:32:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-55-statements-in-disclosure-documents-and-pdss-consent-to-quote/ 2024-03-26T22:50:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-56-prospectuses-withdrawn/ 2026-03-23T22:51:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-57-notification-of-rights-of-review-withdrawn/ 2025-12-12T02:36:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-58-reporting-by-registered-foreign-companies-and-australian-companies-with-foreign-shareholders/ 2022-11-23T11:05:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-59-announcing-and-withdrawing-takeover-bids-s653-and-s746/ 2021-03-30T09:23:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-60-schemes-of-arrangement/ 2024-03-26T22:50:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-61-underwriting-application-of-exemptions-withdrawn/ 2021-03-30T09:32:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-62-better-disclosure-for-investors/ 2021-07-07T17:40:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-63-access-to-debenture-and-prescribed-interest-registers-withdrawn/ 2024-01-23T01:19:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-64-failure-to-lodge-documents-withdrawn/ 2026-03-09T23:57:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-65-section-1013da-disclosure-guidelines-withdrawn/ 2025-12-12T02:29:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-66-transaction-specific-disclosure-for-pdss-withdrawn/ 2025-12-12T02:28:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-67-real-estate-companies/ 2021-07-08T11:48:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-68-new-financial-reporting-and-procedural-requirements-withdrawn/ 2024-02-21T03:30:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-69-debentures-and-notes-improving-disclosure-for-retail-investors/ 2024-01-23T01:23:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-70-prospectuses-for-cash-box-and-investment-companies/ 2021-03-30T09:32:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-71-downstream-acquisitions/ 2021-03-30T09:23:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-72-foreign-securities-disclosure-relief/ 2025-10-21T03:14:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-73-continuous-disclosure-obligations-infringement-notices/ 2023-07-05T00:36:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-74-acquisitions-approved-by-members/ 2021-03-30T09:23:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-75-independent-expert-reports-to-shareholders-withdrawn/ 2021-03-30T09:32:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-76-related-party-transactions/ 2021-03-30T09:23:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-77-property-trusts-and-property-syndicates-withdrawn/ 2024-03-06T22:36:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-78-breach-reporting-by-afs-licensees-and-credit-licensees/ 2026-02-20T02:44:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-79-research-report-providers-improving-the-quality-of-investment-research/ 2021-03-30T09:32:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-80-managed-investment-schemes-interests-not-for-money/ 2021-03-30T09:23:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-81-external-administration-early-destruction-of-books/ 2023-07-30T21:51:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-82-external-administration-deeds-of-company-arrangement-involving-a-creditors-trust/ 2021-03-30T09:27:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-83-reinstatement-of-companies/ 2021-03-30T09:24:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-84-super-switching-advice-questions-and-answers-withdrawn/ 2021-11-03T12:25:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-85-reporting-requirements-for-non-reporting-entities/ 2022-03-28T08:52:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-86-tracing-beneficial-ownership/ 2021-03-30T09:23:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-87-charitable-schemes-and-school-enrolment-deposits/ 2021-03-30T09:23:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-88-trustee-and-nominee-companies-withdrawn/ 2021-03-30T09:32:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-90-example-statement-of-advice-scaled-advice-for-a-new-client/ 2024-07-15T23:43:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-91-horse-breeding-schemes-and-horse-racing-syndicates/ 2021-03-30T09:27:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-92-procedural-fairness-to-third-parties-withdrawn/ 2024-03-06T22:36:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-93-reimbursing-liquidation-costs-withdrawn/ 2024-03-06T22:37:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-94-unit-pricing-guide-to-good-practice/ 2021-07-22T16:42:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-95-disclosing-entity-provisions-relief-withdrawn/ 2023-12-20T21:52:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-96-debt-collection-guideline-for-collectors-and-creditors/ 2021-05-11T15:37:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-97-disclosing-fees-and-costs-in-pdss-and-periodic-statements/ 2025-01-07T01:22:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-98-asic-s-powers-to-suspend-cancel-and-vary-afs-licences-and-make-banning-orders/ 2024-07-15T23:44:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-99-quotation-of-securities-offered-by-prospectus-s1031-withdrawn/ 2025-12-12T00:03:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-100-court-enforceable-undertakings/ 2022-06-30T10:46:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-101-managed-investment-scheme-buy-backs/ 2021-03-30T09:23:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-102-tender-offers-by-vendor-shareholders/ 2021-03-30T09:23:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-103-confidentiality-and-release-of-information/ 2024-01-23T01:36:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-104-afs-licensing-meeting-the-general-obligations/ 2026-03-09T23:57:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-105-afs-licensing-organisational-competence/ 2025-06-16T00:44:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-106-controller-duties-and-bank-accounts-withdrawn/ 2023-08-15T00:32:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-107-fundraising-facilitating-electronic-offers-of-securities/ 2021-03-30T09:23:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-108-no-action-letters/ 2025-02-13T04:00:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-110-share-buy-backs/ 2024-01-23T01:38:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-111-content-of-expert-reports/ 2021-03-30T09:23:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-112-independence-of-experts/ 2025-12-15T22:22:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-115-audit-relief-for-proprietary-companies/ 2024-01-23T01:38:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-116-commentary-on-compliance-plans-agricultural-industry-schemes-withdrawn/ 2021-03-30T09:27:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-117-commentary-on-compliance-plans-financial-asset-schemes-withdrawn/ 2021-03-30T09:27:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-118-commentary-on-compliance-plans-contributory-mortgage-schemes-withdrawn/ 2021-03-30T09:27:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-119-commentary-on-compliance-plans-pooled-mortgage-schemes-withdrawn/ 2021-03-30T09:27:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-120-commentary-on-compliance-plans-property-schemes-withdrawn/ 2021-03-30T09:27:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-121-doing-financial-services-business-in-australia/ 2025-06-16T00:46:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-125-share-and-interest-purchase-plans/ 2021-03-30T09:25:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-126-compensation-and-insurance-arrangements-for-afs-licensees/ 2025-12-02T00:16:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-127-additional-investments-in-managed-investment-schemes-withdrawn/ 2021-03-30T09:24:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-128-collective-action-by-investors/ 2021-03-30T09:32:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-129-business-introduction-or-matching-services-withdrawn/ 2025-12-12T02:35:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-130-managed-investments-licensing-withdrawn/ 2021-03-30T09:27:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-131-funds-management-establishing-and-registering-a-fund/ 2025-06-16T00:47:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-132-funds-management-compliance-and-oversight/ 2025-06-30T01:01:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-133-funds-management-and-custodial-services-holding-assets/ 2024-12-10T02:30:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-134-funds-management-constitutions/ 2025-12-11T00:24:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-135-managed-investments-transitional-issues-withdrawn/ 2023-08-15T00:32:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-136-funds-management-discretionary-powers/ 2025-06-30T01:01:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-137-constitution-requirements-for-schemes-registered-before-1-october-2013/ 2025-12-11T00:24:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-138-foreign-passport-funds/ 2024-11-21T02:16:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-139-approval-and-oversight-of-external-dispute-resolution-schemes-withdrawn/ 2023-08-15T00:33:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-140-strata-schemes-and-management-rights-schemes/ 2025-08-08T00:48:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-141-offers-of-securities-on-the-internet/ 2021-03-30T09:32:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-142-schemes-of-arrangement-and-asic-review-withdrawn/ 2025-12-12T02:37:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-143-takeovers-provisions-warrants-withdrawn/ 2021-03-30T09:32:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-144-mortgage-investment-schemes/ 2021-03-30T09:23:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-145-collateral-benefits-takeovers-funding-and-pre-bid-purchases-withdrawn/ 2021-03-30T09:32:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-146-licensing-training-of-financial-product-advisers/ 2024-07-15T23:48:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-147-mutuality-financial-institutions-withdrawn/ 2023-08-15T00:33:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-148-platforms-that-are-managed-investment-schemes-and-nominee-and-custody-services/ 2025-06-16T00:50:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-149-nominee-and-custody-services-withdrawn/ 2025-12-12T00:05:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-150-electronic-applications-and-dealer-personalised-applications-withdrawn/ 2021-03-30T09:32:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-151-fundraising-discretionary-powers-withdrawn/ 2024-03-06T22:37:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-152-lodgment-of-disclosure-documents-withdrawn/ 2026-03-23T22:55:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-154-certificate-by-a-qualified-accountant-withdrawn/ 2026-03-23T22:55:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-155-debenture-prospectuses-withdrawn/ 2026-03-23T22:55:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-156-advertising-of-debentures-and-notes-to-retail-investors/ 2022-07-21T09:17:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-157-financial-reports-for-offer-information-statements-withdrawn/ 2026-03-23T22:56:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-158-advertising-and-publicity-for-offers-of-securities-withdrawn/ 2026-03-23T22:56:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-159-takeovers-compulsory-acquisitions-and-substantial-holdings-withdrawn/ 2021-03-30T09:32:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-160-time-sharing-schemes/ 2021-03-30T09:23:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-161-share-and-interest-sale-facilities/ 2024-03-26T22:50:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-162-internet-discussion-sites/ 2024-07-15T23:50:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-163-takeovers-minimum-bid-price-principle-s621-withdrawn/ 2021-03-30T09:32:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-164-licensing-organisational-capacities-withdrawn/ 2021-03-30T09:32:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-165-licensing-internal-and-external-dispute-resolution-withdrawn/ 2025-12-02T22:29:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-166-afs-licensing-financial-requirements/ 2026-03-04T23:07:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-166-afs-licensing-financial-requirements/deed-of-subordination-and-deed-of-mutual-release/ 2025-01-23T02:11:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-167-afs-licensing-discretionary-powers/ 2026-04-02T00:49:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-168-product-disclosure-statements-disclosure-and-other-obligations/ 2025-12-02T22:57:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-169-hawking-and-disclosure-discretionary-powers/ 2024-03-28T03:49:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-170-prospective-financial-information/ 2021-03-30T09:24:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-171-anomalies-and-issues-in-the-takeover-provisions-withdrawn/ 2021-03-30T09:32:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-172-financial-markets-domestic-and-overseas-operators/ 2025-12-17T23:22:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-173-disclosure-for-on-sale-of-securities-and-other-financial-products/ 2021-03-30T09:23:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-174-relief-for-externally-administered-companies-and-registered-schemes-being-wound-up/ 2021-10-06T11:20:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-175-afs-licensing-financial-product-advisers-conduct-and-disclosure/ 2024-12-18T23:38:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-176-foreign-financial-services-providers/ 2025-06-16T00:51:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-177-australian-market-licences-overseas-operators-withdrawn/ 2026-03-23T22:56:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-178-foreign-collective-investment-schemes/ 2026-03-04T21:53:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-179-managed-discretionary-accounts/ 2025-06-16T00:52:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-180-auditor-registration/ 2024-07-31T23:43:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-181-afs-licensing-managing-conflicts-of-interest/ 2026-01-20T23:39:14Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-182-dollar-disclosure/ 2024-07-15T23:53:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-183-codes-of-conduct-for-the-financial-services-and-credit-sectors/ 2026-01-08T00:50:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-184-superannuation-delivery-of-product-disclosure-for-investment-strategies/ 2022-09-15T16:53:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-185-non-cash-payment-facilities/ 2021-03-30T09:23:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-186-external-administration-liquidator-registration-withdrawn/ 2021-03-30T09:32:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-187-auditor-rotation/ 2021-03-30T09:32:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-188-disclosure-in-reconstructions/ 2021-03-30T09:23:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-189-disclosure-relief-for-rights-issues/ 2021-03-30T09:23:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-190-offering-financial-products-in-new-zealand-and-australia-under-mutual-recognition/ 2021-03-30T09:23:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-191-superannuation-helping-investors-look-at-longer-term-returns-asic-s-best-practice-guide-withdrawn/ 2021-03-30T09:32:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-192-licensing-wholesale-equity-schemes/ 2024-11-27T03:49:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-193-notification-of-directors-interests-in-securities-listed-companies/ 2021-03-30T09:32:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-194-insurance-requirements-for-registered-liquidators-withdrawn/ 2021-03-30T09:32:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-195-group-purchasing-bodies-for-insurance-and-risk-products/ 2021-03-30T09:23:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-196-short-selling/ 2021-03-30T09:27:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-197-warrants-out-of-use-notices-withdrawn/ 2025-12-12T02:28:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-198-unlisted-disclosing-entities-continuous-disclosure-obligations/ 2021-03-30T09:32:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-199-broadening-the-rights-issue-and-dividend-reinvestment-plan-exceptions-for-takeovers-withdrawn/ 2021-03-30T09:32:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-200-advice-to-super-fund-members-withdrawn/ 2024-01-23T01:44:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-201-unsolicited-credit-cards-and-debit-cards/ 2025-10-01T07:08:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-202-credit-registration-and-transition-withdrawn/ 2021-03-30T09:25:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-203-do-i-need-a-credit-licence/ 2025-05-07T23:59:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-204-applying-for-and-varying-a-credit-licence/ 2025-05-07T23:59:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-205-credit-licensing-general-conduct-obligations/ 2026-03-09T23:58:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-206-credit-licensing-competence-and-training/ 2024-08-30T06:45:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-207-credit-licensing-financial-requirements/ 2024-08-30T06:45:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-208-how-asic-charges-fees-for-credit-relief-applications-withdrawn/ 2025-12-12T02:35:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-209-credit-licensing-responsible-lending-conduct/ 2025-03-05T22:30:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-210-compensation-and-insurance-arrangements-for-credit-licensees/ 2021-03-30T09:23:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-211-clearing-and-settlement-facilities-australian-and-overseas-operators/ 2024-11-25T03:53:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-212-client-money-relating-to-dealing-in-otc-derivatives/ 2021-03-30T09:28:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-213-facilitating-debt-raising-withdrawn/ 2026-03-23T22:57:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-214-guidance-on-asic-market-integrity-rules-for-asx-and-asx-24-markets-withdrawn/ 2025-12-12T02:40:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-215-guidance-on-asic-market-integrity-rules-for-imb-nsxa-and-sim-vse-markets-withdrawn/ 2025-12-12T02:44:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-216-markets-disciplinary-panel/ 2025-03-20T01:16:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-217-duty-to-prevent-insolvent-trading-guide-for-directors/ 2024-12-05T20:59:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-218-licensing-administrative-action-against-persons-engaging-in-credit-activities/ 2021-03-30T09:32:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-219-non-standard-margin-lending-facilities-disclosure-to-investors-withdrawn/ 2025-12-12T02:27:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-220-early-termination-fees-for-residential-loans-unconscionable-fees-and-unfair-contract-terms/ 2023-11-08T21:46:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-221-facilitating-digital-financial-services-disclosures/ 2025-12-02T23:53:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-222-substantial-holding-disclosure-securities-lending-and-prime-broking/ 2021-03-30T09:23:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-223-guidance-on-asic-market-integrity-rules-for-competition-in-exchange-markets-withdrawn/ 2025-12-12T02:42:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-224-guidance-on-asic-market-integrity-rules-for-chi-x-and-apx-markets-withdrawn/ 2026-03-23T22:58:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-225-markets-disciplinary-panel-practices-and-procedures-withdrawn/ 2026-03-23T22:58:47Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-226-guidance-on-asic-market-integrity-rules-for-capital-and-related-requirements-asx-asx-24-chi-x-and-apx-markets-withdrawn/ 2026-03-23T22:59:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-227-over-the-counter-contracts-for-difference-improving-disclosure-for-retail-investors/ 2023-09-05T06:16:14Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-228-prospectuses-effective-disclosure-for-retail-investors/ 2021-03-30T09:26:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-229-superannuation-forecasts-withdrawn/ 2023-02-03T10:04:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-230-disclosing-non-ifrs-financial-information/ 2021-03-30T09:32:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-231-infrastructure-entities-improving-disclosure-for-retail-investors/ 2026-03-04T21:54:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-232-agribusiness-managed-investment-schemes-improving-disclosure-for-retail-investors/ 2026-03-04T21:56:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-233-indirect-self-acquisition-relief-for-investment-funds/ 2021-03-30T09:23:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-234-advertising-financial-products-and-services-including-credit-good-practice-guidance/ 2024-07-15T23:54:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-235-registering-your-business-name/ 2024-01-23T03:30:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-236-do-i-need-an-afs-licence-to-participate-in-carbon-markets/ 2024-09-30T02:33:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-237-trustee-companies-transfer-determinations-by-asic/ 2023-03-06T11:18:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-238-suspicious-activity-reporting-withdrawn/ 2025-12-12T02:43:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-239-retail-otc-derivative-issuers-financial-requirements-withdrawn/ 2021-03-30T09:32:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-240-hedge-funds-improving-disclosure/ 2026-03-04T21:57:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-241-electronic-trading/ 2022-08-02T10:21:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-242-asic-s-power-to-wind-up-abandoned-companies/ 2025-10-12T21:15:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-243-registration-of-self-managed-superannuation-fund-auditors/ 2021-03-30T09:26:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-244-giving-information-general-advice-and-scaled-advice/ 2024-07-15T23:55:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-245-fee-disclosure-statements-withdrawn/ 2021-11-03T12:25:34Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-246-conflicted-and-other-banned-remuneration/ 2025-12-19T04:43:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-247-effective-disclosure-in-an-operating-and-financial-review/ 2021-03-30T09:26:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-248-litigation-schemes-and-proof-of-debt-schemes-managing-conflicts-of-interest/ 2024-12-01T23:38:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-249-derivative-trade-repositories/ 2024-11-25T03:53:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-250-guidance-on-asic-market-integrity-rules-for-risk-management-and-other-requirements-asx-24-market-withdrawn/ 2025-12-12T02:41:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-251-derivative-transaction-reporting/ 2024-10-20T22:06:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-252-keeping-superannuation-websites-up-to-date-withdrawn/ 2025-12-12T02:39:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-253-fundraising-facilitating-offers-of-chess-depository-interests/ 2025-03-27T22:04:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-254-offering-securities-under-a-disclosure-document/ 2021-04-26T14:23:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-255-providing-digital-financial-product-advice-to-retail-clients/ 2024-07-15T23:56:34Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-256-client-review-and-remediation-conducted-by-advice-licensees/ 2024-07-15T23:57:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-257-testing-fintech-products-and-services-without-holding-an-afs-or-credit-licence-withdrawn/ 2021-03-30T09:23:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-258-registered-liquidators-registration-ongoing-obligations-disciplinary-actions-and-insurance-requirements/ 2024-10-15T06:00:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-259-risk-management-systems-of-fund-operators/ 2022-10-06T10:19:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-260-communicating-findings-from-audit-files-to-directors-audit-committees-or-senior-managers/ 2025-10-14T22:31:14Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-261-crowd-sourced-funding-guide-for-companies/ 2021-03-30T09:23:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-262-crowd-sourced-funding-guide-for-intermediaries/ 2025-06-16T00:53:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-263-financial-services-and-credit-panel/ 2024-10-14T00:35:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-264-sell-side-research/ 2025-12-19T04:47:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-265-guidance-on-asic-market-integrity-rules-for-participants-of-securities-markets/ 2025-12-17T23:22:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-266-guidance-on-asic-market-integrity-rules-for-participants-of-futures-markets/ 2025-12-17T23:22:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-267-oversight-of-the-australian-financial-complaints-authority/ 2024-01-23T03:38:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-268-licensing-regime-for-financial-benchmark-administrators/ 2024-11-25T21:41:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-269-approval-and-oversight-of-compliance-schemes-for-financial-advisers-withdrawn/ 2023-05-30T10:11:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-270-whistleblower-policies/ 2024-01-23T04:19:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-271-internal-dispute-resolution/ 2024-07-15T23:58:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-272-product-intervention-power/ 2024-01-23T03:44:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-273-mortgage-brokers-best-interests-duty/ 2023-06-25T04:31:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-274-product-design-and-distribution-obligations/ 2024-09-09T23:59:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-275-the-deferred-sales-model-for-add-on-insurance/ 2022-03-28T11:53:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-276-superannuation-forecasts-calculators-and-retirement-estimates/ 2026-04-02T00:49:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-277-consumer-remediation/ 2024-10-21T05:08:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-277-consumer-remediation/making-it-right-how-to-run-a-consumer-centred-remediation/ 2022-10-24T10:21:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-278-adis-transitioning-to-the-financial-accountability-regime/ 2024-01-23T03:49:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-279-financial-accountability-regime-information-for-accountable-entities/ 2024-07-11T01:00:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-280-sustainability-reporting/ 2025-10-01T07:09:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-281-low-cost-credit-contracts/ 2025-05-08T00:00:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-guides/rg-282-exchange-traded-products/ 2025-11-07T03:02:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/information-sheets/ 2025-12-23T04:36:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/information-sheets/restoration-of-the-names-of-registrable-australian-bodies-and-foreign-companies-to-the-register/ 2025-06-19T03:01:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/information-sheets/indigenous-corporations/ 2025-06-19T03:05:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/information-sheets/dispute-resolution-for-indigenous-corporations/ 2025-06-19T03:05:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/information-sheets/reporting-obligations-of-indigenous-corporations/ 2025-06-19T03:05:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/information-sheets/company-officer-obligations-under-the-whistleblower-protection-provisions/ 2025-06-23T00:07:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/information-sheets/employee-entitlement-schemes/ 2026-02-18T23:54:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/information-sheets/frozen-funds-and-hardship-withdrawals/ 2024-04-30T00:10:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-1-indirect-self-acquisition-by-investment-funds/ 2025-12-02T00:50:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-2-non-discretionary-portfolio-services/ 2025-12-02T00:51:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-3-managed-investments-change-of-responsible-entity-effect-on-contracts/ 2025-12-02T00:51:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-4-managed-investments-protection-of-underlying-land-in-primary-production-managed-investment-schemes/ 2025-12-01T23:17:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-5-heard-it-on-the-grapevine/ 2025-12-01T23:18:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-6-the-online-corporation-electronic-corporate-communications/ 2025-12-01T23:18:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-7-multimedia-prospectuses-and-other-offer-documents/ 2025-12-01T23:18:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-8-guidelines-for-internet-discussion-sites/ 2025-12-01T23:18:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-9-educating-financial-services-consumers/ 2025-12-02T00:58:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-10-mutuality/ 2025-12-02T00:59:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-11-anomalies-and-issues-in-the-takeover-provisions/ 2025-12-02T00:59:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-12-electronic-applications-for-life-insurance-and-superannuation-products/ 2025-12-02T01:00:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-13-asic-call-for-public-comment-on-asx-futures-exchange/ 2025-12-02T01:00:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-14-draft-guide-to-good-transaction-fee-disclosure-for-banks-building-societies-and-credit-unions/ 2025-12-02T01:00:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-15-disclosure-discretionary-powers-and-transition/ 2025-12-02T01:01:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-16-disclosure-product-disclosure-statements-and-other-disclosure-obligations/ 2025-12-02T01:02:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-17-licensing-adapting-ips-146-to-the-financial-service-reform-regime/ 2025-12-02T01:02:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-18-licensing-organisational-capacities/ 2025-12-02T01:03:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-19-licensing-the-scope-of-the-licensing-regime-financial-product-advice-and-dealing/ 2025-12-02T01:04:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-20-account-aggregation-in-the-financial-services-sector/ 2025-12-02T01:04:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-21-approval-of-codes/ 2025-12-02T01:05:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-22-licensing-discretionary-powers/ 2025-12-02T01:05:34Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-23-licensing-external-and-internal-dispute-resolution-procedures/ 2025-12-02T01:05:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-24-licensing-principals-and-representatives/ 2025-12-02T01:06:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-25-licensing-financial-requirements/ 2025-12-02T01:07:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-26-licensing-and-disclosure-making-the-transition-to-the-fsr-regime/ 2025-12-02T00:49:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-27-singapore-exchange-limited-and-asx-alliance-agreement/ 2025-12-02T01:08:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-28-eurex-hkfe-and-lme-application-for-approval-as-exempt-futures-markets/ 2025-12-02T01:09:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-29-australian-market-licences-australian-operators/ 2025-12-02T01:10:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-30-investment-funds-takeover-and-substantial-holding-relief/ 2025-12-02T02:26:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-31-draft-policy-statement-170-prospective-financial-information/ 2025-12-02T02:25:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-32-secondary-sales-under-section-707-3-and-4/ 2025-12-02T02:28:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-33-disclosure-for-on-sale-of-securities-and-other-financial-products/ 2025-12-02T02:28:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-34-takeovers-false-and-misleading-statements-ps-25/ 2025-12-02T02:30:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-35-financial-reporting-and-agm-obligations-for-companies-in-external-administration-under-part-5-3a/ 2025-12-02T02:30:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-36-the-use-of-past-performance-in-investment-advertising/ 2025-12-02T02:32:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-37-foreign-collective-investment-schemes/ 2025-12-02T02:33:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-38-australian-market-licences-overseas-operators/ 2025-12-02T02:34:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-39-licensing-financial-product-advisers-conduct-and-disclosure/ 2025-12-02T02:35:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-40-licensing-discretionary-powers-foreign-financial-services-providers/ 2025-12-02T02:36:34Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-41-socially-responsible-investing-disclosure/ 2025-12-02T02:37:14Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-42-draft-section-1013da-guidelines-disclosure-about-labour-standards-and-environmental-social-and-ethical-considerations-in-product-disclosure-statements/ 2025-12-02T02:38:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-43-interim-policy-statement-159-takeovers-discretionary-powers/ 2025-12-02T02:39:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-44-managed-discretionary-account-services/ 2025-12-02T02:39:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-45-financial-literacy-in-schools/ 2025-12-02T02:40:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-46-licensing-managing-conflicts-of-interest/ 2025-12-02T02:41:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-47-associates-share-acquisition-agreements/ 2025-12-02T02:44:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-48-clerp-9-product-disclosure/ 2025-12-02T02:42:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-49-clerp-9-auditor-and-financial-reporting-obligations/ 2025-12-02T02:44:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-50-clerp-9-auditor-registration/ 2025-12-02T02:44:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-51-clerp-9-authorised-audit-companies-insurance-arrangements/ 2025-12-02T02:45:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-52-dollar-disclosure/ 2025-12-02T02:48:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-53-licensing-securitisation/ 2025-12-02T02:49:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-54-proposed-relief-for-constitutions-of-registered-managed-investment-schemes/ 2025-12-02T02:51:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-55-external-administration-liquidator-registration/ 2025-12-02T02:52:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-56-superannuation-delivery-of-product-disclosure-and-investment-choice/ 2025-12-02T02:52:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-57-buy-backs-small-parcels/ 2025-12-02T02:53:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-58-unit-pricing-guide-to-good-practice/ 2025-12-02T02:54:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-59-non-cash-payment-facilities/ 2025-12-02T02:55:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-60-disclosure-documents-and-pds-consent-to-quote-pn-55/ 2025-12-02T02:55:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-61-debt-collection-guideline-for-collectors-creditors-and-debtors-first-draft/ 2025-12-02T03:00:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-62-better-experts-reports/ 2025-12-02T03:01:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-63-market-stabilisation/ 2025-12-02T03:02:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-64-approving-a-purpose-for-accessing-the-register-of-members-of-a-mutual-entity/ 2025-12-02T03:03:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-65-licensing-credit-rating-agencies/ 2025-12-02T03:03:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-66-debt-collection-guideline-for-collectors-creditors-and-debtors-second-draft/ 2025-12-02T03:06:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-67-disclosure-in-reconstructions/ 2025-12-02T03:08:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-68-authorisation-of-general-insurance-arrangers/ 2025-12-02T03:08:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-69-disclosing-pro-forma-financial-information/ 2025-12-02T03:10:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-70-online-calculators/ 2025-12-02T03:10:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-71-repetition-of-the-general-advice-warning/ 2025-12-02T03:24:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-72-auditor-rotation-policy/ 2025-12-02T03:25:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-73-managing-conflicts-of-interest-in-the-financial-services-industry/ 2025-12-02T03:26:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-74-review-of-policy-statement-160-time-sharing-schemes/ 2025-12-02T03:26:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-75-updating-policy-statement-164-organisational-competence/ 2025-12-02T03:31:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-76-updating-policy-statement-164-meeting-the-general-obligations/ 2025-12-02T03:35:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-77-on-market-buy-backs-by-asx-listed-schemes/ 2025-12-02T03:36:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-78-reviewing-the-eft-code/ 2025-12-02T03:36:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-79-disclosure-relief-for-foreign-scrip-takeovers/ 2025-12-02T03:37:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-80-group-insurance-arrangements/ 2025-12-02T03:38:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-81-management-rights-schemes/ 2025-12-02T03:43:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-82-wholesale-equity-venture-capital-schemes-trustee-licensing/ 2025-12-02T03:43:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-83-review-of-asic-policy-on-investor-directed-portfolio-services/ 2025-12-02T03:44:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-84-managed-investment-schemes-withdrawal-rights-and-scheme-liquidity/ 2025-12-02T03:45:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-85-share-and-unit-sale-facilities/ 2025-12-02T03:45:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-86-competition-for-market-services-trading-in-listed-securities-and-related-data/ 2025-12-02T03:49:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-87-compensation-and-insurance-arrangements-for-afs-licensees/ 2025-12-02T03:51:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-88-reviewing-and-updating-rg-146-training-of-financial-product-advisers/ 2025-12-02T03:52:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-89-unlisted-unrated-debentures-improving-disclosure-for-retail-investors/ 2025-12-02T03:53:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-90-review-of-the-electronic-funds-transfer-code-of-conduct-2007-08-asic-proposals/ 2025-12-02T03:55:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-91-non-traditional-rights-issues/ 2025-12-02T03:55:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-92-streamlining-breach-reporting/ 2025-12-02T03:56:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-93-facilitating-online-financial-services-disclosures/ 2025-12-02T03:57:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-94-debenture-advertising/ 2025-12-02T04:28:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-95-competition-for-market-services-response-to-cp-86-and-further-consultation/ 2025-12-02T04:49:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-96-insurance-requirements-for-registered-liquidators/ 2025-12-02T04:51:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-97-simple-superannuation-advice/ 2025-12-02T05:11:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-98-cross-border-recognition-facilitating-access-to-overseas-markets-and-financial-services/ 2025-12-02T05:12:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-99-mortgage-schemes-improving-disclosure-for-retail-investors/ 2025-12-02T05:15:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-100-unlisted-property-schemes-improving-disclosure-for-retail-investors/ 2025-12-02T05:16:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-101-superannuation-forecasts/ 2025-12-02T05:42:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-102-dispute-resolution-review-of-rg-139-and-rg-165/ 2025-12-02T21:32:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-103-review-of-share-purchase-plan-threshold/ 2025-12-02T05:56:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-104-internet-discussion-sites/ 2025-12-02T05:57:33Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-105-facilitating-equity-capital-raising/ 2025-12-02T05:59:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-106-short-selling-to-hedge-risk-from-market-making-activities/ 2025-12-02T06:00:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-107-securities-lending-and-substantial-holding-disclosure/ 2025-12-02T06:02:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-108-margin-lending-training-of-financial-advisers/ 2025-12-02T06:03:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-109-margin-lending-financial-requirements/ 2025-12-02T06:04:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-110-general-conduct-obligations-of-credit-licensees/ 2025-12-02T06:05:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-111-compensation-and-financial-resources-arrangements-for-credit-licensees/ 2025-12-02T21:35:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-112-dispute-resolution-requirements-for-consumer-credit-and-margin-lending/ 2025-12-02T21:36:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-113-competence-and-training-for-credit-licensees/ 2025-12-02T21:38:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-114-client-money-relating-to-dealing-in-otc-derivatives/ 2025-12-02T21:39:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-115-responsible-lending/ 2025-12-02T21:40:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-116-exempt-professional-financial-markets/ 2025-12-02T22:40:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-117-consent-to-quote-credit-ratings-in-disclosure-documents-and-pdss/ 2025-12-02T22:41:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-118-responsible-handling-of-rumours/ 2025-12-02T22:41:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-119-regulation-of-financial-markets-exemptions-from-part-7-2-of-the-corporations-act/ 2025-12-02T22:42:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-120-operators-of-clearing-and-settlement-facilities/ 2025-12-02T22:43:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-121-facilitating-online-financial-services-disclosures/ 2025-12-02T22:44:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-122-superannuation-forecasts-asic-relief-and-guidance-for-super-funds/ 2025-12-02T22:45:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-123-debentures-strengthening-the-disclosure-benchmarks/ 2025-12-02T22:46:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-124-directors-duty-to-prevent-insolvent-trading-guide-for-directors/ 2025-12-02T22:47:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-125-compensation-requirements-for-credit-licensees-further-consultation/ 2025-12-02T22:49:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-126-facilitating-debt-raising/ 2025-12-02T22:50:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-127-schemes-of-arrangement-statements-under-section-411-17-b/ 2025-12-02T22:50:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-128-handling-confidential-information/ 2025-12-02T22:51:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-129-non-standard-margin-lending-facilities-improving-disclosure-for-retail-clients/ 2025-12-02T22:52:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-131-proposed-asic-market-integrity-rules-asx-and-sfe-markets/ 2025-12-02T22:53:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-132-trustee-companies-financial-requirements-and-conduct-obligations/ 2025-12-02T22:56:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-133-agribusiness-managed-investment-schemes-improving-disclosure-for-retail-investors/ 2025-12-02T22:56:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-134-infrastructure-entities-improving-disclosure-for-retail-investors/ 2025-12-02T22:57:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-135-mortgage-early-exit-fees-unconscionable-fees-and-unfair-contract-terms/ 2025-12-02T22:58:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-136-markets-disciplinary-panel/ 2025-12-02T22:58:34Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-137-indirect-self-acquisition-by-investment-funds-further-consultation/ 2025-12-02T22:59:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-138-dispute-resolution-requirements-for-trustee-companies-providing-traditional-services/ 2025-12-02T23:00:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-139-compensation-and-insurance-arrangements-for-trustee-companies-providing-traditional-services/ 2025-12-02T23:00:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-140-responsible-entities-financial-requirements/ 2025-12-02T23:01:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-141-mortgage-schemes-strengthening-the-disclosure-benchmarks/ 2025-12-02T23:24:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-142-related-party-transactions/ 2025-12-02T23:25:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-143-expert-reports-and-independence-of-experts-updates-to-rg-111-and-rg-112/ 2025-12-02T23:26:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-144-giving-a-pds-in-telephone-sales-of-general-insurance-products/ 2025-12-03T00:37:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-145-australian-equity-market-structure-proposals/ 2025-12-03T00:39:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-146-over-the-counter-contracts-for-difference-improving-disclosure-for-retail-investors/ 2025-12-03T01:18:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-147-hedge-funds-improving-disclosure-for-retail-investors/ 2025-12-03T02:30:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-148-proposed-market-integrity-rules-chi-x-market/ 2025-12-03T02:31:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-149-application-for-an-australian-market-licence-financial-and-energy-exchange-limited/ 2025-12-03T02:31:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-150-disclosing-financial-information-other-than-in-accordance-with-accounting-standard/ 2025-12-03T02:32:47Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-151-debt-securities-modifying-the-naming-provisions-and-advertising-requirements/ 2025-12-03T03:34:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-152-asics-conversion-of-asx-and-sfe-guidance-general-operational-obligations/ 2025-12-03T03:36:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-153-licensing-assessment-and-professional-development-framework-for-financial-advisers/ 2025-12-03T03:42:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-154-infrastructure-entities-improving-disclosure-to-retail-investors-further-consultation/ 2025-12-03T03:49:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-155-prospectus-disclosure-improving-disclosure-for-retail-investors/ 2025-12-03T03:50:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-156-retail-otc-derivative-issuers-financial-requirements/ 2025-12-03T03:50:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-157-proposed-asic-market-integrity-rules-fex-market/ 2025-12-03T03:58:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-158-redrafting-the-electronic-funds-transfer-code-of-conduct/ 2025-12-03T04:31:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-159-acquisitions-approved-by-members-update-to-rg-74/ 2025-12-03T04:38:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-160-credit-rating-agencies-iosco-code-annual-compliance-report/ 2025-12-03T04:41:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-161-proposed-asic-market-integrity-rules-for-capital-and-related-requirements-asx-asx-24-and-chi-x-markets/ 2025-12-03T04:44:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-162-indirect-self-acquisition-by-investment-funds-further-consultation-employee-share-schemes/ 2025-12-03T04:44:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-163-unlisted-property-schemes-update-to-rg-46/ 2025-12-03T04:46:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-164-additional-guidance-on-how-to-scale-advice/ 2025-12-03T04:47:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-165-credit-assistance-for-home-loans-competence-and-training-requirements/ 2025-12-03T04:50:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-166-market-integrity-rules-non-afs-licensee-foreign-participants-and-consequential-amendments/ 2025-12-03T04:52:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-167-advertising-financial-products-and-advice-services-good-practice-guidance/ 2025-12-03T04:54:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-168-australian-equity-market-structure-further-proposals/ 2025-12-03T04:56:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-169-term-deposits-that-are-only-breakable-on-31-days-notice-proposals-for-relief/ 2025-12-03T04:56:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-170-downstream-acquisitions-update-to-rg-71/ 2025-12-03T04:57:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-171-strengthening-the-regulation-of-research-report-providers-including-research-houses/ 2025-12-03T21:34:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-172-review-of-edr-jurisdiction-over-complaints-when-members-commence-debt-recovery-legal-proceedings/ 2025-12-03T21:37:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-173-trustee-companies-transfer-determinations-bv-asic/ 2025-12-03T21:56:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-174-hedge-funds-improving-disclosure-further-consultation/ 2025-12-03T21:57:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-175-carbon-markets-training-and-financial-requirements/ 2025-12-03T21:59:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-176-review-of-asic-policy-on-platforms-update-to-rg-148/ 2025-12-03T22:00:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-177-electricity-derivative-market-participants-financial-requirements/ 2025-12-03T22:05:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-178-advertising-credit-products-and-credit-services-additional-good-practice-guidance/ 2025-12-03T22:05:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-179-australian-market-structure-draft-market-integrity-rules-and-guidance/ 2025-12-03T22:06:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-180-asics-power-to-wind-up-abandoned-companies/ 2025-12-03T22:07:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-181-retail-trading-in-commonwealth-government-securities/ 2025-12-03T22:08:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-182-future-of-financial-advice-best-interests-duty-and-related-obligations-update-to-rg-175/ 2025-12-04T22:02:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-183-giving-information-general-advice-and-scaled-advice/ 2025-12-04T22:02:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-184-australian-market-structure-draft-market-integrity-rules-and-guidance-on-automated-trading/ 2025-12-04T22:03:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-185-litigation-schemes-and-proof-of-debt-schemes-managing-conflicts-of-interest/ 2025-12-04T22:05:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-186-clearing-and-settlement-facilities-international-principles-and-cross-border-policy-update-to-rg-211/ 2025-12-04T22:06:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-187-effective-disclosure-in-an-operating-and-financial-review/ 2025-12-04T23:58:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-188-managed-investments-constitutions-updates-to-rg-134/ 2025-12-05T02:25:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-189-future-of-financial-advice-conflicted-remuneration/ 2025-12-05T02:27:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-190-small-business-lending-complaints-update-to-rg-139/ 2025-12-05T02:29:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-191-future-of-financial-advice-approval-of-codes-of-conduct-for-exemption-from-opt-in-requirement/ 2025-12-05T04:42:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-192-competency-standards-for-auditors-of-self-managed-superannuation-funds/ 2025-12-05T04:43:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-193-takeovers-compulsory-acquisition-and-substantial-holdings-update-of-asic-guidance/ 2025-12-05T04:44:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-194-financial-requirements-for-custodial-or-depository-service-providers/ 2025-12-05T04:44:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-195-proposed-amendments-to-asic-market-integrity-rules-asx-24-and-fex-markets/ 2025-12-05T04:45:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-196-periodic-statements-for-quoted-and-listed-managed-investment-products-and-relief-for-aqua-products/ 2025-12-05T04:48:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-197-holding-scheme-property-and-other-assets/ 2025-12-05T04:59:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-198-review-of-the-effectiveness-of-an-online-database-for-small-amount-lenders/ 2025-12-05T05:00:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-199-debentures-reform-to-strengthen-regulation/ 2025-12-05T05:00:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-200-managed-discretionary-accounts-updates-to-rg-179/ 2025-12-05T05:03:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-201-derivative-trade-repositories/ 2025-12-05T05:06:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-202-dark-liquidity-and-high-frequency-trading-proposals/ 2025-12-05T05:07:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-203-age-pension-estimates-in-superannuation-forecasts-update-to-rg-229/ 2025-12-05T05:07:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-204-risk-management-systems-of-responsible-entities/ 2025-12-05T05:08:14Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-205-derivative-transaction-reporting/ 2025-12-05T05:08:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-206-shaping-a-national-financial-literacy-strategy-for-2014-16/ 2025-12-05T05:09:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-207-charitable-investment-fundraisers/ 2025-12-05T05:10:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-208-asx-managed-funds-service-relief-from-the-application-form-requirement/ 2025-12-05T05:11:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-209-resignation-removal-and-replacement-of-auditors-update-to-rg-26/ 2025-12-05T05:12:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-210-demutualisation-approval-procedure-rules-minimum-member-participation-requirement/ 2025-12-05T05:13:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-211-facilitating-electronic-offers-of-securities-update-to-rg-107/ 2025-12-05T05:14:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-212-licensing-training-of-financial-product-advisers-updates-to-rg-146/ 2025-12-05T05:14:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-213-greyhound-racing-and-breeding-syndicate-schemes/ 2025-12-05T05:15:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-214-updated-record-keeping-obligations-for-afs-licensees/ 2025-12-05T05:15:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-215-assessment-and-approval-of-training-courses-for-financial-product-advisers-update-to-rg-146/ 2025-12-05T05:16:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-216-advice-on-self-managed-superannuation-funds-specific-disclosure-requirements-and-smsf-costs/ 2025-12-07T22:30:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-217-presentation-of-financial-statements-by-stapled-entities/ 2025-12-07T22:31:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-218-employee-incentive-schemes/ 2025-12-07T22:31:47Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-219-keeping-superannuation-websites-up-to-date/ 2025-12-07T22:32:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-220-fundraising-facilitating-offers-of-chess-depositary-interests/ 2025-12-07T22:33:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-221-otc-derivatives-reform-proposed-amendments-to-the-asic-derivative-transaction-rules-reporting-2013/ 2025-12-08T02:19:33Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-222-reducing-red-tape-proposed-amendments-to-the-market-integrity-rules/ 2025-12-07T22:36:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-223-relief-for-externally-administered-companies-and-registered-schemes-being-wound-up-rg-174-update/ 2025-12-07T22:37:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-224-facilitating-electronic-financial-services-disclosures/ 2025-12-07T23:30:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-225-remaking-asic-class-orders-on-offers-of-foreign-securities/ 2025-12-07T23:42:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-226-remaking-asic-class-orders-on-secondary-services-and-general-advice/ 2025-12-07T23:44:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-227-disclosure-and-reporting-requirements-for-superannuation-trustees-s29qc/ 2025-12-07T23:46:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-228-collective-action-by-investors-update-to-rg-128/ 2025-12-07T23:48:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-229-repealing-redundant-asic-class-orders/ 2025-12-07T23:48:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-230-remaking-asic-class-orders-on-banking-and-insurance/ 2025-12-07T23:51:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-231-mandatory-central-clearing-of-otc-interest-rate-derivative-transactions/ 2025-12-07T23:52:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-232-remaking-asic-class-orders-on-superannuation-co-04-1574-and-co-06-636/ 2025-12-08T02:22:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-233-remaking-asic-class-orders-on-financial-reporting/ 2025-12-08T02:23:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-234-remaking-asic-class-orders-on-takeovers-and-schemes-of-arrangement/ 2026-01-09T04:36:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-235-proposed-amendments-to-asic-market-integrity-rules-and-instruments-for-the-chi-x-investment-product-market/ 2025-12-08T02:26:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-236-remaking-asic-class-orders-on-dematerialised-securities-and-chess-units-of-foreign-securities/ 2025-12-08T02:27:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-237-remaking-asic-class-orders-on-real-estate-companies-co-00-213-and-co-05-1243/ 2025-12-08T02:31:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-238-remaking-asic-class-order-on-employee-redundancy-funds-co-02-314/ 2025-12-08T02:32:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-239-disclosure-documents-update-to-asic-instruments-and-guidance/ 2025-12-08T02:34:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-240-remaking-asic-class-orders-on-rounding-directors-reports-disclosing-entities-and-other-matters/ 2025-12-08T02:35:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-241-remaking-asic-class-orders-on-foreign-licensees-and-adis-co-06-68-and-co-03-823/ 2025-12-08T02:35:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-242-remaking-asic-class-orders-on-horse-racing-syndicates-and-horse-breeding-schemes/ 2025-12-08T02:36:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-243-remaking-asic-class-orders-on-electronic-lodgement-of-financial-reports-and-dual-lodgement-relief/ 2025-12-08T03:27:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-244-remaking-asic-class-orders-on-dealing-in-underlying-investments/ 2025-12-08T03:28:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-245-retail-life-insurance-advice-reforms/ 2025-12-08T03:30:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-246-remaking-asic-class-order-on-securitisation-special-purpose-vehicles-co-04-1526/ 2025-12-08T03:31:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-247-client-review-and-remediation-programs-and-update-to-record-keeping-requirements/ 2025-12-08T03:32:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-248-remaking-asic-class-orders-on-reporting-by-foreign-entities-co-98-98-and-co-02-1432/ 2025-12-08T03:33:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-249-remaking-asic-class-order-on-generic-financial-calculators-co-05-1122/ 2025-12-08T03:36:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-250-remaking-asic-class-orders-on-property-strata-and-management-rights-schemes/ 2025-12-08T03:38:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-251-remaking-asic-class-order-on-financial-product-advice-exempt-documents-co-03-606/ 2025-12-08T21:24:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-252-remaking-asic-class-order-on-share-and-interest-sale-facilities-co-08-10/ 2025-12-08T21:25:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-253-remaking-and-repealing-asic-class-orders-on-dollar-disclosure/ 2025-12-08T21:26:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-254-regulating-digital-financial-product-advice/ 2025-12-08T21:27:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-255-remaking-asic-class-orders-on-financial-services-disclosure-requirements/ 2025-12-08T21:29:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-256-remaking-and-repealing-asic-class-orders-on-trustee-company-common-funds/ 2025-12-08T22:03:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-257-improving-disclosure-of-historical-financial-information-in-prospectuses/ 2025-12-08T22:24:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-258-remaking-asic-class-order-on-differential-fees-co-03-217/ 2025-12-08T22:25:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-259-repealing-asic-class-order-on-managed-investment-schemes-no-issue-required-disclosure/ 2025-12-08T22:26:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-260-further-measures-to-facilitate-innovation-in-financial-services/ 2025-12-08T22:30:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-261-remaking-and-repealing-asic-class-orders-on-rights-issue-notifications-and-money-market-deposits/ 2025-12-08T22:30:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-262-remaking-and-repealing-asic-class-orders-on-markets-and-securities/ 2025-12-08T22:31:34Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-263-risk-management-systems-of-responsible-entities-further-proposals/ 2025-12-08T22:32:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-264-remaking-asic-class-order-on-nominee-and-custody-services-and-proposed-changes-to-platforms-policy/ 2025-12-08T22:42:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-265-communicating-audit-findings-to-directors-audit-committees-or-senior-managers/ 2025-12-08T22:43:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-266-remaking-asic-class-orders-on-managed-investment-schemes-not-for-money/ 2025-12-08T22:43:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-267-remaking-asic-class-orders-and-guidance-on-audit-and-financial-reporting/ 2025-12-08T22:44:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-268-licensing-relief-for-foreign-financial-services-providers-with-a-limited-connection-to-australia/ 2025-12-08T22:45:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-269-remaking-asic-class-order-on-managed-investment-scheme-buy-backs-and-updating-related-guidance/ 2025-12-08T22:46:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-270-remaking-asic-class-orders-on-registered-schemes/ 2025-12-08T22:47:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-271-remaking-and-repealing-asic-class-orders-on-internet-offers-hawking-and-pds-obligations/ 2025-12-08T22:48:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-272-remaking-asic-class-orders-on-time-sharing-schemes/ 2025-12-08T23:09:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-272-remaking-asic-class-orders-on-time-sharing-schemes/time-sharing-schemes-update-on-the-status-of-our-review-of-the-policy-settings/ 2025-01-23T02:14:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-273-repealing-asic-class-orders-on-holding-client-assets/ 2025-12-08T23:12:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-274-remaking-asic-class-orders-on-application-form-requirements/ 2025-12-08T23:13:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-275-repealing-asic-class-order-on-fsg-exemption-for-market-making-services-on-a-licensed-market-co-03-578/ 2025-12-08T23:13:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-276-registered-liquidators-registration-disciplinary-actions-and-insurance-requirements/ 2025-12-08T23:15:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-277-proposals-to-consolidate-the-asic-market-integrity-rules/ 2025-12-08T23:16:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-278-remaking-asic-class-order-on-reporting-requirements-for-afs-licensees-who-are-natural-persons/ 2025-12-08T23:27:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-279-flex-commission-arrangements-in-the-car-finance-industry/ 2025-12-08T23:28:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-280-asic-class-order-on-wholesale-equity-schemes-licensing-relief-for-trustees-co-07-74/ 2025-12-08T23:29:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-281-financial-services-panel/ 2025-12-08T23:30:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-282-remaking-asic-class-orders-on-financial-counselling-licensing-relief/ 2025-12-08T23:32:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-283-remaking-asic-class-order-on-credit-union-member-shares-co-02-1176/ 2025-12-08T23:33:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-284-example-statement-of-advice-for-life-insurance-update-to-rg-90/ 2025-12-08T23:34:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-285-remaking-asic-class-order-on-disclosure-relief-for-an-offer-to-a-director-or-secretary-co-04-899/ 2025-12-08T23:34:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-286-remaking-asic-class-orders-on-mortgage-offset-accounts-and-factoring-arrangements/ 2025-12-08T23:36:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-287-remaking-asic-class-order-on-mortgage-schemes-and-proposed-relief-for-multiple-withdrawal-periods/ 2025-12-08T23:36:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-288-crowd-sourced-funding-guide-for-public-companies/ 2025-12-08T23:38:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-289-crowd-sourced-funding-guide-for-intermediaries/ 2025-12-08T23:39:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-290-sell-side-research/ 2025-12-08T23:40:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-291-reporting-rules-derivative-retail-client-money/ 2025-12-08T23:43:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-292-implementing-the-financial-benchmark-regulatory-regime/ 2025-12-08T23:44:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-293-revising-the-market-licence-regime-for-domestic-and-overseas-operators/ 2025-12-08T23:45:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-294-the-sale-of-add-on-insurance-and-warranties-through-caryard-intermediaries/ 2025-12-08T23:46:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-295-national-financial-literacy-strategy-consultation-2017/ 2025-12-08T23:47:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-296-funds-management/ 2025-12-09T00:08:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-297-retaining-asic-s-fintech-licensing-exemption/ 2025-12-08T23:49:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-298-oversight-of-the-australian-financial-complaints-authority-update-to-rg-139/ 2025-12-09T00:11:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-299-short-selling-naked-short-selling-relief-position-reporting-amendments-and-sunsetting-class-orders/ 2025-12-09T00:11:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-300-approval-and-oversight-of-compliance-schemes-for-financial-advisers/ 2025-12-09T00:12:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-301-foreign-financial-services-providers/ 2025-12-09T00:16:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-302-proposed-changes-to-asic-s-capital-requirements-for-market-participants/ 2025-12-09T00:17:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-303-credit-cards-responsible-lending-assessments/ 2025-12-09T00:17:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-304-remaking-asic-class-order-on-share-and-interest-purchase-plans-co-09-425/ 2025-12-09T00:19:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-305-organisational-competence-requirements-for-advice-licensees-update-to-rg-105/ 2025-12-09T00:19:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-306-markets-disciplinary-panel/ 2025-12-09T00:22:33Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-307-remaking-asic-class-order-on-warrants-out-of-use-notices-co-08-781/ 2025-12-09T00:23:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-308-review-of-rg-97-disclosing-fees-and-costs-in-pdss-and-periodic-statements/ 2025-12-09T00:26:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-309-update-to-rg-209-credit-licensing-responsible-lending-conduct/ 2025-12-09T00:28:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-310-review-of-the-epayments-code-scope-of-the-review/ 2025-12-09T00:28:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-311-internal-dispute-resolution-update-to-rg-165/ 2025-12-09T00:30:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-312-stub-equity-in-control-transactions/ 2025-12-09T00:31:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-313-product-intervention-power/ 2025-12-09T00:33:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-314-market-integrity-rules-for-technological-and-operational-resilience/ 2025-12-09T00:33:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-315-foreign-financial-services-providers-further-consultation/ 2025-12-09T00:35:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-316-using-the-product-intervention-power-short-term-credit/ 2025-12-09T00:37:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-317-unsolicited-telephone-sales-of-direct-life-insurance-and-consumer-credit-insurance/ 2025-12-09T00:38:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-318-remaking-asic-class-order-on-departed-former-temporary-residents-superannuation-co-09-437/ 2025-12-09T00:39:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-319-securities-lending-by-agents-and-substantial-holding-disclosure/ 2025-12-09T00:46:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-320-remaking-asic-class-order-on-changing-scheme-constitutions-co-09-552/ 2025-12-09T00:48:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-321-whistleblower-policies/ 2025-12-09T00:54:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-322-product-intervention-otc-binary-options-and-cfds/ 2025-12-09T00:56:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-322-product-intervention-otc-binary-options-and-cfds/regulation-impact-statement-product-intervention-otc-binary-options/ 2025-01-23T02:14:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-323-review-of-school-banking-programs/ 2025-12-09T00:56:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-324-product-intervention-the-sale-of-add-on-financial-products-through-caryard-intermediaries/ 2025-12-09T00:57:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-325-product-design-and-distribution-obligations/ 2025-12-09T00:58:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-326-chapter-6-relief-for-share-transfers-using-s444ga-of-the-corporations-act/ 2025-12-09T02:02:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-327-implementing-the-royal-commission-recommendations-mortgage-brokers-and-the-best-interests-duty/ 2025-12-09T02:03:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-328-initial-public-offers-relief-for-voluntary-escrow-arrangements-and-pre-prospectus-communications/ 2025-12-09T02:04:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-329-implementing-the-royal-commission-recommendations-advice-fee-consents-and-independence-disclosure/ 2025-12-09T02:05:14Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-330-using-the-product-intervention-power-continuing-credit-contracts/ 2025-12-09T02:06:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-331-remaking-asic-class-orders-on-unlicensed-coi-lenders-and-credit-disclosure-obligations/ 2025-12-09T02:06:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-332-promoting-access-to-affordable-advice-for-consumers/ 2025-12-09T02:07:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-333-implementing-the-royal-commission-recommendations-reference-checking-and-information-sharing/ 2025-12-09T02:08:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-334-proposed-changes-to-simplify-the-asic-derivative-transaction-rules-reporting-first-consultation/ 2025-12-09T02:09:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-335-consumer-remediation-update-to-rg-256/ 2025-12-09T02:09:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-336-financial-requirements-treatment-of-lease-assets/ 2025-12-09T02:10:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-337-externally-administered-companies-extending-financial-reporting-and-agm-relief/ 2025-12-09T02:10:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-338-remaking-asic-class-order-on-parent-entity-financial-statements-co-10-654/ 2025-12-09T02:11:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-339-implementing-the-royal-commission-recommendations-the-deferred-sales-model-for-add-on-insurance/ 2025-12-09T22:10:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-340-breach-reporting-and-related-obligations/ 2025-12-09T02:31:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-341-review-of-the-epayments-code-further-consultation/ 2025-12-09T02:34:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-342-proposed-amendments-to-the-asic-market-integrity-rules-and-other-asic-made-rules/ 2025-12-09T02:35:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-343-crypto-assets-as-underlying-assets-for-etps-and-other-investment-products/ 2025-12-09T23:26:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-344-remaking-asic-class-order-on-when-debentures-can-be-called-secured-notes-co-12-1482/ 2025-12-09T23:27:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-345-litigation-funding-schemes-guidance-and-relief/ 2025-12-09T23:28:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-346-the-hawking-prohibition-update-to-rg-38/ 2025-12-09T23:30:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-347-proposed-amendments-to-the-prohibition-on-order-incentives-in-the-asic-market-integrity-rules/ 2025-12-09T23:35:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-348-extension-of-the-cfd-product-intervention-order/ 2025-12-09T23:39:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-349-remaking-asic-class-order-on-pds-requirements-where-a-general-insurance-quote-is-given-co-11-842/ 2025-12-09T23:40:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-350-consumer-remediation-further-consultation/ 2025-12-09T23:41:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-351-superannuation-forecasts-update-to-relief-and-guidance/ 2025-12-09T23:42:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-352-communicating-audit-findings-to-directors-audit-committees-or-senior-managers/ 2025-12-09T23:43:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-353-proposed-amendments-to-the-asic-derivative-transaction-rules-clearing-2015/ 2025-12-09T23:43:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-354-asic-relief-for-simple-arrangements-following-a-hardship-notice-co-14-41/ 2025-12-09T23:49:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-355-product-intervention-orders-short-term-credit-and-continuing-credit-contracts/ 2025-12-09T23:49:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-356-etp-naming-conventions-updates-to-info-230/ 2025-12-09T23:50:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-357-remaking-relief-for-business-introduction-services-asic-instrument-2017-186/ 2025-12-09T23:51:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-358-remaking-asic-relief-on-pdss-superannuation-dashboards-and-fsgs/ 2025-12-09T23:56:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-359-update-to-rg-263-financial-services-and-credit-panel/ 2025-12-09T23:56:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-360-corporate-collective-investment-vehicles-preparing-for-the-commencement-of-the-new-regime/ 2025-12-09T23:58:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-361-proposed-changes-to-simplify-the-asic-derivative-transaction-rules-reporting-second-consultation/ 2025-12-10T00:00:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-362-extension-of-the-binary-options-product-intervention-order/ 2025-12-10T00:01:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-363-remaking-asic-class-order-on-financial-requirements-for-retail-otc-derivative-issuers-co-12-752/ 2025-12-10T00:01:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-364-modifications-to-the-ess-regime/ 2025-12-10T00:02:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-365-remaking-asic-class-orders-on-takeovers-compulsory-acquisitions-and-relevant-interests/ 2025-12-10T00:02:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-366-proposed-amendments-to-the-asic-derivative-transaction-rules-clearing-2015-second-consultation/ 2025-12-10T00:03:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-367-remaking-asic-class-orders-on-financial-requirements-co-13-760-co-13-761-and-asic-instrument-2022-449/ 2025-12-10T00:24:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-368-remaking-asic-class-orders-co-13-519-and-co-13-656/ 2025-12-10T00:26:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-369-remaking-asic-class-orders-on-platforms-co-13-762-and-co-13-763/ 2025-12-10T00:27:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-370-proposed-remake-of-the-asic-derivative-trade-repository-rules-2013/ 2025-12-10T00:35:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-371-product-intervention-orders-short-term-credit-facilities-and-continuing-credit-contracts/ 2025-12-10T00:35:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-372-guidance-on-insolvent-trading-safe-harbour-provisions-update-to-rg-217/ 2025-12-10T00:36:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-373-proposed-changes-to-the-banking-code-of-practice/ 2025-12-10T00:36:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-374-remaking-asic-class-order-on-exchange-traded-funds-co-13-721/ 2025-12-10T00:37:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-375-proposed-changes-to-the-asic-derivative-transaction-rules-reporting-third-consultation/ 2026-03-16T21:19:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-376-registered-liquidators-registration-ongoing-obligations-disciplinary-actions-and-insurance-updates-to-rg-258-and-supporting-documents-and-templates/ 2025-12-10T00:38:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-1-extending-design-and-distribution-obligations-instrument/ 2025-12-10T00:50:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-2-remaking-financial-reporting-legislative-instrument/ 2025-12-10T00:53:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-3-extending-electronic-precontractual-disclosure-legislative-instrument/ 2025-12-10T01:13:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-4-extending-relief-from-disclosure-and-reporting-consistency-obligations-for-super-trustees/ 2025-12-10T01:17:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-5-extending-parent-entity-financial-reporting-and-auditor-independence-legislative-instruments/ 2025-12-10T01:18:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-6-remaking-managed-investment-scheme-legislative-instruments/ 2025-12-10T01:20:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-377-guidance-for-reporting-by-external-administrators-and-controllers-updates-to-rg-16/ 2025-12-10T02:53:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-378-safeguard-mechanism-reforms-updates-to-rg-236/ 2025-12-10T03:06:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-7-proposed-update-to-superannuation-forecasts-relief-instrument/ 2025-12-10T03:08:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-8-proposed-expiry-date-for-primary-production-scheme-legislative-instrument/ 2025-12-10T03:20:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-9-proposed-extension-of-employee-redundancy-funds-relief/ 2025-12-10T03:21:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-10-proposed-extension-of-breach-reporting-and-record-keeping-legislative-instruments/ 2025-12-10T03:22:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-379-asic-cs-services-rules/ 2025-12-10T03:23:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-11-proposed-updates-to-rg-51-and-rg-108/ 2025-12-10T03:23:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-380-sustainability-reporting/ 2025-12-10T03:24:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-381-updates-to-info-225-digital-assets-financial-products-and-services/ 2025-12-10T03:25:47Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-12-proposed-remake-of-asic-class-order-co-14-1262-relief-for-31-day-notice-term-deposits/ 2025-10-29T04:41:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-13-extending-relief-for-business-introduction-services/ 2025-10-29T04:41:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-14-proposed-remake-of-relief-for-employee-incentive-schemes/ 2025-10-29T04:41:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-15-proposed-remake-of-relief-for-offers-of-chess-depository-interests/ 2025-10-29T04:40:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-382-low-cost-credit-contracts/ 2025-12-10T04:37:47Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-16-reportable-situations-additional-relief/ 2025-10-29T04:37:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-17-proposed-updates-to-the-asic-derivative-trade-repository-rules-2023/ 2025-10-29T04:36:47Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-383-reportable-situations-and-internal-dispute-resolution-data-publication/ 2025-11-19T21:47:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-18-proposed-remake-of-financial-advice-related-legislative-instruments/ 2025-10-29T04:35:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-19-proposed-remake-of-incidental-retail-cover-legislative-instrument/ 2025-10-29T04:35:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-20-proposed-remake-of-basic-deposit-and-general-insurance-product-distribution-legislative-instrument/ 2025-10-29T04:33:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-384-employee-redundancy-funds/ 2025-11-26T02:12:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/dp-australia-s-evolving-capital-markets-a-discussion-paper-on-the-dynamics-between-public-and-private-markets/ 2025-10-29T04:32:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-21-proposed-remake-of-deposit-product-disclosure-relief-instrument/ 2025-10-29T04:32:14Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-22-proposed-update-to-asic-s-guidance-on-product-disclosure-statements/ 2025-12-02T22:57:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-23-proposals-to-continue-to-facilitate-digital-disclosure/ 2025-12-02T23:52:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-24-proposed-remake-of-financial-reporting-related-legislative-instruments/ 2025-10-29T04:19:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-25-proposed-remake-of-disclosure-relief-for-offers-of-foreign-securities-and-interests-to-australian-investors/ 2025-10-29T04:19:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-26-proposed-update-to-rg-183/ 2025-12-01T23:58:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-385-proposed-update-to-rg-181-licensing-managing-conflicts-of-interest/ 2025-12-15T22:25:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-27-proposed-remake-of-relief-instrument-for-managed-investment-product-consideration/ 2025-10-29T04:16:34Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-386-proposed-amendments-to-the-asic-market-integrity-rules-trading-systems-and-automated-trading/ 2025-10-29T04:16:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-28-proposed-remake-of-hardship-withdrawals-relief/ 2025-10-29T04:15:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-29-proposal-to-remake-relief-instrument-for-non-cash-payment-facility-exemptions/ 2026-04-02T02:56:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-30-proposed-extension-of-stablecoin-distribution-exemption/ 2025-10-29T04:13:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-31-proposed-extension-of-relief-for-litigation-funding-arrangements-and-conditional-costs-schemes/ 2026-01-05T03:34:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-32-proposed-relief-for-certain-stablecoins-and-wrapped-tokens-and-extension-of-omnibus-accounts-for-digital-asset-custody/ 2025-12-09T01:47:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-33-proposed-remake-of-the-asic-derivative-transaction-rules-clearing-2015/ 2025-12-04T22:40:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-34-proposed-remake-of-generic-financial-calculators-instrument/ 2025-11-03T03:28:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-35-proposed-changes-to-the-unclaimed-monies-gazette/ 2025-11-06T22:56:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-36-proposed-remake-of-relief-for-fundraising-and-mergers-and-acquisitions/ 2025-11-23T22:01:47Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-37-proposed-update-to-asic-s-guidance-on-advertising-financial-products-and-services/ 2025-12-03T23:08:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-38-proposed-relief-for-disclosure-of-private-debt-arrangements/ 2025-12-03T23:08:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-39-proposed-change-to-stamp-duty-disclosure-requirements/ 2025-12-03T23:09:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-40-proposed-remake-of-relief-instruments-for-afs-licensees-and-overseas-banks/ 2026-03-31T02:52:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-41-proposed-remake-of-miscellaneous-technical-relief-and-updated-credit-disclosure-instruments/ 2026-03-31T02:52:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-42-proposed-updates-to-guidance-on-financial-reporting-and-audit-relief-in-rg-43/ 2026-01-11T23:54:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-43-proposed-extension-of-instrument-relieving-securitisation-entities-from-holding-an-afs-licence/ 2026-01-20T00:25:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-44-proposed-extension-of-relief-for-intra-fund-transfers/ 2026-03-23T23:52:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-45-proposed-remake-and-sunset-of-financial-reporting-related-legislative-instruments/ 2026-03-26T23:25:20Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-387-enhanced-beneficial-ownership-disclosure-proposed-legislative-instrument-form-and-guidance/ 2026-03-09T22:06:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-46-proposed-remake-of-exchange-traded-warrant-related-instruments/ 2026-03-16T23:03:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cp-388-net-tangible-assets-requirement-for-responsible-entities/ 2026-03-17T23:56:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-47-proposed-remake-of-relief-for-managed-discretionary-account-services/ 2026-03-22T23:55:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/consultations/cs-48-proposed-changes-to-the-asic-derivative-transaction-rules-reporting-2024/ 2026-03-26T23:00:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/ 2025-12-23T04:30:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-404-national-financial-literacy-strategy-2014-17-action-plan/ 2025-06-20T02:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-403-national-financial-literacy-strategy-2014-17/ 2025-06-20T02:32:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-402-asic-enforcement-outcomes-january-to-june-2014/ 2025-06-20T02:32:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-401-market-assessment-report-asx-group/ 2021-03-30T09:31:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-400-responses-to-feedback-on-rep-384-regulating-complex-products/ 2025-06-20T02:33:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-399-independent-evaluation-of-asic-s-implementation-of-the-helping-our-kids-understand-finances-initiative/ 2025-06-20T02:34:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-398-fee-and-cost-disclosure-superannuation-and-managed-investment-products/ 2021-03-30T09:31:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-397-audit-inspection-program-report-for-2012-13/ 2025-06-20T02:33:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-396-response-to-submissions-on-cp-219-keeping-superannuation-websites-up-to-date/ 2021-03-30T09:31:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-395-overview-of-decisions-on-relief-applications-october-2013-to-january-2014/ 2021-03-30T09:31:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-394-review-of-recent-rule-changes-affecting-dark-liquidity/ 2021-03-30T09:31:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-393-handling-of-confidential-information-briefings-and-unannounced-corporate-transactions/ 2021-03-30T09:31:58Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-386-asic-supervision-of-markets-and-participants-july-to-december-2013/ 2023-11-12T21:58:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-385-response-to-submissions-on-cp-211-facilitating-electronic-offers-of-securities-update-to-rg-107/ 2021-03-30T09:31:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-384-regulating-complex-products/ 2023-09-25T04:12:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-383-asic-enforcement-outcomes-july-to-december-2013/ 2024-01-12T05:04:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-382-overview-of-decisions-on-relief-applications-june-to-september-2013/ 2021-03-30T09:31:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-381-response-to-submissions-on-cp-208-asx-managed-funds-service-relief-from-the-application-form-requirement/ 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-289-market-assessment-report-asx-group/ 2021-03-30T09:32:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-290-response-to-submissions-on-cp-168-australian-equity-market-structure-further-proposals/ 2021-03-30T09:32:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-288-overview-of-decisions-on-relief-applications-october-2011-to-january-2012/ 2021-03-30T09:32:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-287-asic-regulation-of-registered-liquidators-january-to-december-2011/ 2025-12-17T04:46:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-286-response-to-submissions-on-cp-170-downstream-acquisitions-update-to-rg-71/ 2021-03-30T09:32:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-285-response-to-submissions-on-cp-141-mortgage-schemes-strengthening-the-disclosure-benchmarks/ 2021-03-30T09:32:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-284-market-assessment-report-bloomberg-tradebook-australia-pty-ltd/ 2021-03-30T09:32:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-283-response-to-submissions-on-cp-175-carbon-markets-training-and-financial-requirements/ 2021-03-30T09:32:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-282-regulation-of-exchange-traded-funds/ 2021-03-30T09:32:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-280-response-to-submissions-on-cp-163-unlisted-property-schemes-update-to-rg-46/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-281-asic-enforcement-outcomes-july-to-december-2011/ 2022-09-26T14:39:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-279-shadow-shopping-study-of-retirement-advice/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-278-response-to-submissions-on-cp-167-advertising-financial-products-and-advice-services/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-277-asic-supervision-of-markets-and-participants-july-to-december-2011/ 2022-09-26T14:39:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-276-modifying-the-naming-provisions-and-advertising-requirements/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-275-response-to-submissions-on-cp-137-and-cp-162-indirect-self-acquisition-by-investment-funds/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-274-overview-of-decisions-on-relief-applications-june-to-september-2011/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-273-response-to-submissions-on-cp-133-agribusiness-schemes-improving-disclosure-for-retail-investors/ 2023-10-04T04:50:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-272-response-to-cp-134-and-cp-154-infrastructure-entities-improving-disclosure-for-retail-investors/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-271-response-to-submissions-on-cp-165-credit-assistance-for-home-loans/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-270-response-to-submissions-on-cp-159-acquisitions-approved-by-members-update-to-rg-74/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-269-response-to-submissions-on-cp-150-disclosing-financial-information-other-than-in-accordance-with-accounting-standards/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-268-response-to-submissions-on-cp-160-credit-rating-agencies-iosco-code-annual-compliance-report/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-267-market-assessment-report-yieldbroker-pty-limited/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-266-response-to-submissions-on-cp-122-superannuation-forecasts-asic-relief-and-guidance-for-super-funds/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-265-market-assessment-report-asx-group/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-264-review-of-micro-lenders-responsible-lending-conduct-and-disclosure-obligations/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-263-insolvency-statistics-external-administrators-reports-1-july-2010-to-30-june-2011/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-262-review-of-credit-assistance-providers-responsible-lending-conduct-focusing-on-low-doc-home-loans/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-261-response-to-submissions-on-cp-155-prospectus-disclosure-improving-disclosure-for-retail-investors/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-260-market-assessment-report-nsx-ltd-group/ 2021-03-30T09:32:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-259-response-to-submissions-on-cp-140-responsible-entities-financial-requirements/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-258-response-to-submissions-on-cp-144-giving-a-pds-in-telephone-sales-of-general-insurance-products/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-257-response-to-submissions-on-cp-166-market-integrity-rules-for-non-afs-licensee-foreign-participants-and-consequential-amendments/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-256-consumer-credit-insurance-a-review-of-sales-practices-by-authorised-deposit-taking-institutions/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-255-market-assessment-report-reuters-transaction-services-limited/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-254-response-to-submissions-on-cp-127-schemes-of-arrangement-statements-under-s41117b/ 2023-07-13T05:57:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-253-market-assessment-report-board-of-trade-of-the-city-of-chicago-inc-and-chicago-mercantile-exchange-inc/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-252-overview-of-decisions-on-relief-applications-february-to-may-2011/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-251-review-of-financial-advice-industry-practice/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-250-market-assessment-report-london-metal-exchange-limited/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-249-market-assessment-report-imb-ltd/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-248-market-assessment-report-ice-futures-europe/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-247-market-assessment-report-eurex-frankfurt-ag/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-246-response-to-submissions-on-cp-146-otc-cfds-improving-disclosure-for-retail-investors/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-245-review-of-general-insurance-claims-handling-and-internal-dispute-resolution-procedures/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-244-response-to-submissions-on-cp-161-proposed-asic-market-integrity-rules-for-capital-and-related-requirements-asx-asx-24-and-chi-x-markets/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-243-asic-supervision-of-markets-and-participants-january-to-june-2011/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-242-audit-inspection-program-public-report-for-2009-10/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-241-overview-of-decisions-on-relief-applications-october-2010-to-january-2011/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-240-compensation-for-retail-investors-the-social-impact-of-monetary-loss/ 2021-03-30T09:32:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-239-market-assessment-report-asia-pacific-exchange-limited/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-238-response-to-submissions-on-consultation-paper-148-proposed-market-integrity-rules-chi-x-market/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-237-response-to-submissions-on-consultation-paper-145-australian-equity-market-structure-proposals/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-236-response-to-submissions-on-cp-138-dispute-resolution-requirements-and-traditional-services/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-235-response-to-submissions-on-cp-107-securities-lending-and-substantial-holding-disclosure/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-234-response-to-submissions-on-cp-143-expert-reports-and-independence-of-experts/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-233-response-to-submissions-on-cp-142-related-party-transactions/ 2021-03-30T09:32:06Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-226-overview-of-decisions-on-relief-applications-june-to-september-2010/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-225-insolvency-statistics-external-administrators-reports-1-july-2007-to-30-june-2010/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-224-access-to-financial-advice-in-australia/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-223-response-to-submissions-on-cp-121-facilitating-online-financial-services-disclosures/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-222-market-assessment-report-asx-group/ 2021-03-30T09:32:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-221-market-assessment-report-bloomberg-tradebook-australia-pty-ltd/ 2021-03-30T09:32:06Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-209-market-assessment-report-london-metal-exchange-limited/ 2021-03-30T09:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-208-market-assessment-report-imb-limited/ 2021-03-30T09:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-207-response-to-submissions-on-cp-136-markets-disciplinary-panel/ 2021-03-30T09:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-206-market-assessment-report-nsx-ltd-group/ 2021-03-30T09:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-205-contracts-for-difference-and-retail-investors/ 2021-03-30T09:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-204-response-to-submissions-on-cp-131-proposed-asic-market-integrity-rules-asx-and-sfe-markets/ 2021-03-30T09:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-203-overview-of-decisions-on-relief-applications-august-to-november-2009/ 2021-03-30T09:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-202-response-to-submissions-on-cp-114-client-money-relating-to-dealing-in-otc-derivatives/ 2021-03-30T09:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-201-review-of-disclosure-for-capital-protected-products-and-retail-structured-or-derivative-products/ 2021-03-30T09:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-200-response-to-submissions-on-cp-123-debentures-strengthening-the-disclosure-benchmarks/ 2021-03-30T09:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-199-market-assessment-report-asia-pacific-exchange-limited/ 2021-03-30T09:32:07Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-169-market-assessment-report-eurex-frankfurt/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-168-market-assessment-report-australian-securities-exchange-group/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-167-response-to-submissions-on-cp-106-short-selling-to-hedge-risk-from-market-making-activities/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-166-market-assessment-report-asia-pacific-exchange-limited/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-165-market-assessment-report-mercari-pty-limited/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-164-market-assessment-report-bloomberg-tradebook-australia-pty-ltd/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-163-market-assessment-report-yieldbroker-pty-limited/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-162-overview-of-decisions-on-relief-applications-december-2008-to-march-2009/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-161-market-assessment-report-ebs-service-company-limited/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-160-response-to-submissions-on-cp-105-facilitating-equity-capital-raising/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-159-report-on-submissions-to-cp-103-review-of-share-purchase-plan-threshold/ 2021-03-30T09:32:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-158-survey-of-the-otc-derivatives-market-in-australia/ 2021-03-30T09:32:09Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-151-market-assessment-report-bendigo-stock-exchange-limited/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-150-overview-of-decisions-on-relief-applications-august-to-november-2008/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-149-market-assessment-report-mercari-pty-limited/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-148-market-assessment-report-imb-limited/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-147-market-assessment-report-the-london-metal-exchange-limited-arbn-120-748-021/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-146-market-assessment-report-eurex-frankfurt-ag-arbn-100-999-764/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-145-market-assessment-report-board-of-trade-of-the-city-of-chicago-inc-arbn-110-594-459/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-144-market-assessment-report-chicago-mercantile-exchange-inc-arbn-103-432-391/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-143-review-of-credit-rating-agencies-and-research-houses/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-142-overview-of-decisions-on-relief-applications-april-to-july-2008/ 2025-09-22T23:39:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-141-market-assessment-report-bendigo-stock-exchange-limited/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-140-report-on-submissions-for-cp-80-group-insurance-arrangements/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-139-report-on-submissions-for-cp-100-unlisted-property-schemes-improving-disclosure-for-retail-investors/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-138-report-on-submissions-for-cp-99-mortgage-schemes-improving-disclosure-for-retail-investors/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-136-market-assessment-report-golden-circle-limited-acn-054-355-618/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-135-market-assessment-report-asx-sfe-ach-astc-sfecc-and-austraclear/ 2021-03-30T09:32:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-134-enhancing-capital-flows-into-and-out-of-australia/ 2023-10-04T04:05:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-133-overview-of-decisions-on-relief-applications-december-2007-to-march-2008/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-132-external-administrators-schedule-b-statistics-1-july-2004-to-30-june-2007/ 2023-10-04T04:15:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-131-report-on-submissions-on-cp-96-insurance-requirements-for-registered-liquidators/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-130-audit-inspection-program-public-report-for-2006-07/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-129-review-of-s439a-reports-for-voluntary-administrations/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-128-report-on-submissions-to-cp-91-non-traditional-rights-issues/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-127-debentures-improving-disclosure-for-retail-investors/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-126-understanding-investors-in-the-unlisted-unrated-debenture-uud-market/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-125-review-of-mortgage-entry-and-exit-fees/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-123-a-report-on-costs-of-financial-services/ 2023-10-04T04:21:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-124-overview-of-decisions-on-relief-applications-september-to-november-2007/ 2023-10-04T04:15:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-121-australian-investors-a-glance/ 2023-10-04T04:51:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-120-market-assessment-report-bgc-partners-australia-pty-limited/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-119-protecting-wealth-in-the-family-home/ 2023-10-04T04:51:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-118-market-assessment-report-national-stock-exchange-of-australia-limited/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-117-market-assessment-report-golden-circle-limited/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-116-market-assessment-report-australian-pacific-exchange-limited/ 2021-03-30T09:32:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-115-market-assessment-report-bloomberg-tradebook-australia-pty-ltd/ 2021-03-30T09:32:11Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-109-all-we-have-is-this-house-report-on-consumer-experiences-with-reverse-mortgages/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-108-report-on-submissions-for-cp-89-unlisted-unrated-debentures/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-107-compensation-arrangements-for-financial-services-licensees-research-into-the-professional-indemnity-insurance-market/ 2023-10-04T03:58:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-106-economic-assessment-of-competition-for-market-services/ 2023-10-04T04:04:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-105-market-assessment-report-mercari-pty-limited/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-104-market-assessment-report-ebs-service-company-limited/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-103-market-assessment-report-board-of-trade-of-the-city-of-chicago-inc/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-101-market-assessment-report-reuters-transaction-services-limited/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-102-market-assessment-report-chicago-mercantile-exchange-inc/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-100-market-assessment-report-imbl-limited/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-99-market-assessment-report-sfe-sfecc-and-austraclear-september-2007/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-98-market-assessment-report-golden-circle-limited/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-97-overview-of-decisions-on-relief-applications-january-to-may-2007/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-96-market-assessment-report-eurex-frankfurt-ag/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-95-overview-of-decisions-on-relief-applications-october-to-december-2006/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-94-market-assessment-report-asx-group/ 2021-03-30T09:32:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-93-market-assessment-report-chicago-mercantile-exchange-inc/ 2021-03-30T09:32:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-92-market-assessment-report-board-of-trade-of-the-city-of-chicago-inc/ 2021-03-30T09:32:13Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-55-collecting-statute-barred-debts/ 2023-10-04T05:18:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-54-getting-home-insurance-right-asic-s-report-on-home-building-underinsurance/ 2023-11-01T01:01:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-53-good-transaction-fee-disclosure/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-52-market-assessment-report-chicago-mercantile-exchange-inc/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-51-report-to-the-parliamentary-joint-committee-on-late-2004-and-early-2005-superannuation-switching-advice-surveillance/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-50-superannuation-switching-surveillance/ 2023-10-04T04:48:56Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-42-insurance-broker-remuneration-arrangements/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-43-market-assessment-report-golden-circle-limited/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-41-market-assessment-report-stock-exchange-of-newcastle-limited/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-40-market-assessment-report-sydney-futures-exchange-limited/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-39-overview-of-decisions-on-relief-applications-from-financial-service-providers-august-to-december-2004/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-38-high-yield-debentures-asic-surveillance-report/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-37-asic-verification-visit-program-key-findings/ 2023-10-04T04:18:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-36-market-assessment-report-stock-exchange-of-newcastle-limited/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-35-market-assessment-report-bendigo-stock-exchange-limited/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-34-overview-of-decisions-on-relief-applications-from-financial-service-providers-october-2003-to-august-2004/ 2021-03-30T09:32:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-33-market-assessment-report-australian-clearing-house-pty-limited-asx-settlement-and-transfer-corporation-pty-limited/ 2021-03-30T09:32:16Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-26-market-assessment-report-sydney-futures-exchange-limited-and-sfe-corporation-limited/ 2021-03-30T09:32:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-25-market-assessment-report-australian-stock-exchange-limited-and-asx-futures-exchange-limited/ 2021-03-30T09:32:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-24-research-analyst-independence/ 2021-03-30T09:32:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-23-a-model-for-fee-disclosure-in-product-disclosure-statements-for-investment-products/ 2023-10-04T03:50:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-21-report-on-the-review-of-2001-and-2002-annual-financial-reports-of-south-australian-securities-dealers/ 2023-10-04T04:47:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-22-a-review-of-the-research-on-the-past-performance-of-managed-funds/ 2023-10-04T05:15:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-20-compliance-with-the-payment-system-codes-of-practice-and-the-eft-code-of-conduct-april-2001-to-march-2002/ 2021-03-30T09:32:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-19-a-report-to-asic-on-the-finance-and-mortgage-broking-industry/ 2023-10-04T04:23:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-16-disclosure-of-fees-and-charges-in-managed-investments-review-of-current-australian-requirements-and-options-for-reform/ 2021-03-30T09:32:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-18-survey-on-the-quality-of-financial-planning-advice/ 2023-10-04T04:36:51Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-5-review-of-financial-advising-activities-of-real-estate-agents-interim-report/ 2021-03-30T09:32:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-6-technical-paper-on-financial-advising-activities-of-real-estate-agents/ 2021-03-30T09:32:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-7-consumer-understanding-of-flood-insurance/ 2021-03-30T09:32:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-8-pjc-inquiry-into-fees-on-electronic-and-telephone-banking/ 2021-03-30T09:32:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-405-asic-supervision-of-markets-and-participants-january-to-june-2014/ 2024-12-11T23:45:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-406-asic-regulation-of-corporate-finance-january-to-june-2014/ 2025-06-20T02:23:28Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-429-cyber-resilience-health-check/ 2021-03-30T09:31:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-430-asic-regulation-of-registered-liquidators-january-to-december-2014/ 2024-04-29T06:00:33Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-431-comparison-report-commonwealth-financial-planning-limited-and-financial-wisdom-limited/ 2021-03-30T09:31:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-432-response-to-submissions-on-cp-222-reducing-red-tape-proposed-amendments-to-the-market-integrity-rules/ 2021-03-30T09:31:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-433-overview-of-licensing-and-professional-registration-applications-july-to-december-2014/ 2021-03-30T09:31:56Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-445-review-of-interest-only-home-loans/ 2025-06-20T02:19:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-446-asic-regulation-of-corporate-finance-january-to-june-2015/ 2021-03-30T09:31:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-447-cost-of-consumer-leases-for-household-goods/ 2023-02-20T15:01:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-448-overview-of-licensing-and-professional-registration-applications-january-to-june-2015/ 2021-03-30T09:31:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-449-overview-of-decisions-on-relief-applications-february-to-may-2015/ 2024-07-16T00:02:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-450-market-integrity-report-1-january-to-31-june-2015/ 2021-03-30T09:31:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-451-book-up-in-indigenous-communities-in-australia-a-national-overview/ 2021-03-30T09:31:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-452-review-of-high-frequency-trading-and-dark-liquidity/ 2021-03-30T09:31:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-453-response-to-submissions-on-cp-235-proposed-amendments-to-asic-market-integrity-rules-for-the-chi-x-investment-product-market/ 2021-03-30T09:31:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-454-funeral-insurance-a-snapshot/ 2021-03-30T09:31:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-455-consumer-testing-of-the-choice-product-dashboard/ 2021-03-30T09:31:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-456-insolvency-statistics-external-administrators-reports-july-2014-to-june-2015/ 2021-08-02T11:43:15Z 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2021-03-30T09:31:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-468-cyber-resilience-assessment-report-asx-group-and-chi-x-australia-pty-ltd/ 2023-10-04T02:16:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-469-asic-regulation-of-corporate-finance-july-to-december-2015/ 2024-04-29T06:15:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-470-buying-add-on-insurance-in-car-yards-why-it-can-be-hard-to-say-no/ 2021-03-30T09:31:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-471-the-sale-of-life-insurance-through-car-dealers-taking-consumers-for-a-ride/ 2025-12-22T05:22:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-472-response-to-submissions-on-cp-232-remaking-asic-class-orders-on-superannuation/ 2021-03-30T09:31:54Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-477-response-to-submissions-on-cp-249-remaking-asic-class-order-on-generic-financial-calculators-co-05-1122/ 2021-03-30T09:31:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-478-overview-of-licensing-and-professional-registration-applications-july-to-december-2015/ 2021-03-30T09:31:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-479-asic-regulation-of-registered-liquidators-january-to-december-2015/ 2021-03-30T09:31:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-480-assessment-of-asx-limited-s-listing-standards-for-equities/ 2021-03-30T09:39:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-481-australian-financial-attitudes-and-behaviour-tracker/ 2025-06-20T02:14:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-482-compliance-review-of-the-retail-otc-derivatives-sector/ 2021-03-30T09:31:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-483-overview-of-decisions-on-relief-applications-october-2015-to-march-2016/ 2021-03-30T09:31:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-484-due-diligence-practices-in-initial-public-offerings/ 2021-03-30T09:31:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-485-asic-enforcement-outcomes-january-to-june-2016/ 2023-01-13T12:17:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-486-sell-side-research-and-corporate-advisory-confidential-information-and-conflicts/ 2021-03-30T09:31:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-487-review-of-australian-equity-market-cleanliness/ 2021-03-30T09:31:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-488-response-to-submissions-on-cp-240-remaking-asic-class-orders-on-rounding-and-other-matters/ 2021-03-30T09:31:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-489-asic-regulation-of-corporate-finance-january-to-june-2016/ 2021-03-30T09:31:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-490-response-to-submissions-on-cp-254-regulating-digital-financial-product-advice/ 2021-03-30T09:31:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-491-response-to-submissions-on-cp-242-remaking-asic-class-orders-on-horse-racing-syndicates-and-horse-breeding-schemes/ 2021-03-30T09:31:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-492-a-market-that-is-failing-consumers-the-sale-of-add-on-insurance-through-car-dealers/ 2021-03-30T09:27:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-493-review-of-interest-only-home-loans-mortgage-brokers-inquiries-into-consumers-requirements-and-objectives/ 2021-03-30T09:31:53Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-505-response-to-submissions-on-cp-266-remaking-asic-class-orders-on-managed-investment-schemes-not-for-money/ 2021-03-30T09:31:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-506-overview-of-decisions-on-relief-applications-april-to-september-2016/ 2021-03-30T09:31:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-507-insolvency-statistics-external-administrators-reports-july-2015-to-june-2016/ 2021-03-30T09:31:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-508-response-to-submissions-on-cp-260-further-measures-to-facilitate-innovation-in-financial-services/ 2021-03-30T09:31:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-510-national-financial-literacy-strategy-annual-highlights-report-2015-16/ 2025-06-20T02:13:43Z 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2024-07-16T00:03:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-516-review-of-mortgage-broker-remuneration/ 2021-03-30T09:31:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-517-response-to-submissions-on-cp-263-risk-management-systems-of-responsible-entities-further-proposals/ 2021-03-30T09:31:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-518-assessment-of-sydney-stock-exchange-limited-s-listing-standards/ 2021-03-30T09:31:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-519-response-to-submissions-on-cp-268-licensing-relief-for-ffsps-with-a-limited-connection-to-australia/ 2021-03-30T09:31:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-520-response-to-submissions-on-cp-248-remaking-asic-class-orders-on-reporting-by-foreign-entities/ 2021-03-30T09:31:52Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-575-smsfs-improving-the-quality-of-advice-and-member-experiences/ 2024-07-16T00:12:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-576-member-experiences-with-self-managed-superannuation-funds/ 2021-03-30T09:28:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-577-response-to-submissions-on-cp-298-oversight-of-the-australian-financial-complaints-authority/ 2021-03-30T09:28:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-578-asic-review-of-proxy-adviser-engagement-practices/ 2021-03-30T09:28:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-579-improving-practices-in-the-retail-otc-derivatives-sector/ 2021-03-30T09:28:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-580-credit-card-lending-in-australia/ 2021-03-30T09:27:23Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-587-the-sale-of-direct-life-insurance/ 2021-03-30T09:27:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-588-consumers-experiences-with-the-sale-of-direct-life-insurance/ 2021-03-30T09:27:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-589-asic-regulation-of-corporate-finance-january-to-june-2018/ 2021-03-30T09:27:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-590-response-to-submissions-on-cp-303-credit-cards-responsible-lending-assessments/ 2021-03-30T09:27:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-591-insurance-in-superannuation/ 2021-03-30T09:27:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-592-review-of-asx-group-s-technology-governance-and-operational-risk-management-standards/ 2021-03-30T09:27:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-593-climate-risk-disclosure-by-australia-s-listed-companies/ 2021-03-30T09:27:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-594-review-of-selected-financial-services-groups-compliance-with-the-breach-reporting-obligation/ 2021-03-30T09:27:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-595-response-to-submissions-on-cp-300-approval-and-oversight-of-compliance-schemes-for-financial-advisers/ 2021-03-30T09:27:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-596-insolvency-statistics-external-administrators-reports-july-2017-to-june-2018/ 2021-03-30T09:27:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-597-high-frequency-trading-in-australian-equities-and-the-australian-us-dollar-cross-rate/ 2021-03-30T09:27:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-598-high-frequency-trading-in-australian-equities-and-the-australian-us-dollar-cross-rate-summary-version/ 2021-03-30T09:27:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-599-market-integrity-report-january-to-june-2018/ 2025-06-20T01:47:47Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-600-review-of-buy-now-pay-later-arrangements/ 2023-05-24T15:15:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-601-market-assessment-report-yieldbroker-pty-limited/ 2021-03-30T09:27:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-602-overview-of-decisions-on-relief-applications-april-2018-to-september-2018/ 2024-02-07T00:37:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-603-the-consumer-journey-through-the-internal-dispute-resolution-process-of-financial-service-providers/ 2021-03-30T09:27:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-604-credit-card-lending-in-australia-an-update/ 2024-02-07T00:36:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-605-allocations-in-equity-raising-transactions/ 2024-02-07T00:35:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-606-allocations-in-equity-raising-transactions-summary-version/ 2024-02-07T00:35:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-607-audit-inspection-program-report-for-2017-18/ 2024-02-07T00:34:47Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-608-response-to-submissions-on-cp-299-short-selling-naked-short-selling-relief-position-reporting-amendments-and-sunsetting-class-orders/ 2024-02-07T00:34:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-609-annual-general-meeting-season-2018/ 2021-03-30T09:27:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-610-asic-regulation-of-registered-liquidators-january-2017-to-june-2018/ 2021-03-30T09:27:01Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-611-overview-of-licensing-and-professional-registration-applications-july-2017-to-june-2018/ 2024-02-07T00:31:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-612-asic-regulation-of-corporate-finance-july-to-december-2018/ 2024-02-07T00:29:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-613-compliance-report-part-4-commonwealth-financial-planning-limited-and-financial-wisdom-limited/ 2021-03-30T09:26:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-614-financial-advice-mind-the-gap/ 2024-07-16T00:15:04Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-615-asic-enforcement-update-july-to-december-2018/ 2024-02-07T00:29:13Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-622-consumer-credit-insurance-poor-value-products-and-harmful-sales-practices/ 2024-02-07T00:26:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-622-consumer-credit-insurance-poor-value-products-and-harmful-sales-practices/consumer-credit-insurance-infographic/ 2025-05-06T02:45:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-623-review-of-australian-equity-market-cleanliness-1-november-2015-to-31-october-2018/ 2021-03-30T09:26:14Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-624-response-to-submissions-on-cp-306-markets-disciplinary-panel/ 2021-03-30T09:26:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-625-asic-enforcement-update-january-to-june-2019/ 2024-02-07T00:26:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-626-consumer-harm-from-otc-binary-options-and-cfds/ 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-692-response-to-submissions-on-cp-302-proposed-changes-to-asic-s-capital-requirements-for-market-participants/ 2021-06-16T15:24:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-693-response-to-submissions-on-asic-s-internal-dispute-resolution-data-consultations/ 2021-07-19T14:00:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-694-response-to-submissions-on-cp-333-implementing-the-royal-commission-recommendations-reference-checking-and-information-sharing/ 2021-07-20T12:30:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-695-response-to-submissions-on-cp-339-on-the-deferred-sales-model-for-add-on-insurance/ 2021-07-28T10:37:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-696-tpd-insurance-progress-made-but-gaps-remain/ 2021-08-02T09:30:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-697-asic-quarterly-update-april-to-june-2021/ 2024-02-06T23:46:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-698-response-to-submissions-on-cp-340-breach-reporting-and-related-obligations/ 2024-02-06T23:46:23Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-699-asic-enforcement-update-january-to-june-2021/ 2024-02-06T23:57:31Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-700-licensing-and-professional-registration-activities-2021-update/ 2024-02-06T23:56:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-701-response-to-submissions-on-cp-346-the-hawking-prohibition-update-to-rg-38/ 2021-11-03T14:36:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-702-competition-in-funds-management/ 2021-09-24T10:26:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-703-response-to-submissions-on-cp-337-externally-administered-companies-extending-financial-reporting-and-agm-relief/ 2021-10-27T12:01:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-704-asic-quarterly-update-july-to-september-2021/ 2024-02-06T23:45:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-705-response-to-submissions-on-cp-343-crypto-assets-as-underlying-assets-for-etps-and-other-investment-products/ 2024-02-06T23:41:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-706-response-to-submissions-on-cp-319-and-co-11-272-securities-lending-by-agents-and-substantial-holding-disclosure/ 2021-11-11T08:17:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-707-response-to-submissions-on-cp-335-consumer-remediation-update-to-rg-256/ 2024-02-06T23:39:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-708-asic-s-expectations-for-industry-in-responding-to-a-market-outage/ 2021-11-26T13:05:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-709-audit-inspection-report-1-july-2020-to-30-june-2021/ 2024-02-06T23:29:34Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-710-bdo-firms-in-australia-audit-inspection-report-1-july-2020-to-30-june-2021/ 2024-02-06T23:31:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-711-deloitte-touche-tohmatsu-australia-audit-inspection-report-1-july-2020-to-30-june-2021/ 2024-02-06T23:29:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-712-ernst-young-australia-audit-inspection-report-1-july-2020-to-30-june-2021/ 2024-02-06T23:31:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-713-grant-thornton-australia-limited-audit-inspection-report-1-july-2020-to-30-june-2021/ 2024-02-06T23:32:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-714-kpmg-australia-audit-inspection-report-1-july-2020-to-30-june-2021/ 2024-02-06T23:32:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-715-pricewaterhousecoopers-australia-audit-inspection-report-1-july-2020-to-30-june-2021/ 2024-02-06T23:32:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-716-cyber-resilience-of-firms-in-australia-s-financial-markets-2020-21/ 2024-02-06T23:27:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-717-asic-quarterly-update-october-to-december-2021/ 2024-02-06T01:27:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-718-response-to-submissions-on-cp-341-review-of-the-epayments-code-further-consultation/ 2022-03-07T10:00:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-719-response-to-submissions-on-cp-314-market-integrity-rules-for-technological-and-operational-resilience/ 2022-03-10T12:19:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-720-response-to-submissions-on-cp-342-proposed-amendments-to-the-asic-market-integrity-rules-and-other-asic-made-rules/ 2022-03-10T12:19:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-721-response-to-submissions-on-cp-347-proposed-amendments-to-the-prohibition-on-order-incentives-in-the-asic-market-integrity-rules/ 2022-03-10T12:20:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-722-asic-enforcement-update-july-to-december-2021/ 2024-02-06T01:26:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-723-response-to-submissions-on-cp-357-remaking-relief-for-business-introduction-services/ 2022-03-30T09:57:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-724-response-to-submissions-on-cp-348-extension-of-the-cfd-product-intervention-order/ 2024-02-06T01:26:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-725-asic-quarterly-update-january-to-march-2022/ 2024-02-06T01:26:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-726-response-to-submissions-on-cp-353-proposed-amendments-to-the-asic-derivative-transaction-rules-clearing-2015/ 2022-05-13T14:11:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-727-regulator-performance-framework-asic-self-assessment-2020-21/ 2022-05-26T16:11:29Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-728-response-to-submissions-on-cp-360-corporate-collective-investment-vehicles-preparing-for-the-commencement-of-the-new-regime/ 2022-06-23T10:50:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-729-review-of-trustee-communications-about-the-mysuper-performance-test/ 2022-06-24T10:12:44Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-730-response-to-submissions-on-cp-352-communicating-audit-findings-to-directors-audit-committees-or-senior-managers/ 2022-07-01T13:50:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-731-response-to-submissions-on-cp-351-superannuation-forecasts-update-to-relief-and-guidance/ 2022-07-05T09:47:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-732-pump-and-dump-of-micro-cap-securities/ 2024-02-06T01:24:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-733-asic-enforcement-and-regulatory-update-april-to-june-2022/ 2022-08-16T09:19:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-734-response-to-submissions-on-cp-359-update-to-rg-263-financial-services-and-credit-panel/ 2024-02-06T01:22:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-735-retail-investor-research/ 2022-08-11T10:29:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-736-response-to-submissions-on-cp-362-extension-of-the-binary-options-product-intervention-order/ 2022-09-05T10:00:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-737-response-to-submissions-on-cp-350-consumer-remediation-further-consultation/ 2022-10-18T12:02:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-738-licensing-and-professional-registration-activities-2022-update/ 2024-02-06T23:56:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-739-root-cause-analysis-audit-firm-thematic-review/ 2022-10-19T09:57:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-740-insights-from-the-reportable-situations-regime-october-2021-to-june-2022/ 2024-02-06T01:21:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-741-conduct-risk-in-wholesale-fixed-income-markets/ 2022-10-25T10:57:30Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-742-managing-conflicts-of-interest-in-wholesale-financial-markets/ 2022-10-25T10:58:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-743-audit-inspection-report-1-july-2021-to-30-june-2022/ 2024-02-06T23:28:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-744-bdo-firms-in-australia-audit-inspection-report-1-july-2021-to-30-june-2022/ 2024-02-06T23:33:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-745-deloitte-touche-tohmatsu-australia-audit-inspection-report-1-july-2021-to-30-june-2022/ 2024-02-06T23:33:27Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-746-ernst-young-australia-audit-inspection-report-1-july-2021-to-30-june-2022/ 2024-02-06T23:35:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-747-grant-thornton-australia-limited-audit-inspection-report-1-july-2021-to-30-june-2022/ 2024-02-06T23:36:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-748-kpmg-australia-audit-inspection-report-1-july-2021-to-30-june-2022/ 2024-02-06T23:36:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-749-pricewaterhousecoopers-australia-audit-inspection-report-1-july-2021-to-30-june-2022/ 2024-02-06T23:36:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-750-response-to-submissions-on-cp-356-etp-naming-conventions-updates-to-info-230/ 2022-12-09T08:22:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-751-disputes-and-deficiencies-a-review-of-complaints-handling-by-superannuation-trustees/ 2022-12-09T15:41:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-752-review-of-written-responses-to-superannuation-complaints/ 2022-12-09T15:41:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-753-asic-enforcement-and-regulatory-update-july-to-september-2022/ 2024-02-06T01:18:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-754-target-market-determinations-for-small-amount-credit-contracts/ 2022-12-13T12:57:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-755-response-to-submissions-on-cp-361-proposed-changes-to-simplify-the-asic-derivative-transaction-rules-reporting-second-consultation/ 2022-12-20T10:49:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-756-review-of-small-business-restructuring-process/ 2023-01-17T14:28:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-757-asic-enforcement-and-regulatory-update-october-to-december-2022/ 2024-02-06T01:17:50Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-758-good-practices-for-handling-whistleblower-disclosures/ 2024-02-06T01:17:22Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-759-response-to-submissions-on-cp-364-modifications-to-the-ess-regime/ 2023-03-21T16:54:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-760-insurance-in-superannuation-industry-progress-on-delivering-better-outcomes-for-members/ 2023-04-20T06:59:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-761-scam-prevention-detection-and-response-by-the-four-major-banks/ 2023-04-20T07:01:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-762-design-and-distribution-obligations-investment-products/ 2024-02-06T01:14:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-763-asic-s-recent-greenwashing-interventions/ 2023-05-10T13:58:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-764-asic-enforcement-and-regulatory-update-january-to-march-2023/ 2024-02-06T01:13:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-765-when-the-price-is-not-right-making-good-on-insurance-pricing-promises/ 2023-06-23T07:06:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-766-implementation-of-the-retirement-income-covenant-findings-from-the-apra-and-asic-thematic-review/ 2023-07-17T22:12:57Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-767-asic-enforcement-and-regulatory-update-april-to-june-2023/ 2024-02-06T00:30:16Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-768-navigating-the-storm-asic-s-review-of-home-insurance-claims/ 2023-08-15T19:01:21Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-769-response-to-submissions-on-cp-367-remaking-asic-class-orders-on-financial-requirements/ 2023-09-07T03:38:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-770-design-and-distribution-obligations-retail-otc-derivatives/ 2023-09-05T21:30:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-771-response-to-submissions-on-cp-366-proposed-amendments-to-the-asic-derivative-transaction-rules-clearing-2015-second-consultation/ 2023-09-20T00:08:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-772-licensing-and-professional-registration-activities-2023-update/ 2024-02-06T23:56:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-773-response-to-submissions-on-cp-365-remaking-asic-class-orders-on-takeovers-compulsory-acquisitions-and-relevant-interests/ 2023-10-16T21:52:02Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-774-annual-financial-reporting-and-audit-surveillance-report-2022-23/ 2023-10-18T00:08:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-775-insights-from-the-reportable-situations-regime-july-2022-to-june-2023/ 2023-10-31T00:26:24Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-776-spotlight-on-cyber-findings-and-insights-from-the-cyber-pulse-survey-2023/ 2023-11-12T20:30:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-777-asic-enforcement-and-regulatory-update-july-to-september-2023/ 2025-06-20T01:49:19Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-778-review-of-online-trading-providers/ 2023-12-05T21:30:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-779-superannuation-and-choice-products-what-focus-is-there-on-performance/ 2024-02-21T02:56:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-780-asic-enforcement-and-regulatory-update-october-to-december-2023/ 2024-03-03T21:45:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-781-review-of-superannuation-trustee-practices-protecting-members-from-harmful-advice-charges/ 2024-05-08T23:07:51Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-782-hardship-hard-to-get-help-findings-and-actions-to-support-customers-in-financial-hardship/ 2024-08-09T05:15:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-783-hardship-hard-to-get-help-lenders-fall-short-in-financial-hardship-support/ 2024-05-20T00:06:05Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-784-industry-update-pulse-check-on-retirement-income-covenant-implementation/ 2024-07-01T23:58:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-785-better-banking-for-indigenous-consumers/ 2024-07-15T06:30:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-786-equity-market-cleanliness-snapshot-report/ 2024-07-23T21:58:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-787-review-of-australian-equity-market-cleanliness-1-november-2018-to-30-april-2024/ 2024-07-23T23:12:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-788-credit-card-lending-in-australia-staying-in-control/ 2024-08-05T05:09:15Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-789-review-of-simplified-liquidations-2021-2023/ 2024-08-07T01:19:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-790-anti-scam-practices-of-banks-outside-the-four-major-banks/ 2024-08-20T00:00:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-791-asic-s-interventions-on-greenwashing-misconduct-2023-2024/ 2024-08-22T23:29:48Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-792-response-to-submissions-on-cp-375-proposed-changes-to-the-asic-derivative-transaction-rules-reporting-third-consultation/ 2024-08-22T02:25:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-793-response-to-submissions-on-cp-377-guidance-for-reporting-by-external-administrators-and-controllers/ 2024-09-05T04:59:40Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-794-asic-enforcement-and-regulatory-update-january-to-june-2024/ 2024-09-09T00:53:33Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-795-design-and-distribution-obligations-compliance-with-the-reasonable-steps-obligation/ 2024-09-10T00:00:03Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-796-response-to-submissions-on-cp-376-updates-to-rg-258-and-supporting-documents-and-templates/ 2024-10-03T04:09:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-797-licensing-and-professional-registration-activities-2024-update/ 2024-10-16T05:07:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-798-beware-the-gap-governance-arrangements-in-the-face-of-ai-innovation/ 2024-10-28T22:57:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-799-asic-s-oversight-of-financial-reporting-and-audit-2023-24/ 2024-10-31T02:10:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-800-insights-from-the-reportable-situations-regime-july-2023-to-june-2024/ 2024-10-31T02:30:06Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-801-insights-from-internal-dispute-resolution-data-reporting-july-2023-to-june-2024/ 2024-12-02T23:00:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-802-cause-for-complaint-complaints-handling-in-general-insurance/ 2025-06-20T01:48:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-803-response-to-submissions-on-cp-372-guidance-on-insolvent-trading-and-safe-harbour-provisions/ 2024-12-05T21:00:14Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-804-asic-enforcement-and-regulatory-update-july-to-december-2024/ 2025-03-05T05:29:56Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-805-falling-short-compliance-with-the-small-amount-credit-contract-obligations/ 2025-03-12T23:20:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-806-taking-ownership-of-death-benefits-how-trustees-can-deliver-outcomes-australians-deserve/ 2025-03-30T21:30:32Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-807-evaluating-the-state-of-the-australian-public-equity-market-evidence-from-data-and-academic-literature/ 2025-02-26T04:10:09Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-807-evaluating-the-state-of-the-australian-public-equity-market-evidence-from-data-and-academic-literature/rep-807-evaluating-the-state-of-the-australian-public-equity-market-evidence-from-data-and-academic-literature-html-version/ 2025-06-20T22:21:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-808-response-to-submissions-on-cp-379-asic-cs-services-rules/ 2025-03-20T05:05:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-809-response-to-submissions-on-cp-380-sustainability-reporting/ 2025-04-01T01:32:26Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-810-review-of-small-business-restructuring-process-2022-24/ 2025-06-26T23:00:46Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-811-better-and-beyond-expanding-better-banking-outcomes-to-more-low-income-australians/ 2025-07-28T22:56:58Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-818-from-superficial-to-super-engaged-better-practices-for-trustee-retirement-communications/ 2025-10-13T22:01:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-819-asic-s-oversight-of-financial-reporting-and-audit-2024-25/ 2025-10-30T22:01:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-820-private-credit-surveillance-report-retail-and-wholesale-surveillance/ 2025-11-04T21:15:37Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-821-private-capital-market-reporting-global-practices-and-lessons/ 2025-11-04T21:17:38Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-822-australia-s-capital-markets-forces-shaping-the-next-decade/ 2025-11-18T04:02:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-823-advancing-australia-s-evolving-capital-markets-discussion-paper-response-report/ 2025-12-16T23:45:35Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-824-review-of-smsf-establishment-advice/ 2025-11-05T21:55:36Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-825-licensing-and-professional-registration-activities-2025-update/ 2025-11-11T21:54:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-826-industry-update-2025-pulse-check-on-retirement-income-covenant-implementation/ 2025-11-26T00:01:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-827-insights-from-the-asic-whistleblower-questionnaire-july-2024-to-june-2025/ 2025-12-03T22:01:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-828-risky-business-driving-change-in-cfd-issuers-distribution-practices/ 2026-01-19T21:28:52Z https://www.asic.gov.au/regulatory-resources/find-a-document/reports/rep-829-asic-enforcement-and-regulatory-update-july-to-december-2025/ 2026-02-24T20:52:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/legislative-instruments/ 2025-12-23T04:28:08Z https://www.asic.gov.au/regulatory-resources/find-a-document/legislative-instruments/legislative-instruments-2015-present/ 2026-03-30T03:20:17Z https://www.asic.gov.au/regulatory-resources/find-a-document/legislative-instruments/class-orders-1998-2014/ 2025-08-29T02:39:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/legislative-instruments/notifiable-asic-instruments/ 2026-02-26T03:13:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/legislative-instruments/superseded-legislative-instruments/ 2025-12-19T04:38:45Z https://www.asic.gov.au/regulatory-resources/find-a-document/legislative-instruments/sunsetting-legislative-instruments/ 2025-05-06T23:36:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/pro-formas/ 2025-12-23T04:43:41Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/ 2026-01-20T23:07:55Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-developments-timetable/ 2025-12-23T03:24:07Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-developments-timetable/asic-s-core-principles-for-developing-and-implementing-regulatory-guidance/ 2025-12-23T03:27:12Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-tracker/ 2026-01-20T23:06:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-tracker/regulatory-tracker-2026/ 2026-04-02T04:01:39Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-tracker/regulatory-tracker-2025/ 2025-12-22T06:20:18Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-tracker/regulatory-tracker-2024/ 2025-11-02T22:36:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-tracker/regulatory-tracker-2023/ 2025-06-13T06:06:28Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-tracker/regulatory-tracker-2022/ 2023-02-15T09:58:13Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-tracker/regulatory-tracker-2021/ 2024-12-20T05:05:25Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-tracker/regulatory-tracker-2020/ 2023-11-02T05:25:33Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/regulatory-tracker/regulatory-document-log-2026/ 2026-04-02T05:50:42Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/november-2022-regulatory-document-update-tables/ 2023-01-10T10:39:55Z 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2023-02-07T14:38:49Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/january-june-2017-consolidated-regulatory-document-update-tables/ 2021-03-30T09:23:00Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/july-december-2017-consolidated-regulatory-document-update-tables/ 2021-03-30T09:22:59Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/january-june-2018-consolidated-regulatory-document-update-tables/ 2025-05-07T00:09:10Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/july-december-2014-consolidated-regulatory-document-update-tables/ 2021-03-30T09:22:58Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/january-june-2014-consolidated-regulatory-document-update-tables/ 2021-03-30T09:22:58Z 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https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/july-december-2019-consolidated-regulatory-document-update-tables/ 2021-12-03T09:38:11Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/january-june-2016-consolidated-regulatory-document-update-tables/ 2021-03-30T09:22:54Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/july-december-2016-consolidated-regulatory-document-update-tables/ 2021-03-30T09:22:53Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/changes-to-regulatory-work-and-priorities-in-response-to-covid-19-pulldowns/ 2021-10-08T16:08:43Z https://www.asic.gov.au/regulatory-resources/find-a-document/regulatory-document-updates/july-december-2020-consolidated-regulatory-document-update-tables/ 2023-02-07T14:38:58Z 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https://www.asic.gov.au/regulatory-resources/financial-services/regulatory-reforms/financial-services-royal-commission/ 2025-05-07T00:18:59Z https://www.asic.gov.au/regulatory-resources/financial-services/regulatory-reforms/delivering-better-financial-outcomes-dbfo-package/ 2025-01-02T02:52:38Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/ 2025-05-09T00:36:14Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/ 2025-06-20T09:50:39Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/requirements-to-hold-an-afs-licence/ 2025-07-08T07:07:09Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/requirements-to-hold-an-afs-licence/afs-licensee-obligations/ 2025-04-03T21:58:41Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/obligations-when-giving-financial-advice/ 2025-09-11T22:21:06Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/authorised-representatives/ 2025-04-02T08:29:39Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/authorised-representatives/appointing-and-ceasing-authorised-representatives/ 2025-04-07T00:33:18Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/authorised-representatives/who-can-be-an-authorised-representative-of-an-afs-licensee/ 2025-08-22T03:32:17Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/authorised-representatives/notifying-asic-of-the-appointment-of-an-afs-authorised-representative/ 2025-04-03T22:02:03Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/registering-a-relevant-provider-with-asic/ 2025-04-03T22:03:32Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/registering-a-relevant-provider-with-asic/registration-for-relevant-providers/ 2026-04-02T00:40:42Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/registering-a-relevant-provider-with-asic/registration-for-relevant-providers/flowchart-deemed-registration-with-asic/ 2025-04-02T08:29:07Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/registering-a-relevant-provider-with-asic/registration-of-relevant-providers-guidance-on-making-declarations/ 2026-01-13T01:05:46Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/running-a-financial-advice-business/registering-a-relevant-provider-with-asic/asic-webinars-on-the-registration-of-relevant-providers/ 2026-04-02T00:40:40Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/ 2025-04-02T08:28:33Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/definitions-that-apply-to-personal-advice-providers/ 2026-01-13T01:05:59Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/applying-the-professional-standards/ 2026-01-05T02:32:31Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/qualifications-standard/ 2026-01-05T02:32:40Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/qualifications-standard/assessing-relevant-provider-qualifications/ 2025-11-27T00:04:32Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/qualifications-standard/asic-webinar-on-assessing-relevant-provider-qualifications/ 2026-01-05T02:33:07Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/qualifications-standard/updating-the-financial-advisers-register-qualifications-and-training-details/ 2026-01-05T02:33:39Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/financial-adviser-exam/ 2025-04-03T21:44:24Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/financial-adviser-exam/timeframe-for-passing-the-financial-adviser-exam/ 2025-04-04T05:37:52Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/financial-adviser-exam/book-to-sit-the-exam/ 2026-03-11T05:03:26Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/financial-adviser-exam/resources-financial-adviser-exam/ 2025-12-19T04:59:09Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/financial-adviser-exam/faqs-financial-adviser-exam/ 2026-03-17T01:11:25Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/professional-year/ 2025-04-02T08:27:41Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/accessing-the-experienced-provider-pathway/ 2026-02-18T23:51:38Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/providing-tax-financial-advice-services/ 2026-02-19T05:45:07Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/providing-tax-financial-advice-services/relevant-providers-who-provide-tax-financial-advice-services/ 2026-01-13T01:08:48Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/providing-tax-financial-advice-services/relevant-providers-who-provide-tax-financial-advice-services/flowchart-providing-tax-financial-advice-services/ 2026-01-05T02:34:46Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/providing-tax-financial-advice-services/additional-education-and-training-requirements-for-relevant-providers-providing-tax-financial-advice-services/ 2026-01-05T02:34:11Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/continuing-professional-development-cpd/ 2025-04-02T08:27:10Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/professional-standards/code-of-ethics/ 2025-04-03T21:46:43Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/authorised-representative-register/ 2025-10-31T04:20:00Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-advice/financial-advisers-register/ 2025-04-03T22:06:07Z 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https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/statement-of-advice/ 2025-05-07T00:33:31Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/acting-in-the-clientʼs-best-interests/ 2025-05-07T00:39:06Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/secondary-services-and-fsgs/ 2025-09-11T22:21:32Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/advice-on-self-managed-superannuation-funds-disclosure-of-costs/ 2026-03-30T01:22:04Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/advice-on-self-managed-superannuation-funds-disclosure-of-risks/ 2026-03-30T01:21:08Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/fees/ 2025-05-07T00:40:41Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/fees/faqs-ongoing-fee-arrangements/ 2024-10-04T01:38:23Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/fees/faqs-non-ongoing-fee-consents/ 2024-10-04T01:38:26Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/fees/faqs-ongoing-fee-arrangements-and-consents/ 2025-06-05T23:51:59Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/fees/faqs-non-ongoing-fee-requests-or-consents/ 2024-12-01T23:08:06Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/fees/fees-for-no-service-remediation/ 2026-03-24T03:57:39Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/financial-advisers-providing-tax-advice/ 2024-12-20T00:38:15Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/tips-for-giving-limited-advice/ 2024-11-21T02:07:32Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/tips-for-giving-self-managed-superannuation-fund-advice/ 2026-02-08T21:10:45Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-records-of-advice-roas/ 2024-11-21T02:09:40Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-design-and-distribution-obligations-for-advice-licensees-and-financial-advisers/ 2025-03-05T00:06:50Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-covid-19-information-for-advice-licensees-and-financial-advisers-withdrawn/ 2026-03-25T23:31:12Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/discussing-financial-products-and-services-online/ 2026-03-29T22:24:59Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/unsolicited-contact-leading-to-financial-advice/ 2024-05-15T00:34:34Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-fsgs-and-website-disclosure-information/ 2025-12-02T22:55:48Z https://www.asic.gov.au/regulatory-resources/financial-services/giving-financial-product-advice/faqs-informed-consents-for-insurance-commissions/ 2025-09-25T01:05:29Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-product-disclosure/ 2024-12-20T00:27:30Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-product-disclosure/notification-requirements-for-product-disclosure-statements/ 2025-12-02T22:54:41Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-product-disclosure/lodging-pds-notices-online/ 2025-12-02T22:53:11Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-product-disclosure/shorter-pdss-complying-with-requirements-for-superannuation-products-simple-managed-investment-schemes-and-simple-sub-fund-products/ 2025-12-02T22:55:05Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-product-disclosure/shorter-pds-regime-superannuation-managed-investment-schemes-and-margin-lending/ 2022-07-06T16:02:39Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-product-disclosure/certificates-issued-by-a-qualified-accountant/ 2022-03-09T11:28:27Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-product-disclosure/disclosure-of-credit-ratings-in-australia/ 2026-03-04T21:58:35Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-product-disclosure/australian-government-guaranteed-deposits-seal/ 2021-03-30T09:36:25Z https://www.asic.gov.au/regulatory-resources/financial-services/design-and-distribution-obligations-significant-dealing-notification-requirements/ 2024-12-20T01:04:30Z https://www.asic.gov.au/regulatory-resources/financial-services/dispute-resolution/ 2024-12-20T00:29:51Z https://www.asic.gov.au/regulatory-resources/financial-services/dispute-resolution/internal-dispute-resolution-data-reporting/ 2025-12-01T01:40:10Z https://www.asic.gov.au/regulatory-resources/financial-services/dispute-resolution/internal-dispute-resolution-data-reporting/faqs-internal-dispute-resolution-data-reporting/ 2026-01-12T22:35:45Z https://www.asic.gov.au/regulatory-resources/financial-services/dispute-resolution/internal-dispute-resolution-data-dashboard/ 2026-03-31T01:43:40Z https://www.asic.gov.au/regulatory-resources/financial-services/reportable-situations-for-afs-and-credit-licensees/ 2025-09-10T05:19:29Z https://www.asic.gov.au/regulatory-resources/financial-services/reportable-situations-for-afs-and-credit-licensees/how-to-submit-a-reportable-situation/ 2025-08-07T05:16:42Z https://www.asic.gov.au/regulatory-resources/financial-services/reportable-situations-for-afs-and-credit-licensees/complying-with-the-notify-investigate-and-remediate-obligations/ 2024-07-16T00:32:51Z https://www.asic.gov.au/regulatory-resources/financial-services/reportable-situations-for-afs-and-credit-licensees/reportable-situations-insights/ 2025-11-02T23:39:49Z https://www.asic.gov.au/regulatory-resources/financial-services/reportable-situations-for-afs-and-credit-licensees/reportable-situations-data-dashboard/ 2025-10-31T01:40:18Z https://www.asic.gov.au/regulatory-resources/financial-services/relief-from-financial-services-provisions/ 2025-08-01T07:28:39Z https://www.asic.gov.au/regulatory-resources/financial-services/how-to-avoid-greenwashing-when-offering-or-promoting-sustainability-related-products/ 2026-03-04T21:58:12Z https://www.asic.gov.au/regulatory-resources/financial-services/crowd-sourced-funding/ 2025-12-22T05:15:23Z https://www.asic.gov.au/regulatory-resources/financial-services/crowd-sourced-funding/applying-to-be-a-crowd-sourced-funding-intermediary/ 2025-06-16T05:06:22Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/ 2024-12-20T01:09:09Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/carbon-pricing-mechanism-repeal/ 2021-03-30T09:28:02Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/asics-role-in-carbon-markets/ 2021-03-30T09:28:02Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/making-a-successful-application-for-an-afs-licence-for-emissions-units/ 2025-06-16T05:31:21Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/how-asic-assesses-afs-licence-applications-for-emissions-units/ 2025-12-22T05:13:24Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/fees-and-costs-of-afs-licences-for-emissions-units/ 2021-03-30T09:37:50Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/regulated-emissions-units-applying-for-or-varying-an-afs-licence/ 2025-06-16T01:13:43Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/retail-client-requirements/ 2024-03-20T00:52:07Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/training-for-carbon-market-advisers-of-retail-clients/ 2021-03-30T09:37:52Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/carbon-markets-more-information/ 2021-03-30T09:37:50Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/afs-licensing-and-the-carbon-farming-initiative-a-fact-sheet-for-advisers-and-project-developers/ 2022-10-12T10:00:25Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/afs-licensing-and-the-carbon-farming-initiative-a-fact-sheet-for-farmers-and-land-managers/ 2022-10-12T10:00:50Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/financial-services-licensing-for-emissions-units/ 2023-02-15T14:57:09Z https://www.asic.gov.au/regulatory-resources/financial-services/carbon-markets/australian-market-licences-for-emissions-units/ 2021-03-30T09:28:13Z https://www.asic.gov.au/regulatory-resources/financial-services/epayments-code/ 2024-12-20T00:41:40Z https://www.asic.gov.au/regulatory-resources/financial-services/epayments-code/exemptions-and-declarations-under-the-epayments-code/ 2023-03-03T13:57:27Z https://www.asic.gov.au/regulatory-resources/financial-services/epayments-code/modifications-to-the-epayments-code/ 2023-03-03T13:57:45Z https://www.asic.gov.au/regulatory-resources/financial-services/epayments-code/epayments-code-subscription-form/ 2021-11-04T14:34:21Z https://www.asic.gov.au/regulatory-resources/financial-services/epayments-code/epayments-code-subscribers/ 2026-03-31T20:12:48Z https://www.asic.gov.au/regulatory-resources/financial-services/credit-rating-agencies/ 2024-12-20T00:42:25Z https://www.asic.gov.au/regulatory-resources/financial-services/credit-rating-agencies/credit-rating-agencies-lodging-compliance-report-with-asic/ 2026-03-24T01:08:51Z https://www.asic.gov.au/regulatory-resources/financial-services/credit-rating-agencies/credit-rating-agencies-guidance-on-certain-afs-licence-conditions/ 2026-04-01T03:31:07Z https://www.asic.gov.au/regulatory-resources/financial-services/marketplace-lending/ 2025-05-07T00:46:44Z https://www.asic.gov.au/regulatory-resources/financial-services/marketplace-lending/marketplace-lending-peer-to-peer-lending-products/ 2025-12-22T05:20:05Z https://www.asic.gov.au/regulatory-resources/financial-services/unclaimed-money/ 2025-05-07T00:47:37Z https://www.asic.gov.au/regulatory-resources/financial-services/unclaimed-money/how-authorised-deposit-taking-institutions-lodge-unclaimed-money-returns/ 2025-05-07T00:48:17Z https://www.asic.gov.au/regulatory-resources/financial-services/unclaimed-money/how-life-insurance-companies-and-benefit-fund-friendly-societies-lodge-unclaimed-money-returns/ 2024-03-19T21:46:04Z https://www.asic.gov.au/regulatory-resources/financial-services/unclaimed-money/how-to-lodge-unclaimed-money-under-the-corporations-act/ 2025-05-07T00:50:04Z https://www.asic.gov.au/regulatory-resources/financial-services/unclaimed-money/how-authorised-deposit-taking-institutions-lodge-unclaimed-money-claims/ 2025-05-26T06:50:15Z https://www.asic.gov.au/regulatory-resources/financial-services/unclaimed-money/how-life-insurance-companies-and-benefit-fund-friendly-societies-lodge-unclaimed-money-claims/ 2025-05-26T06:50:12Z https://www.asic.gov.au/regulatory-resources/financial-services/unclaimed-money/changes-to-the-commonwealth-unclaimed-money-laws/ 2024-03-19T06:09:12Z https://www.asic.gov.au/regulatory-resources/financial-services/complying-with-the-asic-client-money-reporting-rules-2017/ 2024-03-07T03:36:26Z https://www.asic.gov.au/regulatory-resources/financial-services/reference-checking-directory-for-financial-services-and-credit-industries/ 2024-12-20T00:46:06Z https://www.asic.gov.au/regulatory-resources/financial-services/reference-checking-directory-for-financial-services-and-credit-industries/asic-reference-checking-and-information-sharing-protocol/ 2024-08-19T01:02:14Z https://www.asic.gov.au/regulatory-resources/financial-services/financial-accountability-regime/ 2024-12-20T01:11:20Z 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2025-05-07T23:55:35Z https://www.asic.gov.au/regulatory-resources/credit/credit-notices-and-offences/credit-infringement-notices-your-rights/ 2023-03-30T14:29:04Z https://www.asic.gov.au/regulatory-resources/credit/credit-notices-and-offences/credit-licensee-offences-prohibited-dealings-and-unlawful-authorisations/ 2026-03-25T23:25:11Z https://www.asic.gov.au/regulatory-resources/credit/credit-relief/ 2025-03-17T22:42:37Z https://www.asic.gov.au/regulatory-resources/credit/credit-relief/credit-relief-instruments/ 2025-07-21T04:16:00Z https://www.asic.gov.au/regulatory-resources/credit/debt-management-reforms-credit-licensing/ 2023-03-31T15:41:59Z https://www.asic.gov.au/regulatory-resources/credit/debt-management-reforms-credit-licensing/list-of-applicants-debt-management-services/ 2025-06-13T03:10:16Z https://www.asic.gov.au/regulatory-resources/credit/debt-collection/ 2021-03-30T09:22:16Z https://www.asic.gov.au/regulatory-resources/credit/schedule-1-forms-credit-regulations/ 2024-08-30T05:45:32Z https://www.asic.gov.au/regulatory-resources/credit/buy-now-pay-later-credit-contracts-credit-licensing/ 2025-02-05T04:13:22Z https://www.asic.gov.au/regulatory-resources/credit/credit-regulatory-resources-and-news/ 2025-06-20T11:55:21Z https://www.asic.gov.au/regulatory-resources/managed-funds/ 2025-06-20T21:38:37Z https://www.asic.gov.au/regulatory-resources/managed-funds/managed-investment-schemes/ 2022-06-23T15:44:28Z https://www.asic.gov.au/regulatory-resources/managed-funds/managed-investment-schemes/registered-managed-investment-schemes/ 2021-09-08T16:10:16Z https://www.asic.gov.au/regulatory-resources/managed-funds/managed-investment-schemes/unregistered-schemes/ 2021-09-08T16:11:07Z https://www.asic.gov.au/regulatory-resources/managed-funds/applying-for-relief-from-the-financial-services-provisions-that-apply-to-schemes/ 2021-09-08T16:11:19Z https://www.asic.gov.au/regulatory-resources/managed-funds/corporate-collective-investment-vehicles/ 2025-06-20T09:59:23Z https://www.asic.gov.au/regulatory-resources/managed-funds/corporate-collective-investment-vehicles/how-to-register-a-corporate-collective-investment-vehicle-and-sub-fund/ 2024-03-07T04:16:10Z https://www.asic.gov.au/regulatory-resources/managed-funds/managed-discretionary-accounts/ 2021-09-10T16:29:19Z https://www.asic.gov.au/regulatory-resources/managed-funds/platforms/ 2021-09-08T16:11:55Z https://www.asic.gov.au/regulatory-resources/managed-funds/exchange-traded-products/ 2021-09-08T16:12:03Z https://www.asic.gov.au/regulatory-resources/managed-funds/time-sharing-schemes/ 2025-12-17T04:56:18Z https://www.asic.gov.au/regulatory-resources/managed-funds/asia-region-funds-passport/ 2024-05-07T01:35:36Z https://www.asic.gov.au/regulatory-resources/managed-funds/foreign-financial-services-providers/ 2024-08-12T23:40:31Z https://www.asic.gov.au/regulatory-resources/managed-funds/foreign-financial-services-providers/practical-guidance-for-operators-of-foreign-collective-investment-schemes/ 2025-06-20T07:10:20Z https://www.asic.gov.au/regulatory-resources/managed-funds/competition-in-the-funds-management-sector/ 2025-06-20T05:21:46Z https://www.asic.gov.au/regulatory-resources/managed-funds/design-and-distribution-obligations-for-schemes/ 2021-09-10T16:30:51Z https://www.asic.gov.au/regulatory-resources/managed-funds/managed-funds-regulatory-resources-and-news/ 2025-06-20T13:08:03Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/ 2025-07-30T05:54:07Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/asic-s-role-in-super/ 2025-05-09T02:11:55Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/covid-19-information-for-superannuation-trustees/ 2021-12-06T16:43:08Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/covid-19-information-for-superannuation-trustees/temporary-no-action-position-for-expanded-intra-fund-advice-on-early-release-of-superannuation-relating-to-covid-19/ 2025-05-07T01:25:03Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/current-projects-and-consultations/ 2026-02-05T00:44:37Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/ 2025-12-02T22:50:30Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/reportable-situations-for-trustees/ 2023-12-18T00:28:35Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/communicating-with-employees-about-choice-of-superannuation-fund-what-you-can-and-cannot-do/ 2026-03-26T21:54:44Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/cross-agency-process-for-innovative-retirement-income-stream-products/ 2025-12-17T22:53:44Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/fees-and-costs-disclosure/ 2025-05-07T01:27:09Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/fees-and-costs-disclosure/rg-97-review-and-consultation/ 2025-05-07T01:28:16Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/giving-and-collectively-charging-for-intra-fund-advice/ 2024-11-21T02:21:16Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/in-use-notices/ 2022-07-04T11:42:03Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/notifying-members-about-superannuation-transfers-accrued-default-amounts-mysuper-transition/ 2026-04-01T04:14:31Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/notifying-members-about-superannuation-transfers-without-consent/ 2026-03-31T03:21:53Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/product-dashboard/ 2025-05-07T01:30:23Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/product-dashboard/mysuper-product-dashboard-requirements-for-superannuation-trustees/ 2024-08-30T06:09:04Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/prohibition-on-influencing-employers-superannuation-fund-choice-section-68a-of-the-sis-act/ 2024-03-07T03:44:42Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/retirement-income-covenant/ 2023-10-09T04:33:38Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/superannuation-for-employees-and-employers/ 2025-05-07T01:31:59Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/super-switching-advice-complying-with-your-obligations-info-182/ 2024-11-21T02:21:28Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-guidance-relief-and-legislative-instruments/inventory-of-superannuation-trustee-transparency-and-disclosure-obligations/ 2024-03-07T04:20:46Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/letters-to-trustees/ 2025-06-23T06:24:17Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/letters-to-trustees/member-communications-in-relation-to-treasury-laws-amendment-putting-members-interests-first-act-2019-and-treasury-laws-amendment-protecting-your-superannuation-package-act-2019/ 2025-05-07T01:33:47Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/letters-to-trustees/insurance-in-superannuation-voluntary-code-of-practice-4-october-2019/ 2025-05-07T01:35:28Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/letters-to-trustees/member-communications-associated-with-the-protecting-your-superannuation-package-act-2-april-2019/ 2025-05-07T01:39:14Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/roundtables/ 2025-09-18T00:09:08Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/further-information-about-superannuation/ 2025-06-23T06:22:05Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-what-s-new/ 2025-05-07T01:40:10Z https://www.asic.gov.au/regulatory-resources/superannuation-funds/superannuation-funds-regulatory-resources-and-news/ 2025-06-20T11:55:40Z https://www.asic.gov.au/regulatory-resources/insolvency/ 2025-06-20T22:25:12Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-creditors/ 2025-05-07T01:59:30Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-creditors/liquidation-a-guide-for-creditors/ 2024-12-17T02:39:48Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-creditors/receivership-a-guide-for-creditors/ 2024-12-17T02:51:55Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-creditors/voluntary-administration-a-guide-for-creditors/ 2024-12-17T02:38:28Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-creditors/independence-of-external-administrators-a-guide-for-creditors/ 2024-12-17T02:59:18Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-creditors/approving-fees-a-guide-for-creditors/ 2024-12-17T02:41:39Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-creditors/deed-of-company-arrangement-for-creditors/ 2025-05-07T03:21:17Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-directors/ 2025-06-20T07:07:27Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-directors/what-to-do-if-your-company-is-insolvent/ 2025-05-07T01:46:08Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-directors/small-business-restructuring-and-the-restructuring-plan/ 2025-06-18T02:30:18Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-directors/faqs-simplified-liquidation/ 2025-05-07T01:46:49Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-directors/directors-obligations-to-external-administrators/ 2026-03-25T23:17:30Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-directors/bankruptcy-and-personal-insolvency-agreements/ 2026-03-25T23:16:39Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-directors/data-matching-program-with-afsa/ 2025-06-20T09:56:41Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-directors/temporary-restructuring-relief/ 2025-05-07T01:48:02Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-employees/ 2025-05-21T01:46:24Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-employees/liquidation-a-guide-for-employees/ 2024-12-17T02:53:48Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-employees/receivership-a-guide-for-employees/ 2024-12-17T02:52:40Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-employees/voluntary-administration-a-guide-for-employees/ 2024-12-17T02:56:47Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-employees/companies-wound-up-by-asic/ 2026-02-18T06:08:50Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-investors-and-shareholders/ 2024-12-17T02:54:46Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-investors-and-shareholders/effect-of-issuer-insolvency-on-debenture-holders/ 2025-05-07T01:56:48Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-investors-and-shareholders/effect-of-insolvent-managed-investment-schemes/ 2025-05-07T01:57:29Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-liquidators/ 2021-03-30T09:23:41Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-liquidators/insolvency-law-reform-act-2016/ 2025-05-07T01:50:16Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-liquidators/insolvency-law-reform-act-2016/new-pnw-notices/ 2025-05-07T01:52:26Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-for-liquidators/insolvency-forms-for-liquidators/ 2023-10-04T05:40:12Z https://www.asic.gov.au/regulatory-resources/insolvency/more-insolvency-information/ 2025-04-16T04:16:23Z https://www.asic.gov.au/regulatory-resources/insolvency/more-insolvency-information/insolvency-notices/ 2021-03-30T09:22:49Z https://www.asic.gov.au/regulatory-resources/insolvency/more-insolvency-information/court-applications-about-external-administrations/ 2026-02-08T22:44:09Z https://www.asic.gov.au/regulatory-resources/insolvency/more-insolvency-information/requesting-eligible-applicant-authorisation/ 2025-06-20T09:58:21Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-information-for-directors-employees-creditors-and-shareholders/ 2026-03-31T03:04:11Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-information-for-directors-employees-creditors-and-shareholders/insolvency-a-glossary-of-terms/ 2026-03-31T03:15:52Z https://www.asic.gov.au/regulatory-resources/insolvency/insolvency-regulatory-resources-and-news/ 2025-06-20T11:55:55Z https://www.asic.gov.au/regulatory-resources/markets/ 2025-08-12T02:07:36Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/ 2023-09-13T22:59:50Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/asic-s-priorities-for-the-supervision-of-market-intermediaries/ 2025-11-04T23:02:21Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/australian-market-regulation-feed/ 2023-06-01T12:13:15Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/supervising-your-representatives-business-communications/ 2024-06-26T00:32:10Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/conduct-risk-management-our-supervision-of-market-intermediaries/ 2025-05-07T03:31:58Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/exchange-traded-products-admission-guidelines/ 2025-11-07T03:02:56Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/operational-resilience-of-market-intermediaries-during-the-covid-19-pandemic/ 2025-05-07T03:33:01Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/retail-client-adviser-accreditation-approved-examinations-educational-modules-and-subjects/ 2021-03-30T09:23:09Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/case-study-applying-design-and-distribution-obligations-to-etos/ 2021-08-18T17:48:44Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/disrupting-pump-and-dump-activity-on-social-media/ 2025-05-07T03:34:14Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/gatekeeper-expectations-and-pump-and-dump-activity/ 2025-05-07T03:35:07Z https://www.asic.gov.au/regulatory-resources/markets/market-supervision/circular-on-asic-sfc-thematic-review-of-global-financial-groups-foreign-exchange-activities/ 2022-01-28T09:01:20Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/ 2025-07-10T05:37:52Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-markets/ 2025-07-10T05:37:04Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-markets/licensed-domestic-financial-markets-operating-in-australia/ 2026-04-01T00:15:06Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-markets/licensed-domestic-financial-markets-operating-in-australia/market-operators-in-australia-cancelled-licences/ 2026-03-02T01:26:53Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-markets/licensed-overseas-financial-markets-operating-in-australia/ 2026-02-04T00:16:26Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-markets/exempt-markets/ 2026-03-24T04:27:05Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-markets/exempt-markets/licensing-relief-for-low-volume-financial-markets/ 2024-03-07T03:30:09Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-markets/exempt-markets/exempt-facilities-operating-in-australia-previous-exemptions/ 2024-01-30T23:33:21Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-clearing-and-settlement-facilities/ 2025-07-10T05:37:36Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-clearing-and-settlement-facilities/licensed-clearing-and-settlement-facilities-operating-in-australia/ 2025-07-10T22:54:32Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-clearing-and-settlement-facilities/licensed-clearing-and-settlement-facilities-operating-in-australia/implementing-the-cpss-iosco-principles-for-financial-market-infrastructures-in-australia/ 2026-03-23T04:58:02Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-clearing-and-settlement-facilities/licensed-clearing-and-settlement-facilities-operating-in-australia/assessments-against-the-cpss-iosco-principles/ 2021-03-30T09:27:53Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-and-exempt-clearing-and-settlement-facilities/exempt-clearing-and-settlement-facilities-operating-in-australia/ 2025-07-10T22:34:54Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/crossing-systems-registered-with-asic/ 2026-01-07T02:55:29Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/ 2026-01-19T23:05:35Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2025/ 2026-01-19T23:05:19Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2025/equity-market-data-for-quarter-ending-december-2025/ 2026-01-19T23:05:10Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2025/equity-market-data-for-quarter-ending-september-2025/ 2025-10-08T22:06:18Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2025/equity-market-data-for-quarter-ending-june-2025/ 2025-07-21T03:58:36Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2025/equity-market-data-for-quarter-ending-march-2025/ 2025-04-15T06:55:32Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2024/ 2025-05-13T01:57:05Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2024/equity-market-data-for-quarter-ending-december-2024/ 2025-01-21T02:19:28Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2024/equity-market-data-for-quarter-ending-september-2024/ 2024-10-22T21:45:02Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2024/equity-market-data-for-quarter-ending-june-2024/ 2024-07-18T00:31:48Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2024/equity-market-data-for-quarter-ending-march-2024/ 2024-04-09T06:05:13Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2023/ 2024-01-05T03:02:18Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2023/equity-market-data-for-quarter-ending-december-2023/ 2024-01-05T03:02:14Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2023/equity-market-data-for-quarter-ending-september-2023/ 2023-10-23T22:50:45Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2023/equity-market-data-for-quarter-ending-june-2023/ 2025-05-13T02:03:57Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2023/equity-market-data-for-quarter-ending-march-2023/ 2023-04-19T14:19:36Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2022/ 2023-01-11T11:27:59Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2022/equity-market-data-for-quarter-ending-june-2022/ 2022-10-12T16:36:25Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2022/equity-market-data-for-quarter-ending-march-2022/ 2022-10-12T16:36:37Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2022/equity-market-data-for-quarter-ending-september-2022/ 2022-10-12T16:39:56Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2022/equity-market-data-for-quarter-ending-december-2022/ 2023-01-11T11:27:53Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2021/ 2025-05-13T01:56:56Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2021/equity-market-data-for-quarter-ending-december-2021/ 2022-01-11T08:04:38Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2021/equity-market-data-for-quarter-ending-september-2021/ 2022-01-10T12:09:39Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2021/equity-market-data-for-quarter-ending-june-2021/ 2021-10-13T15:11:09Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2021/equity-market-data-for-quarter-ending-march-2021/ 2025-05-13T02:03:17Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2020/ 2025-05-13T01:56:43Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2020/equity-market-data-for-quarter-ending-december-2020/ 2025-05-13T02:01:14Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2020/equity-market-data-for-quarter-ending-september-2020/ 2025-05-13T01:57:49Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2020/equity-market-data-for-quarter-ending-june-2020/ 2025-05-13T02:02:01Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2020/equity-market-data-for-quarter-ending-march-2020/ 2025-05-13T02:02:20Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2019/ 2025-05-13T01:56:36Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2019/equity-market-data-for-quarter-ending-december-2019/ 2025-05-13T01:59:23Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2019/equity-market-data-for-quarter-ending-september-2019/ 2025-05-13T01:59:38Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2019/equity-market-data-for-quarter-ending-june-2019/ 2025-05-13T01:59:55Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2019/equity-market-data-for-quarter-ending-march-2019/ 2025-05-13T02:00:13Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2018/ 2025-05-13T01:56:26Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2018/equity-market-data-for-quarter-ending-december-2018/ 2025-05-13T01:58:13Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2018/equity-market-data-for-quarter-ending-september-2018/ 2025-05-13T01:58:28Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2018/equity-market-data-for-quarter-ending-june-2018/ 2025-05-13T01:58:43Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2018/equity-market-data-for-quarter-ending-march-2018/ 2025-05-13T01:58:57Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2017/ 2025-05-13T01:56:19Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2017/equity-market-data-for-quarter-ending-september-2017/ 2022-09-27T11:57:31Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2017/equity-market-data-for-quarter-ending-june-2017/ 2025-05-13T01:55:54Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2017/equity-market-data-for-quarter-ending-march-2017/ 2021-03-30T09:30:27Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2017/equity-market-data-for-quarter-ending-december-2017/ 2025-05-13T01:55:35Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2016/ 2025-05-13T01:53:25Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2016/equity-market-data-for-quarter-ending-december-2016/ 2021-03-30T09:33:08Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2016/equity-market-data-for-quarter-ending-september-2016/ 2021-03-30T09:33:08Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2016/equity-market-data-for-quarter-ending-june-2016/ 2021-03-30T09:33:08Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2016/equity-market-data-for-quarter-ending-march-2016/ 2021-03-30T09:33:08Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2015/ 2025-05-13T01:53:18Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2015/equity-market-data-for-quarter-ending-december-2015/ 2025-05-13T01:55:07Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2015/equity-market-data-for-quarter-ending-september-2015/ 2025-05-13T01:54:50Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2015/equity-market-data-for-quarter-ending-june-2015/ 2025-05-13T01:54:27Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2015/equity-market-data-for-quarter-ending-march-2015/ 2025-05-13T01:54:05Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2014/ 2025-05-13T01:53:09Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2014/equity-market-data-for-quarter-ending-december-2014/ 2021-03-30T09:39:32Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2014/equity-market-data-for-quarter-ending-september-2014/ 2025-05-13T01:52:37Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2014/equity-market-data-for-quarter-ending-june-2014/ 2021-03-30T09:39:32Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/2014/equity-market-data-for-quarter-ending-march-2014/ 2023-10-11T00:25:22Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/equity-market-data/quarterly-cash-equity-market-data-release-methodology-and-definitions/ 2026-03-26T01:23:42Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/block-trade-tiers/ 2026-03-06T03:08:59Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/block-trade-tiers/block-trade-tiers-archive/ 2026-03-05T23:42:11Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/dark-liquidity-and-high-frequency-trading/ 2024-03-07T03:08:32Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/dark-liquidity-and-high-frequency-trading/review-of-high-frequency-trading-and-dark-liquidity-2015/ 2024-03-07T03:23:06Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/dark-liquidity-and-high-frequency-trading/dark-liquidity-and-high-frequency-trading-2012-review/ 2026-03-26T04:22:58Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/fmi-reform-implementation/ 2025-07-10T05:40:42Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/market-structure-reforms/ 2021-03-30T09:28:11Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/market-competition/ 2021-03-30T09:28:11Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/retail-trading-of-commonwealth-government-securities/ 2021-03-30T09:28:11Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/superseded-delegated-powers/ 2025-08-11T03:18:15Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-market-and-clearing-and-settlement-facility-assessment-reports/ 2026-04-01T21:07:59Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-market-and-clearing-and-settlement-facility-assessment-reports/asic-annual-assessment-of-golden-circle/ 2021-03-30T09:28:11Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-market-and-clearing-and-settlement-facility-assessment-reports/australian-clearing-house-pty-ltd-and-asx-settlement-transfer-corporation-pty-ltd/ 2021-03-30T09:28:11Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-market-and-clearing-and-settlement-facility-assessment-reports/icap-europe-limited/ 2021-03-30T09:28:11Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-market-and-clearing-and-settlement-facility-assessment-reports/imbl-assessment-report-2007/ 2023-10-11T02:33:12Z https://www.asic.gov.au/regulatory-resources/markets/market-structure/licensed-market-and-clearing-and-settlement-facility-assessment-reports/sfe-clearing-corporation-pty-limited-assessment-report/ 2023-11-01T01:12:29Z https://www.asic.gov.au/regulatory-resources/markets/market-integrity-rules/ 2024-08-01T01:24:19Z https://www.asic.gov.au/regulatory-resources/markets/market-integrity-rules/register-of-waivers-granted-under-asic-market-integrity-rules/ 2026-02-02T05:32:33Z https://www.asic.gov.au/regulatory-resources/markets/market-integrity-rules/register-of-waivers-granted-under-asic-market-integrity-rules-before-7-may-2018/ 2025-12-19T05:40:45Z https://www.asic.gov.au/regulatory-resources/markets/markets-disciplinary-panel/ 2025-11-04T02:49:33Z https://www.asic.gov.au/regulatory-resources/markets/markets-disciplinary-panel/mdp-outcomes-register/ 2026-02-03T22:28:16Z https://www.asic.gov.au/regulatory-resources/markets/report-suspicious-activity/ 2025-05-13T01:50:52Z https://www.asic.gov.au/regulatory-resources/markets/report-suspicious-activity/report-suspicious-trading-activity/ 2025-05-13T01:49:21Z https://www.asic.gov.au/regulatory-resources/markets/report-suspicious-activity/protecting-against-share-sale-fraud/ 2025-06-23T22:59:43Z https://www.asic.gov.au/regulatory-resources/markets/report-suspicious-activity/reports-of-suspicious-activity-in-ficc-markets/ 2024-03-07T04:11:36Z https://www.asic.gov.au/regulatory-resources/markets/otc-derivatives/ 2023-12-12T03:44:29Z https://www.asic.gov.au/regulatory-resources/markets/otc-derivatives/derivative-transaction-reporting/ 2026-03-27T03:48:37Z https://www.asic.gov.au/regulatory-resources/markets/otc-derivatives/derivative-transaction-reporting/past-2022-rules/ 2025-01-15T05:27:51Z https://www.asic.gov.au/regulatory-resources/markets/otc-derivatives/derivative-transaction-reporting/past-2013-rules/ 2025-01-15T05:34:42Z https://www.asic.gov.au/regulatory-resources/markets/otc-derivatives/derivative-transaction-reporting/past-faqs-otc-derivatives/ 2025-01-15T05:29:44Z https://www.asic.gov.au/regulatory-resources/markets/otc-derivatives/derivative-trade-repositories/ 2026-03-25T22:52:39Z https://www.asic.gov.au/regulatory-resources/markets/otc-derivatives/derivative-trade-repositories/licensed-adtrs/ 2025-04-28T07:23:23Z https://www.asic.gov.au/regulatory-resources/markets/otc-derivatives/derivative-trade-repositories/past-2013-rules-and-prescribed-repositories/ 2026-03-25T22:48:44Z https://www.asic.gov.au/regulatory-resources/markets/otc-derivatives/central-clearing-of-otc-derivatives/ 2026-03-24T00:14:51Z https://www.asic.gov.au/regulatory-resources/markets/financial-benchmarks/ 2025-07-16T04:13:35Z https://www.asic.gov.au/regulatory-resources/markets/financial-benchmarks/managing-conduct-risk-during-libor-transition/ 2024-03-07T04:05:33Z https://www.asic.gov.au/regulatory-resources/markets/financial-benchmarks/ibor-transition-and-otc-derivatives-transaction-reporting/ 2025-05-13T01:47:34Z https://www.asic.gov.au/regulatory-resources/markets/financial-benchmarks/libor-transition-important-questions-for-directors-and-corporate-treasurers/ 2021-08-17T08:13:14Z https://www.asic.gov.au/regulatory-resources/markets/short-selling/ 2025-09-09T04:29:27Z https://www.asic.gov.au/regulatory-resources/markets/short-selling/requirements-for-disclosure-and-reporting-of-short-sales/ 2026-03-20T00:21:23Z https://www.asic.gov.au/regulatory-resources/markets/short-selling/short-selling-reporting-short-position-reporting/ 2026-02-25T05:16:06Z https://www.asic.gov.au/regulatory-resources/markets/short-selling/activist-short-selling-campaigns-in-australia/ 2026-03-26T21:44:12Z https://www.asic.gov.au/regulatory-resources/markets/short-selling/short-position-reports-table/ 2025-06-23T05:18:30Z https://www.asic.gov.au/regulatory-resources/markets/resources/ 2025-01-07T23:28:30Z https://www.asic.gov.au/regulatory-resources/markets/resources/markets-articles-by-asic/ 2025-05-13T01:46:44Z https://www.asic.gov.au/regulatory-resources/markets/market-transactions-on-the-asic-regulatory-portal/ 2025-07-30T06:10:59Z https://www.asic.gov.au/regulatory-resources/markets/public-and-private-markets/ 2025-12-08T22:39:18Z https://www.asic.gov.au/regulatory-resources/markets/inquiry-into-asx/ 2026-04-01T21:07:50Z https://www.asic.gov.au/regulatory-resources/markets/inquiry-into-asx/market-licensees-and-clearing-and-settlement-facility-licensees-assessment-report-asx-ltd/ 2026-04-01T21:07:53Z https://www.asic.gov.au/regulatory-resources/markets/markets-regulatory-resources-and-news/ 2025-06-20T11:56:09Z https://www.asic.gov.au/regulatory-resources/cyber-resilience/ 2025-11-28T02:51:17Z https://www.asic.gov.au/regulatory-resources/cyber-resilience/cyber-threat-landscape/ 2025-11-28T01:15:11Z https://www.asic.gov.au/regulatory-resources/cyber-resilience/asic-cyber-resilience-resources/ 2025-11-28T01:14:58Z https://www.asic.gov.au/regulatory-resources/cyber-resilience/asic-cyber-resilience-resources/cyber-resilience-good-practices/ 2025-11-28T01:15:07Z https://www.asic.gov.au/regulatory-resources/cyber-resilience/government-resources-and-international-frameworks/ 2025-11-28T02:51:33Z https://www.asic.gov.au/regulatory-resources/cyber-resilience/government-resources-and-international-frameworks/stakeholders-we-work-with-on-cyber-resilience/ 2025-11-28T01:15:02Z https://www.asic.gov.au/regulatory-resources/cyber-resilience/report-a-cyber-incident-cyber-crime-or-vulnerability/ 2025-11-28T01:14:43Z https://www.asic.gov.au/regulatory-resources/corporate-governance/ 2026-03-04T02:01:21Z https://www.asic.gov.au/regulatory-resources/corporate-governance/corporate-governance-taskforce/ 2021-03-30T09:25:40Z https://www.asic.gov.au/regulatory-resources/corporate-governance/managing-conflicts/ 2026-03-04T02:04:11Z https://www.asic.gov.au/regulatory-resources/corporate-governance/shareholder-engagement/ 2026-03-04T02:10:05Z https://www.asic.gov.au/regulatory-resources/corporate-governance/shareholder-engagement/faqs-virtual-meetings-for-companies-and-registered-schemes/ 2026-03-04T02:11:36Z https://www.asic.gov.au/regulatory-resources/corporate-governance/director-oversight-of-financials-and-audit/ 2026-03-04T02:13:16Z https://www.asic.gov.au/regulatory-resources/corporate-governance/risk-oversight/ 2026-03-04T02:59:06Z https://www.asic.gov.au/regulatory-resources/corporate-governance/handling-corporate-information/ 2026-03-04T03:01:34Z https://www.asic.gov.au/regulatory-resources/corporate-governance/executive-remuneration/ 2026-03-04T03:03:09Z https://www.asic.gov.au/regulatory-resources/corporate-governance/executive-remuneration/board-oversight-of-executive-variable-pay-decisions/ 2026-03-26T00:53:30Z https://www.asic.gov.au/regulatory-resources/corporate-governance/directors-and-corporate-culture/ 2026-03-04T03:06:41Z https://www.asic.gov.au/regulatory-resources/corporate-governance/corporate-actions-involving-share-capital/ 2026-03-04T03:07:10Z https://www.asic.gov.au/regulatory-resources/corporate-governance/directors-as-gatekeepers/ 2026-03-04T03:09:04Z https://www.asic.gov.au/regulatory-resources/corporate-governance/introductory-and-procedural-guidance/ 2025-06-20T09:36:35Z https://www.asic.gov.au/regulatory-resources/corporate-governance/faqs-disclosure-by-listed-entities-about-jobkeeper-payments/ 2024-10-31T00:26:21Z https://www.asic.gov.au/regulatory-resources/corporate-governance/corporate-governance-regulatory-resources-and-news/ 2025-06-20T11:56:24Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/ 2026-01-15T23:51:16Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/financial-reporting-and-audit-focus-areas/ 2025-06-24T02:12:14Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/faqs-financial-reporting-and-audit/ 2024-04-29T23:26:10Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/directors-and-financial-reporting/ 2026-03-25T23:24:40Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/directors-and-financial-reporting/asic-s-financial-reporting-surveillance-program/ 2025-08-04T03:58:58Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/directors-and-financial-reporting/financial-reporting-quiz-for-directors/ 2025-07-15T23:15:15Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/directors-and-financial-reporting/impairment-of-non-financial-assets-materials-for-directors/ 2024-03-07T03:20:42Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/ 2024-09-29T22:18:43Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/appointment-of-an-auditor/ 2025-08-01T05:30:38Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/audit-inspection-and-surveillance-programs/ 2023-07-13T01:52:12Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/audit-transparency-reports/ 2026-03-23T22:45:14Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/auditor-independence-and-audit-quality/ 2023-02-09T16:06:19Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/audit-quality-the-role-of-directors-and-audit-committees/ 2026-02-02T22:55:45Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/audit-quality-the-role-of-others/ 2024-03-07T03:32:31Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/improving-and-maintaining-audit-quality/ 2024-03-07T03:32:10Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/internal-audit/ 2024-03-07T03:31:37Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/whistleblowers-company-auditors-obligations/ 2023-07-13T02:00:54Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/liaison-with-auditing-profession/ 2025-05-13T01:34:06Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/asic-financial-reporting-and-audit-surveillances/ 2024-03-07T03:32:58Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/auditors/registrable-superannuation-entity-financial-reporting-and-audit/ 2024-11-21T05:35:47Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/smsf-auditors/ 2024-12-09T01:06:15Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/ 2025-08-01T05:17:35Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/lodgement-of-financial-reports/ 2026-03-25T23:21:31Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/are-you-a-large-or-small-proprietary-company/ 2024-09-29T22:48:05Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/reporting-obligations-for-disclosing-entities/ 2024-09-29T22:32:13Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/reporting-obligations-for-public-companies/ 2024-09-29T22:35:03Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/reporting-obligations-for-registered-schemes/ 2024-09-29T22:42:12Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/large-proprietary-companies-that-are-not-disclosing-entities/ 2024-10-17T04:41:29Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/small-proprietary-companies/ 2025-05-13T01:33:25Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/companies-limited-by-guarantee/ 2021-03-30T09:26:34Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/companies-limited-by-guarantee/obligations-of-companies-limited-by-guarantee/ 2026-03-25T23:20:56Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/registered-foreign-companies/ 2023-02-09T16:12:26Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/digital-financial-reports/ 2025-10-22T05:50:54Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/relief-from-corporate-finance-provisions-including-for-wholly-owned-entities/ 2025-12-22T05:07:26Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/relief-from-corporate-finance-provisions-including-for-wholly-owned-entities/deeds-of-cross-guarantee/ 2026-03-31T04:48:33Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/faqs-financial-reporting/ 2025-05-13T01:31:20Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/preparers-of-financial-reports/public-companies-to-include-a-consolidated-entity-disclosure-statement-in-their-annual-financial-report/ 2025-05-19T03:30:18Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/users-of-financial-reports/ 2025-12-22T05:12:22Z https://www.asic.gov.au/regulatory-resources/financial-reporting-and-audit/financial-reporting-and-audit-regulatory-resources-and-news/ 2025-06-20T11:56:40Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/ 2026-02-03T22:16:57Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/for-preparers-of-sustainability-reports/ 2024-09-18T04:13:10Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/for-preparers-of-sustainability-reports/who-must-prepare-a-sustainability-report/ 2025-03-31T03:28:51Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/for-preparers-of-sustainability-reports/what-should-your-sustainability-report-contain/ 2025-03-31T03:28:55Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/for-preparers-of-sustainability-reports/how-and-when-to-lodge-your-sustainability-report/ 2026-03-02T02:38:13Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/for-preparers-of-sustainability-reports/relief-from-sustainability-reporting-requirements/ 2025-05-12T23:19:53Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/for-preparers-of-sustainability-reports/modified-liability-settings/ 2025-03-31T03:28:47Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/asic-s-administration-of-the-sustainability-reporting-requirements/ 2025-03-31T03:29:14Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/asic-s-administration-of-the-sustainability-reporting-requirements/sustainability-reporting-and-audit-relief-decisions-register/ 2026-03-17T23:26:00Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/faqs-review-or-audit-of-sustainability-reports/ 2025-10-09T01:46:02Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/sustainability-reporting-further-regulatory-resources-and-news/ 2025-07-16T04:42:46Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/historical-development-of-climate-related-financial-disclosures/ 2025-03-31T03:55:36Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/sustainability-reporting-for-small-business/ 2025-07-28T01:28:09Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/educational-modules/ 2026-03-29T21:28:26Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/educational-modules/module-1-corporations-act-and-climate-related-disclosure-requirements/ 2026-03-29T21:28:29Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/educational-modules/module-2-introduction-to-climate-change/ 2026-03-29T21:28:31Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/educational-modules/module-3-climate-related-physical-risks/ 2026-03-29T21:28:34Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/educational-modules/module-4-climate-related-transition-risks/ 2026-03-29T21:28:36Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/educational-modules/module-5-climate-related-opportunities/ 2026-03-29T21:28:38Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/educational-modules/module-6-emissions-accounting/ 2026-03-29T21:28:40Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/educational-modules/module-7-scenario-analysis/ 2026-03-29T21:28:42Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/educational-modules/module-8-governance-and-risk-management/ 2026-03-29T21:28:44Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/educational-modules/key-terms-and-important-notice/ 2026-03-29T21:28:47Z https://www.asic.gov.au/regulatory-resources/sustainability-reporting/sustainability-reporting-regulatory-resources-and-news/ 2025-06-20T11:57:45Z https://www.asic.gov.au/regulatory-resources/fundraising/ 2026-01-15T23:56:59Z https://www.asic.gov.au/regulatory-resources/fundraising/how-you-lodge-fundraising-and-corporate-finance-documents/ 2026-01-20T00:49:50Z https://www.asic.gov.au/regulatory-resources/fundraising/disclosure-documents-to-be-provided-to-potential-investors-when-raising-funds/ 2026-01-20T00:34:30Z https://www.asic.gov.au/regulatory-resources/fundraising/lodging-prospectuses-and-other-disclosure-documents/ 2026-01-20T00:34:04Z https://www.asic.gov.au/regulatory-resources/fundraising/fundraising-restrictions-on-advertising-and-cold-calling/ 2026-01-16T06:11:21Z https://www.asic.gov.au/regulatory-resources/fundraising/consolidation-of-fundraising-instruments-and-guidance/ 2026-01-20T00:33:19Z https://www.asic.gov.au/regulatory-resources/fundraising/stop-orders/ 2026-01-20T00:33:03Z https://www.asic.gov.au/regulatory-resources/fundraising/faqs-fundraising/ 2025-07-31T01:55:53Z https://www.asic.gov.au/regulatory-resources/fundraising/fundraising-regulatory-resources-and-news/ 2025-06-20T11:56:55Z https://www.asic.gov.au/regulatory-resources/takeovers/ 2025-06-20T21:43:18Z https://www.asic.gov.au/regulatory-resources/takeovers/mining-and-resources-forward-looking-statements/ 2024-03-28T05:02:56Z https://www.asic.gov.au/regulatory-resources/takeovers/takeovers-regulatory-resources-and-news/ 2025-06-20T11:57:21Z https://www.asic.gov.au/regulatory-resources/digital-transformation/ 2025-06-20T21:45:39Z https://www.asic.gov.au/regulatory-resources/digital-transformation/evaluating-distributed-ledger-technology/ 2025-12-22T04:17:35Z https://www.asic.gov.au/regulatory-resources/digital-transformation/evaluating-distributed-ledger-technology/appendix-1-assessment-tool-for-evaluating-dlt-based-services/ 2023-03-10T08:44:26Z https://www.asic.gov.au/regulatory-resources/digital-transformation/evaluating-distributed-ledger-technology/appendix-2-summary-of-licence-obligations-relevant-to-dlt/ 2023-03-10T08:44:36Z https://www.asic.gov.au/regulatory-resources/digital-transformation/digital-assets-financial-products-and-services/ 2025-10-28T22:00:08Z https://www.asic.gov.au/regulatory-resources/digital-transformation/digital-transformation-regulatory-resources-and-news/ 2025-06-20T11:57:30Z https://www.asic.gov.au/regulatory-resources/forms/ 2025-06-22T23:18:26Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/104-record-of-lodgement-of-documents/ 2025-10-22T23:05:47Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/105-cover-page-for-office-copy-of-a-court-order/ 2026-01-06T22:10:56Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/106-request-to-withdraw-a-lodged-document/ 2026-01-07T04:24:42Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/131-notice-of-meeting-or-consent-process-demutualisation/ 2026-03-30T23:05:26Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/145-application-for-registration-of-disclosure-statement-demutualisation/ 2026-02-12T22:43:41Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/157-application-for-change-of-name-of-a-company-under-external-administration/ 2026-01-06T22:20:18Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/201-application-for-registration-as-an-australian-company/ 2026-01-06T22:36:58Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/202-application-for-registration-of-a-body-corporate-as-a-company/ 2026-01-06T23:10:56Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/205-notification-of-resolution/ 2026-03-30T23:02:58Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/206-application-for-change-of-company-type/ 2025-11-28T04:35:21Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/207z-certification-of-compliance-with-stamp-duty-law/ 2025-11-28T04:34:40Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/208-notification-of-details-of-shares-issued-other-than-for-cash/ 2025-11-28T04:34:04Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/210-notification-of-statement-of-special-rights-carried-by-shares/ 2026-01-06T23:13:02Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/211-notification-of-division-or-conversion-of-classes-of-shares/ 2026-01-06T23:14:47Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/280-notification-of-share-buy-back-details/ 2026-01-06T23:15:39Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/281-notice-of-intention-to-carry-out-a-share-buy-back/ 2026-01-06T23:16:15Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/296-notice-of-disqualification-from-managing-corporation-bankruptcy-or-personal-insolvency-agreement/ 2026-03-30T23:03:09Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/313-notification-of-address-in-australia-of-information-relating-to-financial-records-kept-outside-australia/ 2026-01-06T23:17:51Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/314-notification-of-return-of-members-of-firm-of-auditors/ 2025-10-24T05:28:42Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/315-notification-of-resignation-removal-or-cessation-of-auditor/ 2026-01-06T23:19:04Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/318-notice-of-application-to-court-to-manage-corporation/ 2025-11-30T21:59:47Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/338-application-for-approval-of-unregistered-auditor-of-proprietary-company/ 2026-03-30T23:05:33Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/351-deed-relating-to-class-order/ 2025-11-10T06:21:36Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/352-assumption-deed-relating-to-class-order/ 2025-11-10T06:22:02Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/353-notice-of-disposal-relating-to-class-order/ 2025-11-10T06:22:27Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/354-evidence-of-eligibility-for-relief-under-class-order/ 2025-11-10T06:22:46Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/355-revocation-of-deed-relating-to-class-order/ 2025-11-10T06:23:01Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/361-notification-of-a-registered-agent-ceasing-to-act-for-a-company/ 2026-01-07T22:22:56Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/362-notification-by-a-company-to-nominate-or-cease-a-registered-agent-or-contact-address/ 2026-03-30T23:46:12Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/370-notification-by-officeholder-of-resignation-or-retirement/ 2026-01-07T22:26:02Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/378-application-to-use-an-alternative-address/ 2026-01-06T23:22:33Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/379-request-to-suppress-residential-address-or-change-residential-and-or-alternative-address/ 2026-01-06T23:28:45Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/382-notification-of-resolutions-for-audit-relief-proprietary-companies/ 2026-01-06T23:30:44Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/384-resolution-by-directors-of-a-small-proprietary-company-controlled-by-a-foreign-company-which-is-not-part-of-a-large-group/ 2026-03-30T23:03:19Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/388-copy-of-financial-statements-and-reports/ 2026-03-30T23:03:43Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/389-opt-in-change-of-holding-entity-notice-by-wholly-owned-company-relieved-from-financial-reporting-obligations/ 2025-11-13T22:08:56Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/390-annual-notice-by-holding-entity-which-does-not-lodge-consolidated-financial-statements-pursuant-to-asic-corporations-wholly-owned-companies-instrument-2016785/ 2025-12-16T00:21:29Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/394-notice-of-cessation-of-reliance-on-asic-corporations-foreign-controlled-company-reports-instrument-2017-204/ 2026-01-07T00:06:04Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/396-notice-of-cessation-of-reliance-on-asic-corporations-audit-relief-instrument-2016-784/ 2026-01-07T00:06:57Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/397-notification-of-directors-resolution-under-s324dac/ 2026-03-30T23:07:55Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/398-copy-of-sustainability-report-and-auditor-s-report/ 2026-01-22T04:42:05Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/399-opt-out-notice-by-wholly-owned-company-relieved-from-financial-reporting-obligations/ 2026-01-07T00:09:11Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/401-application-for-registration-as-a-registrable-australian-body/ 2026-01-07T00:10:09Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/402-application-for-registration-as-a-foreign-company/ 2026-01-07T00:11:20Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/403-verification-of-copy-of-document-authorising-on-behalf-of-a-foreign-company-execution-of-a-document-appointing-a-local-agent/ 2026-01-07T00:12:13Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/404-notification-of-change-to-agent-of-a-foreign-company/ 2026-01-07T00:13:35Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/405-statement-to-verify-financial-statements-of-a-foreign-company/ 2026-03-31T02:58:50Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/406-annual-return-of-a-foreign-company/ 2026-03-30T23:03:51Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/407-notification-of-cessation-winding-up-or-dissolution-of-a-foreign-company-or-registered-australian-body/ 2026-01-07T00:16:37Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/408-notification-in-relation-to-the-register-of-a-registered-foreign-company-under-section-601cm/ 2026-01-07T00:18:29Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/409-notification-of-change-to-details-of-a-foreign-company-or-a-registered-australian-body/ 2026-01-07T00:19:39Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/410-application-for-reservation-of-a-name/ 2026-01-07T22:33:20Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/418-memorandum-of-appointment-of-local-agent/ 2026-01-08T03:13:43Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/432-application-to-change-a-company-name-to-omit-the-word-limited/ 2026-01-07T22:34:26Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/433-notification-by-company-of-non-compliance-with-section-150-requirements-or-licence-revocation/ 2026-01-08T03:12:53Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/484-change-to-company-details/ 2026-01-07T22:36:13Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/485-statement-in-relation-to-company-solvency/ 2026-01-07T22:36:45Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/486-notification-by-a-company-to-nominate-or-cease-a-registered-agent-or-contact-address/ 2026-03-30T23:46:05Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/488-application-to-change-the-review-date-of-a-company-or-registered-scheme/ 2026-01-07T22:40:57Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/489-notification-of-change-of-registered-office-or-office-hours-of-a-registered-body/ 2026-03-30T23:03:58Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/490-notification-of-change-to-directors-of-a-registered-body/ 2026-03-30T23:04:06Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/491-change-to-scheme-details/ 2026-01-08T03:11:01Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/492-request-for-correction/ 2026-01-07T22:43:45Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/502-application-to-change-the-cessation-date-of-a-director/ 2026-01-08T03:10:31Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/504-notification-that-a-person-has-been-appointed-controller-entered-into-possession-etc/ 2026-03-30T23:04:13Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/505-notification-of-appointment-or-cessation-of-an-external-administrator/ 2026-01-08T03:09:56Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/506-notification-of-change-of-address-of-an-external-administrator/ 2026-01-08T03:09:36Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/507-report-on-company-activities-and-property/ 2026-01-08T03:16:45Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/507a-statement-verifying-report-under-s475-1-attached-to-507/ 2025-10-23T05:21:09Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/509-presentation-of-summary-of-affairs-of-a-company/ 2026-01-08T03:20:01Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/509d-notice-of-special-resolution-to-wind-up-company/ 2026-01-08T03:19:47Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/509f-notice-of-failure-to-execute-deed-of-company-arrangement/ 2026-01-08T03:20:49Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/509g-notice-of-termination-of-deed-of-company-arrangement/ 2026-01-08T03:21:57Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/511-statement-verifying-report-under-s430-1-475-2-or-446c-2/ 2026-01-08T03:23:05Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/519-notification-of-court-action-relating-to-winding-up/ 2026-02-16T23:55:50Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/520-declaration-of-solvency/ 2026-01-08T03:26:32Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/522-notification-of-meeting-of-creditors-to-consider-appointing-a-new-liquidator/ 2026-01-08T03:27:25Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/523-notification-of-final-meeting-convened-by-liquidator/ 2026-01-08T03:29:48Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/524-presentation-of-accounts-and-statement/ 2026-01-08T03:30:37Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/525-notice-of-disclaimer-of-onerous-property/ 2026-01-08T03:31:36Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/526-notification-of-court-application-for-leave-to-omit-former-name-of-company-from-documents/ 2026-01-08T03:32:17Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/529-notice-of-meeting/ 2026-01-08T03:34:40Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/530-copy-of-administrators-report-statement-and-notice-of-s439a-meeting/ 2026-01-08T03:37:31Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/531-copy-of-declaration-of-relevant-relationships-and-or-declaration-of-indemnities/ 2026-01-08T03:39:43Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/540-statement-in-writing-of-posting-of-notices-of-appointment-to-settle-list-or-supplementary-list-of-contributories/ 2026-01-08T03:41:22Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/545-statement-in-writing-of-giving-notice-to-persons-placed-on-the-list-or-supplementary-list-of-contributories/ 2026-01-08T03:43:00Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/555-notice-of-controller-extending-time-to-submit-report-on-company-activities-and-property/ 2026-01-08T03:43:59Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/562-notice-of-liquidator-extending-time-to-submit-report-on-company-activities-and-property/ 2025-11-13T02:48:11Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/564-schedule-a-to-regulatory-guide-16-preliminary-report-by-court-appointed-liquidator-to-asic-under-s476-of-the-corporations-act-2001/ 2025-11-30T23:49:00Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/568-application-for-extension-of-time-to-lodge-declaration-of-solvency/ 2026-02-16T23:57:37Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/569-application-for-extension-of-time-to-pass-resolution-re-vol-winding-up/ 2026-02-16T23:59:14Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/578-deregistration-request-liquidator-not-acting-or-affairs-fully-wound-up/ 2026-02-16T23:59:49Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/581-application-for-asic-reinstatement/ 2026-02-17T00:02:07Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/603-notice-of-initial-substantial-holder/ 2025-10-15T03:31:10Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/604-notice-of-change-of-interests-of-substantial-holder/ 2025-10-15T03:38:00Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/605-notice-of-ceasing-to-be-a-substantial-holder/ 2025-10-15T03:44:56Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/702-application-for-discharge-of-security/ 2026-02-17T00:01:24Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/722-notice-appointing-trustee-for-holders-of-debentures/ 2026-03-30T23:08:05Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/878-notice-of-australian-offer-under-foreign-recognition-scheme/ 2025-12-15T04:10:01Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/902-notification-of-supplementary-information/ 2026-02-17T00:03:38Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/903-application-for-registration-as-an-auditor/ 2026-02-17T00:04:34Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/903b-application-for-registration-as-a-liquidator/ 2026-03-30T23:05:11Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/905-notification-of-ceasing-to-practice-as-or-change-to-details-of-an-auditor/ 2026-02-17T00:05:31Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/905a-notification-of-change-to-details-of-a-liquidator/ 2026-03-31T05:58:14Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/906-notification-of-disqualification-from-managing-corporations-under-part-2d-6/ 2026-02-17T00:06:25Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/908-annual-liquidator-return/ 2026-02-17T00:07:00Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/909-notification-of-office-at-which-register-is-kept/ 2026-03-30T23:04:38Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/911-verification-or-certification-of-a-document/ 2025-10-29T01:13:57Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/912-annual-statement-by-an-auditor/ 2026-02-17T00:07:51Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/948a-application-for-relief-auditor-independence/ 2026-02-17T00:08:27Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/960-application-for-copy-of-a-certificate/ 2026-02-17T00:08:57Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/961-application-for-copies-of-documents-docimage-search/ 2026-02-17T00:09:55Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/962-application-for-information-from-an-asic-register/ 2026-02-17T00:10:11Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/963-application-for-information-about-a-specific-personal-name/ 2026-03-12T21:57:58Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/964-application-for-information-about-specific-corporations-computer-database-search/ 2025-12-01T22:36:05Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/991-notification-of-location-of-books-on-computer/ 2026-03-30T23:04:54Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/992-notification-of-change-of-location-of-books-kept-on-computer/ 2026-03-30T23:05:01Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/1001-notification-of-half-yearly-reports-asic-form-code-7051/ 2025-12-03T00:48:54Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/1003-disclosure-notice-for-unlisted-disclosing-entity-asic-form-code-7053/ 2025-12-15T23:58:07Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/1500-annual-report-to-creditors/ 2025-12-15T23:56:03Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/2205-notification-of-resolutions-regarding-shares/ 2026-02-17T00:11:35Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/2213-application-for-change-of-state-or-territory-of-registration-of-a-company/ 2026-02-17T00:11:52Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/2501-application-for-extension-of-time-to-hold-annual-general-meeting/ 2026-02-17T00:12:33Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/2560-notification-of-reduction-in-share-capital-details/ 2025-11-30T22:02:30Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/2601-notification-of-intention-to-give-financial-assistance/ 2026-02-17T00:13:12Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/2602-notification-of-financial-assistance-details/ 2025-11-30T22:03:27Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/3190-notification-of-appointment-of-auditor-large-pty-exempt-from-lodging-accounts-under-s319-4-of-the-old-corporations-law-as-continued-by-s1408-1-of-the-act/ 2026-03-30T23:05:44Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5011-copy-of-minutes-of-meeting/ 2026-02-17T00:14:12Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5022-outcome-of-proposal-to-creditors-or-contributories/ 2026-02-17T00:14:50Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5053-notice-that-administration-of-a-company-has-ended/ 2026-02-17T00:15:43Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5047-copy-of-deed-of-company-arrangement/ 2026-02-17T00:15:30Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5056-notice-that-deed-wholly-effectuated/ 2026-02-17T00:16:06Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5057a-related-party-benefits-proposed-notice-explanatory-statement-accompanying-documents/ 2026-02-17T00:16:34Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5100-application-for-registration-of-a-managed-investment-scheme/ 2026-02-17T00:19:15Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5101-notification-of-change-to-managed-investment-scheme-s-constitution/ 2026-02-17T00:19:57Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5103-directors-statement-relating-to-application-for-registration-of-a-managed-investment-scheme/ 2026-02-17T00:20:33Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5107-notification-of-change-of-responsible-entity-of-a-registered-scheme/ 2026-02-17T00:22:10Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5108-notification-of-appointment-of-temporary-responsible-entity/ 2026-02-17T00:22:33Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5109-notification-of-request-by-temporary-responsible-entity-to-add-new-responsible-entity/ 2026-02-17T00:22:54Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5111-compliance-plan-audit-report-of-a-registered-scheme/ 2026-02-17T00:23:10Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5112-application-for-consent-from-asic-to-remove-compliance-plan-auditor/ 2026-02-17T00:23:31Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5113-application-for-consent-from-asic-to-resign-as-compliance-plan-auditor/ 2025-11-28T04:27:55Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5114-notification-of-request-by-responsible-entity-to-change-compliance-plan-auditor/ 2025-11-28T04:29:45Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5127-notice-of-proposed-modification-of-prescribed-interest-deed/ 2025-12-16T22:37:25Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5130-notification-of-office-at-which-register-of-interests-is-kept/ 2026-02-17T00:24:13Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5131-application-for-appointment-of-scheme-auditor-by-member-of-a-registered-scheme/ 2025-11-30T22:07:34Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5132-application-for-consent-from-asic-for-resignation-or-removal-of-scheme-auditor/ 2025-11-28T04:28:37Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5133-notification-of-resignation-removal-or-cessation-of-a-registered-scheme-auditor/ 2026-02-17T00:24:48Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5137-notification-of-appointment-of-scheme-auditor/ 2026-02-17T00:25:26Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5138-notification-of-commencement-or-completion-of-winding-up-of-a-registered-scheme/ 2026-02-17T00:25:47Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5140-notification-of-proposed-change-of-name-of-registered-scheme/ 2025-11-13T02:29:48Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5201-application-for-registration-of-a-corporate-collective-investment-vehicle/ 2026-02-17T00:26:14Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5202-application-for-registration-of-a-sub-fund-of-a-corporate-collective-investment-vehicle/ 2025-11-14T04:43:14Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5203-notice-of-change-to-retail-or-wholesale-status-for-a-corporate-collective-investment-vehicle/ 2026-02-17T00:26:37Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5207-notification-of-change-of-corporate-director-of-a-corporate-collective-investment-vehicle/ 2026-02-17T00:26:51Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5208-notification-of-appointment-of-a-temporary-corporate-director-of-a-corporate-collective-investment-vehicle/ 2026-02-17T00:27:12Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5209-notification-of-request-by-temporary-corporate-director-to-add-new-corporate-director-of-a-corporate-collective-investment-vehicle/ 2026-02-17T00:27:25Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5210-application-for-voluntary-deregistration-of-a-sub-fund-of-a-cciv/ 2025-11-14T04:42:18Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5211-compliance-plan-audit-report-of-a-corporate-collective-investment-vehicle/ 2026-02-17T00:27:47Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5212-application-for-consent-from-asic-to-remove-compliance-plan-auditor-of-a-corporate-collective-investment-vehicle/ 2026-03-30T23:05:53Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5213-application-for-consent-from-asic-to-resign-as-compliance-plan-auditor-of-a-corporate-collective-investment-vehicle/ 2026-03-30T23:05:58Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5214-notification-of-request-by-corporate-director-to-change-compliance-plan-auditor-of-a-corporate-collective-investment-vehicle/ 2026-03-30T23:06:04Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5230-notification-of-appointment-of-auditor-for-a-corporate-collective-investment-vehicle/ 2026-03-30T23:06:10Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5231-application-for-appointment-of-auditor-by-member-of-a-corporate-collective-investment-vehicle/ 2026-03-30T23:06:17Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5232-application-for-consent-from-asic-for-resignation-or-removal-of-auditor-for-corporate-collective-investment-vehicle/ 2026-03-30T23:06:25Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5233-notification-of-resignation-removal-or-cessation-of-auditor-of-a-cciv/ 2026-03-30T23:06:30Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5240-notification-of-proposed-change-of-name-of-a-corporate-collective-investment-vehicle-sub-fund/ 2025-11-14T04:40:26Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5284-change-of-address-of-corporate-collective-investment-vehicle/ 2026-02-17T00:29:11Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5288-pds-in-use-notice-in-relation-to-a-cciv-sub-fund/ 2026-02-17T00:29:27Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5289-notice-of-change-to-fees-and-charges-in-a-pds-relating-to-a-cciv-sub-fund/ 2026-02-17T00:29:39Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5290-notice-that-a-product-in-a-pds-relating-to-a-cciv-sub-fund-has-ceased-to-be-available/ 2026-02-17T00:29:51Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5298-copy-of-financial-statements-and-reports-of-a-corporate-collective-investment-vehicle-cciv/ 2026-02-17T00:30:04Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5299-notification-of-half-yearly-reports-of-a-corporate-collective-investment-vehicle-cciv/ 2026-02-17T00:30:17Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5601-statutory-report-by-a-liquidator-to-creditors/ 2026-02-17T00:30:47Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5602-annual-administration-return/ 2026-03-25T04:08:08Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5603-end-of-administration-return/ 2026-02-17T00:32:13Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5604-information-about-the-company-s-affairs-sent-to-creditors/ 2026-02-17T00:32:56Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5605-application-for-asic-to-appoint-a-reviewing-liquidator/ 2026-02-17T00:33:23Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5606-notice-of-meeting-under-section-449c-4/ 2026-02-17T00:33:43Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/5612-notice-of-making-of-restructuring-plan/ 2026-02-17T00:34:09Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6010-application-for-voluntary-deregistration-of-a-company/ 2026-02-17T00:34:51Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6010a-application-for-voluntary-deregistration-of-a-managed-investment-scheme/ 2025-12-02T23:23:31Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6014-application-for-transfer-of-registration-of-a-company-to-registration-under-a-law-of-a-state-or-territory/ 2026-02-17T00:35:16Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6021-notice-of-compulsory-acquisition-following-takeover-bid/ 2026-02-17T00:35:46Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6022-notice-of-right-of-buy-out-to-remaining-holder-of-securities-following-a-takeover-bid/ 2026-02-17T00:36:05Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6023-notice-of-right-of-buy-out-to-holders-of-convertible-securities-following-a-takeover-bid/ 2026-02-17T00:36:18Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6024-notice-of-compulsory-acquisition/ 2026-02-17T00:36:29Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6025-notice-of-right-of-buy-out-to-holders-of-convertible-securities-by-100-holder/ 2026-02-17T00:36:41Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6071a-application-requesting-notice-of-beneficial-ownership/ 2026-02-17T00:36:53Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6073-application-to-approve-register-of-relevant-interests/ 2026-02-17T00:37:05Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/6074-notice-regarding-location-of-register-of-relevant-interests-s672da-4/ 2026-03-30T23:04:27Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/7051-notification-of-half-yearly-reports-asx-form-1001/ 2026-02-17T00:37:44Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf01-applications-for-relief-fundraising-equities/ 2026-02-17T00:38:12Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf02-applications-for-relief-financial-reporting/ 2026-02-17T00:38:29Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf03-applications-for-relief-mergers-acquisitions/ 2026-02-17T00:38:47Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf04-applications-for-relief-debentures/ 2026-02-17T00:38:58Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf05-applications-for-relief-transactions-affecting-share-capital/ 2026-02-17T00:39:08Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf06-deeds-of-cross-guarantee-and-related-documents-asic-corporations-wholly-owned-companies-instrument-2016-785/ 2025-12-17T04:01:04Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf07-documents-relating-to-a-current-disclosure-document/ 2026-02-17T00:39:37Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf08-notice-of-reliance-on-class-order-co-14-1000-employee-incentive-schemes-listed-bodies-and-class-order-co-14-1001-employee-incentive-schemes-unlisted-bodies/ 2026-03-30T23:07:39Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf09-documents-relating-to-takeovers/ 2026-02-17T00:39:57Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf10-schemes-of-arrangement/ 2026-02-17T00:40:12Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cf11-related-party-benefits-applications/ 2026-02-17T00:40:22Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl01-australian-credit-licence-application/ 2026-02-17T00:41:50Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl03-vary-authorisations-or-conditions-of-an-australian-credit-licence/ 2026-02-17T00:43:20Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl04-change-of-credit-licence-name/ 2026-02-17T00:44:23Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl08-request-to-change-licence-status/ 2026-02-17T00:44:46Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl11-application-for-exemption-or-modification/ 2026-02-17T00:45:08Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl13-notice-in-relation-to-special-purpose-funding-entity/ 2026-03-30T23:07:21Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl16-australian-credit-licence-notification-of-appointment-of-a-trust-account-auditor/ 2026-03-26T05:23:55Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl17-australian-credit-licence-application-for-approval-from-asic-to-replace-a-trust-account-auditor/ 2026-03-26T05:23:49Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl18-australian-credit-licence-application-for-approval-from-asic-to-resign-as-a-trust-account-auditor/ 2026-03-26T05:23:44Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl20-notification-of-change-of-credit-licence-details/ 2026-02-17T00:46:34Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl21-application-for-extension-under-49-5-of-the-credit-act/ 2025-11-28T05:38:04Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl22-application-for-extension-under-220-2-of-the-credit-act/ 2025-12-05T02:19:33Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl23-application-for-extension-under-265-5-of-the-credit-act/ 2025-12-05T02:19:28Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl24-notice-under-regulation-13-3-b-of-the-credit-act/ 2025-12-05T02:19:24Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl30-appoint-a-credit-representative/ 2026-02-17T00:47:08Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl31-cease-a-credit-representative/ 2026-02-17T00:47:22Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl32-vary-the-details-of-a-credit-representative/ 2026-02-17T00:47:37Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl33-notice-of-breach-of-statutory-obligations-unlicensed-carried-over-instrument-coi-lender/ 2025-12-05T02:22:05Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl50-australian-credit-licence-annual-compliance-certificate/ 2026-02-17T00:47:55Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl62-application-to-vary-revoke-banning-order/ 2026-02-17T00:48:22Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl70-australian-credit-licence-trust-account-statement/ 2026-02-17T00:48:43Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl71-australian-credit-licence-trust-account-audit-report/ 2026-02-17T00:48:56Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cl73-application-for-extension-of-time-to-lodge-credit-trust-accounts/ 2026-03-30T23:07:29Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/coi1-notice-of-carried-over-instruments/ 2026-03-30T23:06:46Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/coi2-change-of-details-for-unlicensed-carried-over-instrument-lender-and-prescribed-unlicensed-carried-over-instrument-lender/ 2026-03-30T23:06:52Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/coi3-notice-of-acting-for-a-prescribed-unlicensed-carried-over-instrument-lender/ 2026-03-30T23:06:57Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/coi4-unlicensed-carried-over-instrument-lender-annual-compliance-certificate/ 2026-03-30T23:07:03Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cr762-application-for-approval-of-guarantees-under-regulation-7-6-02aaa-3-b/ 2026-02-17T00:50:40Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ex01-schedule-b-of-regulatory-guide-16-report-to-asic-under-s422-s438d-or-s533-of-the-corporations-act-2001-or-for-statistical-purposes/ 2026-02-17T00:51:07Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ex02-assetless-administration-funding-request-s206f-director-banning/ 2026-02-17T00:51:21Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ex03-assetless-administration-funding-request-matters-other-than-section-206f-director-banning/ 2026-02-17T00:51:36Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ex04-notifications-relating-to-restructuring-and-restructuring-plans/ 2026-02-17T00:52:02Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ex05-notice-of-ending-of-restructuring/ 2026-02-17T00:52:25Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ex06-notice-of-termination-of-restructuring-plan/ 2026-02-17T00:52:49Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ex08-notice-of-adoption-of-or-ceasing-simplified-liquidation-process/ 2026-02-17T00:53:19Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs08-application-for-consent-from-asic-to-resign-as-an-auditor-of-an-australian-financial-services-licensee/ 2025-11-28T04:31:05Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs10-application-for-exemption-from-or-modification-of-fsr-provisions/ 2026-02-17T00:53:56Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs11-application-for-exemption-fsl-requirements/ 2026-03-09T05:03:48Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs12-application-for-exemption-transition/ 2026-02-17T00:54:19Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs13-application-for-exemption-from-or-modification-of-fsr-provisions/ 2026-02-17T00:54:30Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs14-application-for-exemption-from-or-modification-of-fsr-provisions/ 2026-02-17T00:54:41Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs15-application-for-exemption-from-or-modification-of-fsr-provisions/ 2026-02-17T00:54:51Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/submit-australian-financial-services-licence-annual-financial-statements/ 2026-02-17T00:55:22Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs71-auditor-s-report-for-australian-financial-services-licensee/ 2026-02-17T00:55:41Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs75-annual-accounts-for-foreign-adi/ 2026-02-17T00:56:02Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs78-application-for-foreign-financial-services-provider-for-reliance-on-co-03-1099-04-1313/ 2025-12-16T00:14:55Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs88-pds-in-use-notice/ 2026-02-17T00:57:09Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs89-notice-of-change-to-fees-and-charges-in-a-pds/ 2026-02-17T00:58:17Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/fs90-notice-that-a-product-in-a-pds-has-ceased-to-be-available/ 2026-02-17T00:58:34Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ra01-notification-to-register-change-details-of-or-cease-as-an-agent/ 2025-10-23T22:24:38Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ra04-direct-debit-request/ 2025-10-23T05:17:08Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ra05-remittance-advice/ 2025-10-23T22:23:20Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/rl05-application-for-renewal-of-registration-by-a-registered-liquidator/ 2026-02-17T01:02:54Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/rl06-application-to-remove-or-vary-conditions-or-lift-or-shorten-suspension/ 2026-03-30T23:08:21Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/rl08-request-to-cancel-or-suspend-registration-as-a-liquidator/ 2026-02-17T02:22:08Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/rl30-notice-of-significant-events-involving-a-liquidator/ 2026-02-17T02:22:39Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/rl31-notice-of-inaccuracy-in-a-return/ 2026-02-17T02:23:06Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/rl35-notice-by-industry-body-of-possible-grounds-for-disciplinary-action/ 2025-10-23T05:14:50Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/add-an-abn-for-a-business-name-holder/ 2026-01-07T02:50:43Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/apply-for-an-australian-financial-services-licence/ 2026-02-17T03:04:00Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/apply-for-asic-consent-to-resign-as-an-auditor-of-a-public-company/ 2026-02-17T03:03:51Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/apply-for-early-destruction-of-books/ 2026-02-17T03:03:39Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/auditor-transparency-report/ 2026-02-17T03:03:30Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cancel-an-australian-financial-services-licence/ 2026-02-17T03:03:21Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/cancel-a-professional-registration/ 2026-02-17T02:27:26Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/change-details-of-other-business-name-representatives/ 2026-01-07T02:51:37Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/directors-declaration-of-eligibility-to-be-under-restructuring/ 2025-12-10T23:24:14Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/directors-declaration-of-eligibility-for-simplified-liquidation-process/ 2025-12-10T23:25:47Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/notify-asic-or-apply-to-asic-about-australian-financial-services-licensee-auditor-appointments/ 2026-01-27T03:21:31Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/notify-asic-or-apply-to-asic-about-company-auditor-appointments/ 2026-02-17T02:29:53Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/notify-change-of-control-of-an-australian-financial-services-licence/ 2026-02-17T02:29:42Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/notify-change-of-details-of-an-australian-financial-services-licence/ 2026-03-30T23:48:51Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/notify-change-of-responsible-manager-of-an-australian-financial-services-licence/ 2026-02-17T02:29:16Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/request-an-alternative-registration-period/ 2025-12-16T06:03:00Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/request-suppression-of-business-name-register-details/ 2025-12-16T05:56:02Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/ten-year-advance-payment-of-annual-review-fee-remittance-advice/ 2026-02-17T03:05:15Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/vary-authorisations-and-conditions-of-an-australian-financial-services-licence/ 2026-02-17T03:05:52Z https://www.asic.gov.au/regulatory-resources/forms/forms-folder/vary-the-suspension-of-a-professional-registration/ 2026-02-17T03:06:21Z https://www.asic.gov.au/about-asic/ 2024-12-18T05:33:41Z https://www.asic.gov.au/about-asic/what-we-do/ 2026-03-22T22:11:06Z https://www.asic.gov.au/about-asic/what-we-do/our-role/ 2026-03-22T22:11:25Z https://www.asic.gov.au/about-asic/what-we-do/our-role/our-vision-and-strategic-priorities/ 2025-12-16T05:03:55Z https://www.asic.gov.au/about-asic/what-we-do/our-role/who-we-regulate/ 2026-01-05T22:04:37Z https://www.asic.gov.au/about-asic/what-we-do/our-role/laws-we-administer/ 2024-09-05T01:49:48Z https://www.asic.gov.au/about-asic/what-we-do/our-role/laws-we-administer/unfair-contract-term-protections-for-consumers/ 2026-01-05T22:07:00Z https://www.asic.gov.au/about-asic/what-we-do/our-role/laws-we-administer/unfair-contract-term-protections-for-small-businesses/ 2026-01-05T22:07:11Z https://www.asic.gov.au/about-asic/what-we-do/our-role/powers/ 2025-05-12T03:13:16Z https://www.asic.gov.au/about-asic/what-we-do/our-role/working-with-other-agencies-and-organisations-memoranda-of-understanding/ 2026-01-05T22:06:23Z https://www.asic.gov.au/about-asic/what-we-do/our-role/working-with-other-agencies-and-organisations-memoranda-of-understanding/the-asic-apra-relationship/ 2025-12-16T21:41:44Z https://www.asic.gov.au/about-asic/what-we-do/our-role/history/ 2026-01-05T22:08:01Z https://www.asic.gov.au/about-asic/what-we-do/our-role/measuring-our-performance/ 2025-05-12T03:11:29Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/ 2026-03-23T23:46:21Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-s-values/ 2025-12-22T22:14:37Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-code-of-conduct/ 2026-01-05T22:08:41Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/ 2025-12-22T22:18:02Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/how-the-industry-funding-model-works/ 2026-01-05T22:09:04Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/how-the-industry-funding-model-works/asic-s-regulatory-costs/ 2025-12-22T22:20:44Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/how-the-industry-funding-model-works/industry-funding-levies/ 2025-12-22T22:30:13Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/how-the-industry-funding-model-works/estimated-costs-and-levies/ 2025-07-02T23:46:05Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/how-the-industry-funding-model-works/fees-for-service-activities/ 2025-12-22T22:34:42Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/how-the-industry-funding-model-works/stakeholder-engagement-approach/ 2025-12-22T22:36:00Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/how-the-industry-funding-model-works/risk-assessments-for-industry-funding-levies-and-fees-for-service/ 2025-12-22T22:39:19Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/regulatory-costs-and-levies/ 2025-12-22T22:41:07Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/what-industry-need-to-do-each-year/ 2025-12-22T22:43:07Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/industry-funding-levy-notices/ 2025-12-22T22:47:07Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/industry-funding-levy-notices/industry-funding-payment-plans/ 2025-12-22T22:47:48Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/industry-funding-levy-notices/industry-funding-levy-and-penalty-waivers/ 2026-04-02T05:08:14Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/industry-funding-levy-notices/industry-funding-refunds/ 2025-05-12T03:07:25Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/industry-funding-penalties/ 2025-12-22T22:49:39Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/ 2025-07-02T23:48:36Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/cost-recovery-implementation-statement-2024-25/ 2026-02-09T01:15:30Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/cost-recovery-implementation-statement-2023-24/ 2026-02-09T01:17:25Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/cost-recovery-implementation-statement-2022-23/ 2024-07-08T01:32:06Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/cost-recovery-implementation-statement-key-terms/ 2026-02-09T01:16:45Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/cost-recovery-implementation-statement-2021-22/ 2023-06-28T05:47:17Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/cost-recovery-implementation-statement-2020-21/ 2022-10-21T10:54:34Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/cost-recovery-implementation-statement-fees-for-service/ 2025-05-12T03:04:55Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/cost-recovery-implementation-statement-levies-2017-18/ 2021-03-30T09:26:26Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/cost-recovery-implementation-statement-2018-19/ 2025-05-12T03:04:22Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/cost-recovery-implementation-statement/cost-recovery-implementation-statement-2019-20/ 2025-05-12T03:03:08Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/industry-funding-indicative-levies-unable-to-be-published/ 2025-05-12T03:02:30Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-industry-funding/faqs-asic-industry-funding/ 2025-12-18T22:09:11Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/stakeholder-liaison/ 2023-10-31T23:13:26Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/stakeholder-liaison/corporate-finance-liaison-meetings/ 2023-12-20T03:14:55Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/stakeholder-liaison/stakeholder-surveys/ 2025-05-12T02:59:05Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/stakeholder-liaison/licensing-liaison-meetings/ 2026-02-23T04:39:30Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/stakeholder-liaison/market-liaison-meetings/ 2025-07-15T05:24:10Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/stakeholder-liaison/asic-s-indigenous-outreach-program/ 2026-02-17T04:46:48Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/stakeholder-liaison/asic-s-indigenous-outreach-program/asic-s-indigenous-financial-services-framework/ 2025-05-07T23:45:36Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/stakeholder-liaison/asic-s-indigenous-outreach-program/asic-s-indigenous-financial-services-framework/financial-services-industry-engagement/ 2024-08-20T22:45:52Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/stakeholder-liaison/asic-indigenous-advisory-group/ 2026-03-24T23:30:45Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/accountability-and-reporting/ 2025-05-07T23:44:24Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/accountability-and-reporting/asic-s-legal-expenditure/ 2025-10-29T02:15:05Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/accountability-and-reporting/gifts-benefits-and-hospitality-register/ 2026-01-30T05:53:53Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/accountability-and-reporting/statements-of-expectations-and-intent/ 2025-04-23T02:16:54Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/accountability-and-reporting/child-protection-annual-child-safety-statement-of-compliance/ 2025-10-30T22:05:35Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/accountability-and-reporting/emissions-reduction-plan/ 2024-09-05T02:16:31Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/accountability-and-reporting/artificial-intelligence-transparency-statement/ 2026-02-26T22:52:22Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/accountability-and-reporting/grant-reporting/ 2026-01-07T04:46:16Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/accountability-and-reporting/senate-continuing-order-for-the-production-of-departmental-file-lists/ 2026-03-16T01:52:03Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/accountability-and-reporting/campaign-certification/ 2026-03-13T00:59:49Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/performance-and-review/ 2025-05-07T23:42:11Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/performance-and-review/regulator-performance-framework/ 2025-05-07T23:40:58Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/performance-and-review/asic-capability-review/ 2023-11-22T23:54:41Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/performance-and-review/asic-service-charter/ 2023-06-30T06:06:01Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-s-governance-and-accountability/ 2026-03-05T23:01:27Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/asic-s-governance-and-accountability/risk-management-in-asic/ 2025-05-07T23:37:40Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/external-panels/ 2026-04-01T00:52:31Z https://www.asic.gov.au/about-asic/what-we-do/how-we-operate/data-strategy/ 2022-10-25T16:24:35Z https://www.asic.gov.au/about-asic/what-we-do/our-structure/ 2026-03-13T05:22:07Z https://www.asic.gov.au/about-asic/what-we-do/our-structure/asic-senior-leadership/ 2026-03-16T03:14:11Z https://www.asic.gov.au/about-asic/what-we-do/our-people/ 2026-01-06T04:52:37Z https://www.asic.gov.au/about-asic/what-we-do/our-people/diversity-at-asic/ 2025-12-15T23:48:41Z https://www.asic.gov.au/about-asic/what-we-do/our-people/diversity-at-asic/accessibility-action-plan-2024-26/ 2025-12-16T21:45:24Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/ 2025-09-09T01:05:33Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/international-strategy-forums-and-capacity-building/ 2026-01-06T04:53:30Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/international-regulatory-and-enforcement-cooperation/ 2025-09-09T00:46:36Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/international-regulatory-and-enforcement-cooperation/memoranda-of-understanding-and-other-international-agreements/ 2026-01-06T04:55:06Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/international-regulatory-and-enforcement-cooperation/statement-of-protocol-us-public-company-accounting-oversight-board-and-asic/ 2025-05-07T04:39:47Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/international-regulatory-and-enforcement-cooperation/statement-of-protocol-canadian-public-accountability-board-and-asic/ 2025-05-07T04:40:43Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/international-regulatory-and-enforcement-cooperation/mou-and-data-protection-framework-luxembourg-cssf-and-asic/ 2026-01-06T04:55:35Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/international-regulatory-and-enforcement-cooperation/iosco-administrative-arrangement-privacy-notice/ 2025-05-07T04:44:21Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/international-regulatory-and-enforcement-cooperation/uk-fca-administrative-arrangement-privacy-notice/ 2025-05-07T04:44:49Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/overseas-regulators-public-warnings-and-alerts/ 2025-09-09T01:04:08Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/requests-for-due-diligence-probity-information-for-licensing-or-registration-outside-australia/ 2025-09-09T01:03:16Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/requests-for-due-diligence-probity-information-for-licensing-or-registration-outside-australia/probity-request-procedures-for-overseas-regulators/ 2025-09-09T01:07:50Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/requests-for-visits-to-asic-by-foreign-delegations/ 2025-09-09T01:01:42Z https://www.asic.gov.au/about-asic/what-we-do/international-activities/foreign-businesses-and-individuals-information-and-how-to-contact-asic/ 2025-09-09T01:07:19Z https://www.asic.gov.au/about-asic/what-we-do/moneysmart-for-consumers/ 2026-04-01T04:35:46Z https://www.asic.gov.au/about-asic/news-centre/ 2025-07-08T23:58:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/ 2024-08-10T11:23:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2001-releases/01-113-canberra-investment-adviser-banned-for-life/ 2021-03-30T09:37:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2001-releases/01-125-perth-finance-broker-banned-for-life/ 2021-03-30T09:37:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2001-releases/01-201-albany-finance-broker-banned-for-life/ 2021-03-30T09:37:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2001-releases/01-238-illegal-managed-investment-scheme-wound-up-and-promoters-banned-for-life/ 2021-03-30T09:37:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2001-releases/01-057-perth-securities-adviser-banned-permanently/ 2021-03-30T09:37:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2001-releases/01-154-investment-adviser-permanently-banned/ 2021-03-30T09:37:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2001-releases/01-216-sunken-treasure-scheme-salesmen-banned-for-life/ 2021-03-30T09:37:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2001-releases/01-372-sydney-man-permanently-banned/ 2021-03-30T09:37:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2001-releases/01-002-asic-permanently-bans-global-finance-director/ 2022-03-11T21:30:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-06-asic-bans-former-investment-adviser-for-life/ 2021-03-30T09:37:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-100-asic-and-rba-sign-memorandum-of-understanding/ 2021-03-30T09:37:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-108-asic-obtains-3-million-compensation-order/ 2021-03-30T09:37:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-142-pegasus-director-banned-for-30-years/ 2021-03-30T09:37:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-154-court-disqualifies-karl-suleman-for-life/ 2021-03-30T09:37:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-165-supreme-court-winds-up-olive-grove-companies/ 2021-03-30T09:37:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-184-stockbroker-struck-off/ 2021-03-30T09:37:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-212-offshore-investment-scheme-sunk-by-asic/ 2021-03-30T09:37:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-241-south-australian-adviser-banned-for-life/ 2021-03-30T09:37:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-252-two-melbourne-accountants-banned-from-managing-corporations/ 2021-03-30T09:37:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-267-karl-and-vivian-suleman-ordered-to-pay-20-million-compensation/ 2021-03-30T09:37:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-294-lateral-directors-permanently-banned/ 2021-03-30T09:37:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-307-asic-obtains-injunction-against-unlicensed-adviser/ 2021-03-30T09:37:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-357-asic-bans-cabramatta-investment-adviser-for-life/ 2021-03-30T09:37:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-359-asic-issues-discussion-paper-on-the-use-of-past-performance-information-in-investment-ads/ 2023-10-04T05:15:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-38-asic-bans-cronulla-investment-adviser-for-life/ 2021-03-30T09:37:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-425-asic-obtains-injunctions-against-unlicensed-adviser/ 2021-03-30T09:37:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-464-former-sa-insurance-agent-permanently-banned/ 2021-03-30T09:37:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-58-south-australian-adviser-banned-for-life/ 2021-03-30T09:37:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-68-melbourne-stockbroker-banned-for-life/ 2021-03-30T09:29:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-74-arrowlea-federal-court-action-finalised/ 2021-03-30T09:37:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-82-alleged-phoenix-operation-restrained/ 2021-03-30T09:37:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2002-releases/02-95-decision-on-myob-accounting-treatment/ 2021-03-30T09:37:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-009-charles-platcher-banned-for-25-years/ 2021-03-30T09:37:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-010-asic-bans-nsw-unit-trust-manager-for-life/ 2021-03-30T09:37:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-043-qld-securities-representative-banned/ 2021-03-30T09:37:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-068-landmark-decision-on-chairman-s-duties/ 2021-03-30T09:37:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-157-asic-refers-cobra-bid-to-takeovers-panel/ 2021-03-30T09:37:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-158-investor-alert-fixed-interest-products-higher-returns-mean-higher-risks/ 2021-03-30T09:37:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-188-sydney-adviser-banned-permanently/ 2021-03-30T09:37:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-198-asic-and-hong-kong-sfc-sign-mou/ 2021-03-30T09:37:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-208-sentence-reduced-for-tasmanian-financial-adviser/ 2021-03-30T09:37:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-211-south-australian-adviser-banned-permanently/ 2021-03-30T09:37:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-217-court-upholds-penalties-against-hih-directors/ 2021-03-30T09:36:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-224-asic-acts-on-late-disclosure/ 2021-03-30T09:36:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-268-asic-releases-surveillance-report-on-research-analyst-independence/ 2023-10-04T04:41:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-283-asic-releases-first-asx-assessment/ 2023-05-30T13:48:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-302-asic-permanently-bans-brisbane-financial-planner/ 2021-03-30T09:36:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-327-former-abn-amro-morgans-broker-permanently-banned/ 2021-03-30T09:36:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-330-former-victorian-insurance-agent-permanently-banned/ 2021-03-30T09:36:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-333-asic-obtains-freezing-orders-in-relation-to-allegedly-illegal-fundraising/ 2021-03-30T09:36:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-342-former-victorian-securities-dealer-permanently-banned/ 2021-03-30T09:36:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-356-asic-obtains-court-undertakings-from-disqualified-director/ 2021-03-30T09:36:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-398-asic-obtains-orders-to-halt-allegedly-unregistered-dominica-investment-scheme/ 2021-03-30T09:36:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/03-418-offshore-investment-group-wound-up/ 2021-03-30T09:36:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-06-fundraising-documents-have-common-failures/ 2021-03-30T09:37:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-07-applying-to-register-as-an-auditor/ 2022-05-27T12:49:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-08-pro-forma-209-afs-licence-conditions/ 2022-05-27T12:49:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-12-asic-acts-to-ensure-fundraising-documents-provide-sufficient-information-for-investors/ 2021-03-30T09:37:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-16-asic-regulation-of-promissory-notes/ 2022-05-27T12:51:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-17-asic-s-interim-approach-for-regulation-of-mutual-risk-products/ 2022-06-21T13:32:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-20-asic-class-order-exempts-issuers-of-certain-documents-from-requirement-to-hold-an-afsl/ 2022-05-27T12:53:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-23-reporting-requirements-for-afs-licensees-who-are-individuals/ 2022-05-27T13:03:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-25-new-asic-policy-on-takeover-relief/ 2022-05-27T13:18:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-26-alternative-means-to-satisfy-cash-needs-requirement-under-ps-166/ 2022-07-04T14:18:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2003-releases/ir-03-27-amendment-to-asic-policy-statement-166-financial-requirements-foreign-exchange-dealers/ 2022-05-27T13:19:32Z 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2021-03-30T09:34:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2007-releases/07-177-court-appoints-liquidator-over-central-coast-property-development-scheme/ 2021-03-30T09:34:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2007-releases/07-18-court-extends-orders-against-burnard-parties/ 2021-03-30T09:34:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2007-releases/07-199-brisbane-liquidator-reprimanded/ 2021-03-30T09:34:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2007-releases/07-20-asic-obtains-orders-extending-appointment-of-receivers-to-assets-of-westpoint-directors-and-associated-companies/ 2021-03-30T09:34:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2007-releases/07-200-asic-proceedings-against-jana-rajnoch-dismissed-by-brisbane-court/ 2021-03-30T09:34:28Z 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2023-03-22T17:06:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2007-releases/media-release-07-314/ 2021-03-30T09:34:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2007-releases/ir-07-06-asic-reports-on-icap-europe-limited/ 2021-03-30T09:34:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2008-releases/08-108-asic-permanently-bans-former-authorised-representative-sa/ 2021-03-30T09:28:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2008-releases/08-142-asic-obtains-court-orders-to-stop-unlicensed-financial-advice/ 2021-03-30T09:34:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2008-releases/08-77-asic-prosecutes-over-100-company-officers-arising-from-public/ 2021-03-30T09:28:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2008-releases/ad08-84-former-genetic-technologies-director-in-court-on-asic-market-manipulation-charges/ 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2021-03-30T09:36:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2014-releases/14-265mr-former-hanlong-managing-director-extradited-charged-with-insider-trading/ 2021-03-30T09:39:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2014-releases/14-266mr-asic-acts-to-restrain-forex-company/ 2021-03-30T09:36:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2014-releases/14-267mr-asic-concerns-see-pepperstone-exit-the-japanese-market/ 2021-03-30T09:35:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2014-releases/14-268mr-former-director-of-insurance-company-pleads-guilty-to-multiple-counts-of-dishonest-conduct/ 2023-03-27T09:57:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2014-releases/14-269mr-bankrupt-builder-convicted-of-managing-a-company-while-disqualified/ 2021-03-30T09:36:01Z 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2021-03-30T09:38:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-263mr-asic-lawyers-win-award-for-pro-bono-volunteering-with-young-people/ 2021-03-30T09:38:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-264mr-kazakhstan-potash-reduces-asset-values-by-302-million/ 2021-03-30T09:38:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-265mr-d-j-carmichael-pty-limited-pays-300-000-infringement-notice-penalty/ 2021-03-30T09:38:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-266mr-aat-reduces-financial-services-banning-of-sydney-accountant/ 2021-03-30T09:38:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-267mr-asic-warns-about-false-claims-on-www-fxabs-com-au/ 2021-03-30T09:38:05Z 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2021-03-30T09:33:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-360mr-asic-permanently-bans-former-lending-officer/ 2021-03-30T09:39:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-361mr-insuranceline-penalised-for-misleading-advertising/ 2021-03-30T09:39:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-362mr-asic-disqualifies-abe-samuel-as-smsf-auditor/ 2021-03-30T09:39:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-363mr-asic-permanently-bans-former-equititrust-ceo/ 2021-03-30T09:33:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-364mr-asic-disqualifies-james-dermody-as-smsf-auditor/ 2021-03-30T09:33:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-365mr-court-appoints-liquidator-to-planet-platinum-following-successful-asic-application/ 2021-03-30T09:34:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-366mr-asic-s-moneysmart-12-money-tips-for-christmas/ 2023-03-22T16:24:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-367mr-asic-consults-on-remaking-of-sunsetting-class-orders-for-dealing-in-underlying-investments/ 2021-03-30T09:39:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-368mr-failed-land-banking-company-midland-hwy-to-be-wound-up-following-asic-action/ 2023-03-28T16:40:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-370mr-asic-disqualifies-melbourne-director/ 2021-03-30T09:39:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-369mr-asic-accepts-eu-from-south-australian-liquidator/ 2021-03-30T09:33:12Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-396mr-eu-for-nsw-liquidator-after-failure-to-discharge-duties/ 2021-03-30T09:33:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-397mr-carrum-downs-couple-committed-for-trial-over-1-5-million-fraud/ 2021-03-30T09:22:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-398mr-asic-bans-former-financial-adviser-for-market-manipulation/ 2023-03-28T16:43:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-399mr-asic-permanently-bans-former-wa-bank-manager/ 2023-03-28T16:44:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2015-releases/15-400mr-ipowow-ltd-fined-for-failing-to-lodge-financial-reports/ 2023-03-28T16:44:18Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-009mr-westpac-pays-1-million-following-asic-s-concerns-about-credit-card-limit-increase-practices/ 2021-03-30T09:39:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-010mr-margin-lenders-improve-lending-standards-following-asic-review/ 2021-03-30T09:39:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-011mr-asic-releases-report-on-debt-management-firms/ 2021-03-30T09:39:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-012mr-australia-samly-holdings-limited-pays-penalty-for-alleged-continuous-disclosure-breach/ 2021-03-30T09:39:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-013mr-zhonghuanyun-holdings-group-limited-pays-penalty-for-alleged-continuous-disclosure-breach/ 2021-03-30T09:39:33Z 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2021-03-30T09:34:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-121mr-asic-remakes-sunsetting-class-order-on-securitisation/ 2021-03-30T09:34:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-122-mr-asic-permanently-bans-sydney-finance-broker/ 2021-03-30T09:34:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-123mr-asic-obtains-orders-appointing-provisional-liquidator-to-continental-coal/ 2023-03-18T17:57:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-124mr-asic-permanently-bans-former-nab-financial-planner/ 2023-03-28T15:09:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-125mr-former-director-pleads-guilty-to-breaching-director-s-duties/ 2021-03-30T09:33:31Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-136mr-asic-permanently-bans-wickham-securities-chairman/ 2021-03-30T09:34:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-135mr-south-australian-director-charged-with-misappropriating-1-8-million-in-smsf-property-investments/ 2021-03-30T09:24:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-139mr-asic-bans-former-employee-of-financial-services-business/ 2021-03-30T09:34:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-142mr-asic-warns-investors-about-services-advertised-by-top-ten-binary-brokers-also-known-as-top-10-binary-brokers-com-top-ten-binary-brokers/ 2023-03-22T16:10:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-140mr-waratah-resources-ceo-pleads-guilty-to-misleading-the-market/ 2023-03-28T15:13:41Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-152mr-asic-suspends-marigold-falconer-licence/ 2021-03-30T09:33:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-153mr-queensland-adviser-permanently-removed-from-the-financial-services-industry/ 2021-03-30T09:33:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-154mr-former-company-office-holder-convicted-of-breaching-director-s-duties/ 2021-03-30T09:33:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-155mr-former-director-and-financial-adviser-pleads-guilty-to-breaching-director-s-duties/ 2021-03-30T09:33:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-156mr-asic-disqualifies-sydney-director-for-five-years/ 2023-03-17T14:45:46Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-177mr-independent-tribunal-upholds-financial-adviser-banning-by-asic/ 2021-03-30T09:33:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-178mr-former-liquidator-pleads-guilty-to-dishonestly-using-his-position/ 2021-03-30T09:33:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-179mr-sydney-man-jailed-on-insider-trading-charges/ 2021-03-30T09:33:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-181mr-former-equititrust-chief-executive-s-stay-application-fails/ 2021-03-30T09:33:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-182mr-limited-afs-licensing-regime-transitional-arrangements-end-30-june-2016/ 2021-03-30T09:33:40Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-219mr-former-aussie-mortgage-broker-admits-to-charges-relating-to-the-submission-of-false-loan-applications/ 2021-03-30T09:33:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-220mr-transition-period-for-recognised-accountants-providing-smsf-related-financial-product-advice-has-ended/ 2021-03-30T09:33:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-221mr-asic-s-inquiry-into-ioof/ 2021-03-30T09:33:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-222mr-optus-to-refund-more-than-2-million-to-mobile-phone-insurance-customers-following-asic-concerns/ 2023-03-28T15:34:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-223mr-asic-consults-on-remaking-and-repealing-class-orders-on-markets-and-securities/ 2021-03-30T09:33:42Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-234mr-asic-consults-on-communicating-audit-findings-to-directors-audit-committees-or-senior-managers/ 2021-03-30T09:33:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-236mr-asic-bans-former-client-adviser-for-five-years/ 2021-03-30T09:33:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-237mr-asic-cancels-afs-licence-for-failing-to-lodge-financial-statements/ 2021-03-30T09:33:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-238mr-asic-permanently-bans-mark-steven-grevsmuhl-due-to-serious-fraud-convictions/ 2021-03-30T09:33:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-239mr-asic-bans-north-queensland-financial-adviser/ 2023-03-29T14:09:39Z 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2021-03-30T09:33:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-258mr-asic-obtains-court-travel-restraint-and-asset-preservation-orders-against-west-australian-property-developer-and-macro-realty-group-of-companies/ 2021-03-30T09:28:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-260mr-asic-bans-former-representative-of-macquarie-equities-limited/ 2021-03-30T09:33:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-261mr-asic-accepts-voluntary-undertaking-from-victorian-liquidator/ 2021-03-30T09:33:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-266mr-r-s-capital-partners-pty-ltd-pays-infringement-notice-following-free-smsf-set-up-claims/ 2023-03-29T14:15:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-262mr-asic-repeals-sunsetting-class-order-on-managed-investment-schemes/ 2023-03-29T14:15:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-273mr-asic-remakes-instruments-that-affect-financial-reporting/ 2021-03-30T09:33:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-263mr-padbury-mining-directors-banned-for-three-years-due-to-oakajee-funding-secured-announcement/ 2021-03-30T09:33:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-264mr-federal-court-upholds-asic-s-banning-of-finance-broker/ 2023-02-21T10:57:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-265mr-asic-cancels-the-registration-of-133-smsf-auditors/ 2021-03-30T09:33:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-267mr-asic-accepts-enforceable-undertaking-from-my-adviser-pty-ltd/ 2021-03-30T09:33:27Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-443mr-sydney-financial-adviser-banned-for-three-years/ 2021-03-30T09:26:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-444mr-asic-permanently-bans-former-financial-planner-stewart-banks/ 2021-03-30T09:33:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-445mr-former-hastie-services-cfo-admits-to-conspiracy-charges/ 2023-03-29T15:38:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-446mr-asic-extends-the-transition-period-for-superannuation-and-retirement-calculators/ 2021-03-30T09:33:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-448mr-asic-banning-of-gerard-mccormack-set-aside-on-appeal/ 2021-03-30T09:32:32Z 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2021-03-30T09:39:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-453mr-victorian-liquidator-suspended/ 2021-03-30T09:33:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-454mr-asic-reports-on-asx-equity-market-outage-in-september-2016/ 2021-03-30T09:33:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-455mr-asic-accepts-enforceable-undertakings-from-nab-and-cba-to-address-inadequacies-within-their-wholesale-spot-fx-businesses/ 2021-03-30T09:23:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-456mr-used-car-finance-broker-permanently-banned/ 2021-03-30T09:33:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2016-releases/16-458mr-asic-to-allow-a-wider-range-of-managed-investment-products-for-the-mfund-settlement-service/ 2023-03-29T15:40:15Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-127mr-asic-takes-action-against-courtenay-house-capital-trading-group-to-protect-investors/ 2021-03-30T09:28:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-128mr-victorian-man-convicted-over-unlicensed-financial-services/ 2021-03-30T09:32:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-130mr-asic-crackdown-on-misleading-advertising-by-debt-management-firms/ 2023-03-24T08:57:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-129mr-asic-supports-second-phase-extension-of-groundbreaking-whistleblower-research-project/ 2021-03-30T09:32:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-131mr-aat-affirms-asic-s-disqualification-and-banning-of-michael-o-sullivan-the-former-md-of-provident-capital-ltd/ 2023-03-24T09:03:37Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-445mr-melbourne-accountant-charged/ 2023-03-24T11:24:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-446mr-swann-insurance-refunds-39-million-in-add-on-insurance-premiums/ 2021-03-30T09:26:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-449mr-queensland-franchisee-pleads-guilty-to-breaching-director-duties/ 2021-03-30T09:30:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-448mr-former-director-sentenced-for-director-duties-breaches/ 2021-03-30T09:30:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-447mr-enforceable-undertaking-excludes-myplanner-financial-adviser-for-two-years/ 2023-03-24T11:25:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-450mr-asic-winds-up-victorian-land-banking-scheme/ 2021-03-30T09:27:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-451mr-medusa-writes-down-exploration-and-evaluation-assets/ 2021-03-30T09:27:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-452mr-asic-disqualifies-queensland-father-and-son-from-managing-companies/ 2023-03-24T11:25:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-456mr-asic-releases-guidance-on-sell-side-research/ 2021-03-30T09:30:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-454mr-asic-accepts-enforceable-undertakings-following-advice-deficiencies/ 2021-03-30T09:30:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-453mr-exchange-traded-products-guidelines-for-market-licensees/ 2021-03-30T09:30:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-455mr-aat-affirms-financial-services-banning-of-trevor-seymour-former-non-executive-director-of-provident-capital-limited-and-sets-aside-disqualification-from-managing-companies/ 2021-03-30T09:23:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-457mr-latitude-insurance-refunds-almost-1-1-million-for-poor-consumer-credit-insurance-sales-and-claims-handling/ 2021-03-30T09:30:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-459mr-intrepid-writes-down-mining-properties/ 2021-03-30T09:27:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-460mr-sequoia-restates-revenue-and-expenses/ 2021-03-30T09:27:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-458mr-former-newsat-ltd-ceo-adrian-ballintine-charged/ 2021-03-30T09:26:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-461mr-epoch-capital-pty-ltd-pays-130-000-in-infringement-notice-penalty/ 2023-03-24T11:26:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-462mr-asic-cancels-wealth-first-credit-licence/ 2021-03-30T09:27:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2017-releases/17-463mr-court-orders-penalty-against-former-managing-director-of-banksia-securities-limited/ 2021-03-30T09:28:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-001mr-asic-permanently-bans-south-australian-financial-adviser/ 2021-03-30T09:26:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-002mr-asic-cancels-afs-licence-of-smart-trader-international/ 2023-03-23T16:00:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-003mr-victorian-man-arrested-after-being-charged-with-fraud/ 2022-12-16T13:04:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-004mr-asic-licenses-first-crowd-sourced-funding-intermediaries/ 2021-03-30T09:27:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-005mr-asic-acts-against-melbourne-based-financial-services-and-credit-business/ 2023-03-23T15:47:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-006mr-asic-permanently-bans-south-australian-financial-adviser/ 2021-03-30T09:26:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-007mr-breakaway-finance-group-offers-enforceable-undertaking-to-cancel-afs-licence/ 2021-03-30T09:28:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-008mr-allianz-refunds-45-6-million-in-add-on-insurance-premiums/ 2021-03-30T09:28:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-009mr-suncorp-refunds-17-2-million-in-add-on-insurance-premiums/ 2021-03-30T09:28:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-010mr-asic-accepts-voluntary-licence-variation-from-hlb-mann-judd-corporate-finance-pty-ltd-to-cease-providing-independent-expert-advice/ 2023-03-23T17:13:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-011mr-national-warranty-company-refunds-4-9-million-for-poor-car-warranty-sales-incentives/ 2021-03-30T09:27:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-012mr-asic-bans-former-commonwealth-financial-planning-adviser-for-5-years/ 2021-03-30T09:26:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-014mr-enforceable-undertaking-places-queensland-financial-adviser-under-supervision-for-12-months/ 2023-03-23T17:16:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-013mr-asic-acts-against-anz-for-breaching-responsible-lending-laws-in-its-former-esanda-car-finance-business/ 2021-03-30T09:28:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-015mr-asic-warns-financial-services-licensees-against-cutting-corners-on-death-nomination-forms/ 2021-03-30T09:28:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-016mr-former-australian-bight-abalone-ceo-convicted-over-false-and-misleading-information/ 2023-03-18T17:05:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-017mr-asic-acts-against-thorn-s-radio-rentals-and-secures-multi-million-customer-refunds-for-poor-appliance-rental-outcomes/ 2021-03-30T09:28:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-018mr-update-on-commonwealth-bank-financial-planning-licence-conditions-progress-on-compensation-scheme/ 2023-03-18T17:16:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-019mr-asic-reports-on-how-large-financial-institutions-manage-conflicts-of-interest-in-financial-advice/ 2021-03-30T09:27:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-020mr-asic-takes-action-against-payday-lending-companies-for-unpaid-fines/ 2021-03-30T09:28:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-021mr-daniel-panrucker-removed-from-financial-services-industry-for-10-years/ 2021-03-30T09:28:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-022mr-asic-takes-action-against-cairns-based-car-lender-for-unpaid-fines/ 2021-03-30T09:28:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-023mr-asic-reports-on-the-2017-annual-general-meeting-season/ 2021-03-30T09:28:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-024mr-asic-commences-civil-penalty-proceedings-against-commonwealth-bank-of-australia-for-bbsw-conduct/ 2021-03-30T09:28:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-025mr-asic-bans-and-disqualifies-convicted-darwin-man-jackson-anni/ 2021-03-30T09:28:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-026mr-asic-removes-licence-conditions-imposed-on-openmarkets-australia-limited/ 2021-03-30T09:28:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-027mr-asic-bans-mortgage-broker-from-credit-for-three-years/ 2021-03-30T09:28:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-028mr-former-director-pleads-guilty-to-fraudulently-removing-company-funds/ 2021-03-30T09:28:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-029mr-clearview-refunds-1-5-million-for-poor-life-insurance-sales-practices/ 2021-03-30T09:28:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-030mr-anz-refunds-10-million-for-failing-to-disclose-credit-card-charges/ 2021-03-30T09:28:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-031mr-update-westpac-remediates-credit-card-customers-more-than-11-million/ 2021-03-30T09:28:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-032mr-charges-laid-against-former-fx-trader/ 2021-03-30T09:27:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-033mr-melbourne-financial-services-business-and-former-director-to-pay-7-8m-for-breaches-of-best-interest-obligations-and-consumer-protection-laws/ 2021-03-30T09:28:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-034mr-operators-of-binary-options-trading-boiler-room-banned-following-conviction/ 2021-03-30T09:28:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-035mr-asic-banning-order-against-simon-poidevin-stayed-by-aat-pending-appeal-decision/ 2021-03-30T09:28:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-036mr-asic-obtains-interim-injunctions-and-warns-investors-against-agm-markets-ot-markets-and-ozifin-trade-financial/ 2021-03-30T09:24:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-037mr-information-on-new-professional-standards-for-financial-advisers-now-available-on-asic-website/ 2021-03-30T09:28:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-038mr-warning-over-shadow-shop-scam-impersonating-asic/ 2021-03-30T09:28:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-039mr-company-convicted-for-failing-to-produce-books-to-asic/ 2021-03-30T09:27:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-040mr-transport-company-convicted-for-failing-to-produce-books-to-asic/ 2021-03-30T09:28:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-041mr-asic-welcomes-establishment-of-the-australian-financial-complaints-authority/ 2021-03-30T09:28:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-042mr-asic-reports-on-credit-rating-agencies/ 2021-03-30T09:28:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-043mr-director-excluded-from-financial-services-industry-for-five-years-and-agrees-to-pay-400-000-to-financial-literacy-fund/ 2021-03-30T09:28:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-044mr-former-director-of-cairns-tour-company-convicted-for-making-a-false-or-misleading-statement-to-asic/ 2021-03-30T09:27:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-045mr-coffs-harbour-credit-repair-business-pays-21-600-in-penalties-for-false-or-misleading-representations/ 2023-03-23T21:11:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-046mr-asic-disqualifies-director-from-managing-companies-for-maximum-period-of-five-years/ 2023-03-23T15:48:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-047mr-full-federal-court-partially-upholds-book-up-provider-s-appeal/ 2021-03-30T09:27:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-048mr-asic-accepts-enforceable-undertakings-from-two-directors/ 2021-03-30T09:28:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-049mr-update-on-advice-compliance-report-additional-21-4-million-compensation-paid-to-customers/ 2021-03-30T09:28:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-050mr-former-charter-financial-planning-adviser-permanently-banned-for-dishonestly-charging-almost-67-000-in-fees/ 2021-03-30T09:28:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-051mr-asic-bans-perth-advisor-for-five-years/ 2021-03-30T09:27:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-052mr-asic-bans-former-westpac-and-nab-financial-adviser/ 2021-03-30T09:27:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-053mr-asic-reports-on-corporate-finance-regulation-july-to-december-2017/ 2023-03-23T17:26:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-054mr-asic-applies-to-appoint-liquidator-to-superfunded/ 2023-03-23T20:25:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-055mr-asic-disqualifies-nsw-smsf-auditor/ 2021-03-30T09:27:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-056mr-asic-s-latest-enforcement-report-highlights-outcomes-from-the-second-half-of-2017/ 2021-03-30T09:28:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-057mr-court-finds-anz-breached-responsible-lending-laws-in-its-former-esanda-car-finance-business/ 2021-03-30T09:28:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-058mr-asic-requires-boutique-research-provider-to-improve-conflicts-of-interest-disclosure/ 2021-03-30T09:28:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-059mr-asic-bans-queensland-financial-adviser-from-financial-services-industry-for-7-years/ 2021-03-30T09:26:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-060mr-asic-permanently-bans-financial-adviser-for-unethical-conduct/ 2021-03-30T09:26:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-061mr-asic-takes-action-against-rio-tinto-and-its-former-ceo-and-cfo-for-misleading-and-deceptive-conduct/ 2022-02-28T12:34:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-062mr-asic-consults-on-updated-guidance-for-its-oversight-of-the-australian-financial-complaints-authority-afca/ 2021-03-30T09:28:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-063mr-asic-remakes-sunsetting-class-order-about-share-and-interest-sale-facilities/ 2021-03-30T09:28:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-064mr-asic-winds-up-payday-lending-companies-for-unpaid-fines/ 2021-03-30T09:28:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-065mr-asic-winds-up-cairns-based-car-lender-for-unpaid-fines/ 2021-03-30T09:28:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-066mr-working-together-for-stronger-financial-capability/ 2023-03-22T15:53:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-067mr-asic-takes-civil-action-against-antares-energy-and-a-director/ 2021-03-30T09:24:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-068mr-federal-court-orders-the-winding-up-of-superfunded/ 2021-03-30T09:25:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-069mr-asic-permanently-bans-victorian-mortgage-broker/ 2024-05-08T03:58:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-070mr-asic-further-extends-exemption-for-simple-credit-hardship-arrangements/ 2021-03-30T09:28:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-071mr-asic-extends-the-transition-period-for-superannuation-and-retirement-calculators/ 2021-03-30T09:28:24Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-078mr-federal-court-delivers-finding-on-appeal-of-aat-decision/ 2021-03-30T09:28:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-083mr-british-and-australian-regulators-strengthen-cooperation-on-fintech-through-enhanced-cooperation-agreement/ 2021-03-30T09:28:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-080mr-asic-disqualifies-victorian-smsf-auditor/ 2021-03-30T09:28:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-079mr-tal-to-refund-900-000-to-funeral-insurance-customers/ 2021-03-30T09:28:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-081mr-directors-of-storm-financial-penalised-for-breach-of-duties/ 2022-09-09T12:02:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-082mr-asic-suspends-afs-licence-of-red-summit/ 2023-03-23T16:02:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-084mr-asic-releases-updated-guidance-on-company-reinstatements/ 2021-03-30T09:28:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-085mr-raa-insurance-pays-43-200-in-penalties-for-misleading-car-insurance-advertising/ 2021-03-30T09:28:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-086mr-industry-funding-update-asic-publishes-indicative-levies-for-2017-18/ 2021-03-30T09:28:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-087mr-myer-writes-down-intangible-assets/ 2021-03-30T09:28:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-088mr-former-chair-of-g8-education-limited-charged/ 2025-03-20T04:45:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-089mr-asic-releases-updated-guidance-on-client-money/ 2021-03-30T09:28:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-090mr-asic-reports-on-small-business-strategy-2017-2020/ 2021-03-30T09:28:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-091mr-asic-obtains-freezing-orders-over-assets-of-members-alliance-group-directors/ 2023-12-19T03:36:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-092mr-asic-accepts-enforceable-undertaking-from-anz-for-fees-for-no-service-conduct/ 2021-03-30T09:28:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-093mr-queensland-lawyer-charged-with-misleading-investigation/ 2021-03-30T09:26:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-094mr-queensland-man-charged-with-misleading-asic-investigation/ 2021-03-30T09:26:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-095mr-clive-palmer-and-his-company-palmer-leisure-coolum-charged-over-breaches-of-takeover-law/ 2026-03-31T02:52:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-096mr-asic-disqualifies-act-smsf-auditor/ 2021-03-30T09:27:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-097mr-asic-disqualifies-south-australian-smsf-auditor/ 2021-03-30T09:27:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-098mr-superannuation-trustee-and-promoter-penalised-for-false-and-misleading-conduct/ 2021-03-30T09:23:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-099mr-south-australian-day-trader-sentenced-for-market-manipulation/ 2024-01-12T02:51:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-100mr-octani-capital-s-afs-licence-cancelled/ 2021-03-30T09:27:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-102mr-asic-accepts-enforceable-undertaking-from-commonwealth-bank-subsidiaries-for-fees-for-no-service-conduct/ 2023-03-23T17:41:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-101mr-former-noodle-box-franchisee-convicted-for-engaging-in-illegal-phoenix-activity/ 2023-03-23T16:03:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-103mr-total-financial-solutions-compliance-review-results-in-2-5m-remediation-to-customers/ 2023-03-23T20:26:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-104mr-former-perth-finance-broker-pleads-guilty-to-loan-fraud/ 2023-03-23T15:56:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-105mr-asic-bans-client-adviser-for-trading-in-mini-warrants/ 2023-03-24T09:18:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-106mr-provisional-liquidator-appointed-to-nangus-group-of-companies/ 2023-03-24T09:19:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-107mr-former-financial-adviser-charged-with-dishonesty-and-false-document-offences/ 2023-03-24T09:19:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-108mr-former-financial-adviser-permanently-banned-for-dishonest-conduct/ 2023-03-24T09:20:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-109mr-asic-bans-former-suncorp-financial-services-financial-adviser-for-four-years/ 2023-03-24T09:20:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-110mr-nsw-director-sentenced-to-charges-arising-from-unlicensed-financial-services-business/ 2023-03-24T09:20:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-112mr-asic-and-djsb-sign-memorandum-of-understanding-for-enhanced-co-operation/ 2023-03-24T09:20:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-111mr-federal-court-orders-wind-up-of-illegal-land-banking-investment-scheme-and-its-operator/ 2023-03-24T09:20:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-113mr-court-of-appeal-dismisses-asic-s-appeal-in-awb-case/ 2023-03-24T09:21:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-114mr-credit-repair-business-malouf-group-enterprises-and-its-director-pay-1-7-million-for-misleading-and-unconscionable-conduct/ 2023-03-24T09:21:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-115mr-asic-releases-guidance-on-afs-licensing-exemption-for-tax-and-bas-agents/ 2023-03-24T09:21:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-126mr-asic-suspends-afs-licence-of-direct-fx-trading-pty-ltd-for-compliance-failures/ 2023-03-24T09:21:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-116mr-aat-affirms-decision-to-cancel-registration-of-nsw-liquidator/ 2023-03-24T09:22:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-117mr-asic-takes-action-to-wind-up-five-land-banking-companies-and-to-disqualify-officers-from-managing-corporations/ 2023-03-24T09:22:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-118mr-former-sydney-mortgage-brokers-permanently-banned-for-loan-fraud/ 2023-03-24T09:22:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-119mr-asic-takes-further-action-against-rio-tinto-limited-and-its-former-ceo-and-cfo/ 2023-03-24T09:22:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-120mr-asic-cancels-the-registration-of-117-smsf-auditors/ 2023-03-24T09:22:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-121mr-asic-disqualifies-western-australian-smsf-auditor/ 2023-03-24T09:23:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-122mr-asic-takes-action-on-misleading-or-deceptive-conduct-in-icos/ 2023-03-24T09:23:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-123mr-asic-welcomes-afca-authorisation/ 2024-03-19T23:37:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-124mr-asic-cancels-mackellar-s-australian-financial-services-licence/ 2023-03-24T09:24:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-125mr-asic-permanently-bans-former-authorised-representative-michael-taylor-from-providing-financial-services/ 2023-03-24T09:24:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-127mr-asic-reviews-accountant-compliance-with-changes-to-smsf-advice-licensing/ 2023-03-24T09:24:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-128mr-orica-increases-environmental-provision/ 2023-03-24T09:25:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-129mr-financial-planner-charged-over-fraudulent-voting-in-credit-union-election/ 2023-03-24T11:33:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-130mr-asic-consolidates-guidance-on-market-integrity-rules-for-market-participants/ 2023-03-24T11:33:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-131mr-asic-revises-licensing-regime-for-domestic-and-overseas-market-operators/ 2023-03-24T11:34:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-132mr-asic-takes-action-against-nsw-financial-adviser/ 2023-03-24T11:34:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-133mr-asic-restricts-big-un-limited-from-issuing-a-reduced-content-prospectus/ 2023-03-24T11:34:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-134mr-asic-permanently-bans-former-perth-insurance-broker/ 2023-03-24T11:34:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-135mr-asic-consults-on-short-selling-proposals/ 2023-03-24T11:35:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-136mr-it-consultant-charged-with-gaining-unauthorised-access-to-data-and-insider-trading/ 2023-03-24T11:35:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-137mr-charges-against-shane-douglas-heal-withdrawn/ 2023-03-24T11:35:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-138mr-asic-consults-on-code-of-ethics-compliance-schemes-for-financial-advisers/ 2023-03-24T11:36:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-139mr-asic-action-results-in-2-million-penalty-for-thorn-s-radio-rentals-handed-down-by-the-federal-court-today/ 2023-03-24T11:36:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-140mr-asic-cancels-afs-licence-of-wealth-risk-management/ 2023-03-24T11:36:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-141mr-supreme-court-orders-the-winding-up-of-companies-associated-with-mr-daniel-farook-ali-and-the-daniel-ali-scheme/ 2023-03-24T11:37:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-142mr-asic-permanently-bans-financial-adviser-for-providing-false-evidence-to-asic/ 2023-03-24T11:37:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-143mr-melbourne-man-permanently-banned-for-dishonest-insurance-sales/ 2023-03-24T11:37:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-144mr-asic-and-rba-welcome-the-new-bbsw-calculation-methodology/ 2023-03-24T11:38:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-145mr-scammers-turn-up-the-heat-on-australian-investors/ 2023-03-24T11:39:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-146mr-director-of-internet-company-charged-with-fraud/ 2023-03-24T11:39:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-147mr-federal-court-dismisses-appeal-from-aat-decision-to-disqualify-director-of-18-failed-companies/ 2023-03-24T11:39:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-148mr-fox-symes-pays-37-800-for-misleading-advertising/ 2023-03-24T11:39:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-149mr-cash-converters-pays-650-000-due-to-poor-debt-collection-practices/ 2023-03-24T11:40:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-150mr-apra-and-asic-release-new-life-claims-data/ 2023-03-24T11:40:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-151mr-federal-court-finds-westpac-traded-to-affect-the-bbsw-and-engaged-in-unconscionable-conduct/ 2023-03-24T11:40:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-152mr-former-company-director-charged-with-breaching-his-director-duties/ 2023-03-24T11:41:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-154mr-asic-disqualifies-sydney-restaurateur-from-managing-companies-for-five-years/ 2023-03-24T11:41:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-155mr-asic-leads-super-industry-on-outreach-trip-to-the-apy-lands/ 2023-03-24T11:41:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-156mr-aat-affirms-permanent-ban-of-former-easy-capital-director/ 2023-03-24T11:41:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-153mr-former-brisbane-financial-adviser-charged-with-5-9-million-fraud/ 2024-09-03T00:21:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-157mr-asic-cancels-registration-of-victorian-auditor/ 2023-03-24T11:41:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-158mr-asic-gives-disclosure-relief-during-transition-to-afca/ 2023-03-24T11:42:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-159mr-major-changes-affecting-reported-net-assets-and-profit-and-other-focuses-for-30-june-2018-reporting/ 2023-03-24T11:42:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-162mr-asic-consults-on-foreign-financial-services-providers-relief-proposals/ 2023-03-24T11:43:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-160mr-former-australian-bight-abalone-ceo-sentenced-to-3-and-a-half-years-prison-over-false-and-misleading-information/ 2023-03-24T11:43:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-161mr-asic-bans-former-amp-financial-adviser-for-five-years/ 2023-03-24T11:43:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-163mr-asic-warns-consumers-about-paying-high-fees-for-credit-repair-and-debt-advice-services/ 2023-03-24T11:43:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-165mr-asic-permanently-bans-veronica-macpherson-from-providing-financial-services/ 2023-03-24T11:44:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-164mr-asic-temporarily-extends-relief-for-managed-investment-and-superannuation-schemes-for-certain-disclosure-obligations/ 2023-03-24T11:44:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-166mr-asic-cancels-afs-licences-of-bby-advisory-and-smartrader-and-further-suspends-afs-licence-of-bby-ltd/ 2023-03-24T11:44:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-167mr-afs-licensee-fails-to-meet-compliance-and-supervisory-requirements/ 2023-03-24T11:45:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-168mr-asic-permanently-bans-former-nab-financial-adviser/ 2023-03-24T11:45:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-169mr-asic-suspends-afs-licence-of-vesta-living-communities/ 2023-03-24T14:17:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-170mr-wilsons-advisory-pays-35-000-in-infringement-notice-penalties/ 2021-03-30T09:28:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-171mr-asic-implements-financial-benchmark-regulatory-regime/ 2021-03-30T09:28:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-172mr-asic-works-to-ensure-registered-liquidators-comply-with-obligations/ 2023-03-23T15:52:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-173mr-bananacoast-community-credit-union-pays-50-400-for-misleading-advertising-and-provides-remediation-to-consumers/ 2021-03-30T09:28:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-174mr-asic-launches-civil-penalty-proceedings-against-former-quintis-managing-director-frank-wilson/ 2023-09-17T22:21:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-175mr-asic-commences-civil-penalty-proceeding-against-westpac-for-poor-financial-advice/ 2021-03-30T09:26:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-176mr-asic-reports-on-decisions-to-cut-red-tape-october-2017-to-march-2018/ 2021-03-30T09:28:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-177mr-asic-permanently-bans-former-credit-representative-colin-hulbert/ 2023-03-23T15:53:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-178mr-former-financial-adviser-convicted-for-dishonest-conduct/ 2023-03-23T15:42:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-179mr-asic-restricts-henry-morgan-limited-from-issuing-a-reduced-content-prospectus/ 2021-03-30T09:28:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-180mr-asic-releases-guidance-for-its-oversight-of-the-australian-financial-complaints-authority-afca/ 2021-03-30T09:28:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-181mr-asic-cancels-cairns-liquidator-s-registration/ 2023-03-23T15:54:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-182mr-asic-enhances-its-enforcement-toolkit-beyond-australia-s-borders/ 2021-03-30T09:28:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-183mr-asic-accepts-court-enforceable-undertaking-from-vantage-global-prime-to-address-systems-and-controls-inadequacies-within-its-cfd-business/ 2023-03-24T14:20:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-184mr-asic-imposes-licence-conditions-on-aurora-funds-management-limited/ 2021-03-30T09:25:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-185mr-asic-bans-former-financial-advisor-and-consultant-for-seven-years/ 2023-03-24T14:21:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-186mr-former-kimberley-diamonds-executive-chairman-acquitted-on-two-charges-of-misleading-the-market-jury-unable-to-agree-on-remaining-charges/ 2023-03-24T14:21:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-187mr-asic-reports-on-proxy-adviser-engagement-practices/ 2023-03-24T14:21:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-188mr-asic-takes-civil-penalty-action-against-amp-financial-planning-for-alleged-failures-relating-to-insurance-advices/ 2021-03-30T09:25:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-192mr-smsf-advice-needs-significant-improvement/ 2023-03-24T14:22:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-189mr-asic-bans-financial-adviser-for-4-years/ 2021-03-30T09:26:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-190mr-asic-calls-on-retail-otc-derivatives-sector-to-improve-practices/ 2021-03-30T09:27:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-191mr-sydney-woman-jailed-for-dishonesty-offences-and-dealing-with-proceeds-of-crime/ 2023-03-24T14:40:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-193mr-asic-accepts-variation-to-nab-enforceable-undertaking-to-address-inadequacies-in-its-wholesale-spot-fx-business/ 2021-03-30T09:28:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-194mr-asic-disqualifies-former-director-of-walton-construction-from-managing-companies-for-four-years/ 2021-03-30T09:27:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-195mr-dover-financial-advisers-financial-services-licence-to-be-cancelled/ 2021-03-30T09:28:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-196mr-former-insurance-broker-pleads-guilty-to-charges-of-dishonest-conduct/ 2023-03-23T15:39:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-198mr-asic-accepts-court-enforceable-undertaking-from-goldman-sachs-australia-to-improve-controls/ 2023-03-24T14:23:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-197mr-asic-takes-action-against-linchpin-capital-group-and-endeavour-securities-australia/ 2023-03-23T15:45:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-199mr-asic-takes-action-against-refocus-financial-group/ 2023-03-23T15:44:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-201mr-asic-s-review-of-credit-cards-reveals-more-than-one-in-six-consumers-struggling-with-credit-card-debt/ 2023-03-23T15:54:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-200mr-asic-consults-on-credit-card-responsible-lending-assessments/ 2021-03-30T09:27:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-202mr-asic-consults-on-proposed-changes-to-the-capital-requirements-for-market-participants/ 2021-03-30T09:27:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-203mr-findings-from-31-december-2017-financial-reports/ 2021-03-30T09:27:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-204mr-asic-requires-compliance-with-restrictions-on-use-of-independent/ 2021-04-27T19:48:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-205mr-asic-permanently-bans-two-former-nab-employees-for-loan-fraud/ 2021-03-30T09:27:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-206mr-asic-accepts-court-enforceable-undertakings-from-cba-and-anz-over-superannuation-product-distribution/ 2021-03-30T09:27:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-207mr-former-perth-finance-broker-sentenced-on-loan-fraud/ 2021-03-30T09:27:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-209mr-new-prices-for-asic-regulatory-services/ 2021-03-30T09:27:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-208mr-wodonga-financial-planner-pleads-guilty-to-vote-rigging/ 2021-03-30T09:27:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-210mr-asic-accepts-court-enforceable-undertaking-from-cba/ 2023-03-24T14:25:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-211mr-asic-bans-former-nab-branch-manager-for-loan-fraud/ 2021-03-30T09:27:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-212mr-asic-bans-smsf-financial-adviser-for-four-years-and-suspends-licence/ 2021-03-30T09:27:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-213mr-aat-varies-banning-period-of-former-hobart-financial-planner/ 2021-03-30T09:27:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-214mr-federal-court-dismisses-challenge-to-four-year-disqualification-imposed-on-former-company-director/ 2023-03-23T15:44:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-215mr-allianz-metro-contempt-decision/ 2021-03-30T09:26:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-216mr-former-executive-charged-with-insider-trading/ 2023-03-23T10:45:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-217mr-external-report-on-fees-and-costs-disclosure-welcomed-by-asic/ 2021-03-30T09:27:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-218mr-industry-funding-next-steps-for-industry/ 2021-03-30T09:27:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-219mr-asic-permanently-bans-former-westpac-banker-from-engaging-in-credit-activities/ 2021-03-30T09:27:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-220mr-asic-obtains-orders-against-investment-scheme-operator-daniel-ali/ 2021-03-30T09:27:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-221mr-asic-winds-up-five-companies-involved-in-victorian-land-banking-projects/ 2021-03-30T09:27:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-222mr-asic-updates-guidance-for-funds-management-industry/ 2021-03-30T09:27:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-224mr-asic-cancels-nsw-independent-insurance-brokers-afs-licence/ 2021-03-30T09:27:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-225mr-professional-standards-reforms-for-financial-advisers-asic-update/ 2021-03-30T09:27:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-226mr-asic-s-review-of-exchange-traded-products-identifies-areas-for-improvement/ 2021-03-30T09:27:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-223mr-asic-approves-the-banking-code-of-practice/ 2021-03-30T09:27:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-227mr-former-director-convicted-of-fraudulently-removing-company-property/ 2021-03-30T09:26:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-228mr-gold-mountain-pays-penalty-and-accepts-conditions-following-its-alleged-continuous-disclosure-breach/ 2021-03-30T09:27:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-229mr-update-on-financial-advice-institutions-fees-for-no-service-refund-programs/ 2021-03-30T09:27:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-230mr-asic-permanently-bans-convicted-authorised-representative/ 2023-03-24T14:28:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-231mr-court-of-appeal-upholds-orders-to-wind-up-investment-and-technology-companies/ 2021-03-30T09:27:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-232mr-consultation-on-the-proposed-establishment-of-a-global-financial-innovation-network/ 2021-03-30T09:27:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-234mr-why-women-need-to-talk-about-money/ 2023-03-22T15:49:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-233mr-victorian-man-permanently-banned-from-providing-financial-services/ 2021-03-30T09:27:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-235mr-banks-to-improve-fraud-protection-systems-following-asic-review/ 2023-03-24T14:28:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-237mr-asic-s-latest-enforcement-report-highlights-outcomes-from-the-first-half-of-2018/ 2021-03-30T09:27:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-236mr-asic-succeeds-in-obtaining-orders-against-linchpin-capital-group-and-endeavour-securities-australia-and-appointment-of-receivers/ 2021-03-30T09:27:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-238mr-asic-permanently-bans-nsw-director-from-providing-financial-services/ 2021-03-30T09:27:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-241mr-asic-disqualifies-queensland-smsf-auditor/ 2021-03-30T09:27:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-239mr-asic-disqualifies-nsw-smsf-auditor/ 2023-03-18T17:05:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-240mr-asic-disqualifies-former-director-from-managing-companies-for-maximum-period-for-engaging-in-illegal-phoenix-activity/ 2021-03-30T09:26:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-242mr-kazakhstan-potash-reduces-profit-on-issuing-replacement-convertible-notes/ 2021-03-30T09:27:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-243mr-the-hon-kelly-o-dwyer-mp-launches-the-2018-national-financial-capability-strategy/ 2023-03-22T16:51:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-244mr-former-managing-director-of-mining-company-found-guilty-of-insider-trading/ 2021-03-30T09:27:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-245mr-time-to-act-for-all-asic-regulated-organisations-required-to-submit-information-for-industry-funding/ 2021-03-30T09:27:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-246mr-two-former-company-directors-convicted-for-engaging-in-illegal-phoenix-activity/ 2021-03-30T09:26:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-247mr-asic-requires-morgan-stanley-wealth-management-australia-to-amend-false-claim-of-independence/ 2021-03-30T09:27:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-248mr-asic-publishes-a-review-of-reverse-mortgage-lending/ 2021-03-30T09:27:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-249mr-asic-accepts-court-enforceable-undertaking-from-brisbane-liquidator/ 2021-03-30T09:27:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-250mr-asic-s-review-of-direct-life-insurance-finds-high-cancellation-rates-and-poor-claims-outcomes/ 2021-03-30T09:27:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-251mr-asic-reports-on-corporate-finance-regulation-january-to-june-2018/ 2021-03-30T09:27:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-252mr-asic-acts-against-used-car-financier-rent-2-own-cars-australia-and-its-directors/ 2023-03-24T14:34:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-253mr-ultiqa-lifestyle-timeshare-lender-fined-for-responsible-lending-failures/ 2023-03-23T15:46:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-254mr-asic-updates-guidance-for-trustees-of-wholesale-equity-schemes/ 2023-03-24T14:34:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-255mr-westpac-admits-to-breaching-responsible-lending-obligations-when-providing-home-loans-and-a-35-million-civil-penalty/ 2023-03-24T14:35:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-256mr-asic-accepts-court-enforceable-undertaking-from-wollongong-based-financial-adviser-prohibiting-advice-for-three-years/ 2021-03-30T09:27:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-257mr-asic-prescribes-three-year-period-for-credit-card-responsible-lending-assessments/ 2021-03-30T09:27:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-258mr-former-company-director-convicted-for-failing-to-assist-asic/ 2021-03-30T09:26:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-259mr-fees-for-no-service-asic-commences-federal-court-action-against-nab-companies/ 2021-03-30T09:24:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-260mr-asic-s-corporate-plan-2018-2022/ 2023-03-23T15:46:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-261mr-asic-reviews-insurance-in-superannuation/ 2023-03-23T15:46:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-262mr-prospa-removes-unfair-loan-terms-for-small-business-borrowers-and-guarantors/ 2021-03-30T09:27:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-263mr-asic-approves-australian-financial-complaints-authority-rules/ 2021-03-30T09:27:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-269mr-civil-penalty-action-commenced-against-dover-financial-advisers-and-director-terry-mcmaster/ 2023-03-24T14:38:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-265mr-asic-urges-organisations-to-act-on-industry-funding-before-27-september/ 2021-03-30T09:27:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-267mr-asic-provides-regulatory-approvals-for-a-proposed-new-product-and-etfs-for-the-chi-x-market/ 2021-03-30T09:27:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-264mr-asic-reports-on-review-of-asx-group-s-technology-governance-and-operational-risk-management-standards/ 2021-03-30T09:27:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-266mr-aat-upholds-asic-banning-of-former-westpac-adviser-jason-atkins/ 2021-03-30T09:27:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-268mr-asic-commences-civil-penalty-proceedings-against-anz-for-alleged-continuous-disclosure-breach-in-relation-to-2015-institutional-equity-placement/ 2023-05-10T14:20:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-270mr-asic-permanently-bans-unlicensed-financial-adviser/ 2021-03-30T09:27:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-272mr-asic-remakes-sunsetting-class-order-about-group-purchasing-bodies-and-extends-the-relief-to-limited-licensees/ 2021-03-30T09:27:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-271mr-asic-bans-two-former-macquarie-advisers-for-10-years/ 2021-03-30T09:26:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-273mr-asic-reports-on-climate-risk-disclosure-by-australia-s-listed-companies/ 2021-03-30T09:27:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-274mr-asic-acts-against-misleading-initial-coin-offerings-and-crypto-asset-funds-targeted-at-retail-investors/ 2021-03-30T09:27:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-275mr-financial-firms-must-join-afca-now/ 2021-03-30T09:27:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-276mr-asic-banning-of-perth-financial-adviser-robert-hutchison/ 2021-03-30T09:26:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-277mr-queensland-man-permanently-banned-from-providing-financial-services/ 2021-03-30T09:27:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-278mr-asic-extends-relief-for-foreign-financial-services-providers/ 2023-03-24T14:39:51Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-289mr-asic-fee-relief-and-financial-counselling-for-the-drought-affected/ 2021-03-30T09:27:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-290mr-asic-releases-guidance-on-code-of-ethics-compliance-schemes-for-financial-advisers/ 2021-03-30T09:27:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-291mr-statement-from-asic-chair-james-shipton-on-the-interim-report-of-the-financial-services-royal-commission/ 2021-03-30T09:27:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-292mr-all-managed-discretionary-account-providers-now-required-to-be-licensed/ 2021-03-30T09:27:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2018-releases/18-293mr-asic-awareness-campaign-comes-to-bendigo/ 2021-03-30T09:27:37Z 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2021-03-30T09:26:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-076mr-asic-re-issues-practical-guidance-for-foreign-financial-services-providers-in-information-sheet-157/ 2021-03-30T09:26:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-077mr-asic-imposes-additional-licence-conditions-on-smsf-advisers-network/ 2021-03-30T09:26:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-078mr-asic-imposes-additional-licence-conditions-on-amp-financial-planning/ 2021-03-30T09:26:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-079mr-asic-welcomes-approval-of-new-laws-to-protect-financial-service-consumers/ 2021-03-30T09:26:50Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-280mr-asic-to-provide-relief-from-financial-adviser-compliance-scheme-obligations/ 2021-03-30T09:25:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-281mr-asic-calls-on-insurers-and-trustees-to-take-action-to-improve-consumer-outcomes-from-total-and-permanent-disability-insurance/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-282mr-former-financial-adviser-in-court-on-dishonesty-charges-of-1-865-million/ 2021-03-30T09:23:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-283mr-west-wits-mining-writes-down-indonesian-assets-and-accounts-for-joint-arrangement/ 2021-03-30T09:25:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-284mr-asic-annual-report-for-2018-19/ 2021-03-30T09:25:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-285mr-former-brisbane-financial-adviser-found-guilty-of-fraud-after-three-week-trial-sentenced-to-12-years/ 2024-08-23T06:21:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-286mr-lime-fs-pty-ltd-agrees-to-shut-down-digital-advice-tools/ 2021-03-30T09:25:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-287mr-european-securities-and-markets-authority-and-asic-to-co-operate-on-benchmarks/ 2023-03-23T15:34:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-288mr-asic-assessment-of-bloomberg-tradebook-australia-pty-ltd/ 2021-03-30T09:25:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-289mr-asic-suspends-the-afs-licence-of-kp-international-group-australia-pty-ltd/ 2021-03-30T09:25:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-290mr-penalty-orders-re-imposed-in-proceedings-against-former-prime-trust-directors/ 2025-11-27T03:20:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-292mr-asic-imposes-additional-licence-conditions-on-ioof-investment-services-ltd-to-improve-governance-and-conflicts-management/ 2023-03-27T11:25:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-291mr-former-brisbane-based-employee-permanently-banned-from-providing-financial-services/ 2021-03-30T09:25:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-293mr-asic-wins-appeal-against-westpac-subsidiaries/ 2021-03-30T09:23:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-294mr-aat-affirms-australian-credit-licence-cancellation-and-banning-order/ 2021-03-30T09:25:34Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-356mr-asic-reports-on-assessment-of-licensing-and-professional-registration-applications/ 2021-03-30T09:25:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-357mr-asic-commences-proceedings-against-tal-life-limited-for-handling-of-insurance-claim/ 2021-03-30T09:22:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-358mr-asic-approves-an-updated-banking-code-of-practice/ 2021-03-30T09:25:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-360mr-asic-takes-court-action-against-nab-for-fees-for-no-service-and-fee-disclosure-statement-failures/ 2021-06-24T13:32:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2019-releases/19-359mr-asic-disqualifies-director-for-five-years-for-engaging-in-illegal-phoenix-activity/ 2021-03-30T09:25:15Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-002mr-former-gold-coast-businessman-anthony-silver-charged-with-fraud/ 2023-10-18T21:57:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-003mr-asic-further-suspends-the-afs-licence-of-halifax-investment-services/ 2021-03-30T09:24:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-004mr-asic-disqualifies-three-gold-coast-directors-from-managing-companies/ 2021-03-30T09:24:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-005mr-asic-bans-northern-nsw-adviser-for-four-years/ 2021-03-30T09:24:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-006mr-asic-encourages-fair-and-effective-insurance-claims-handling-for-people-affected-by-the-bushfires-warns-against-unscrupulous-service-providers/ 2021-03-30T09:23:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-007mr-former-kleenmaid-director-found-guilty-of-fraud-and-insolvent-trading-after-a-59-day-trial/ 2021-03-30T09:24:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-008mr-asic-bans-former-guvera-director/ 2023-03-27T13:31:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-010mr-trajan-kukulovski-applies-for-aat-review-of-committee-s-decision-to-cancel-his-liquidator-registration/ 2021-03-30T09:24:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-011mr-asic-suspends-afs-licences-of-theta-asset-management-and-valuestream-investment-management/ 2021-03-30T09:24:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-009mr-asic-consults-on-s444ga-share-transfers-under-a-deed-of-company-arrangement/ 2021-03-30T09:25:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-012mr-asic-suspends-afs-licence-of-global-merces-funds-management/ 2023-03-27T13:34:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-013mr-director-of-internet-company-jailed-for-fraud/ 2021-03-30T09:24:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-014mr-asic-permanently-bans-former-nsw-financial-adviser-nicholas-ellis/ 2021-03-30T09:24:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-015mr-asic-cancels-afs-licence-of-australian-cricket-bat-willow-plantation-management-services/ 2021-03-30T09:24:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-016mr-asic-bans-adelaide-financial-adviser-adrian-cassidy-for-six-years/ 2021-05-14T13:24:39Z 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2021-03-30T09:24:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-022mr-asic-obtains-order-to-wind-up-brisbane-based-financial-services-company/ 2023-03-27T13:39:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-023mr-astivita-writes-down-deferred-tax-asset-and-brand-name/ 2023-03-27T13:46:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-024mr-amp-to-pay-5-175-million-penalty-for-failing-to-prevent-insurance-churn-by-its-financial-planners/ 2023-06-08T11:15:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-025mr-asic-succeeds-in-binary-options-case-against-one-tech-media-ltd-allianz-metro-pty-ltd-eustace-senese-and-yoav-ida/ 2021-03-30T09:24:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-027mr-former-kleenmaid-director-sentenced-to-nine-years-imprisonment-for-fraud-and-insolvent-trading/ 2021-03-30T09:23:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-026mr-asic-review-of-30-june-2019-financial-reports/ 2023-03-27T13:48:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-028mr-asic-update-on-compensation-for-financial-advice-related-misconduct/ 2021-03-30T09:24:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-029mr-asic-bans-former-director-of-spectrum-wealth-advisers-for-six-years/ 2021-03-30T09:24:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-030mr-asic-releases-report-reviewing-trustees-pysp-communications/ 2021-03-30T09:24:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-031mr-court-finds-former-financial-adviser-unfit-to-stand-trial/ 2021-03-30T09:24:54Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-072mr-asic-bans-western-australian-adviser-for-four-years/ 2021-03-30T09:24:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-073mr-former-nsw-south-coast-financial-advisor-sentenced-for-dishonestly-obtaining-client-funds/ 2023-03-28T13:56:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-074mr-federal-court-confirms-storm-financial-directors-breached-duties/ 2022-09-09T12:03:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-075mr-facilitating-capital-raisings-during-covid-19-period/ 2021-03-30T09:24:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-076mr-asic-provides-information-on-funeral-expenses-reform/ 2021-03-30T09:24:34Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-086mr-details-of-changes-to-asic-regulatory-work-and-priorities-in-light-of-covid-19/ 2021-03-30T09:24:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-088mr-asic-updates-guidance-on-internal-market-making/ 2023-03-28T14:01:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-089mr-federal-court-upholds-asic-s-product-intervention-order-on-short-term-credit/ 2021-03-30T09:23:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-090mr-betting-over-s-p-asx-200-index-highlights-failures-in-controls/ 2023-03-28T14:01:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-091mr-asic-commences-proceedings-against-youi-pty-ltd-for-alleged-breaches-of-the-duty-of-utmost-good-faith/ 2023-03-28T14:02:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-092mr-federal-court-restrains-mayfair-platinum-and-mayfair-101-from-promoting-debenture-products-and-using-prohibited-phrases-in-advertising/ 2021-12-23T11:08:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-093mr-asic-reports-on-corporate-finance-regulation-july-to-december-2019/ 2021-03-30T09:24:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-094mr-asic-moves-against-smsf-auditor-misconduct/ 2021-03-30T09:24:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-095mr-asic-notes-financial-reporting-changes/ 2023-03-28T14:03:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-096mr-myplanner-professional-services-afs-licence-suspension-on-hold-pending-aat-review/ 2023-03-28T14:03:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-097mr-asic-supports-increased-transparency-in-capital-raisings/ 2021-03-30T09:24:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-098mr-asic-obtains-orders-to-wind-up-two-financial-services-companies/ 2023-03-28T14:04:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-099mr-asic-enforcement-update-july-to-december-2019/ 2021-03-30T09:24:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-100mr-asic-bans-financial-advisers/ 2021-03-30T09:24:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-101mr-olive-financial-markets-pty-ltd-director-banned-from-financial-services-afsl-cancellation-stayed-pending-aat-review/ 2021-04-23T13:34:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-102mr-retail-investors-at-risk-in-volatile-markets/ 2021-03-30T09:24:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-104mr-former-wa-director-charged-with-avoiding-reporting-money-transactions-and-breaching-director-duties/ 2022-02-01T17:48:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-103mr-former-wa-director-charged-with-making-false-statement/ 2021-03-30T09:23:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-105mr-pershing-pleads-guilty-to-mishandling-of-client-monies/ 2023-03-28T14:06:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-106mr-asic-disqualifies-company-directors/ 2023-03-28T14:06:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-107mr-asic-warns-consumers-investment-advertising-is-not-always-true-to-label/ 2021-03-30T09:24:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-108mr-asic-obtains-asset-freezing-orders-against-melbourne-property-developer-mudasir-mohammed-naseeruddin-and-related-entities/ 2025-04-22T04:57:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-109mr-asic-defers-commencement-of-mortgage-broker-reforms-and-design-and-distribution-obligations/ 2023-03-28T14:08:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-110mr-asic-establishes-a-national-expert-group-on-young-people-and-money/ 2023-03-28T14:08:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-111mr-asic-bans-financial-advisers/ 2023-03-28T14:09:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-112mr-townsville-financial-adviser-pleads-guilty-to-dishonestly-using-clients-money/ 2023-03-28T14:09:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-113mr-asic-to-further-extend-financial-reporting-deadlines-for-listed-and-unlisted-entities-and-amends-no-action-position-for-agms/ 2021-03-30T09:24:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-114mr-court-upholds-bradley-silver-s-sentence-for-dishonesty-offences/ 2023-03-28T14:09:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-115mr-asic-secures-over-160-million-in-remediation-for-junk-consumer-credit-insurance/ 2021-03-30T09:24:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-116mr-asic-sets-expectations-for-maintaining-equity-market-resilience/ 2023-03-28T14:10:22Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-122mr-asic-bans-three-directors-of-linchpin-and-endeavour/ 2023-03-28T14:12:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-123mr-court-declares-bendigo-and-adelaide-bank-contract-terms-unfair/ 2021-03-30T09:24:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-124mr-asic-cancels-two-afs-licences/ 2023-03-28T14:13:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-125mr-directors-disqualified-for-engaging-in-illegal-phoenix-activity/ 2023-03-28T14:13:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-126mr-asic-further-suspends-the-afs-licence-of-bby-ltd/ 2023-03-28T14:13:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-127mr-former-ceo-and-director-of-sirtex-medical-limited-sentenced-for-insider-trading/ 2023-03-28T14:14:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-128mr-asic-cancels-licence-of-retail-otc-issuer-forex-capital-trading-pty-ltd/ 2023-03-28T14:14:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-129mr-cba-to-pay-5-million-over-the-agriadvantage-plus-package-royal-commission-case-study/ 2021-03-30T09:24:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-130mr-former-financial-adviser-and-royal-commission-witness-sam-henderson-charged-with-dishonesty-and-defective-disclosure-offences/ 2023-03-28T14:17:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-131mr-asic-s-interim-corporate-plan-for-2020-21/ 2021-03-30T09:24:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-132mr-former-cfo-charged-with-market-manipulation-and-fraud-offences/ 2021-03-30T09:22:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-133mr-info-sheet-245-board-oversight-and-discretion-in-executive-variable-pay-schemes/ 2021-03-30T09:24:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-134mr-industry-funding-asic-publishes-cost-recovery-implementation-statement-2019-20-for-feedback/ 2021-03-30T09:24:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-135mr-asic-amends-financial-advice-and-capital-raisings-covid-19-instruments/ 2023-03-28T14:17:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-136mr-societe-generale-securities-australia-pty-ltd-accepts-additional-afs-license-conditions/ 2023-03-28T14:18:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-137mr-investment-funds-told-to-correct-advertising-and-disclosure/ 2021-03-30T09:24:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-138mr-former-credit-representative-sentenced-for-breaching-asic-banning-order/ 2023-03-28T14:18:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-139mr-asic-releases-guidance-on-the-administration-of-its-product-intervention-power/ 2021-03-30T09:24:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-140mr-federal-court-imposes-1-8m-penalty-on-one-tech-media-ltd-and-permanently-bans-eustace-senese-from-managing-corporations-and-carrying-on-financial-services-businesses/ 2021-03-30T09:24:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-141mr-capitol-health-corrects-accounting-for-business-combinations/ 2023-03-28T14:19:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-142mr-disciplinary-committee-cancels-liquidator-amanda-young-s-registration/ 2021-03-30T09:24:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-143mr-asic-sues-cba-and-colonial-first-state-for-payment-of-banned-conflicted-remuneration/ 2022-10-13T13:37:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-144mr-asic-reports-on-decisions-to-cut-red-tape-october-2019-to-march-2020/ 2021-03-30T09:24:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-145mr-former-melbourne-director-avrohom-kimelman-charged-with-insider-trading/ 2023-03-28T15:12:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-146mr-asic-publishes-new-regulatory-guidance-for-mortgage-brokers/ 2021-03-30T09:24:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-147mr-rise-in-investment-scams-during-covid-19-pandemic/ 2023-03-28T15:13:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-148mr-asic-approves-temporary-covid-19-changes-to-the-banking-code/ 2021-03-30T09:24:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-149mr-asic-s-responsible-lending-appeal-dismissed-by-the-full-federal-court/ 2021-03-30T09:24:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-150mr-asic-permanently-bans-melbourne-former-responsible-manager-from-providing-financial-services/ 2023-03-28T15:14:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-151mr-asic-bans-former-forex-capital-trading-pty-ltd-employee-from-providing-financial-services/ 2023-03-28T15:14:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-152mr-former-director-banned-for-engaging-in-illegal-phoenix-activity/ 2023-03-28T15:14:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-153mr-asic-cancels-afs-licence-of-myplanner-professional-services/ 2023-03-28T15:14:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-154mr-darwin-accountant-receives-jail-sentence-for-failing-to-attend-asic-examination/ 2023-03-28T15:15:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-155mr-societe-generale-securities-australia-pty-ltd-pleads-guilty-to-client-money-offences/ 2023-03-28T15:15:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-156mr-credit-suisse-pays-75-000-infringement-notice/ 2021-03-30T09:24:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-157mr-focuses-for-financial-reporting-under-covid-19-conditions/ 2022-06-09T14:35:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-158mr-asic-issues-no-action-position-to-allow-right-of-use-lease-assets-to-count-in-satisfying-afs-licensee-requirements/ 2023-03-28T15:16:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-159mr-asic-consults-on-second-product-intervention-order-to-stop-continuing-consumer-harm/ 2021-03-30T09:24:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-160mr-former-sydney-liquidator-charged-with-dishonesty-offences/ 2023-03-28T15:16:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-161mr-asic-sues-forex-capital-trading-pty-ltd-for-unconscionable-conduct-and-conflicted-remuneration/ 2023-03-28T15:17:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-162mr-federal-court-upholds-asic-s-appeal-on-robert-hutchison/ 2023-03-28T15:25:41Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-178mr-pershing-sentenced-for-breaching-client-money-offences/ 2023-03-28T15:29:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-179mr-asic-consults-on-proposed-product-intervention-order-for-the-sale-of-add-on-motor-vehicle-financial-risk-products/ 2021-03-30T09:22:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-180mr-superannuation-trustees-compensate-members-wrongly-classified-as-smokers/ 2021-06-04T16:55:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-181mr-asic-cancels-afs-licence-of-global-merces-funds-management-limited/ 2023-03-28T15:29:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-182mr-asic-permanently-bans-brisbane-finance-broker-and-cancels-credit-licence/ 2023-03-28T15:31:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-183mr-asic-commences-action-against-gogetta-equipment-funding-pty-ltd-for-unlicensed-consumer-leasing/ 2021-11-05T09:50:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-184mr-asic-publishes-expectations-of-retail-lenders-when-loan-repayment-deferrals-end/ 2021-03-30T09:23:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-185mr-asic-winds-up-illegal-unregistered-managed-investment-scheme-and-askk-investment-group-pty-ltd/ 2021-03-30T09:23:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-186mr-asic-warns-indigenous-consumers-about-scams/ 2021-03-30T09:23:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-187mr-asic-obtains-interim-injunctions-against-larry-dawson-and-pw-kitt-co-pty-ltd/ 2026-03-27T02:27:03Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-192mr-asic-manages-transition-to-new-regulatory-regime-for-litigation-funding-schemes/ 2023-02-01T10:51:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-193mr-asic-update-on-compensation-for-financial-advice-related-misconduct/ 2021-03-30T09:23:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-194mr-asic-bans-adelaide-adviser-for-five-years/ 2023-03-28T15:32:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-195mr-asic-issues-guidance-for-government-s-enhanced-regulatory-sandbox/ 2021-03-30T09:23:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-196mr-royal-commission-witness-and-former-financial-adviser-sam-henderson-pleads-guilty-to-dishonesty-and-defective-disclosure-charges/ 2023-03-28T15:32:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-197mr-asic-grants-industry-wide-relief-to-help-members-of-frozen-funds-make-hardship-withdrawals/ 2021-03-30T09:23:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-198mr-asic-provides-relief-for-companies-planning-an-initial-public-offering/ 2021-03-30T09:23:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-199mr-corporate-finance-director-pleads-guilty-to-conspiring-to-manipulate-market/ 2023-03-28T15:32:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-200mr-former-financial-adviser-brett-gordon-charged-with-fraud/ 2023-03-28T15:33:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-201mr-continental-coal-directors-and-company-secretary-charged-with-breaches-of-directors-duties-and-making-false-and-misleading-statements/ 2023-07-03T04:23:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-202mr-asic-s-corporate-plan-2020-24/ 2021-03-30T09:23:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-203mr-former-perth-finance-broker-charged-with-fraud-and-forgery/ 2023-03-28T15:33:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-204mr-finance-broker-charged-with-making-false-statements-to-asic/ 2023-03-28T15:33:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-205mr-asic-obtains-interim-injunctions-against-james-mawhinney-and-appointment-of-provisional-liquidators-to-mayfair-debenture-issuer/ 2021-04-21T13:40:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-206mr-asic-bans-former-national-representative-of-bitconnect-cryptocurrency-investment-scheme-from-providing-financial-services-for-seven-years/ 2023-03-28T15:34:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-207mr-asic-commences-civil-penalty-proceedings-against-dixon-advisory-for-alleged-conflicts-best-interest-failures-and-inappropriate-advice/ 2022-03-08T11:41:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-208mr-aat-sets-aside-disqualification-of-smsf-auditor/ 2022-12-13T09:45:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-209mr-insider-trader-sentenced-to-three-years-imprisonment-for-trading-in-big-un-ltd-shares/ 2023-03-28T15:34:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-210mr-court-rulings-support-asic-s-position-on-notice-compliance-and-legal-privilege/ 2023-03-28T15:34:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-211mr-nab-superannuation-trustee-companies-to-pay-57-5-million-penalty-for-fees-for-no-service-breaches/ 2021-03-30T09:23:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-212mr-asic-commences-civil-penalty-proceedings-against-current-and-former-directors-of-linchpin-and-endeavour-for-alleged-breaches-of-duties/ 2023-08-01T04:11:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-213mr-court-finds-used-car-financier-rent-2-own-cars-australia-acted-illegally-in-providing-high-cost-credit-to-consumers/ 2022-04-29T14:04:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-214mr-asic-notes-reporting-changes/ 2021-03-30T09:23:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-215mr-asic-moves-against-smsf-auditor-misconduct/ 2021-03-30T09:23:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-216mr-asic-cancels-afs-licence-of-union-standard-international-group/ 2023-03-28T15:35:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-217mr-asic-enforcement-update-january-to-june-2020/ 2021-07-26T11:52:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-218mr-asic-tells-fund-managers-to-be-true-to-label/ 2021-03-30T09:23:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-219mr-asic-and-iosco-report-on-conflicts-of-interest-within-debt-capital-raising-process/ 2021-03-30T09:23:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-220mr-asic-extends-covid-19-relief-for-certain-capital-raisings-and-financial-advice/ 2021-03-30T09:23:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-221mr-former-director-charged-with-making-false-statement/ 2021-03-30T09:23:18Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-227mr-asic-commences-proceedings-against-allianz-australia-insurance-and-awp-australia-for-alleged-misleading-sale-of-travel-insurance-on-expedia-websites/ 2021-07-13T15:22:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-229mr-asic-and-rba-announce-expectations-for-chess-replacement/ 2021-03-30T09:23:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-228mr-former-leighton-executive-s-successful-appeal-results-in-acquittal/ 2023-03-28T15:41:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-230mr-director-pleads-guilty-to-breaching-directors-duties/ 2023-03-28T15:41:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-231mr-wa-financial-adviser-charged-with-dishonest-conduct/ 2023-03-28T15:42:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-232mr-anz-to-pay-10-million-penalty-for-unconscionable-conduct-over-periodic-payment-fees/ 2021-03-30T09:23:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-233mr-former-responsible-manager-banned-from-credit-activities-following-asic-investigation/ 2021-03-30T09:23:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-234mr-former-townsville-financial-adviser-sentenced-to-eight-years-imprisonment/ 2022-04-22T17:00:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-235mr-asic-bans-former-property-developer-from-managing-corporations-for-five-years/ 2021-03-30T09:23:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-236mr-former-director-charged-with-making-a-false-statement/ 2023-03-28T15:42:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-237mr-asic-bans-former-st-george-bank-employee-for-five-years/ 2023-03-28T15:43:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-238mr-court-finds-in-asic-s-favour-against-antares-energy-now-big-star-and-finds-that-former-director-james-cruickshank-breached-his-duties-as-a-director/ 2021-03-30T09:23:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-239mr-asic-and-volkswagen-financial-services-australia-settle-federal-court-proceeding/ 2021-03-30T09:23:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-240mr-regulators-urge-australian-institutions-to-adhere-to-the-isda-ibor-fallbacks-protocol-and-supplement/ 2021-03-30T09:23:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-241mr-former-director-pleads-guilty-to-fraud/ 2021-05-12T10:35:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-242mr-asic-suspends-the-afs-licence-of-ballast-financial-management-pty-ltd/ 2021-03-30T09:22:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-243mr-asic-succeeds-in-obtaining-orders-against-debt-wipeout/ 2024-07-29T04:12:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-244mr-man-arrested-following-suspected-financial-investment-scam/ 2021-03-30T09:23:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-245mr-finance-broker-charged-with-making-a-false-statement-to-asic/ 2023-03-23T11:56:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-246mr-federal-court-imposes-75-million-penalty-on-otc-derivative-issuer-agm-markets-and-former-authorised-representatives-ot-markets-and-ozifin/ 2021-03-30T09:23:23Z 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2023-03-28T15:44:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-252mr-societe-generale-securities-australia-pty-ltd-receive-30-000-penalty-for-breaching-client-money-rules/ 2021-03-30T09:23:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-253mr-updated-regulatory-guidance-for-share-transfers-using-s444ga-of-the-corporations-act/ 2021-03-30T09:23:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-254mr-asic-product-intervention-order-strengthens-cfd-protections/ 2023-03-02T11:50:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-255mr-asic-annual-report-2019-2020/ 2021-03-30T09:23:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-257mr-asic-obtains-court-orders-to-wind-up-unlicensed-smsf-financial-service-businesses/ 2021-03-30T09:23:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-256mr-court-freezes-funds-and-suspends-websites-for-suspected-fraudulent-investment-businesses/ 2021-03-30T09:22:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-258mr-former-queensland-property-developer-craig-gore-found-guilty-of-fraud/ 2021-03-30T09:23:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-259mr-asic-bans-new-south-wales-mortgage-broker-and-cancels-company-credit-licence/ 2021-03-30T09:23:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-260mr-company-officers-charged-with-breaching-their-duties/ 2021-09-07T17:25:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-261mr-debt-collection-company-and-director-charged-variously-with-credit-and-deception-offences/ 2023-10-18T00:32:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-262mr-asic-commences-proceedings-against-acbf-funeral-plans-and-youpla-group-concerning-funeral-expenses-insurance/ 2025-07-23T00:36:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-263mr-cba-ordered-to-pay-150-000-for-credit-limit-increase-provided-to-problem-gambler-royal-commission-case-study/ 2021-03-30T09:23:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-264mr-asic-secures-consumer-remediation-of-over-10-million-from-allianz-for-travel-insurance/ 2021-03-30T09:23:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-265mr-supreme-court-inquiry-finds-liquidator-peter-ivan-macks-provided-fabricated-documents-to-asic/ 2021-03-30T09:23:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-266mr-sigma-general-manager-charged-with-insider-trading/ 2022-06-23T09:04:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-267mr-aat-affirms-asic-s-decision-to-permanently-ban-victorian-insurance-product-referrer/ 2021-03-30T09:23:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-268mr-former-wa-director-convicted-of-making-false-statement-to-asic/ 2023-03-28T15:46:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-269mr-court-imposes-90-000-penalty-on-former-tennis-australia-director-harold-mitchell/ 2021-03-30T09:23:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-270mr-former-financial-advisor-convicted-and-fined-30-000-for-dishonest-conduct/ 2021-03-30T09:23:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-271mr-former-macquarie-financial-adviser-charged-with-dishonesty-offences/ 2023-11-21T06:45:51Z 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https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-277mr-former-director-disqualified-from-managing-companies-for-five-years/ 2023-03-28T15:47:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-278mr-former-director-charged-with-managing-corporation-whilst-disqualified/ 2023-02-23T14:31:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-279mr-former-murray-goulburn-executives-disqualified-for-involvement-in-continuous-disclosure-breaches/ 2023-03-28T15:47:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-280mr-asic-releases-latest-data-on-buy-now-pay-later-industry/ 2021-03-30T09:23:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-281mr-former-mortgage-broker-pleads-guilty-to-falsifying-loan-applications/ 2023-03-28T15:48:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-282mr-director-pleads-guilty-to-making-a-false-statement-to-asic/ 2023-03-28T15:48:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-283mr-former-director-pleads-guilty-to-breaching-directors-duties/ 2023-03-28T15:48:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-284mr-asic-statement-on-asx-equity-market-outage/ 2021-03-30T09:23:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-285mr-asic-consults-on-promoting-access-to-affordable-advice-for-consumers/ 2021-03-30T09:23:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-286mr-insurers-urged-to-respond-to-new-accounting-standard/ 2021-03-30T09:23:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-287mr-sydney-financial-adviser-pleads-guilty-to-misappropriating-2-9-million/ 2021-04-19T05:47:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-288mr-former-bitconnect-promoter-john-bigatton-charged/ 2024-05-21T05:10:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-289mr-trading-on-asx-equities-market-today/ 2021-03-30T09:23:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-290mr-mortgage-broker-sentenced-to-18-month-good-behaviour-bond-for-making-false-statements-to-asic/ 2023-03-28T15:49:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-291mr-asic-consults-on-reference-checking-and-information-sharing-protocol/ 2021-03-30T09:23:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-292mr-sterling-income-trust-responsible-entity-and-its-managing-director-penalised/ 2021-05-11T17:00:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-293mr-asic-releases-consumer-research-on-insurance-in-super/ 2021-03-30T09:23:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-294mr-asic-places-stop-order-on-skyring-fixed-income-fund-advertisements/ 2023-03-28T15:49:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-295mr-asic-takes-federal-court-action-to-enforce-compliance-with-enforceable-undertaking/ 2021-03-30T09:22:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-296mr-former-nsw-director-convicted-of-making-false-statement/ 2023-03-28T15:49:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-297mr-former-director-pleads-guilty-to-making-a-false-statement/ 2021-08-02T14:40:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-298mr-asic-bans-company-officer-for-failing-to-assist-liquidators/ 2021-03-30T09:23:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-299mr-former-queensland-property-developer-craig-gore-sentenced/ 2022-08-05T15:54:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-300mr-asic-releases-draft-information-sheet-for-insurance-claims-handling/ 2021-04-28T13:11:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-301mr-asic-to-seek-appointment-of-provisional-liquidator-to-maliver-pty-ltd-and-receiver-and-manager-to-property-of-melissa-caddick/ 2021-06-10T16:05:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-302mr-youi-breached-duty-of-utmost-good-faith-royal-commission-case-study/ 2023-01-27T10:47:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-303mr-asic-cancels-two-afs-licences/ 2021-03-30T09:23:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-304mr-asic-issues-information-sheet-on-managing-conduct-risk-during-libor-transition/ 2021-03-30T09:23:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-305mr-asic-commences-proceedings-against-cba-for-overcharged-interest-royal-commission-case-study/ 2021-03-30T09:22:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-306mr-finance-broker-convicted-of-making-false-statements-to-asic/ 2021-07-26T08:26:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-307mr-aat-upholds-asic-decision-to-refuse-allegra-a-licence/ 2021-03-30T09:23:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-308mr-asic-consults-on-consumer-remediation-guidance/ 2021-03-30T09:23:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-309mr-trustees-to-improve-occupational-classification-practices-in-insurance-in-superannuation/ 2021-03-30T09:23:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-310mr-mudasir-mohammed-naseeruddin-arrested-and-charged-with-dishonest-conduct/ 2023-07-12T23:12:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-311mr-legacy-iron-ore-former-director-and-company-accountant-charged-with-stealing-offences/ 2022-09-28T17:54:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-312mr-asic-commences-proceedings-against-isignthis-and-its-managing-director-nickolas-john-karantzis/ 2024-08-02T04:40:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-313mr-former-finance-broker-pleads-guilty-to-fraud/ 2021-03-30T09:23:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-314mr-asic-succeeds-in-application-to-wind-up-chris-marco-s-unregistered-managed-investment-scheme/ 2025-09-04T23:09:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-315mr-asic-extends-relief-from-portfolio-holdings-disclosure/ 2021-03-30T09:23:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-316mr-former-mortgage-brokerage-company-and-its-director-charged-with-making-a-false-statement-to-asic/ 2021-04-21T14:32:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-317mr-asic-disqualifies-director-from-managing-companies-for-five-years/ 2021-03-30T09:23:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-318mr-asic-releases-technical-updates-to-rg-246/ 2021-03-30T09:23:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-319mr-asic-takes-action-against-union-standard-international-group-and-its-former-corporate-authorised-representatives/ 2025-01-06T23:39:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-320mr-asic-releases-regulatory-guide-on-product-design-and-distribution-obligations/ 2021-03-30T09:23:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-321mr-asic-releases-updated-regulatory-guide-on-time-sharing-schemes/ 2023-03-28T15:52:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-322mr-asic-consults-on-the-treatment-of-lease-assets-in-satisfying-afs-licence-requirements/ 2021-03-30T09:23:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-323mr-asic-report-explores-how-to-measure-value-for-money-in-default-insurance-in-superannuation/ 2021-03-30T09:23:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-324mr-asic-releases-review-of-school-banking-programs/ 2023-03-28T15:52:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-325mr-asic-highlights-focus-areas-for-31-december-2020-financial-reports-under-covid-19-conditions/ 2021-03-30T09:23:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-326mr-asic-places-restrictions-on-regional-express-following-continuous-disclosure-failures/ 2021-03-30T09:23:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-327mr-asic-seeks-further-feedback-on-internal-dispute-resolution-data-reporting-requirements/ 2021-03-30T09:23:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-328mr-asic-cancels-afs-licence-of-migration-cover-pty-ltd/ 2021-03-30T09:23:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-329mr-asic-review-of-30-june-2020-financial-reports/ 2021-03-30T09:23:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-330mr-court-appoints-receivers-to-the-property-of-melissa-caddick-and-provisional-liquidators-to-maliver-pty-ltd/ 2021-07-05T08:32:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-331mr-queensland-director-disqualified-from-managing-corporations-for-five-years/ 2023-03-28T15:53:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-332mr-former-director-disqualified-from-managing-companies-for-five-years/ 2023-03-28T15:53:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-333mr-asic-commences-civil-penalty-proceedings-against-la-trobe-financial-asset-management-ltd/ 2021-08-25T10:54:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-334mr-update-on-asic-s-review-of-november-s-asx-trade-outage/ 2021-03-30T09:23:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-335mr-three-nsw-directors-disqualified-from-managing-corporations/ 2021-03-30T09:23:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-336mr-asic-reports-on-audit-inspection-findings-for-12-months-to-30-june-2020/ 2021-03-30T09:23:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-337mr-former-sydney-financial-adviser-pleads-guilty-to-theft-and-director-duties-offences/ 2022-06-30T14:30:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-338mr-asic-and-iosco-report-on-retail-market-conduct-issues-arising-from-covid-19/ 2021-03-30T09:23:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-339mr-former-mortgage-broker-convicted-for-falsifying-loan-applications/ 2023-03-28T15:54:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-340mr-former-director-convicted-of-breaching-directors-duties/ 2021-03-30T09:23:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2020-releases/20-341mr-asic-obtains-freezing-orders-against-perth-based-property-developers/ 2021-03-30T09:23:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-001mr-mascot-mortgage-broker-banned/ 2021-03-30T09:23:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-002mr-asic-commences-civil-penalty-proceedings-against-squirrel-superannuation-services/ 2022-05-17T10:35:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-003mr-asic-approves-variations-to-the-banking-code/ 2021-03-30T09:22:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-004mr-asic-cancels-afs-licence-of-halifax-investment-services/ 2022-12-06T13:13:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-005mr-aat-decides-to-suspend-trajan-kukulovski-s-liquidator-registration/ 2021-03-30T09:22:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-006mr-victorian-director-disqualified-from-managing-corporations-for-four-years/ 2021-03-30T09:22:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-007mr-asic-bans-former-sydney-adviser-for-three-years/ 2025-05-13T03:21:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-008mr-sydney-liquidator-pleads-guilty-to-dishonesty-and-fraud-charges/ 2022-01-31T10:50:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-009mr-asic-consults-on-financial-reporting-and-agm-deferral-relief-for-companies-in-external-administration/ 2021-03-30T09:22:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-010mr-asic-warns-investors-of-imposter-bond-scams/ 2021-03-30T09:22:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-011mr-pershing-securities-australia-pty-ltd-fulfills-additional-licence-conditions/ 2021-03-30T09:22:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-012mr-asic-succeeds-in-winding-up-mayfair-101-debenture-issuer/ 2021-04-21T13:43:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-013mr-asic-successful-against-westpac-subsidiaries-appeal-to-high-court/ 2025-05-13T03:22:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-014mr-former-mortgage-brokerage-company-director-pleads-guilty-to-making-a-false-statement-to-asic/ 2025-05-13T03:22:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-015mr-former-director-disqualified-from-managing-companies-for-five-years/ 2021-03-30T09:22:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-016mr-asic-cancels-credit-licence-of-australian-golden-securities-pty-ltd/ 2021-03-30T09:22:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-017mr-asic-cancels-financial-services-and-credit-licences-of-mortgage-general-financial-services-pty-ltd/ 2025-05-13T03:23:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-018mr-asic-suspends-afs-licence-of-investors-exchange-limited/ 2025-05-13T03:23:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-019mr-two-queensland-directors-disqualified-from-managing-corporations/ 2021-03-30T09:22:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-020mr-corporate-finance-director-sentenced-for-conspiring-to-manipulate-market/ 2025-05-13T03:23:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-021mr-asic-imposes-additional-licence-conditions-on-poynter-hargraves-financial-consultants-pty-ltd/ 2025-05-13T03:24:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-022mr-douglas-johnston-successfully-appeals-three-of-nine-counts-of-obtaining-financial-advantage-by-deception/ 2025-05-13T03:24:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-023mr-asic-update-compensation-for-financial-advice-related-misconduct-as-at-31-dec-2020/ 2021-05-28T17:22:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-024mr-asic-permanently-bans-former-sydney-financial-adviser/ 2025-05-13T03:25:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-025mr-cba-liable-for-overcharged-interest-royal-commission-case-study/ 2021-05-24T14:36:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-026mr-supreme-court-decides-peter-ivan-macks-liquidator-registration-to-be-suspended-for-three-years/ 2025-05-13T03:25:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-027mr-former-cfo-appears-in-court-following-guilty-plea/ 2025-05-13T03:26:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-028mr-asic-sets-five-year-sunset-date-for-litigation-funding-legislative-instrument/ 2023-02-01T10:56:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-029mr-criminal-charges-laid-against-allianz-and-awp-alleging-the-making-of-false-statements/ 2025-05-13T03:26:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-030mr-asic-launches-immunity-policy-for-market-misconduct-offences/ 2021-03-30T09:22:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-031mr-asic-sues-nab-for-unconscionable-conduct-and-misrepresentations-over-account-fees/ 2023-09-25T00:48:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-032mr-former-victorian-financial-adviser-charged-with-deception/ 2021-03-30T09:22:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-033mr-asic-commences-civil-penalty-proceedings-against-commsec-and-ausiex-for-systemic-compliance-failures/ 2022-03-03T14:27:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-034mr-asic-commences-civil-penalty-proceedings-against-rest-for-misleading-and-deceptive-representations-to-members/ 2022-11-23T16:48:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-035mr-gold-coast-brothers-charged-with-failing-to-comply-with-notices/ 2025-05-13T03:27:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-036mr-industry-funding-2019-20-cost-recovery-implementation-statement/ 2021-03-30T09:22:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-037mr-asic-commences-civil-penalty-proceedings-against-statewide-superannuation-for-misleading-or-deceptive-correspondence/ 2021-12-20T08:26:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-038mr-former-nsw-financial-adviser-charged-with-dishonest-conduct-and-fabricating-evidence/ 2021-12-17T13:26:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-039mr-former-mortgage-broker-pleads-guilty-to-failing-to-take-reasonable-steps-to-ensure-that-he-did-not-make-a-false-statement-in-a-compliance-certificate-lodged-with-asic/ 2021-03-30T09:22:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-040mr-dover-financial-advisers-to-pay-1-2-million-penalty-and-its-sole-director-to-pay-240-000-penalty-for-false-or-misleading-conduct/ 2021-03-30T09:22:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-042mr-court-finds-that-tal-life-limited-breached-its-duty-of-utmost-good-faith-royal-commission-referral/ 2021-04-20T04:02:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-043mr-asic-consults-on-implementing-a-deferred-sales-model-for-add-on-insurance-products/ 2021-03-30T09:22:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-044mr-asic-imposes-additional-licence-conditions-on-retail-otc-derivatives-issuer-axicorp-financial-services-pty-ltd/ 2025-05-13T03:27:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-045mr-asic-obtains-compliance-orders-for-court-enforceable-undertaking/ 2025-05-13T03:27:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-046mr-asic-permanently-bans-melbourne-adviser-and-cancels-afs-licence-of-the-australian-dealer-group-pty-ltd/ 2025-05-13T03:28:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-047mr-asic-cancels-urban-commercial-group-s-credit-licence/ 2025-05-21T03:07:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-048mr-asic-disqualifies-victorian-director-for-five-years/ 2025-05-21T04:20:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-049mr-asic-commences-proceedings-against-membo-finance-over-hardship-requests/ 2023-02-02T15:09:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-050mr-benjamin-heath-cooper-charged-with-conspiracy-to-commit-market-manipulation/ 2025-05-21T04:20:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-051mr-asic-bans-forex-capital-trading-director-for-ten-years-and-former-employees-for-three-to-six-years-from-providing-financial-services/ 2021-07-13T15:58:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-052mr-lawfinance-writes-down-goodwill-and-deferred-tax-assets/ 2021-03-30T09:22:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-053mr-asic-restricts-tbg-diagnostics-limited-from-relying-on-reduced-disclosure-rules/ 2025-05-21T04:21:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-054mr-asic-bans-engadine-mortgage-broker/ 2021-08-26T10:41:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-055mr-asic-succeeds-in-court-action-against-mayfair-101-for-misleading-and-deceptive-advertising/ 2021-12-23T11:07:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-056mr-asic-to-adopt-no-action-position-for-agms/ 2021-04-19T05:52:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-057mr-former-mortgage-broker-sentenced-to-a-12-month-good-behaviour-bond-for-failing-to-take-reasonable-steps-to-ensure-that-he-did-not-make-a-false-statement-to-asic/ 2025-05-21T04:21:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-058mr-asic-releases-advice-fee-consent-and-lack-of-independence-disclosure-legislative-instruments/ 2023-06-29T04:01:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-059mr-former-finance-broker-charged-with-fraud/ 2025-05-21T04:22:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-060mr-asic-s-cfd-product-intervention-order-takes-effect/ 2023-03-02T11:49:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-061mr-asic-adopts-no-action-position-and-re-issues-guidelines-for-virtual-meetings/ 2021-04-26T15:24:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-062mr-asic-prosecutes-companies-for-failing-to-lodge-financial-reports/ 2021-04-26T15:25:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-063mr-asic-sues-cba-for-misleading-conduct-over-monthly-access-fees/ 2023-09-25T03:23:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-064mr-asic-bans-the-sale-of-binary-options-to-retail-clients/ 2021-04-23T16:03:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-065mr-cba-to-pay-7-million-court-penalty-for-overcharged-interest-royal-commission-case-study/ 2021-08-26T15:04:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-066mr-asic-commences-proceedings-against-westpac-for-alleged-misleading-and-unfair-sales-of-consumer-credit-insurance/ 2021-12-16T16:37:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-067mr-asic-warns-time-is-fast-running-out-for-insurance-claims-handling-afs-licence-applications/ 2021-04-28T13:12:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-068mr-ainsworth-writes-down-assets/ 2021-04-23T16:15:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-069mr-goldsky-director-charged-with-dishonest-conduct/ 2024-07-30T23:52:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-070mr-asic-takes-action-to-wind-up-sa-services-pw-pty-ltd-and-orphans-asia-pty-ltd-following-scam-investigation/ 2025-05-07T02:53:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-071mr-asic-cancels-eight-australian-credit-licences/ 2021-04-23T16:19:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-072mr-asic-extends-temporary-financial-advice-relief-measure-in-covid-19-instrument/ 2021-11-09T09:04:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-073mr-sunshine-coast-director-disqualified-from-managing-corporations-for-five-years/ 2021-04-23T16:25:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-074mr-asic-enforcement-update-july-to-december-2020/ 2021-04-23T16:28:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-075mr-asic-commences-proceedings-against-credit-licensee-over-failure-to-comply-with-afca-determination/ 2022-04-28T17:38:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-076mr-asic-secures-20-year-ban-for-mayfair-101-director-james-mawhinney-from-fundraising-and-promoting-investment-products/ 2022-09-19T10:27:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-077mr-former-aon-hewitt-financial-adviser-banned-for-four-years/ 2021-04-23T16:36:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-078mr-aat-dismisses-challenge-to-asic-s-banning-of-rodney-charles-carter/ 2021-04-23T16:38:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-079mr-former-victorian-financial-adviser-pleads-guilty-to-obtaining-financial-advantage-by-deception/ 2021-11-19T13:34:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-080mr-asic-consults-on-draft-guidance-on-breach-reporting-reforms/ 2021-04-23T16:42:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-081mr-former-victorian-director-charged-with-breaching-directors-duties/ 2021-06-15T13:00:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-082mr-asic-to-extend-deadlines-for-30-june-2021-financial-reports-and-amends-no-action-position-for-agms/ 2021-04-23T16:50:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-083mr-former-finance-broker-pleads-guilty-and-sentenced-for-fraud/ 2021-04-26T15:20:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-084mr-ioof-advice-licensees-to-implement-changes-following-asic-surveillance/ 2021-04-26T15:21:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-085mr-disqualification-of-former-director-of-property-development-companies-set-aside-by-aat/ 2021-04-26T15:22:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-086mr-gogetta-equipment-funding-to-pay-750-000-court-penalty-for-unlicensed-consumer-leasing/ 2021-04-28T15:30:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-087mr-former-australian-unity-financial-adviser-banned-for-five-years/ 2023-03-22T14:56:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-088mr-asic-allows-certain-afs-licensees-to-use-lease-assets-to-satisfy-their-licence-financial-requirements/ 2023-03-22T13:42:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-089mr-asic-obtains-restraint-orders-against-kewa-ruwhiu-mathew-ruwhiu-and-debts-knockout/ 2021-04-29T15:00:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-090mr-asic-commission-welcomes-appointment-of-new-chair-and-deputy-chair/ 2021-04-29T12:03:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-091mr-asic-review-finds-retail-managed-funds-responded-well-to-covid-19-challenges-in-2020/ 2023-03-22T15:07:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-092mr-further-dishonesty-charges-laid-against-wa-financial-adviser/ 2022-12-15T16:24:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-093mr-asic-commences-civil-proceedings-against-westpac-for-insider-trading/ 2024-02-22T06:11:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-094mr-firms-offering-debt-management-services-require-credit-licence-to-operate/ 2021-05-21T10:39:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-095mr-asic-quarterly-update-january-to-march-2021/ 2021-05-06T08:57:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-096mr-asic-bans-former-sydney-adviser-for-eight-years/ 2023-03-22T15:07:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-097mr-asic-cancels-master-wealth-control-s-australian-credit-licence/ 2021-05-10T09:14:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-098mr-asic-grants-temporary-relief-from-certain-dollar-disclosures-in-pdss-for-litigation-funding-schemes/ 2021-05-10T14:31:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-099mr-victorian-director-disqualified-from-managing-corporations/ 2023-03-22T15:06:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-100mr-asic-takes-court-action-to-wind-up-pe-capital-funds-management-ltd-and-managed-investment-schemes/ 2021-11-23T10:39:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-101mr-asic-disqualifies-director-from-managing-companies-for-engaging-in-illegal-phoenix-activity/ 2023-03-22T15:06:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-102mr-former-managing-director-of-responsible-entity-of-sterling-income-trust-banned-for-four-years/ 2021-05-14T13:56:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-103mr-former-cfo-sentenced-for-market-manipulation-and-fraud-offences/ 2023-03-22T14:58:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-104mr-macquarie-securities-pays-126-000-infringement-notice/ 2021-05-18T09:00:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-105mr-rex-pays-66-000-penalty-for-alleged-continuous-disclosure-breach/ 2021-05-18T09:50:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-106mr-asic-issues-civil-penalty-action-against-company-formerly-called-equiti-financial-services/ 2022-01-13T15:48:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-107mr-former-ceo-of-van-eyk-research-pty-ltd-charged-with-breaches-of-directors-duties/ 2022-05-17T23:05:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-108mr-asic-consults-on-updates-to-the-epayments-code/ 2021-05-21T09:40:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-109mr-former-managing-director-holly-grofski-charged/ 2023-03-27T12:31:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-110mr-former-executive-of-healthe-care-australia-pleads-guilty-to-insider-trading/ 2023-03-22T14:42:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-111mr-insider-trading-charges-against-both-the-former-project-manager-and-the-former-competent-person-of-asx-listed-gold-explorer/ 2026-03-23T02:23:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-112mr-asic-cancels-financial-services-and-credit-licences-of-direct-my-wealth-pty-ltd/ 2023-03-22T14:55:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-113mr-asic-cancels-afs-licence-of-robert-bayntun-starky/ 2023-03-22T15:05:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-114mr-former-sydney-financial-adviser-sentenced-to-six-years-imprisonment/ 2023-03-22T14:44:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-115mr-asic-sues-amp-for-charging-deceased-customers/ 2022-12-14T16:36:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-116mr-charges-filed-in-the-federal-court-against-me-bank/ 2023-03-22T14:38:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-117mr-asic-bans-director-of-global-merces-funds-management-ltd/ 2023-03-22T15:05:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-118mr-asic-issues-information-sheet-on-activist-short-selling-in-australia/ 2021-06-01T09:01:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-119mr-union-standard-director-and-former-responsible-manager-banned-from-providing-financial-services-for-10-years-disqualified-from-managing-corporations-for-five-years/ 2023-03-22T15:04:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-120mr-forex-ct-ordered-to-pay-20-million-penalty-and-sole-director-disqualified-fined-400-000/ 2021-06-02T09:13:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-121mr-asic-bans-former-brisbane-adviser-for-three-years/ 2023-03-22T13:52:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-122mr-regulators-expect-australian-institutions-to-cease-the-use-of-libor-in-new-contracts-before-the-end-of-2021/ 2023-03-22T15:04:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-123mr-asic-disqualifies-director-from-managing-companies-for-trading-while-insolvent/ 2023-03-22T15:03:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-124mr-former-mortgage-brokerage-company-convicted-and-fined-for-knowingly-making-a-false-statement-to-asic/ 2023-03-22T15:03:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-125mr-asic-permanently-bans-sydney-financial-planner-gavin-fineff/ 2021-06-08T11:02:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-126mr-halifax-auditors-face-first-criminal-charges-laid-in-australia-for-failure-to-comply-with-auditing-standards/ 2021-07-06T08:53:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-127mr-former-director-convicted-of-fraud-and-sentenced-to-four-years-imprisonment/ 2023-03-22T15:02:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-128mr-asic-commences-civil-proceedings-against-shipbuilder-austal-limited-for-continuous-disclosure-breach/ 2022-10-10T20:24:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-129mr-asic-highlights-focus-areas-for-30-june-2021-financial-reports-under-covid-19-conditions/ 2021-06-10T23:07:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-130mr-former-director-of-australian-reliance-and-reliance-franchise-partners-permanently-banned/ 2023-03-22T15:02:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-131mr-asic-extends-transitional-relief-for-foreign-financial-services-providers-following-federal-budget/ 2021-06-11T11:32:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-132mr-director-charged-with-breaches-of-directors-duties/ 2023-03-22T14:48:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-133mr-victorian-director-disqualified-from-managing-corporations/ 2023-03-22T13:49:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-134mr-asic-releases-guidance-on-ongoing-fee-arrangements/ 2023-03-22T14:59:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-135mr-asic-review-of-31-december-2020-financial-reports/ 2021-06-16T08:30:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-136mr-aat-dismisses-application-for-review-of-asic-banning-order/ 2023-03-22T15:01:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-137mr-asic-makes-new-market-integrity-rules-for-capital/ 2021-06-16T16:20:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-138mr-court-orders-new-trial-for-former-kleenmaid-director-andrew-eric-young/ 2023-03-22T13:54:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-139mr-asic-disqualifies-director-from-managing-companies-for-three-years/ 2023-03-22T15:01:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-140mr-former-gold-coast-director-jailed-for-fraud/ 2023-03-22T14:59:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-141mr-asic-extends-licensing-relief-to-all-trustees-of-registrable-superannuation-entities-for-consistent-treatment-under-the-law/ 2023-03-22T15:00:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-142mr-asic-removes-the-local-authorised-participant-requirement-in-etf-class-order/ 2025-05-13T03:06:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-143mr-life-trading-pays-200-000-infringement-notice-and-enters-into-enforceable-undertaking/ 2025-05-13T03:06:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-144mr-asic-s-application-against-cigno-and-bhf-solutions-dismissed-by-federal-court/ 2021-06-23T13:01:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-145mr-farm-debt-banking-advocate-charged-with-managing-a-corporation-while-disqualified/ 2023-12-06T03:48:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-146mr-societe-generale-securities-australia-pty-ltd-fulfils-additional-licence-conditions/ 2021-06-24T14:00:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-147mr-asic-applies-to-appoint-provisional-liquidators-to-semantic-software-asia-pacific-limited/ 2021-07-05T10:44:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-148mr-asic-bans-hobart-adviser-for-four-years/ 2023-03-22T13:51:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-149mr-asic-obtains-federal-court-orders-against-remedy-housing/ 2021-12-16T15:41:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-150mr-asic-cancels-afs-licence-of-bby-ltd/ 2025-05-13T03:07:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-151mr-full-federal-court-upholds-first-asic-product-intervention-order/ 2025-05-13T03:07:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-152mr-asic-disqualifies-smsf-auditor-for-breaching-independence-and-auditing-standards/ 2025-05-13T03:08:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-153mr-asic-consults-on-crypto-asset-based-etps-and-other-investment-products/ 2025-05-13T03:11:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-154mr-charges-brought-against-director-of-club-culture/ 2025-05-13T03:11:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-155mr-asic-consults-on-amendments-to-market-integrity-rules/ 2021-06-30T15:36:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-156mr-asic-consults-on-remaking-class-order-regarding-when-debentures-can-be-called-secured-notes/ 2025-05-13T03:12:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-157mr-former-quantum-director-avrohom-kimelman-pleads-guilty-to-market-manipulation-and-insider-trading/ 2025-05-13T03:12:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-158mr-former-wa-director-charged-with-multiple-offences/ 2026-03-13T00:25:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-159mr-debt-collection-company-convicted-of-engaging-in-unlicensed-credit-activities/ 2025-05-13T03:13:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-160mr-westpac-to-remediate-customers-for-failure-to-pass-on-important-corporate-action-information/ 2021-12-14T11:03:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-161mr-melbourne-man-charged-with-multiple-counts-of-market-manipulation/ 2021-11-29T08:44:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-162mr-debt-management-licensing-regime-has-commenced/ 2023-03-22T14:57:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-163mr-halifax-auditor-pleads-guilty-to-criminal-charges/ 2021-08-12T10:00:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-164mr-queensland-director-charged-with-making-a-false-statement-to-asic/ 2025-05-13T03:14:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-165mr-queensland-director-disqualified-from-managing-corporations-for-two-years/ 2025-05-13T03:14:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-166mr-queensland-director-disqualified-from-managing-corporations/ 2025-05-13T03:14:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-167mr-asic-and-dixon-advisory-enter-conditional-agreement-to-resolve-asic-civil-penalty-action/ 2022-08-02T13:10:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-168mr-asic-consults-on-guidance-and-relief-for-litigation-funding-schemes/ 2025-05-13T03:15:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-169mr-asic-secures-35-million-remediation-for-onepath-life-customers/ 2021-07-12T11:24:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-170mr-former-director-pleads-guilty-to-false-document-charges-following-asic-investigation/ 2021-07-12T14:58:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-171mr-asic-obtains-orders-against-alliance-insurance-broking-services/ 2022-05-12T11:24:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-172mr-nsw-director-disqualified-from-managing-corporations-for-four-years/ 2021-07-14T12:18:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-173mr-asic-finalises-investigation-into-amp-financial-planning-fees-for-no-service-criminal-conduct/ 2021-07-16T07:58:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-174mr-mybudget-applies-for-afs-licence-following-asic-investigation/ 2021-08-12T10:52:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-175mr-victorian-director-disqualified-from-managing-companies/ 2025-05-13T03:15:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-176mr-asic-provides-guidance-on-streamlined-external-administration-lodgements/ 2025-05-13T03:16:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-177mr-asic-publishes-internal-dispute-resolution-data-dictionary-and-glossary-ahead-of-pilot/ 2021-07-19T14:01:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-178mr-dr-roger-munro-pleads-guilty-to-fraud-charges-following-asic-investigation/ 2022-04-13T10:12:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-179mr-asic-appeals-cigno-and-bhf-solutions-federal-court-decision/ 2022-01-27T12:03:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-180mr-asic-releases-reference-checking-and-information-sharing-protocol-for-financial-advisers-and-mortgage-brokers/ 2021-07-20T12:38:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-181mr-asic-consults-on-draft-guidance-for-the-hawking-reforms/ 2021-07-21T12:15:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-182mr-asic-bans-gold-coast-adviser-and-cancels-afs-licence-of-trade-wind-financial-services/ 2025-05-13T03:16:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-183mr-asic-obtains-orders-to-wind-up-semantic-software-asia-pacific-limited/ 2025-05-13T03:17:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-184mr-former-queensland-property-developer-craig-gore-unsuccessful-in-criminal-appeal/ 2021-07-22T11:22:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-185mr-asic-publishes-cost-recovery-implementation-statement-2020-21-for-feedback/ 2025-05-13T03:19:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-186mr-bt-funds-management-and-asgard-capital-management-ordered-to-pay-a-3m-penalty-for-charging-fees-for-no-service-and-making-misleading-statements/ 2021-07-26T09:03:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-187mr-asic-cancels-afs-licence-of-fentborough-pty-ltd/ 2023-03-22T14:56:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-188mr-asic-obtains-asset-freezing-orders-against-queensland-property-developer-ian-chester/ 2023-03-22T13:54:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-189mr-asic-releases-guidance-and-customer-information-requirements-to-implement-the-new-add-on-insurance-deferred-sales-model/ 2021-07-30T17:17:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-190mr-court-finds-former-superannuation-trustee-tidswell-financial-services-failed-to-act-efficiently-honestly-and-fairly/ 2021-07-29T16:30:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-191mr-asic-sues-amp-companies-for-fees-for-no-service-charged-on-corporate-superannuation-accounts/ 2022-10-14T15:15:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-192mr-former-director-charged-with-authorising-the-making-of-a-false-or-misleading-statement-to-asic/ 2021-12-15T09:01:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-193mr-asic-action-assists-employees-of-abandoned-companies-to-access-almost-450-000-in-employee-entitlements/ 2023-03-22T14:55:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-194mr-asic-sues-general-commercial-urban-commercial-and-eden-capital-southside-lending-for-failure-to-cooperate-with-afca/ 2022-12-13T17:44:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-195mr-asic-finds-gaps-remain-despite-progress-to-repair-the-tpd-safety-net/ 2021-08-02T09:34:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-196mr-court-finds-ri-advice-liable-for-failing-to-supervise-financial-adviser-following-asic-investigation/ 2021-12-17T14:07:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-197mr-asic-cancels-financial-services-licence-of-jyoti-rahman/ 2021-08-02T14:03:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-198mr-asic-bans-gold-coast-financial-advisers-for-five-years/ 2023-03-22T14:54:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-199mr-asic-bans-timothy-parry-and-damian-price-of-north-coast-financial-services-for-six-years/ 2023-03-22T13:53:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-200mr-asic-prosecutes-ten-companies-for-failing-to-lodge-financial-reports/ 2021-08-05T16:11:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-201mr-asic-quarterly-update-april-to-june-2021/ 2021-08-04T09:26:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-202mr-asic-takes-holista-colltech-limited-and-its-ceo-to-court-over-covid-19-product-claims/ 2023-09-28T03:11:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-203mr-asic-update-compensation-for-financial-advice-related-misconduct-as-at-30-june-2021/ 2021-08-05T12:19:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-204mr-victorian-director-disqualified-from-managing-corporations-for-four-years/ 2023-03-22T14:53:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-205mr-asic-reviews-the-first-round-of-super-fund-annual-members-meetings/ 2021-08-06T09:29:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-206mr-victorian-director-disqualified-from-managing-corporations-for-five-years/ 2023-03-22T14:53:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-207mr-queensland-director-disqualified-from-managing-corporations-for-four-years/ 2021-08-06T12:45:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-208mr-court-imposes-conditional-release-on-former-director-for-falsifying-documents/ 2021-08-09T11:42:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-209mr-former-victorian-director-charged-with-making-false-statement-to-asic/ 2023-03-22T14:39:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-210mr-asic-cancels-or-suspends-twenty-four-australian-credit-licences/ 2023-03-22T14:52:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-211mr-former-nsw-mortgage-broker-has-conviction-and-fine-overturned-following-appeal/ 2023-03-22T14:51:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-212mr-asic-finds-good-practices-from-covid-19-review-of-managed-funds-valuation-of-illiquid-assets/ 2021-08-11T11:11:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-213mr-asic-s-approach-to-new-laws-reforming-financial-services-sector/ 2021-08-12T12:18:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-214mr-asic-issues-court-action-alleging-unlicensed-advice-in-relation-to-unregistered-managed-investment-scheme/ 2025-05-13T03:20:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-215mr-court-declares-bank-of-queensland-used-unfair-contract-terms/ 2025-05-21T04:23:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-216mr-asic-prosecutes-124-people-for-failing-to-assist-registered-liquidators/ 2023-03-22T14:43:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-217mr-cba-to-publish-misconduct-notices-for-overcharging-interest/ 2025-05-21T04:23:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-218mr-halifax-auditor-convicted-and-fined-for-audit-breaches/ 2023-03-22T14:51:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-219mr-asic-disqualifies-director-from-managing-companies-for-five-years/ 2023-03-22T14:50:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-220mr-update-on-the-independent-expert-review-of-november-s-asx-trade-outage/ 2021-08-23T08:47:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-221mr-westpac-subsidiaries-to-pay-10-5-million-penalty-for-breaches-of-best-interests-duty/ 2021-09-13T07:56:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-222mr-asic-bans-former-broker-richard-pusey-from-financial-services-and-credit-for-10-years/ 2023-03-22T14:50:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-223mr-federal-court-dismisses-mineralogy-s-claim-against-asic/ 2023-03-22T14:49:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-224mr-asic-consults-on-payment-for-order-flow-rule-amendments/ 2021-08-25T12:04:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-225mr-asic-publishes-corporate-plan-2021-25/ 2025-05-21T04:24:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-226mr-nab-to-pay-18-5-million-penalty-for-fee-disclosure-statement-failures/ 2021-08-27T16:21:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-227mr-former-queensland-financial-adviser-faces-criminal-charges-for-breaching-asic-banning-order/ 2022-04-29T16:48:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-228mr-nsw-company-director-disqualified-from-managing-corporations-for-five-years/ 2021-08-31T13:16:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-229mr-wa-director-disqualified-from-managing-corporations-for-three-years/ 2021-08-31T13:16:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-230mr-check-on-superannuation-trustee-preparedness-for-new-idr-requirements-finds-more-work-required/ 2021-10-26T08:43:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-231mr-asic-disqualifies-victorian-director-from-managing-corporations/ 2023-03-22T14:48:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-232mr-perth-man-charged-with-failing-to-assist-asic-investigation/ 2023-03-22T13:49:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-233mr-companies-and-director-charged-with-failing-to-comply-with-asic-notices/ 2023-03-22T13:52:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-234mr-allianz-australia-insurance-and-awp-australia-ordered-to-pay-penalties-of-1-5-million-for-misleading-sale-of-travel-insurance-on-expedia-websites/ 2025-05-13T03:21:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-235mr-asic-publishes-guidance-on-breach-reporting/ 2023-03-22T14:47:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-236mr-asic-extends-time-for-companies-to-hold-annual-general-meetings/ 2021-09-08T09:57:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-237mr-colonial-first-state-liable-for-misleading-superannuation-members/ 2021-10-13T13:08:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-238mr-wa-company-director-banned-from-managing-corporations-for-four-years/ 2023-03-22T14:47:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-239mr-asic-enforcement-update-january-to-june-2021/ 2021-09-09T10:31:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-240mr-real-estate-marketing-company-officers-convicted-of-breaching-directors-duties/ 2023-03-22T14:46:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-241mr-asic-extends-relief-for-employee-redundancy-funds/ 2021-10-08T12:32:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-242mr-lawyer-and-former-company-officers-associated-with-members-alliance-and-benchmark-groups-facing-72-criminal-charges/ 2026-04-02T04:28:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-243mr-jayex-technology-writes-down-goodwill/ 2025-05-21T04:25:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-244mr-gold-coast-brothers-charges-dismissed/ 2025-05-21T04:25:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-245mr-melbourne-man-charged-with-insider-trading/ 2025-05-21T04:25:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-246mr-former-mortgage-broker-charged-with-making-a-false-statement-to-asic/ 2025-05-21T04:26:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-247mr-former-perth-finance-broker-sentenced-on-loan-fraud/ 2025-05-21T04:27:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-248mr-licensing-and-professional-registration-activities-2021-update/ 2021-09-15T11:50:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-249mr-asic-brings-criminal-charges-against-me-bank-for-alleged-misconduct-against-home-loan-clients/ 2025-05-21T04:27:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-250mr-halifax-auditor-s-registration-cancelled/ 2025-05-21T04:28:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-251mr-asic-brings-criminal-charges-against-cba-for-mis-selling-consumer-credit-insurance/ 2023-03-22T14:43:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-252mr-asic-permanently-bans-former-sydney-financial-adviser/ 2021-09-17T10:29:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-253mr-asic-bans-former-dealer-and-portfolio-manager-dylan-rands-for-market-manipulation/ 2025-05-21T04:29:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-254mr-academies-australasia-group-records-property-make-good-provision/ 2023-03-22T14:45:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-255mr-mosaic-brands-increases-lease-make-good-provision/ 2023-03-22T14:45:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-256mr-asic-warns-of-social-media-led-pump-and-dump-campaigns/ 2025-05-21T04:33:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-257mr-asic-publishes-guidance-on-hawking-reforms/ 2025-05-21T04:33:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-258mr-report-on-competition-in-the-australian-funds-management-industry-released/ 2025-05-21T04:34:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-259mr-trojan-group-director-disqualified-from-managing-corporations-for-two-years/ 2021-09-24T11:49:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-260mr-former-wodonga-director-charged-with-making-false-statement/ 2022-03-25T12:26:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-261mr-asic-bans-queensland-adviser-for-four-years/ 2025-05-21T04:34:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-262mr-asic-cancels-australian-financial-services-licence-of-pure-strategy-pty-ltd/ 2025-05-21T04:35:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-263mr-asic-provides-relief-for-companies-in-external-administration/ 2025-05-21T04:35:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-264mr-sydney-labour-hire-director-disqualified-from-managing-corporations-for-five-years/ 2021-10-06T15:59:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-265mr-asic-commences-proceedings-against-superannuation-trustee-diversa-trustees-limited/ 2023-10-31T01:40:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-266mr-asic-cancels-afs-licence-of-vanda-russell-gould/ 2021-10-12T13:27:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-267mr-asic-calls-on-australian-ceos-to-review-whistleblower-policies/ 2021-10-13T10:43:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-268mr-fal-healthy-beverages-director-charged-by-asic/ 2025-07-04T05:21:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-269mr-asic-further-extends-temporary-financial-advice-relief-measures-in-covid-19-instrument/ 2025-05-21T04:36:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-270mr-asic-launches-federal-court-action-and-calls-on-general-insurers-to-review-pricing-practices/ 2025-05-21T04:36:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-271mr-asic-issues-jobkeeper-notice-and-guidance/ 2025-05-21T04:37:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-272mr-asic-releases-updated-information-about-the-distribution-of-superannuation-products/ 2025-05-21T04:37:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-273mr-asic-releases-2020-21-annual-report/ 2025-05-21T04:37:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-274mr-asic-proposes-extending-its-cfd-product-intervention-order/ 2021-10-18T12:04:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-275mr-asic-sues-debt-collection-company-for-breaching-consumer-credit-protection-laws/ 2024-09-05T23:58:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-276mr-colonial-first-state-to-pay-20-million-penalty-for-misleading-superannuation-members/ 2021-10-19T13:08:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-277mr-aat-varies-asic-ban-of-former-spectrum-wealth-director-mark-schroeder/ 2025-05-21T04:38:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-278mr-asic-bans-melbourne-based-adviser-for-six-years/ 2022-12-22T13:58:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-279mr-asic-sues-former-freedom-insurance-director-and-consultant-over-insurance-sales-incentive-programs/ 2023-07-30T21:58:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-280mr-victorian-director-charged-with-making-a-false-statement-to-asic/ 2025-05-21T04:39:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-281mr-director-sentenced-to-community-correction-order-for-breaching-directors-duties/ 2025-05-21T04:39:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-282mr-surveillance-of-investment-switching-by-super-fund-executives-identifies-concerns-with-trustees-conflicts-arrangements/ 2021-10-27T09:38:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-283mr-asic-quarterly-update-july-to-september-2021/ 2021-10-27T12:00:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-284mr-victorian-director-disqualified-for-two-years-and-six-months/ 2025-05-21T04:40:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-285mr-asic-releases-guidance-on-crypto-asset-related-investment-products/ 2021-10-29T10:59:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-286mr-cba-pleads-guilty-to-criminal-charges-for-mis-selling-consumer-credit-insurance/ 2021-10-29T13:35:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-287mr-asic-commences-proceedings-against-ferratum-australia-for-charging-prohibited-credit-fees/ 2023-10-09T05:34:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-288mr-asic-sues-timeshare-company-ultiqa-for-poor-financial-advice-outcomes/ 2022-03-04T13:57:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-289mr-asic-obtains-federal-court-orders-against-unlicensed-investment-scheme-a-one-multi-services/ 2024-08-07T07:03:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-290mr-asic-bans-qld-based-adviser-keith-mcdermott-for-three-years/ 2021-11-04T11:29:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-291mr-sydney-director-disqualified-from-managing-corporations-for-four-years/ 2025-05-21T04:41:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-292mr-new-south-wales-director-disqualified-from-managing-corporations-for-four-years/ 2025-05-21T04:41:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-293mr-victorian-director-disqualified-for-failing-to-comply-with-directors-duties-tax-obligations-and-employment-laws/ 2025-05-21T04:42:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-294mr-asic-releases-guidance-and-examples-on-records-of-advice/ 2021-11-15T08:51:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-295mr-asic-and-ato-engage-with-directors-as-part-of-asic-s-phoenix-surveillance-campaign/ 2025-05-21T04:43:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-296mr-former-telecommunications-director-pleads-guilty-to-breaching-directors-duties-and-dealing-with-the-proceeds-of-crime/ 2025-05-21T04:43:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-297mr-former-quantum-resources-director-convicted-of-insider-trading-and-market-manipulation-offences/ 2021-12-17T14:08:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-298mr-asic-successful-in-federal-court-against-getswift-and-its-directors-bane-hunter-joel-macdonald-and-brett-eagle/ 2021-11-12T12:05:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-299mr-industry-funding-2020-21-cost-recovery-implementation-statement/ 2021-11-12T13:10:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-300mr-asic-cancels-the-afs-licence-of-future-asset-management-international/ 2025-05-21T04:44:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-301mr-asic-consults-on-remaking-class-order-on-pds-requirements-where-a-quote-for-a-general-insurance-product-is-given/ 2021-11-15T12:00:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-302mr-asic-files-contempt-application-against-james-mawhinney/ 2022-05-06T10:17:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-303mr-chinese-agricultural-producer-fined-300-000-for-breaching-financial-reporting-and-company-officer-obligations/ 2025-05-21T04:44:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-304mr-former-company-director-from-queensland-charged-with-breaching-directors-duties/ 2022-03-22T10:42:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-305mr-former-executive-of-healthe-care-australia-sentenced-to-12-months-imprisonment-and-fined-10-000-for-insider-trading/ 2021-11-17T07:56:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-306mr-asic-sues-a-m-group-for-false-and-misleading-threatening-and-coercive-conduct-against-debtors/ 2025-05-21T04:45:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-307mr-asic-consults-on-consumer-remediation-draft-guidance/ 2021-11-17T10:30:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-308mr-former-nsw-financial-adviser-pleads-guilty-to-dishonest-conduct-and-using-fabricated-evidence/ 2022-04-22T17:09:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-309mr-asic-consults-on-updates-to-relief-for-superannuation-calculators-and-retirement-estimates/ 2021-11-19T17:27:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-310mr-asic-sues-mlc-life-insurance-for-multiple-insurance-failures/ 2023-03-23T13:46:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-311mr-former-wa-financial-adviser-and-his-company-charged-with-dishonest-conduct/ 2025-05-21T04:45:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-312mr-melissa-caddick-and-maliver-found-to-have-engaged-in-unlicensed-conduct/ 2021-11-23T09:32:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-313mr-asic-imposes-additional-licence-conditions-on-asx-and-issues-expectations-to-improve-market-resilience/ 2021-11-25T15:55:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-314mr-former-victorian-financial-adviser-sentenced-to-jail-for-obtaining-financial-advantage-by-deception/ 2025-05-21T04:46:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-315mr-qld-agricultural-director-banned-from-managing-corporations-for-five-years/ 2025-05-21T04:46:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-316mr-victorian-company-director-banned-from-managing-corporations-for-five-years/ 2025-05-21T04:47:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-317mr-wa-director-disqualified-for-maximum-period/ 2025-05-21T04:47:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-318mr-asic-sues-anz-over-introducer-program-home-loan-referrals/ 2023-03-13T09:23:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-319mr-la-trobe-financial-asset-management-to-pay-750-000-penalty-for-false-and-misleading-marketing/ 2021-11-29T12:09:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-320mr-asic-launches-multiple-legal-actions-against-westpac/ 2022-06-08T14:59:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-321mr-asic-reports-on-audit-inspection-findings-for-12-months-to-30-june-2021/ 2022-08-24T14:04:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-322mr-asic-brings-criminal-charges-against-former-courtenay-house-director-and-contractor-for-alleged-ponzi-scheme/ 2024-08-29T22:31:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-323mr-asic-to-extend-deadlines-for-31-december-2021-unlisted-entity-financial-reports/ 2023-03-22T14:41:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-324mr-asic-announces-changes-to-members-of-the-markets-disciplinary-panel/ 2021-12-01T11:53:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-325mr-asic-releases-guidance-and-examples-on-limited-advice/ 2021-12-01T12:29:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-326mr-asic-encourages-home-insurers-to-be-consumer-centric-in-handling-claims-this-summer/ 2025-05-21T04:48:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-327mr-asic-consults-on-communicating-audit-review-findings-to-directors/ 2021-12-02T11:59:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-328mr-earlypay-announces-change-to-classification-of-debt/ 2025-05-21T04:48:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-329mr-former-telecommunications-director-sentenced-to-five-years-imprisonment-for-breaching-directors-duties-and-dealing-with-proceeds-of-crime/ 2023-03-22T14:03:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-330mr-aat-varies-asic-s-ban-of-former-sydney-adviser/ 2025-05-21T04:49:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-331mr-asic-reports-on-cyber-resilience-assessments-of-financial-markets-firms/ 2021-12-06T10:29:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-332mr-banned-nsw-builder-sentenced-for-making-false-and-misleading-statements-to-asic/ 2025-05-21T04:49:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-333mr-asic-publishes-jobkeeper-report/ 2021-12-07T10:00:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-334mr-director-of-staff-recruitment-business-disqualified-from-managing-corporations-for-two-years/ 2025-05-21T04:50:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-335mr-act-food-and-beverage-director-disqualified-from-managing-corporations-for-three-years-and-nine-months/ 2025-05-21T04:50:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-336mr-qld-director-disqualification-for-maximum-period/ 2025-05-21T04:51:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-337mr-asic-brings-criminal-charges-against-avanteos-investments-for-charging-deceased-superannuation-members/ 2023-03-22T13:53:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-338mr-victorian-director-charged-with-making-a-false-statement-to-asic/ 2022-08-04T14:01:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-339mr-asic-consults-on-relief-for-simple-arrangements-following-a-credit-hardship-notice/ 2021-12-08T13:00:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-340mr-asic-sues-anz-for-misleading-customers-and-failing-to-provide-promised-benefits-final-royal-commission-investigation/ 2022-05-05T07:23:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-341mr-asic-seeks-feedback-on-proposed-intervention-orders-for-short-term-credit-and-continuing-credit-contracts/ 2021-12-09T09:30:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-342mr-asic-highlights-focus-areas-for-31-december-2021-financial-reports-under-covid-19-conditions/ 2021-12-09T13:30:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-343mr-super-trustees-offering-default-income-protection-insurance-urged-to-check-on-member-outcomes/ 2021-12-10T10:59:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-344mr-asic-signs-mou-with-croatian-financial-services-supervisory-agency/ 2025-05-21T04:51:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-345mr-asic-seeks-orders-restraining-tyson-scholz-from-carrying-on-financial-services-without-a-licence/ 2025-05-21T04:52:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-346mr-asic-cancels-afs-licence-of-premier-wealth-management/ 2021-12-14T10:12:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-347mr-asic-bans-sydney-based-financial-advisers-for-five-years/ 2021-12-14T10:12:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-348mr-asic-welcomes-senior-leadership-appointments/ 2021-12-14T11:19:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-349mr-asic-welcomes-new-international-sustainability-standards-board-and-updated-climate-related-disclosure-guidance/ 2025-05-21T04:52:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-350mr-asic-sues-onepath-for-fees-for-no-service-misconduct/ 2023-09-19T01:14:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-351mr-charge-withdrawn-against-former-director-james-feng/ 2025-05-21T04:53:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-352mr-court-freezes-funds-and-assets-of-ascent-investment-and-coaching-and-its-western-australian-director/ 2022-03-03T14:54:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-353mr-former-nsw-financial-adviser-melinda-scott-convicted-of-managing-a-corporation-while-disqualified/ 2021-12-16T11:45:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-354mr-asic-review-of-30-june-2021-financial-reports/ 2021-12-16T12:55:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-355mr-asic-urges-greater-focus-on-material-business-risk-disclosure-in-financial-reports/ 2021-12-16T12:55:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-356mr-former-director-of-blue-star-helium-formerly-antares-energy-and-big-star-energy-james-cruickshank-penalised-and-disqualified/ 2022-05-10T14:25:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-357mr-asic-announces-first-sitting-dates-for-2022-financial-adviser-exam/ 2025-05-21T04:53:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-358mr-asic-bans-sydney-financial-adviser-for-two-years/ 2021-12-20T15:00:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-359mr-former-mfs-ltd-ceo-michael-christodoulou-king-declared-bankrupt/ 2021-12-21T08:57:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-360mr-asic-cancels-afs-licence-of-united-wealth-group/ 2021-12-21T14:18:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-361mr-asic-bans-two-tweed-heads-based-financial-advisers-for-five-and-seven-years/ 2021-12-21T14:21:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-362mr-interior-design-director-charged-with-falsifying-financial-records/ 2022-11-17T15:26:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-363mr-operation-of-the-financial-services-and-credit-panel/ 2021-12-22T12:59:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-364mr-mayfair-101-group-to-pay-30-million-penalty-for-misleading-advertising/ 2022-10-11T10:10:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-365mr-sydney-construction-director-disqualified-from-managing-corporations-for-five-years/ 2021-12-23T11:21:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-366mr-sydney-director-disqualified-from-managing-corporations-for-30-months/ 2021-12-23T11:21:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-367mr-sydney-director-disqualified-from-managing-corporations-for-four-years/ 2021-12-23T11:20:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-368mr-asic-issues-information-for-tax-financial-advisers-under-better-advice-act/ 2021-12-23T14:33:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-369mr-sr-associates-pty-ltd-not-licensed-to-provide-debt-management-services/ 2021-12-24T09:11:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-370mr-asic-disqualifies-former-building-and-construction-industry-director/ 2021-12-24T10:32:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-371mr-transport-company-director-banned-from-managing-corporations-for-three-and-a-half-years/ 2021-12-24T10:32:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2021-releases/21-372mr-nsw-director-banned-from-managing-corporations-for-four-years/ 2021-12-24T10:33:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-001mr-statewide-superannuation-to-pay-4-million-penalty-for-misleading-correspondence-to-members/ 2022-01-19T17:04:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-002mr-bgc-partners-pays-110-250-infringement-notice/ 2023-03-23T11:48:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-003mr-asic-consults-on-revised-etp-naming-conventions/ 2023-03-23T11:49:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-004mr-former-spaceship-capital-ceo-banned-from-providing-financial-services/ 2022-01-21T13:28:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-005mr-asic-embarks-on-regtech-innovation-initiative-into-poor-market-disclosure/ 2022-01-21T15:56:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-006mr-asic-bans-convicted-former-director-for-three-years/ 2023-03-17T12:33:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-007mr-asic-consults-on-proposals-to-remake-relief-for-business-introduction-services/ 2022-01-25T13:09:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-008mr-victorian-former-company-director-pleads-guilty-to-making-a-false-statement-to-asic/ 2022-01-25T13:23:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-009mr-former-employment-agency-director-pleads-guilty-to-directors-duties-charge/ 2022-01-25T13:23:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-010mr-caloundra-man-pleads-guilty-to-insider-trading/ 2022-03-14T08:57:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-011mr-asic-quarterly-update-october-to-december-2021/ 2022-02-03T09:29:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-012mr-ri-advice-to-pay-6-million-penalty-john-doyle-to-pay-80-000-penalty-royal-commission-case-study/ 2022-02-03T13:51:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-013mr-asic-banning-and-disqualification-of-former-provident-capital-director-upheld-by-aat/ 2022-02-07T13:33:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-014mr-managed-investment-schemes-operator-ordered-into-liquidation/ 2022-02-10T11:31:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-015mr-former-mortgage-broker-pleads-guilty-to-making-a-false-statement-to-asic/ 2022-03-30T09:32:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-016mr-asic-disqualifies-former-building-and-construction-industry-director/ 2023-05-12T11:30:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-017mr-queensland-director-disqualified-from-managing-corporations-for-18-months/ 2023-05-12T11:31:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-018mr-cairns-director-charged-with-making-a-false-statement-to-asic/ 2023-03-17T12:34:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-019mr-former-sydney-liquidator-sentenced-to-three-years-imprisonment-for-dishonesty-and-fraud-offences/ 2022-02-14T09:42:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-020mr-asic-update-compensation-for-financial-advice-related-misconduct-as-at-31-december-2021/ 2022-12-06T14:39:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-021mr-asic-prosecutes-104-individuals-for-failing-to-assist-liquidators/ 2023-03-17T12:34:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-022mr-asic-prosecutes-seven-companies-for-failing-to-lodge-financial-reports-and-hold-agms/ 2023-03-17T12:34:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-023mr-aware-financial-services-australia-fined-20-million-for-charging-fees-for-no-service-royal-commission-case-study/ 2023-03-17T12:35:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-024mr-asic-consults-on-proposals-to-remake-pds-superannuation-dashboard-and-fsg-legislative-instruments/ 2022-02-18T09:00:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-025mr-asic-and-rba-update-mou-with-european-securities-and-markets-authority/ 2023-03-17T12:36:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-026mr-former-employment-agency-director-sentenced-for-breaching-directors-duties/ 2023-03-17T12:36:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-027mr-woodside-petroleum-increases-restoration-provision-and-enhances-associated-disclosure/ 2023-03-17T14:13:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-028mr-asic-remakes-sunsetting-class-order-on-general-insurance-quotes/ 2023-03-17T12:37:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-029mr-nsw-director-pleads-guilty-to-making-false-statements/ 2022-05-23T10:41:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-030mr-aat-prohibits-former-victorian-mortgage-broker-from-participating-in-the-credit-industry/ 2023-06-15T15:19:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-031mr-asic-extends-relief-for-short-term-arrangements-following-a-credit-hardship-notice/ 2022-02-28T10:57:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-032mr-directors-of-capital-mining-limited-charged-with-22-dishonesty-offences/ 2024-11-11T23:25:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-033mr-asic-consults-on-financial-services-and-credit-panel-regulatory-guidance/ 2022-02-28T15:04:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-034mr-asic-streamlines-process-for-insurers-to-provide-consumers-cash-in-emergency-situations/ 2022-03-02T09:00:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-035mr-asic-allows-additional-time-for-holding-virtual-only-meetings/ 2022-03-04T09:24:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-036mr-asic-applies-to-appoint-provisional-liquidators-to-ascent-investment-and-coaching-pty-ltd/ 2023-05-12T11:29:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-037mr-collection-house-adjusts-deferred-tax-asset/ 2023-03-17T12:37:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-038mr-asic-disqualifies-nsw-labour-hire-company-director-from-managing-companies-after-involvement-in-illegal-phoenix-activity/ 2023-03-17T12:38:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-039mr-nsw-director-disqualified-from-managing-corporations-for-four-years-after-engaging-in-illegal-phoenix-activity/ 2023-03-17T12:38:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-040mr-asic-disqualifies-former-security-services-director-from-managing-corporations-for-five-years/ 2023-03-17T12:39:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-041mr-asic-releases-report-on-feedback-in-epayments-code-review/ 2022-03-07T10:00:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-042mr-asic-acts-against-smsf-auditors-involved-in-reciprocal-audit-arrangements/ 2023-03-17T12:39:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-043mr-rio-tinto-limited-found-to-have-breached-continuous-disclosure-laws/ 2022-03-08T10:24:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-044mr-asic-releases-final-sitting-dates-for-2022-financial-adviser-exams/ 2023-03-17T12:39:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-045mr-asic-amends-market-integrity-rules-and-other-asic-made-rule-books/ 2022-03-10T13:29:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-046mr-asic-warns-about-financial-viability-of-the-youpla-group-formerly-known-as-acbf/ 2022-04-14T17:18:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-047mr-buddy-technologies-writes-down-intangible-assets/ 2023-03-17T12:39:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-048mr-asic-permanently-bans-former-authorised-representative/ 2023-03-17T12:40:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-049mr-auditor-s-registration-suspended-due-to-involvement-in-big-un-limited-audit/ 2023-03-17T12:40:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-050mr-asic-consults-on-financial-services-licensing-requirements-for-corporate-collective-investment-vehicles/ 2022-03-17T14:02:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-051mr-asic-statement-on-asx24-futures-market-outage/ 2023-03-17T12:40:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-052mr-asic-helps-young-people-get-moneysmart/ 2023-03-17T12:41:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-053mr-oliver-s-real-food-announces-a-decrease-in-asset-values-following-asic-review/ 2023-03-17T12:41:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-054mr-asic-issues-information-for-social-media-influencers-and-licensees/ 2022-03-25T07:49:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-055mr-former-kleenmaid-director-sentenced-for-fraud-and-insolvent-trading/ 2023-05-12T11:29:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-056mr-former-cairns-director-convicted-of-making-false-statement-to-asic/ 2022-03-21T14:44:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-057mr-national-advice-solutions-charged-with-anti-hawking-offences-following-alleged-superannuation-sales-cold-calls/ 2023-03-17T12:42:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-058mr-asic-disqualifies-former-queensland-building-and-construction-industry-director-for-maximum-period/ 2023-05-12T11:27:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-059mr-nsw-labour-hire-director-disqualified-from-managing-corporations-for-five-years/ 2023-05-12T11:28:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-060mr-securities-regulators-worldwide-to-consult-on-concerns-over-rapidly-evolving-retail-trading-markets/ 2022-03-22T14:28:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-061mr-asic-scrutinises-marketing-of-managed-fund-performance-and-risks/ 2022-03-23T10:43:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-062mr-victorian-directors-disqualified-from-managing-corporations-for-five-years-in-connection-with-illegal-phoenix-activity/ 2023-05-12T11:28:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-063mr-asic-disqualifies-former-mider-developers-for-maximum-period/ 2023-05-12T11:28:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-064mr-former-victorian-director-sentenced-with-making-a-false-statement/ 2023-03-17T12:42:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-065mr-asic-releases-february-2022-financial-adviser-exam-results/ 2022-03-25T14:10:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-066mr-asic-enforcement-update-july-to-december-2021/ 2022-03-28T10:31:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-067mr-griffin-coal-charged-for-breaching-financial-reporting-and-company-officer-obligations/ 2023-03-17T12:43:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-068mr-asic-remakes-sunsetting-class-order-on-when-debentures-can-be-called-secured-notes/ 2023-03-17T12:43:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-069mr-former-wodonga-director-sentenced-for-making-a-false-statement-to-asic/ 2023-03-17T12:43:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-070mr-asic-extends-relief-for-business-introduction-services/ 2022-03-31T12:33:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-071mr-asic-releases-final-internal-dispute-resolution-data-reporting-requirements/ 2022-03-30T14:59:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-072mr-asic-cancels-afs-licence-of-brendan-kennedy/ 2022-03-30T14:51:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-073mr-asic-extends-relief-for-retirement-estimates/ 2022-03-31T10:25:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-074mr-former-finance-broker-fined-for-fraud/ 2023-03-17T12:45:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-075mr-asic-acts-against-19-smsf-auditors/ 2022-04-04T13:17:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-076mr-nsw-director-disqualified-from-managing-corporations-for-five-years-after-engaging-in-illegal-phoenix-activity/ 2023-05-12T11:27:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-077mr-asic-bans-melbourne-based-former-adviser-mark-babbage-from-providing-financial-services-or-engaging-in-credit-activities-for-10-years/ 2023-11-17T00:26:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-078mr-asic-takes-action-against-macquarie-bank-for-alleged-failures-to-properly-monitor-third-party-withdrawals-from-customer-accounts/ 2024-05-06T02:25:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-079mr-dominique-grubisa-receives-four-year-ban/ 2023-05-31T12:30:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-080mr-asic-bans-victoria-based-credit-representative-for-six-years/ 2023-03-17T12:48:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-081mr-superannuation-trustees-strengthen-governance-practices-following-asic-surveillance-of-investment-switching/ 2022-04-06T11:58:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-082mr-asic-s-cfd-product-intervention-order-extended-for-five-years/ 2022-04-06T12:46:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-083mr-asic-to-allow-covid-19-temporary-relief-for-financial-advice-to-automatically-repeal-15-april-2022/ 2022-04-07T12:34:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-084mr-westpac-to-pay-1-5-million-penalty-for-mis-selling-consumer-credit-insurance/ 2022-04-08T20:29:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-085mr-cryptocurrency-lender-charged-for-false-australian-credit-licence-claims/ 2023-07-06T05:46:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-086mr-third-capital-mining-director-charged-with-dishonesty-offences/ 2024-11-11T23:25:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-087mr-westpac-subsidiary-bt-funds-management-penalised-20-million-for-incorrectly-charging-commissions-for-insurance-in-superannuation/ 2022-04-11T08:18:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-088mr-former-auditor-of-big-un-limited-charged-with-making-a-false-or-misleading-statement/ 2022-07-21T13:35:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-089mr-queensland-director-found-not-guilty-of-making-a-false-statement-to-asic/ 2023-03-17T12:49:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-090mr-asic-sues-rent4keeps-and-layaway-depot-for-alleged-breaches-of-credit-act/ 2025-10-30T00:45:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-091mr-asic-obtains-interim-travel-restraint-orders-against-mark-francis-mccabe/ 2022-08-26T16:48:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-092mr-former-mortgage-broker-sentenced-for-making-a-false-statement-to-asic/ 2023-03-17T12:50:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-093mr-asic-extends-relief-from-certain-dollar-disclosures-in-pdss-for-litigation-funding-schemes/ 2023-02-01T11:11:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-094mr-asic-suspends-afs-licence-of-dixon-advisory/ 2023-04-12T15:58:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-095mr-asic-disqualifies-former-west-australian-construction-and-trade-industry-director-for-four-and-a-half-years/ 2023-05-12T11:26:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-096mr-asic-disqualifies-former-hospitality-industry-director-for-two-years-after-breaching-directors-duties/ 2023-05-12T11:26:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-097mr-westpac-penalised-113-million-after-multiple-asic-legal-actions/ 2022-05-06T16:14:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-098mr-asic-disqualifies-former-steller-group-director-james-o-donahue/ 2023-05-12T11:26:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-099mr-asic-disqualifies-former-steller-group-director-simon-pitard/ 2022-04-26T13:03:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-100mr-infringement-notices-issued-to-maritime-super-for-member-fee-statements/ 2023-03-17T12:53:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-101mr-david-murphy-charged-with-dishonest-conduct/ 2023-08-25T02:12:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-102mr-dr-roger-munro-sentenced-to-four-and-a-half-years-jail-for-fraud-following-asic-investigation/ 2023-10-18T00:41:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-103mr-lightspeed-finance-and-director-to-pay-220-000-for-failure-to-give-effect-to-an-afca-determination/ 2022-05-04T11:27:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-104mr-court-finds-ri-advice-failed-to-adequately-manage-cybersecurity-risks/ 2022-05-05T11:53:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-105mr-former-rent-2-own-cars-directors-to-pay-228-000-penalty-for-their-involvement-in-misleading-consumers/ 2023-03-17T12:54:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-106mr-asic-commences-proceedings-against-australian-mines-and-its-managing-director-benjamin-bell/ 2022-12-07T16:49:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-107mr-tasmanian-director-disqualified-from-managing-corporations-for-five-years-after-engaging-in-illegal-phoenix-activity/ 2023-03-17T12:54:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-108mr-asic-disqualifies-queensland-building-and-construction-industry-director-for-three-years/ 2023-03-17T12:54:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-109mr-former-financial-advisor-ashley-grant-howard-charged-with-17-offences/ 2022-09-19T10:26:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-110mr-former-nsw-financial-adviser-sentenced-to-three-year-intensive-correctional-order-for-dishonesty-offences/ 2023-03-17T12:55:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-111mr-federal-court-finds-timeshare-company-ultiqa-failed-consumers-with-multiple-breaches-of-financial-services-laws/ 2022-09-08T15:00:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-112mr-asic-bans-financial-adviser-for-five-years/ 2024-12-01T22:42:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-113mr-nsw-director-has-charges-dismissed-for-making-false-statements-to-asic/ 2022-05-19T15:30:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-114mr-former-chair-ceo-and-cfo-of-bruck-textile-technologies-charged-with-preventing-recovery-of-employee-entitlements/ 2025-12-20T02:11:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-115mr-queensland-director-disqualified-from-managing-corporations-for-three-years-and-six-months/ 2023-03-17T12:56:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-116mr-asic-disqualifies-former-victorian-director-for-breaching-directors-duties/ 2023-03-21T12:47:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-117mr-asic-cancels-afs-licence-of-quattro-capital-group-and-bans-director/ 2022-05-26T09:56:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-118mr-asic-proposes-extending-its-binary-options-product-intervention-order/ 2022-05-26T11:01:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-119mr-former-queensland-company-director-sentenced-for-breaching-directors-duties/ 2022-05-26T14:08:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-120mr-asic-cancels-afs-licence-of-metal-alpha-pty-ltd/ 2022-05-27T09:13:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-121mr-asic-acts-against-smsf-auditors-who-failed-to-lodge-annual-statements/ 2022-05-27T10:58:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-122mr-asic-sues-anz-for-overstating-account-balances-and-charging-fees/ 2023-09-07T21:27:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-123mr-former-ceo-of-van-eyk-research-pleads-guilty-to-breaching-directors-duties/ 2022-09-23T09:03:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-124mr-asic-highlights-focus-areas-for-30-june-2022-reporting/ 2022-06-01T14:17:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-125mr-asic-releases-updated-epayments-code/ 2022-06-02T11:28:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-126mr-former-victorian-catering-company-director-charged-with-breaching-directors-duties/ 2023-05-04T14:43:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-127mr-limebrook-corporation-charged-for-breaching-financial-reporting-and-company-officer-obligations/ 2023-02-03T11:39:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-128mr-asic-announces-financial-reporting-changes-for-afs-licensees/ 2023-03-17T12:58:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-129mr-asic-succeeds-in-application-to-appoint-provisional-liquidators-to-ascent-investment-and-coaching-pty-ltd/ 2023-03-17T12:58:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-130mr-asic-releases-draft-cost-recovery-implementation-statement-2021-22/ 2022-06-06T12:02:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-131mr-asic-cancels-afs-licence-of-epic-property-investments-ltd/ 2023-03-17T12:59:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-132mr-asic-sues-sunshine-loans-for-charging-prohibited-fees/ 2023-10-19T03:52:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-133mr-gabriel-govinda-pleads-guilty-to-market-manipulation/ 2023-04-28T10:42:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-134mr-spaceship-capital-director-and-responsible-manager-banned-for-two-years/ 2023-03-17T12:59:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-135mr-former-ceo-akhilesh-kamkolkar-charged-with-five-criminal-offences/ 2023-08-14T07:19:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-136mr-asic-disqualifies-former-strategic-alliance-group-director-for-three-years/ 2023-03-17T12:59:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-137mr-asic-disqualifies-new-south-wales-recruitment-director-for-five-years/ 2023-03-17T13:09:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-138mr-court-freezes-funds-and-assets-of-sasha-hopkins-the-a-team-property-group/ 2022-06-08T08:27:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-139mr-asic-releases-information-sheet-on-warnings-and-reprimands-given-to-financial-advisers/ 2022-06-09T10:30:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-140mr-benjamin-heath-cooper-pleads-guilty-to-market-manipulation/ 2023-03-17T13:09:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-141mr-how-to-avoid-greenwashing-for-superannuation-and-managed-funds/ 2022-06-14T10:20:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-142mr-asic-remakes-relief-on-pdss-superannuation-dashboards-and-fsgs/ 2022-06-14T14:53:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-143mr-avanteos-investments-penalised-1-7-million-for-defective-disclosure-statements/ 2022-06-15T12:21:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-144mr-allianz-and-awp-plead-guilty-to-charges-for-making-false-statements-about-travel-insurance/ 2025-02-27T01:01:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-145mr-asic-charges-three-former-remedy-housing-personnel-for-involvement-in-alleged-mortgage-scam/ 2025-05-13T04:29:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-146mr-asic-reduces-administrative-burden-for-authorised-representatives-appointing-claims-handling-staff/ 2022-06-17T11:45:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-147mr-court-of-appeal-orders-a-retrial-for-ben-jayaweera/ 2024-08-23T06:21:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-148mr-former-queensland-financial-adviser-convicted-for-breaching-asic-banning-order/ 2022-06-20T09:29:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-149mr-caloundra-man-sentenced-for-insider-trading/ 2022-06-20T12:13:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-150mr-squirrel-super-to-pay-55-000-penalty-for-false-and-misleading-marketing/ 2022-06-20T13:57:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-151mr-anthony-torre-charged-with-stealing-and-fraud/ 2023-11-06T04:36:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-152mr-asic-releases-new-and-updated-guidance-for-corporate-collective-investment-vehicles/ 2022-07-06T13:19:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-153mr-asic-calls-for-better-disclosure-of-business-risks-and-asset-values-following-financial-reports-review/ 2022-06-24T10:41:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-154mr-asic-warns-super-trustees-to-be-transparent-in-their-underperformance-communications-to-members/ 2022-06-24T10:24:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-155mr-adelaide-financial-adviser-charged-with-seven-counts-of-falsifying-company-books/ 2023-01-19T11:57:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-156mr-asic-obtains-orders-to-freeze-funds-and-assets-of-ashley-arandez-and-companies/ 2023-02-06T11:39:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-157mr-former-sigma-healthcare-general-manager-sentenced-for-insider-trading/ 2023-03-17T14:12:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-158mr-asic-wins-appeal-on-cigno-and-bhf-solutions-federal-court-decision/ 2022-11-21T16:05:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-159mr-asic-calls-on-industry-to-continue-to-improve-resilience-during-market-outages/ 2022-06-28T16:35:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-160mr-asic-bans-nsw-credit-representative-for-four-years/ 2024-03-21T03:08:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-161mr-asic-encourages-submissions-to-the-international-sustainability-standards-board-consultation-on-global-baseline-climate-and-sustainability-disclosures/ 2022-06-29T12:37:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-162mr-asic-disqualifies-new-south-wales-building-and-construction-industry-director-for-two-years/ 2023-05-12T11:25:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-163mr-asic-disqualifies-former-restaurant-director-for-four-years/ 2023-05-12T11:25:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-164mr-asic-disqualifies-construction-industry-director-for-five-years/ 2023-05-12T11:24:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-165mr-asic-sues-mercer-financial-advice-for-misleading-customers-about-fees-for-no-service-and-fee-disclosure-statement-failures/ 2022-12-06T13:25:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-166mr-asic-consults-on-remaking-class-order-on-financial-requirements-for-retail-otc-derivative-issuers/ 2022-07-25T11:45:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-167mr-asic-bans-melbourne-based-adviser-david-ruthenberg-for-three-years/ 2023-03-17T13:11:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-168mr-animoca-brands-corporation-limited-convicted-and-fined-for-failing-to-lodge-financial-reports/ 2022-06-30T15:22:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-169mr-asic-cancels-afs-licence-of-quattro-management-pty-limited/ 2023-03-17T13:12:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-170mr-asic-suspends-afs-licence-of-isg-financial-services-limited/ 2023-03-17T13:12:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-171mr-disciplinary-committee-decision-nicholas-crouch/ 2022-07-01T11:02:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-172mr-asic-to-communicate-negative-audit-review-findings-to-directors/ 2022-07-01T13:59:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-173mr-asic-releases-guidance-for-superannuation-calculators-and-retirement-estimates/ 2022-07-05T09:58:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-174mr-asic-issues-civil-penalty-proceedings-against-wholesale-licensee-lanterne-fund-services-for-risk-and-compliance-failures/ 2023-09-14T03:40:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-175mr-asic-helps-credit-providers-protect-victims-of-family-violence/ 2022-07-08T14:04:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-176mr-court-finds-select-afsl-and-its-agents-acted-unconscionably-when-selling-insurance-products-royal-commission-case-study/ 2023-04-24T17:53:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-177mr-asic-acts-against-eight-smsf-auditors/ 2023-03-17T13:13:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-178mr-banned-individual-nizi-bhandari-charged-with-unlicensed-advice-and-dishonesty-offences/ 2023-03-17T13:13:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-179mr-construction-industry-director-drops-appeal-against-four-year-banning/ 2023-05-12T11:24:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-180mr-griffin-coal-convicted-of-breaching-financial-reporting-and-company-officer-obligations/ 2022-07-13T13:49:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-181mr-otc-derivatives-provider-sirius-financial-markets-surrenders-licence-former-executives-handed-eight-year-bans/ 2024-07-19T05:13:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-182mr-asic-makes-product-intervention-orders-for-short-term-credit-and-continuing-credit-contracts/ 2022-07-14T12:00:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-183mr-term-of-imprisonment-imposed-on-former-sydney-financial-adviser/ 2023-03-17T13:13:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-184mr-asic-cancels-afs-licence-of-global-funding-partners-pty-ltd/ 2022-07-19T12:58:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-185mr-asic-permanently-bans-adelaide-mortgage-broker-and-cancels-company-s-credit-licence/ 2022-07-19T13:00:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-186mr-unregistered-investment-scheme-operator-chris-marco-charged-with-50-counts-of-fraud/ 2025-09-05T01:40:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-187mr-asic-to-extend-deadlines-for-30-june-2022-unlisted-entity-financial-reports/ 2022-09-13T11:17:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-188mr-asic-places-stop-order-on-advertisements-for-ppm-units-in-res-investment-fund/ 2023-03-17T13:14:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-189mr-asic-bans-former-nsw-mortgage-broker-for-seven-years/ 2023-03-17T13:15:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-191mr-asic-disqualifies-former-viewble-media-director-for-four-years/ 2023-03-17T13:15:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-192mr-alleged-shadow-director-sentenced-to-six-month-good-behaviour-bond/ 2023-03-17T13:16:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-193mr-asic-enforcement-and-regulatory-update-april-to-june-2022/ 2022-07-28T10:59:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-194mr-asic-s-first-ddo-stop-orders-to-prevent-offer-of-financial-products-to-consumers/ 2022-12-23T08:52:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-195mr-asic-annual-forum-registrations-open/ 2022-07-29T10:00:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-196mr-asic-bans-queensland-responsible-manager-for-four-years/ 2022-07-29T10:18:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-197mr-asic-suspends-licence-of-alice-springs-financial-service-provider-for-six-months/ 2024-03-19T02:32:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-198mr-former-auditor-of-big-un-limited-convicted-for-failing-to-comply-with-auditing-standards/ 2022-08-01T14:47:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-199mr-asic-places-stop-order-on-pds-and-advertisements-for-private-property-trust-no-20-in-fawkner-property-ltd/ 2023-03-17T13:16:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-200mr-asic-cancels-afs-licence-of-pdm-capital-pty-ltd/ 2022-08-02T13:29:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-201mr-asic-cancels-afs-licence-of-simeone-pty-ltd/ 2024-04-30T00:20:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-202mr-asic-bans-adelaide-based-financial-adviser-for-five-years/ 2024-04-30T00:20:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-203mr-asic-extends-transitional-relief-for-foreign-financial-services-providers/ 2023-03-17T13:17:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-204mr-delay-to-the-asx-chess-replacement-project-and-independent-review/ 2023-03-17T13:17:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-205mr-former-dixon-advisory-clients-should-consider-lodging-complaints-with-afca/ 2023-03-17T13:18:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-206mr-asic-publishes-updated-financial-services-and-credit-panel-regulatory-guidance-and-new-your-rights-infosheet/ 2022-08-03T14:01:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-207mr-former-legacy-iron-ore-director-pleads-guilty-to-stealing/ 2023-01-17T09:09:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-208mr-don-evans-pleads-guilty-to-quantum-resources-market-manipulation/ 2022-08-05T10:29:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-209mr-asic-prosecutes-73-individuals-for-failing-to-assist-registered-liquidators/ 2023-03-17T13:18:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-210mr-asic-prosecutes-ten-companies-for-failing-to-lodge-financial-reports/ 2023-03-17T13:18:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-211mr-asic-successful-as-court-upholds-decision-to-penalise-and-disqualify-former-director-james-cruickshank/ 2022-11-17T12:55:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-212mr-former-financial-adviser-banned-following-conviction-for-dishonesty-offences/ 2023-03-17T13:18:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-213mr-asic-s-surveillance-of-internal-dispute-resolution-in-superannuation-identifies-concerns/ 2022-08-10T10:58:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-214mr-asic-s-approach-to-breach-reporting-implementation-of-reportable-situations-regime/ 2023-03-17T13:19:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-215mr-asic-releases-research-about-investment-behaviour/ 2022-08-11T10:29:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-216mr-wellness-industry-director-charged-for-making-false-statements/ 2023-03-17T13:19:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-217mr-asic-suspends-afs-licence-of-sterling-freeman-advisory-pty-ltd/ 2023-03-17T13:19:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-218mr-asic-suspends-afs-licence-of-assurance-cover-australia-pty-ltd/ 2023-03-17T13:20:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-219mr-asic-cancels-afs-licence-of-rizzak-capital-pty-ltd/ 2023-03-17T13:20:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-220mr-asic-bans-west-australian-financial-services-director-for-six-years/ 2023-02-03T15:24:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-221mr-wa-director-charged-with-fraudulently-removing-company-property/ 2023-03-17T13:20:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-222mr-asic-clarifies-the-treatment-of-incidental-retail-cover-as-part-of-business-insurance-contracts/ 2023-03-17T13:20:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-223mr-asic-secures-over-102-million-in-remediation-for-freedom-insurance-customers-with-more-to-come/ 2022-08-17T10:35:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-224mr-former-continental-coal-and-citation-resources-director-peter-landau-pleads-guilty-to-nine-charges/ 2023-12-01T06:02:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-225mr-asic-cancels-afs-licence-of-old-cold-gold/ 2022-08-18T14:46:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-226mr-former-danfx-trade-director-daniel-ali-arrested-and-extradited-from-poland-following-asic-investigation/ 2024-05-27T02:21:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-227mr-asic-s-priorities-for-2022-26/ 2022-09-07T16:11:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-228mr-asic-disqualifies-nsw-director-for-two-years/ 2023-03-17T13:21:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-229mr-victorian-director-disqualified-from-managing-corporations-for-five-years/ 2023-03-17T13:21:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-230mr-former-gold-coast-investment-scheme-promoter-anthony-silver-pleads-guilty-to-fraud/ 2023-10-18T21:58:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-231mr-asic-update-compensation-for-financial-advice-related-misconduct-as-at-30-june-2022/ 2023-02-03T09:58:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-232mr-victorian-director-sentenced-for-making-a-false-statement-to-asic/ 2022-08-24T14:58:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-233mr-asic-statement-on-publication-of-fraa-report/ 2022-08-25T17:03:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-234mr-former-director-mark-mccabe-charged-with-fraud/ 2023-07-17T05:19:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-235mr-federal-court-penalises-mobisuper-and-zib-financial-for-superannuation-advice-breaches/ 2022-08-30T09:14:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-236mr-super-trustees-urged-to-improve-effectiveness-of-target-market-determinations/ 2022-08-31T11:26:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-237mr-asic-cancels-afs-licence-of-australian-property-custodian-holdings-ltd/ 2023-03-17T13:22:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-238mr-colortv-discloses-material-business-risks-and-removes-its-presentation-of-a-non-ifrs-profit-measure-following-asic-review/ 2023-03-17T13:22:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-239mr-asic-warns-brokers-considering-high-risk-offers-to-retail-investors/ 2022-08-31T11:12:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-240mr-grant-thornton-and-auditor-charged-over-2018-audit-of-isignthis/ 2025-09-09T05:44:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-241mr-asic-review-finds-room-for-improvement-remains-with-life-insurance-claims-handling/ 2022-09-02T10:00:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-242mr-former-victorian-company-director-charged-with-fraud-and-breaching-directors-duties/ 2023-04-04T10:14:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-243mr-asic-s-binary-options-ban-extended-until-2031/ 2022-09-05T10:52:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-244mr-asic-bans-director-of-sterling-freeman-advisory-pty-ltd/ 2022-09-06T14:11:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-245mr-abn-amro-clearing-sydney-pty-ltd-pays-222-000-infringement-notice/ 2024-04-02T23:36:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-246mr-asic-disqualifies-nsw-director-for-one-year/ 2023-03-17T13:26:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-247mr-asic-disqualifies-nsw-director-for-five-years/ 2023-03-17T13:29:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-248mr-former-victorian-director-sentenced-after-making-false-statement-to-asic/ 2023-03-17T13:56:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-249mr-managed-funds-amend-their-marketing-following-asic-surveillance/ 2022-09-08T10:00:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-250mr-asic-remakes-sunsetting-class-order-on-financial-requirements-for-retail-otc-derivative-issuers/ 2023-03-17T13:56:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-251mr-former-bby-head-of-operations-charged-with-obtaining-financial-advantage-by-deception/ 2023-05-26T16:04:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-252mr-asic-places-interim-stop-orders-on-australian-residential-property-fund-and-private-property-trust-no-20/ 2022-10-18T15:08:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-253mr-charges-against-club-culture-director-withdrawn/ 2023-03-17T13:57:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-254mr-court-overturns-20-year-ban-against-james-mawhinney-reinstates-interim-injunctions/ 2025-09-10T04:36:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-255mr-wellness-industry-director-convicted-of-making-false-statement/ 2023-03-17T13:57:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-256mr-dixon-advisory-penalised-7-2-million-for-breaches-of-best-interest-obligations/ 2022-09-19T14:47:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-257mr-former-financial-adviser-pleads-guilty-to-making-unauthorised-client-transactions/ 2022-11-11T16:26:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-258mr-amp-companies-admit-liability-and-fined-14-5-million-for-fees-for-no-service/ 2022-09-20T16:38:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-259mr-epsilon-healthcare-writes-down-value-of-assets-and-hsc-technology-group-improves-business-risk-disclosure/ 2022-09-21T14:54:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-260mr-asic-publishes-updated-and-expanded-remediation-guidance/ 2022-09-27T09:11:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-261mr-asic-helps-insurers-to-respond-to-family-violence/ 2022-09-28T14:52:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-262mr-asic-sues-nuix-and-its-board-for-continuous-disclosure-and-directors-duties-breaches/ 2023-12-17T22:40:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-263mr-asic-signs-consultation-agreement-with-financial-markets-standards-board/ 2024-09-26T00:29:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-264mr-asic-s-conflicted-remuneration-proceedings-against-commonwealth-bank-and-colonial-first-state-dismissed/ 2023-08-01T04:09:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-265mr-asic-consults-on-modifications-to-the-employee-share-schemes-regime/ 2022-09-29T14:45:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-266mr-asic-places-interim-stop-order-on-apil-essential-retail-income-fund/ 2022-10-05T18:23:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-267mr-asic-remakes-business-introduction-services-relief-for-managed-investment-schemes/ 2022-09-30T08:46:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-268mr-licensing-and-professional-registration-activities-2022-update/ 2022-09-30T11:00:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-269mr-craig-gore-sentenced-for-managing-companies-while-disqualified/ 2022-10-04T12:14:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-270mr-asic-sues-latitude-finance-australia-and-harvey-norman-holdings-for-allegedly-misleading-interest-free-advertising/ 2024-10-17T23:41:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-271mr-asic-cancels-afs-licence-of-james-b-cogan/ 2022-10-06T14:59:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-272mr-asic-cancels-afs-licence-of-cmh-financial-group-pty-ltd/ 2022-10-06T15:00:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-273mr-asic-defends-appeal-against-30-million-penalty-imposed-on-mayfair-101-group-companies/ 2023-04-24T10:26:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-274mr-asic-bans-sydney-based-director-for-three-years-over-refusal-or-failure-to-pay-afca-determinations/ 2023-03-17T13:57:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-275mr-totem-wealth-financial-adviser-permanently-banned-from-providing-financial-services/ 2023-03-17T13:58:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-276mr-asic-releases-2021-22-annual-report/ 2022-12-21T12:46:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-277mr-timeshare-company-ultiqa-penalised-900-000-by-federal-court/ 2022-10-17T07:59:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-278mr-asic-places-interim-stop-orders-on-holon-crypto-funds/ 2023-03-17T13:58:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-279mr-credit-broker-trevor-king-charged-with-74-offences/ 2022-12-16T16:41:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-280mr-members-voluntary-liquidator-charged-with-dishonestly-drawing-company-funds/ 2024-03-07T01:03:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-281mr-former-victorian-director-pleads-guilty-to-million-dollar-fraud/ 2023-04-04T10:09:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-282mr-court-finds-austal-and-former-ceo-breached-continuous-disclosure-laws/ 2022-10-18T10:40:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-283mr-asic-reviews-root-cause-analysis-at-six-largest-audit-firms/ 2022-10-19T09:59:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-284mr-asic-places-interim-stop-order-on-westlawn-income-fund/ 2022-11-04T10:43:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-285mr-industry-funding-2021-22-cost-recovery-implementation-statement/ 2022-10-21T11:00:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-286mr-managed-funds-industry-invited-to-provide-feedback-on-the-asia-region-funds-passport/ 2022-10-25T10:26:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-287mr-asic-sues-bps-financial-for-alleged-misleading-statements-about-crypto-asset-qoin/ 2024-05-03T07:51:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-288mr-asic-reports-on-practices-in-wholesale-financial-markets/ 2022-10-25T11:00:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-289mr-commsec-and-ausiex-to-pay-penalty-of-over-27-million-for-systemic-compliance-failures/ 2026-01-11T22:30:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-290mr-anz-penalised-25-million-for-misleading-customers-and-failing-to-provide-promised-account-benefits/ 2022-10-26T11:34:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-291mr-asic-disqualifies-nsw-director-for-maximum-five-year-period/ 2023-05-12T11:23:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-292mr-asic-disqualifies-queensland-director-for-two-years/ 2023-05-12T11:23:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-293mr-asic-appeals-commonwealth-bank-and-colonial-first-state-conflicted-remuneration-decision/ 2023-08-21T07:52:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-294mr-asic-acts-against-greenwashing-by-energy-company/ 2022-10-27T08:01:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-295mr-breach-reporting-asic-publishes-insights-from-the-reportable-situations-regime/ 2022-10-27T09:59:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-296mr-asic-reports-on-audit-inspection-findings-for-12-months-to-30-june-2022/ 2023-03-17T14:01:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-297mr-joint-application-to-appoint-special-purpose-liquidators-to-youpla-group/ 2025-12-17T02:50:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-298mr-asic-disqualifies-former-victorian-director-for-five-years/ 2022-10-28T14:06:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-299mr-charges-withdrawn-against-former-legacy-iron-ore-company-accountant/ 2022-10-31T13:51:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-300mr-asic-welcomes-industry-consultation-on-market-resilience/ 2023-03-17T14:02:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-301mr-former-responsible-manager-of-sirius-financial-markets-handed-eight-year-ban/ 2026-03-23T23:26:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-302mr-asic-announces-enforcement-priorities-for-2023/ 2023-04-19T16:02:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-303mr-financial-adviser-registration-delayed/ 2023-03-17T14:03:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-304mr-court-finds-nab-engaged-in-unconscionable-conduct-over-account-fees/ 2023-11-27T23:38:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-305mr-asic-s-top-10-ways-to-spot-a-crypto-scam/ 2023-06-25T05:42:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-306mr-asic-cancels-afs-licence-of-woodsdale-corporation-pty-ltd/ 2023-03-17T14:04:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-307mr-former-courtenay-house-director-pleads-guilty-to-conducting-180-million-ponzi-scheme/ 2024-07-31T23:50:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-308mr-interim-stop-order-on-offers-from-neldner-road-vintners-limited/ 2023-03-17T14:04:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-309mr-asic-places-interim-stop-order-on-offers-from-finnia-income-limited/ 2023-03-17T14:04:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-310mr-asic-disqualifies-pharmacy-wholesaler-director-for-four-years-after-engaging-in-illegal-phoenix-activity/ 2023-05-12T11:21:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-311mr-asic-disqualifies-former-victorian-company-directors/ 2023-05-12T11:21:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-312mr-asic-disqualifies-queensland-lawyer-for-two-years/ 2023-05-12T11:22:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-313mr-husband-and-wife-banned-from-providing-financial-services/ 2023-11-23T05:38:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-314mr-asic-accepts-court-enforceable-undertakings-from-financial-advisory-firm/ 2022-11-14T13:28:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-315mr-unlicensed-cfd-trader-banned-from-providing-financial-services-for-10-years/ 2023-03-17T14:04:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-316mr-asic-suspends-ftx-australia-s-afs-licence/ 2023-03-17T14:05:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-317mr-federal-court-makes-travel-restraint-orders-against-usman-siddiqui/ 2023-03-17T14:05:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-318mr-former-ceo-of-van-eyk-research-sentenced-for-breach-of-directors-duties/ 2023-03-17T14:06:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-319mr-former-tesla-motors-australia-director-pleads-guilty-to-insider-trading/ 2023-03-17T14:06:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-320mr-asic-rba-joint-statement-on-asx-chess-replacement-program/ 2022-11-17T09:39:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-321mr-asic-suspends-afs-licence-of-brenex-investments-pty-ltd/ 2024-10-28T03:18:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-322mr-asic-cancels-afs-licence-of-ruchir-mukund-sayani/ 2024-09-20T00:36:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-323mr-interim-stop-orders-placed-on-mpg-funds-management-limited-s-property-trusts/ 2022-12-12T09:30:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-324mr-asic-sues-block-earner-for-unlicensed-conduct-over-crypto-asset-based-products/ 2023-12-11T05:15:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-325mr-asic-updates-guidance-on-etp-naming-conventions/ 2022-11-24T11:01:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-326mr-asic-places-interim-stop-orders-on-two-perpetual-funds/ 2023-03-17T14:07:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-327mr-asic-grants-fsg-relief-to-certain-authorised-representatives-that-provide-claims-handling-and-settling-services/ 2022-11-28T13:13:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-328mr-asic-acts-against-six-smsf-auditors/ 2023-11-30T21:16:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-329mr-asic-s-proceeding-against-commonwealth-bank-for-misleading-conduct-over-monthly-access-fees-dismissed/ 2023-09-25T03:22:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-330mr-managed-funds-to-improve-marketing-oversight-following-asic-surveillance/ 2022-11-30T10:52:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-331mr-asic-consults-on-sunsetting-class-orders-on-takeovers-compulsory-acquisitions-and-relevant-interests/ 2022-11-30T13:25:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-332mr-asic-calls-for-greater-focus-on-material-business-risk-disclosure-in-annual-reports/ 2022-11-30T14:56:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-333mr-asic-highlights-focus-areas-for-31-december-2022-reporting/ 2022-12-01T17:47:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-334mr-interim-stop-order-placed-on-offers-from-aps-savings-limited/ 2022-12-19T15:16:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-335mr-interim-stop-orders-placed-on-three-funds-from-australian-fiduciaries-limited/ 2022-12-20T16:31:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-336mr-asic-issues-infringement-notices-against-investment-manager-for-greenwashing/ 2022-12-02T11:13:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-337mr-federal-court-upholds-asic-s-appeal-on-john-gilliland/ 2024-03-28T03:19:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-338mr-asic-takes-civil-penalty-action-against-american-express-australia-in-first-court-case-alleging-breaches-of-design-and-distribution-obligations/ 2024-07-10T01:45:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-339mr-victorian-director-disqualified-from-managing-corporations-for-five-years/ 2023-05-12T11:21:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-340mr-asic-suspends-afs-licence-of-quantum-funds-management-limited/ 2023-10-05T02:05:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-341mr-asic-cancels-afs-licence-of-afsl-group-pty-ltd/ 2022-12-06T14:03:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-342mr-former-financial-advisor-ashley-grant-howard-convicted-for-fraud/ 2022-12-07T08:43:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-343mr-asic-issues-action-in-federal-court-against-provide-capital-alleging-failure-to-produce-documents-without-reasonable-excuse/ 2023-07-03T04:34:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-344mr-asic-commences-proceedings-against-onepath-life-alleging-utmost-good-faith-breach/ 2023-04-05T10:47:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-345mr-asic-updates-guidance-on-smsf-advice/ 2022-12-08T12:02:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-346mr-asic-sues-mcpherson-s-and-its-former-ceo-alleging-continuous-disclosure-and-directors-duties-breaches-misleading-statements/ 2025-06-26T23:53:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-347mr-superannuation-trustees-on-notice-to-uplift-complaints-handling/ 2023-03-17T14:10:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-348mr-asic-calls-on-life-insurers-to-review-claims-payment-systems/ 2022-12-12T08:57:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-349mr-asic-enforcement-and-regulatory-update-july-to-september-2022/ 2022-12-12T09:59:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-350mr-former-statewide-super-executives-charged-with-dishonesty-offences/ 2025-10-17T05:30:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-351mr-asic-launches-proceedings-against-11-current-and-former-star-entertainment-directors-and-officers/ 2026-02-26T23:18:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-352mr-asic-intervention-improves-small-amount-lenders-target-market-determinations/ 2022-12-13T12:58:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-353mr-interior-design-director-sentenced-for-falsifying-financial-records/ 2022-12-14T11:00:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-354mr-benjamin-heath-cooper-sentenced-for-conspiring-to-manipulate-quantum-shares/ 2022-12-14T11:58:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-355mr-former-perth-financial-adviser-imprisoned-for-superannuation-fraud/ 2022-12-14T14:47:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-356mr-former-courtenay-house-contractor-pleads-guilty/ 2024-08-29T22:34:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-357mr-asic-rba-further-regulatory-response-regarding-the-asx-chess-replacement-program/ 2022-12-15T08:30:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-358mr-asic-bans-trading-life-services-and-former-director-gabriel-yakob-from-providing-financial-services/ 2023-02-06T11:38:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-359mr-finder-wallet-sued-for-alleged-unlicensed-conduct-and-inadequate-risk-disclosure-over-finder-earn-product/ 2023-10-05T04:22:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-360mr-asic-successful-in-high-court-against-bhf-solutions-and-cigno/ 2022-12-15T14:51:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-361mr-asic-takes-further-civil-penalty-action-for-breaches-of-design-and-distribution-obligations/ 2024-05-09T04:54:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-362mr-samuel-tessa-found-guilty-of-obtaining-property-and-financial-advantage-by-deception/ 2023-03-17T11:32:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-363mr-melbourne-woman-sentenced-after-stealing-millions-from-superannuation-and-share-trading-accounts/ 2023-06-25T05:15:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-364mr-asic-cancels-afs-licence-of-vig-asset-management-pty-ltd/ 2022-12-16T14:54:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-365mr-asic-cancels-or-suspends-twenty-one-australian-credit-licenses/ 2022-12-16T15:03:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-366mr-asic-bans-two-gold-coast-based-financial-service-providers-and-cancels-the-afs-licence-of-national-advice-solutions/ 2022-12-16T15:19:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-367mr-west-australian-man-arrested-charged-with-insider-trading-offences/ 2024-01-10T13:06:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-368mr-asic-amends-relief-for-litigation-funding-arrangements/ 2022-12-19T15:20:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-369mr-criminal-proceedings-against-cba-dismissed-due-to-limitation-period/ 2022-12-20T08:42:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-370mr-asic-provides-legislative-relief-to-facilitate-employee-share-schemes/ 2022-12-20T10:01:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-371mr-federal-court-makes-findings-against-social-media-finfluencer-tyson-scholz/ 2023-02-08T17:15:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-372mr-asic-seeks-to-preserve-property-of-former-youpla-group-director/ 2025-05-28T06:15:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-373mr-court-finds-a-m-group-liable-for-misleading-or-deceptive-conduct-and-undue-harassment-or-coercion-imposes-650-000-penalty/ 2022-12-21T09:12:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-374mr-former-continental-coal-director-ashley-paul-d-sylva-pleads-guilty-to-directors-duties-charge/ 2023-03-17T14:11:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-375mr-asic-permanently-bans-andrew-kim-for-dishonest-conduct-while-working-at-funds-manager-eight-investment-partners/ 2022-12-22T11:45:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-376mr-aat-reduces-asic-s-banning-of-melbourne-based-financial-adviser/ 2022-12-22T14:09:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-377mr-aat-overturns-banning-against-spaceship-capital-director-and-responsible-manager/ 2022-12-22T13:27:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-378mr-insider-trading-charges-against-vaughan-bowen-discharged/ 2022-12-23T10:43:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2022-releases/22-379mr-asic-issues-infringement-notice-against-superannuation-trustee-for-greenwashing/ 2022-12-23T12:09:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-001mr-asic-issues-infringement-notices-to-energy-company-for-greenwashing/ 2023-01-05T10:15:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-002mr-interim-stop-order-placed-on-the-pivotal-diversified-fund/ 2023-03-17T14:17:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-003mr-aat-upholds-olive-financial-markets-afs-licence-cancellation/ 2023-03-29T17:02:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-004mr-australian-mines-fined-450-000-for-breaching-continuous-disclosure-obligations/ 2023-03-29T17:02:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-005mr-former-adelaide-financial-adviser-sentenced-after-falsifying-company-books/ 2023-01-16T10:25:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-006mr-commissioner-sean-hughes-to-depart-asic/ 2023-01-17T08:45:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-007mr-asic-reports-on-small-business-restructuring/ 2024-06-04T02:10:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-008mr-midway-limited-pays-33-000-infringement-notice-penalty-for-alleged-continuous-disclosure-breach/ 2023-04-04T14:01:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-009mr-home-finance-companies-and-directors-to-pay-150-000-for-failing-to-cooperate-with-afca/ 2023-03-29T16:59:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-010mr-former-melbourne-financial-planner-bradley-grimm-pleads-guilty-to-dishonest-conduct/ 2024-08-09T03:12:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-011mr-gold-coast-director-banned-from-providing-financial-services-for-four-years/ 2023-01-30T13:54:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-012mr-asic-cancels-registration-of-374-smsf-auditors/ 2023-05-12T11:17:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-013mr-asic-disqualifies-director-from-managing-corporations-for-five-years-after-engaging-in-illegal-phoenix-activity/ 2023-05-12T11:17:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-014mr-victorian-director-disqualified-from-managing-corporations-for-three-years/ 2023-05-12T11:18:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-015mr-former-perth-adviser-sentenced-for-making-unauthorised-client-transactions/ 2023-02-03T09:45:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-016mr-wilsons-advisory-and-stockbroking-ltd-acn-010-529-665-pays-548-328-infringement-notice/ 2023-04-04T13:55:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-017mr-don-george-evans-sentenced-for-conspiring-to-manipulate-quantum-shares/ 2023-02-07T09:50:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-018mr-asic-calls-for-improved-material-business-risk-disclosure-in-annual-reports/ 2023-05-12T11:16:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-019mr-asic-cancels-licence-of-family-wealth-strategy-pty-ltd/ 2023-02-10T13:07:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-020mr-former-legacy-iron-ore-managing-director-sentenced-for-stealing/ 2023-02-13T10:20:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-021mr-credit-broker-sentenced-for-fraud-offences/ 2023-02-13T10:33:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-022mr-former-financial-adviser-rahul-goel-permanently-banned/ 2023-09-08T06:59:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-023mr-asic-permanently-bans-former-nsw-based-adviser/ 2024-05-14T04:38:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-024mr-asic-publishes-framework-to-help-deliver-positive-financial-outcomes-for-first-nations-people/ 2024-06-04T02:09:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-025mr-former-ceo-of-big-un-limited-charged-with-insider-trading/ 2026-02-04T01:39:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-026mr-asic-to-expand-enforcement-focus-areas-in-the-coming-year/ 2024-06-04T02:09:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-027mr-asic-cancels-afs-licence-of-strathnaver-capital-pty-ltd/ 2023-02-15T13:57:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-028mr-repayment-calculator-leads-to-infringement-notices-against-credit-company/ 2023-02-17T08:00:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-029mr-federal-court-sanctions-getswift-with-record-continuous-disclosure-penalty/ 2023-03-29T16:53:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-030mr-asic-will-allow-smsf-auditors-competency-standards-class-order-to-sunset/ 2023-02-17T12:03:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-031mr-asic-places-interim-stop-order-on-credit-for-rent-product/ 2023-02-28T13:45:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-032mr-joshua-fuoco-convicted-of-managing-a-company-while-disqualified/ 2023-02-24T21:23:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-033mr-asic-prosecutes-fifteen-companies-for-failing-to-lodge-financial-reports/ 2023-02-20T14:55:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-034mr-national-advice-solutions-convicted-of-hawking-in-relation-to-superannuation-roll-over-calls/ 2023-02-21T15:27:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-035mr-further-asic-regulatory-response-on-chess-replacement-and-asx-s-program-capabilities/ 2023-02-22T08:42:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-036mr-asic-brings-criminal-charges-against-third-individual-in-relation-to-courtenay-house/ 2024-05-30T04:10:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-037mr-clearloans-penalised-6-million-for-financial-hardship-misconduct-and-other-credit-act-breaches-during-covid-19/ 2023-03-29T16:52:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-038mr-asic-sues-racq-over-alleged-pricing-discount-failures-urges-industry-to-improve-pricing-practices/ 2023-11-23T05:07:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-039mr-asic-prosecutes-81-individuals-for-failing-to-assist-registered-liquidators/ 2023-05-12T11:15:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-040mr-former-queensland-ceo-pleads-guilty-to-dishonest-conduct/ 2023-02-24T13:15:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-041mr-asic-bans-unlicensed-individual-from-financial-services-for-eight-years/ 2023-02-24T14:00:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-042mr-asic-sues-former-freedom-foods-group-and-its-former-ceo-and-cfo-alleging-disclosure-failures-and-breaches-of-director-and-officer-duties/ 2025-03-20T03:20:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-043mr-asic-launches-first-court-proceedings-alleging-greenwashing/ 2023-12-08T02:37:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-044mr-star-provides-150-million-for-fines-and-penalties-after-asic-raises-concerns/ 2023-10-11T23:04:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-045mr-asic-sues-terracom-limited-its-managing-director-chief-commercial-officer-former-chair-and-a-former-director/ 2025-08-25T04:23:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-046mr-asic-publishes-report-on-good-practices-for-handling-whistleblower-disclosures/ 2024-06-04T02:07:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-047mr-asic-permanently-bans-property-fundraiser-following-fraud-convictions/ 2023-03-02T12:19:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-048mr-asic-consults-on-sunsetting-class-orders-about-financial-requirements/ 2024-06-04T02:07:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-049mr-southern-cross-media-removes-non-ifrs-profit-measure-following-asic-review/ 2023-10-11T23:04:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-050mr-former-ceo-and-cfo-of-benjamin-hornigold-limited-charged-with-dishonest-breach-of-duties-and-misleading-the-asx/ 2026-02-04T01:57:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-051mr-asic-permanently-bans-former-insurance-broker/ 2023-03-06T14:35:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-052mr-idp-education-adjusts-contingent-liability-disclosure-following-asic-review/ 2023-10-11T23:06:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-053mr-emeco-writes-down-value-of-a-trade-receivable-and-improves-business-risk-disclosure/ 2023-05-12T11:11:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-054mr-n1-holdings-restates-revenue-and-improves-business-risk-disclosure-following-asic-review/ 2023-05-12T11:10:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-055mr-asic-commences-court-proceedings-against-green-county-and-others-over-alleged-unlicensed-credit-activity/ 2024-09-22T22:02:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-056mr-asic-places-interim-stop-orders-on-tmd-and-pds-for-a-securities-lending-product/ 2023-06-30T04:04:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-057mr-final-asic-update-compensation-for-financial-advice-related-misconduct-as-at-31-december-2022/ 2023-03-31T12:35:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-058mr-asic-continues-its-focus-on-improved-material-business-risk-disclosure-in-annual-reports/ 2023-05-12T11:08:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-059mr-anz-penalised-10-million-over-non-compliant-home-loan-introducer-program/ 2023-03-29T16:26:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-060mr-asic-suspends-afs-licence-of-lendfin-private-pty-ltd/ 2024-10-16T02:26:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-061mr-asic-cancels-afs-licence-of-capital-capital-pty-ltd/ 2023-03-13T09:30:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-062mr-afs-licence-suspension-of-sydney-financial-service-provider-ends-following-compliance-with-obligations/ 2023-03-15T10:39:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-063mr-asic-suspends-global-pacific-solutions-group-afs-licence/ 2023-03-15T10:39:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-064mr-asic-bans-queensland-based-adviser-from-providing-financial-services-for-three-years/ 2023-03-15T10:39:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-065mr-liquidator-disciplinary-committee-cancels-registration-of-cameron-lindsay-duncan/ 2023-05-12T11:07:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-066mr-adslot-writes-down-goodwill-following-asic-review/ 2023-05-12T11:07:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-067mr-former-financial-adviser-permanently-banned-from-providing-financial-services-for-falsifying-financial-adviser-exam-results/ 2024-07-03T01:30:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-068mr-asic-issues-interim-stop-orders-on-three-bt-advance-asset-management-funds/ 2023-04-06T10:16:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-069mr-former-financial-services-director-mark-mccabe-charged-with-eight-counts-of-fraud/ 2023-08-21T02:01:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-070mr-asic-grants-conditional-relief-to-facilitate-reissue-of-certain-life-insurance-policies/ 2023-04-04T13:46:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-071mr-former-tesla-motors-australia-director-sentenced-for-insider-trading/ 2023-03-21T07:28:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-072mr-asic-consults-on-sunsetting-class-orders-on-changing-responsible-entities-and-equal-treatment/ 2024-06-04T02:05:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-073mr-asic-disqualifies-former-construction-industry-director-for-five-years-after-engaging-in-illegal-phoenix-activity/ 2024-10-25T06:06:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-074mr-asic-disqualifies-new-south-wales-director-for-five-years/ 2023-05-12T11:06:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-075mr-former-director-of-reiwa-capital-charged-with-dishonest-conduct/ 2024-12-11T03:20:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-076mr-superannuation-trustees-urged-to-improve-insurance-outcomes-for-members/ 2024-06-04T02:04:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-077mr-asic-cancels-afs-licence-of-acvm-pty-ltd/ 2023-03-22T14:18:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-078mr-asic-suspends-afs-licence-of-cartesian-corporate-finance-limited/ 2023-08-30T20:36:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-079mr-alliance-insurance-broking-services-director-charged-with-breach-of-duties-and-dishonest-conduct-involving-client-monies/ 2026-01-30T04:24:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-080mr-tasman-resources-and-eden-innovations-writes-down-intellectual-property-assets-following-asic-review/ 2023-05-12T11:05:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-081mr-fong-financial-planners-pleads-guilty-to-dishonest-conduct/ 2023-05-19T17:06:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-082mr-asic-consults-on-remaking-sunsetting-class-orders-on-idps-and-idps-like-schemes/ 2024-06-04T02:04:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-083mr-alt-financial-group-ltd-convicted-and-fined-123-000-for-failing-to-lodge-financial-reports/ 2023-03-29T13:40:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-084mr-asic-bans-gold-coast-adviser-stay-application-refused/ 2024-03-27T00:03:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-085mr-asic-and-iosco-report-on-combatting-retail-market-misconduct/ 2024-06-04T02:03:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-086mr-samuel-tessa-sentenced-for-obtaining-property-and-financial-advantage-by-deception/ 2024-10-02T04:19:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-087mr-charges-against-david-mark-anderson-withdrawn/ 2023-04-03T12:44:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-088mr-asic-sues-auto-general-insurance-company-for-alleged-unfair-contract-terms-in-insurance/ 2024-03-06T02:55:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-089mr-federal-court-finds-current-and-former-officers-of-linchpin-and-endeavour-breached-duties/ 2023-04-04T13:40:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-090mr-asic-cancels-afs-licence-of-starfish-financial-services-pty-ltd/ 2024-02-14T04:02:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-091mr-binance-australia-derivatives-afs-licence-cancelled/ 2023-04-27T16:30:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-092mr-cvc-limited-makes-changes-to-tmd-following-asic-stop-order/ 2023-04-11T15:03:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-093mr-super-trustees-told-to-focus-more-on-their-members-in-communications-about-performance-test-failure/ 2024-06-04T02:02:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-094mr-asic-continues-to-act-against-smsf-auditors/ 2024-02-01T22:25:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-095mr-former-financial-adviser-kristofer-ridgway-permanently-banned/ 2023-04-18T16:27:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-096mr-permanent-injunctions-ordered-against-social-media-finfluencer-tyson-scholz/ 2024-02-12T03:52:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-097mr-atomos-limited-derecognises-trade-receivables-and-deferred-revenue/ 2023-05-12T11:03:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-098mr-former-gold-coast-property-scheme-promoter-anthony-silver-sentenced-to-eight-and-a-half-years-imprisonment/ 2023-05-31T17:25:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-099mr-asic-bans-gold-coast-director-for-eight-years-for-promoting-illegal-early-release-of-super/ 2023-04-17T14:10:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-100mr-cairns-pawnbroker-and-banned-employee-charged-with-unlicenced-credit/ 2025-04-29T02:11:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-101mr-asic-calls-for-improved-approaches-to-scams-as-major-bank-customers-report-over-550-million-in-scam-losses/ 2024-06-04T02:01:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-102mr-former-melbourne-director-sentenced-to-six-months-imprisonment-for-fraud/ 2023-04-20T12:26:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-103mr-roadships-companies-and-director-found-not-guilty-of-criminal-offences/ 2023-04-20T14:02:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-104mr-michael-dunjey-s-ascent-investment-and-coaching-pty-ltd-ordered-into-liquidation/ 2026-03-30T21:59:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-105mr-former-queensland-financial-adviser-brett-gordon-sentenced-to-six-years-imprisonment/ 2023-05-09T15:49:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-106mr-asic-releases-updated-guidance-for-licensees-on-reportable-situations/ 2024-06-04T02:00:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-107mr-asic-cancels-afs-licence-of-assurance-cover-australia-pty-ltd/ 2023-05-09T15:47:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-108mr-skynet-financial-services-financial-adviser-permanently-banned-from-providing-financial-services/ 2023-04-28T10:18:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-109mr-asic-suspends-afs-licence-of-mutual-care-pty-ltd/ 2023-05-01T10:00:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-110mr-asic-issues-infringement-notice-to-superannuation-fund-promoter-for-greenwashing/ 2023-05-09T15:47:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-111mr-asic-disqualifies-victorian-director-for-three-years/ 2023-05-09T15:47:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-112mr-asic-disqualifies-restaurants-director/ 2023-05-04T16:06:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-113mr-asic-disqualifies-queensland-director-for-three-years/ 2023-05-09T15:46:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-114mr-ord-minnett-limited-ltd-acn-002-733-048-pays-888-000-infringement-notice/ 2023-05-09T15:38:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-115mr-asic-calls-on-investment-product-issuers-to-lift-their-game-on-design-and-distribution-obligations/ 2024-06-04T01:59:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-116mr-gabriel-govinda-sentenced-to-two-and-a-half-years-imprisonment-and-fined-for-market-manipulation-and-finfluencer-conduct/ 2023-05-04T16:05:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-117mr-asic-updates-the-implementation-timeframe-for-the-internal-dispute-resolution-data-reporting-framework/ 2024-06-04T01:59:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-118mr-former-courtenay-house-contractor-sentenced/ 2023-05-09T15:33:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-119mr-asic-cancels-afs-licence-of-capital-investment-partners-pty-ltd/ 2023-05-16T10:32:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-120mr-asic-cancels-afs-licence-of-dgr-bloodstock-services-pty-ltd/ 2023-05-16T10:32:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-121mr-update-on-asic-s-recent-greenwashing-actions/ 2024-06-04T01:59:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-122mr-asic-sharpens-focus-on-credit-and-debt-management/ 2024-06-04T01:58:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-123mr-asic-sues-hcf-life-for-alleged-unfair-and-misleading-contract-terms-in-insurance/ 2025-02-24T04:09:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-124mr-vaughan-bowen-indicted-on-insider-trading-charges/ 2023-11-06T04:28:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-125mr-former-australian-mines-managing-director-fined-70-000-disqualified-for-two-years/ 2023-05-16T10:24:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-126mr-asic-sues-money3-loans-for-responsible-lending-breaches/ 2025-03-17T03:11:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-127mr-saxo-capital-markets-amends-tmds-following-asic-stop-orders/ 2023-05-18T14:30:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-128mr-mlc-life-insurance-penalised-10-million-for-misleading-customers-and-failing-to-provide-benefits/ 2023-05-29T09:08:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-129mr-court-penalises-amp-24-million-for-charging-deceased-customers/ 2023-05-19T12:15:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-130mr-linda-marissen-charged-with-assisting-chris-marco-s-alleged-fraud/ 2025-09-05T01:38:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-131mr-asic-bans-former-fund-manager-for-naked-short-selling/ 2023-05-22T10:30:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-132mr-former-continental-coal-director-ashley-paul-d-sylva-sentenced/ 2023-05-23T10:30:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-133mr-asic-suspends-afs-licence-of-huntley-management-limited/ 2023-08-07T04:29:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-134mr-asic-cancels-afs-licence-of-centurion-custodian-funds-management-ltd-stay-application-refused/ 2023-07-20T01:06:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-135mr-former-managing-director-holly-grofski-convicted-of-criminal-charges/ 2023-05-26T13:45:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-136mr-former-listed-company-director-charged-with-failing-to-disclose-interests-and-providing-false-information-to-asx/ 2024-10-21T01:14:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-137mr-asic-disqualifies-property-development-director-for-five-years/ 2023-06-01T14:28:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-138mr-asic-disqualifies-victorian-director-for-three-years/ 2023-06-01T14:28:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-139mr-layaway-penalised-375-000-for-providing-high-cost-credit-and-unlicensed-credit-activity/ 2024-03-03T23:58:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-140mr-asic-halts-offer-of-spaceship-super-and-spaceship-voyager-funds/ 2023-07-10T02:23:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-141mr-asic-issues-first-ddo-stop-order-for-failure-to-take-reasonable-steps-in-cfd-distribution/ 2023-08-16T02:09:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-142mr-asic-issued-interim-stop-order-on-humm-following-buy-now-pay-later-review/ 2023-06-02T12:57:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-143mr-former-berndale-directors-charged-over-dishonest-conduct-misuse-of-company-funds/ 2026-03-02T02:44:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-144mr-epayments-code-subscribers-to-comply-with-updated-code-from-today/ 2024-06-04T01:58:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-145mr-asic-acknowledges-asx-s-release-of-the-chess-special-report-and-audit-report/ 2023-06-05T10:44:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-146mr-director-duties-charge-proved-and-dismissed-against-former-victorian-director/ 2023-06-05T12:45:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-147mr-asic-suspends-afs-licence-of-lantern-re-ltd/ 2025-12-02T05:52:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-148mr-gold-coast-property-developer-charged-with-fraud/ 2025-03-18T00:35:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-149mr-asic-highlights-focus-areas-for-30-june-2023-reporting/ 2024-06-04T01:57:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-150mr-asic-cancels-registration-of-a-further-29-smsf-auditors/ 2023-06-06T11:01:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-151mr-asic-bans-two-queensland-property-investment-directors/ 2023-06-06T12:18:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-152mr-asic-bans-financial-adviser-for-five-years-stay-application-refused/ 2024-06-07T04:22:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-153mr-ashley-arandez-charged-with-dishonest-conduct-and-dealing-with-proceeds-of-crime/ 2026-04-01T02:16:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-154mr-asic-consults-on-remaking-sunsetting-class-orders-on-unit-pricing-discretions-for-managed-investment-schemes/ 2024-06-04T01:56:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-155mr-federal-court-winds-up-mks-property-and-restrains-director/ 2023-06-08T13:06:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-156mr-former-bby-head-of-operations-sentenced/ 2023-06-09T09:19:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-157mr-former-credit-broker-permanently-banned-following-fraud-convictions/ 2023-06-09T14:34:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-158mr-asic-bans-director-from-providing-financial-services-for-eight-years/ 2024-10-20T00:13:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-159mr-asic-grants-relief-to-insurers-from-certain-transaction-confirmation-requirements/ 2023-06-09T14:45:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-160mr-asic-invites-australian-entities-to-assess-their-cyber-resilience/ 2024-06-04T01:56:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-161mr-former-cfo-of-big-un-limited-charged-with-insider-trading/ 2026-04-01T01:37:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-162mr-asic-cancels-afs-licence-of-apbg-capital-pty-ltd/ 2023-06-15T11:22:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-163mr-asic-obtains-travel-restraint-orders-against-kristofer-ridgway/ 2023-12-21T04:26:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-165mr-morrison-securities-pty-ltd-acn-001-430-342-pays-333-000-infringement-notice/ 2023-06-22T11:58:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-164mr-asic-accepts-court-enforceable-undertaking-from-brisbane-financial-adviser/ 2023-06-22T11:07:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-166mr-asic-disqualifies-victorian-director-for-two-years/ 2023-06-22T13:09:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-167mr-asic-disqualifies-nsw-director-for-three-and-a-half-years/ 2023-06-22T13:11:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-168mr-asic-annual-forum-moves-to-melbourne-registrations-open/ 2023-06-22T14:13:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-169mr-general-insurers-to-repay-consumers-815-million-for-broken-pricing-promises/ 2023-06-23T07:07:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-170mr-accountant-charged-with-falsifying-signatures-on-audit-documents/ 2024-07-21T23:33:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-171mr-asic-calls-on-super-trustees-to-appropriately-deal-with-member-money-when-it-is-first-received/ 2023-06-26T02:31:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-172mr-former-financial-adviser-permanently-banned-from-credit-and-financial-services-industries/ 2023-06-26T03:31:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-173mr-industry-funding-2022-23-cost-recovery-implementation-statement/ 2024-06-04T01:54:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-174mr-asic-issues-38-ddo-stop-orders-for-pet-insurance-products/ 2023-06-30T02:06:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-175mr-asic-warns-super-trustees-to-boost-efforts-to-consolidate-duplicate-member-accounts/ 2023-06-30T06:10:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-176mr-asic-obtains-travel-restraint-against-former-magnolia-capital-director-mitchell-atkins/ 2023-12-21T04:47:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-177mr-former-chair-ceo-and-cfo-of-bruck-textile-technologies-committed-to-stand-trial/ 2025-12-20T02:10:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-178mr-asic-warns-consumers-about-david-zohar-and-companies-associated-with-him/ 2023-07-02T23:17:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-179mr-ial-penalised-40-million-over-pricing-discount-failures/ 2023-06-30T06:36:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-180mr-national-anti-scam-centre-s-first-fusion-cell-to-disrupt-investment-scams/ 2024-06-04T01:53:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-181mr-asic-permanently-bans-david-sutton-and-cancels-mcfaddens-securities-licence/ 2023-10-17T00:15:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-182mr-select-afsl-related-companies-and-managing-director-penalised-a-combined-13-6-million/ 2023-10-23T00:06:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-183mr-asic-acts-to-ensure-better-banking-outcomes-for-indigenous-consumers/ 2024-06-04T01:52:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-184mr-openmarkets-pays-record-4-5-million-penalty-enters-enforceable-undertaking-former-head-of-trading-banned/ 2023-07-06T01:03:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-185mr-asic-disqualifies-queensland-director-for-maximum-five-years-after-engaging-in-illegal-phoenix-activity/ 2023-07-06T01:00:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-186mr-restaurateur-banned-for-four-years/ 2023-07-06T01:02:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-187mr-liquidator-disciplinary-committee-cancels-registration-of-richard-ernst-auricht/ 2023-07-06T04:12:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-188mr-cigno-and-bhf-solutions-found-to-have-engaged-in-unlicensed-conduct/ 2023-07-13T21:30:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-189mr-asic-disqualifies-victorian-director-for-four-years/ 2023-07-17T03:45:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-190mr-asic-disqualifies-nsw-director-for-three-and-a-half-years/ 2023-07-17T03:45:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-191mr-review-finds-super-trustees-need-to-improve-retirement-outcomes-planning/ 2024-06-04T01:51:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-192mr-asic-issues-first-stop-order-for-a-life-insurance-product/ 2023-07-24T00:09:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-193mr-asic-cancels-afs-licence-of-ftx-australia/ 2023-07-19T02:01:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-194mr-apra-and-asic-commence-early-consultation-on-far/ 2024-06-04T01:50:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-195mr-asic-continues-to-act-against-smsf-auditors/ 2025-04-10T02:17:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-196mr-asic-commences-greenwashing-case-against-vanguard-investments-australia/ 2024-03-08T03:06:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-197mr-asic-takes-civil-action-against-sasha-hopkins-for-unlicensed-conduct-and-to-wind-up-a-team-property-group/ 2024-09-16T00:22:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-198mr-asic-appoints-morgan-stanley-to-sell-shares-in-the-market-herald-limited/ 2023-07-27T01:16:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-199mr-asic-cancels-afs-licence-for-nsw-licensee/ 2023-07-28T01:01:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-200mr-asic-imposes-additional-licence-conditions-on-shartru-wealth-management-pty-ltd/ 2023-07-28T01:01:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-201mr-former-investment-manager-brett-paul-trevillian-charged-with-creating-fraudulent-documents/ 2024-10-29T05:52:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-202mr-asic-warns-of-further-action-against-market-misconduct/ 2024-06-04T01:49:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-203mr-former-victorian-cafe-owner-sentenced-to-good-behaviour-bond/ 2023-08-02T04:18:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-204mr-asic-sues-etoro-in-its-first-design-and-distribution-action-to-protect-consumers-from-high-risk-cfd-products/ 2026-01-12T02:41:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-205mr-asic-welcomes-the-establishment-of-an-asx-advisory-group-and-the-appointment-of-alan-cameron-ao-as-independent-chair/ 2023-08-03T00:02:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-206mr-asic-suspends-afs-licence-of-nwq-capital-management-pty-ltd/ 2024-05-01T23:20:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-207mr-former-director-pleads-guilty-to-dishonest-conduct-and-misuse-of-position/ 2023-12-07T22:43:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-208mr-asic-sues-dixon-advisory-superannuation-services-pty-limited-director/ 2024-07-02T01:46:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-209mr-asic-suspends-afs-licence-of-probis-financial-services-pty-ltd/ 2024-02-26T06:14:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-210mr-asic-bans-former-sydney-mortgage-and-finance-broker-for-six-years-and-cancels-actif-s-licence/ 2023-08-08T02:30:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-211mr-asic-extends-transitional-relief-for-foreign-financial-services-providers/ 2023-08-08T04:15:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-212mr-asic-sues-debt-management-firm-solve-my-debt-now-and-its-director/ 2025-04-14T07:13:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-213mr-asic-review-improves-risk-disclosures-for-namoi-cotton-and-fluence-corporation-including-sustainability-related-risks/ 2023-08-10T02:47:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-214mr-asic-consults-on-proposals-to-extend-its-short-term-credit-and-continuing-credit-contracts-product-intervention-orders/ 2024-06-04T01:47:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-215mr-asic-commences-greenwashing-case-against-active-super/ 2024-03-27T01:38:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-216mr-former-wa-director-convicted-for-fraudulently-removing-company-property/ 2023-08-13T22:20:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-217mr-asic-permanently-bans-financial-adviser-and-cancels-licence-of-professional-wealth-management-services/ 2023-08-14T02:20:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-218mr-asic-disqualifies-nsw-director-for-three-years-after-engaging-in-illegal-phoenix-activity/ 2023-08-15T03:00:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-219mr-asic-disqualifies-victorian-director-for-three-years/ 2023-08-22T06:31:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-220mr-asic-proposes-to-extend-design-and-distribution-obligations-instrument/ 2024-06-04T01:47:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-221mr-asic-review-finds-insurers-can-and-should-improve-claims-handling/ 2024-06-04T01:46:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-222mr-full-federal-court-dismisses-asic-appeal-but-clarifies-conflicted-remuneration-provisions/ 2023-08-17T03:43:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-223mr-cryptocurrency-lender-sentenced-for-false-licence-claims/ 2023-08-17T04:14:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-224mr-former-victorian-company-director-sentenced-to-good-behaviour-bond/ 2023-08-18T03:40:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-225mr-federal-court-case-against-liquidator-dismissed/ 2023-08-21T06:32:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-226mr-asic-freezes-assets-of-former-sydney-financial-adviser/ 2025-09-17T00:18:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-227mr-melbourne-man-charged-over-alleged-insider-trading-in-kidman-resources-shares/ 2025-09-15T07:40:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-228mr-asic-alleges-iag-misled-home-insurance-customers-on-pricing-discounts/ 2026-03-04T22:43:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-229mr-asic-welcomes-appointment-of-three-commissioners/ 2023-08-24T23:03:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-230mr-asic-focuses-on-protecting-vulnerable-consumers-and-small-businesses-in-23-24/ 2024-06-04T01:45:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-231mr-asic-suspends-afs-licence-of-navigate-global-payments/ 2023-08-28T02:16:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-232mr-asic-suspends-afs-licence-of-australasian-capital-pty-ltd/ 2024-08-19T04:15:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-233mr-banning-of-queensland-director-for-failing-to-meet-fit-and-proper-person-requirements-stayed-pending-appeal/ 2024-11-03T22:49:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-234mr-court-finds-former-quintis-director-did-not-breach-duties/ 2023-08-29T05:50:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-235mr-as-cost-of-living-pressures-persist-asic-calls-on-lenders-to-support-customers-in-financial-hardship/ 2023-08-29T21:28:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-236mr-asic-rba-issue-joint-letter-of-expectations-to-asx/ 2023-08-30T02:28:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-237mr-asic-launches-proceedings-against-five-youpla-group-directors/ 2026-03-15T22:15:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-238mr-nsw-director-charged-with-five-counts-of-falsifying-company-books/ 2023-10-02T02:48:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-239mr-restaurateur-banned-for-four-years/ 2023-09-01T01:05:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-240mr-asic-disqualifies-vic-director-for-three-and-a-half-years/ 2023-09-01T01:02:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-241mr-asic-halts-offer-of-storehouse-residential-trust/ 2023-10-08T23:53:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-242mr-asic-sues-westpac-for-failing-to-respond-to-hardship-notices/ 2025-06-03T04:31:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-243mr-asic-takes-aim-at-the-distribution-of-otc-derivatives-and-other-high-risk-products-to-retail-clients/ 2024-06-04T01:43:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-244mr-acbf-funeral-plans-penalised-1-2-million-by-federal-court/ 2025-07-23T04:47:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-245mr-charges-against-former-credit-union-ceo-withdrawn/ 2023-09-06T06:37:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-246mr-asic-sues-paypal-australia-for-alleged-unfair-contract-term-with-small-businesses/ 2024-06-24T03:48:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-247mr-asic-issues-new-legislative-instruments-for-financial-resource-requirements-and-platforms/ 2024-06-04T01:42:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-248mr-court-finds-ferratum-australia-charged-prohibited-fees-and-overcharged-customers/ 2024-02-22T04:17:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-249mr-asic-sues-australiansuper-over-multiple-superannuation-accounts/ 2024-10-24T00:52:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-250mr-former-ceo-permanently-banned-following-dishonesty-conviction/ 2023-09-08T00:03:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-251mr-asic-disqualifies-straw-director-for-five-years/ 2023-09-11T02:09:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-252mr-companies-auditors-disciplinary-board-finds-bdo-audit-partner-failed-to-meet-minimum-standards/ 2024-03-01T05:20:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-253mr-asic-consults-on-insolvent-trading-guidance/ 2024-06-04T01:41:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-254mr-asic-remakes-three-sunsetting-class-orders-for-managed-funds/ 2024-06-04T01:42:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-255mr-interactive-brokers-pays-832-500-penalty-for-negligent-and-reckless-conduct/ 2023-09-20T02:44:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-256mr-asic-sues-crypto-exchange-alleging-design-and-distribution-failures/ 2024-07-02T01:48:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-257mr-licensing-and-professional-registration-activities-2023-update/ 2024-06-04T01:40:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-258mr-nab-penalised-2-1-million-for-unconscionable-conduct-over-account-fees/ 2023-09-22T02:47:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-259mr-asic-disqualifies-philip-whiteman-from-managing-corporations-for-maximum-five-years-after-engaging-in-illegal-phoenix-activity/ 2023-09-24T23:43:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-260mr-anz-penalised-15-million-for-misleading-customers-about-available-funds/ 2023-09-26T05:34:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-261mr-fintech-company-pays-penalties-for-crypto-product-representations/ 2023-09-26T23:32:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-262mr-company-auditor-suspended-for-12-months-over-deficient-audits/ 2023-09-27T06:01:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-263mr-asic-remakes-sunsetting-legislative-instruments-on-takeovers-compulsory-acquisitions-and-relevant-interests/ 2024-06-04T01:39:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-264mr-asic-obtains-over-700-000-in-penalties-for-financial-reporting-failures/ 2023-09-28T04:22:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-265mr-apra-and-asic-commence-joint-administration-of-the-new-financial-accountability-regime/ 2024-06-04T01:39:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-266mr-asic-sues-cigno-australia-bsf-solutions-and-their-directors-alleging-unlicensed-credit-activity/ 2023-11-10T06:59:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-267mr-asic-appeals-federal-court-findings-relating-to-representations-made-by-acbf-funeral-plans/ 2025-07-23T00:39:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-268mr-federal-court-orders-provide-capital-to-produce-documents/ 2024-02-16T00:34:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-269mr-asic-bans-former-insurance-adviser-for-three-years/ 2023-10-04T22:58:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-270mr-shine-justice-improves-disclosure-of-unbilled-disbursements-and-disbursements-funding-interest-following-asic-review/ 2023-10-05T03:20:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-271mr-dean-george-scook-charged-with-stealing/ 2025-10-08T00:30:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-272mr-nsw-director-sentenced-for-falsifying-company-books/ 2023-10-09T03:12:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-273mr-former-bby-chief-executive-officer-charged-with-aiding-and-abetting-fraud/ 2026-03-18T03:11:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-274mr-condor-blanco-mines-limited-fined-100-000-for-financial-report-failures/ 2023-10-10T01:28:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-275mr-asic-announces-action-against-11-smsf-auditors/ 2025-04-10T02:23:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-276mr-asic-improves-outcomes-for-australians-in-2022-23/ 2024-06-04T01:38:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-277mr-asic-wins-landmark-continuous-disclosure-case-against-anz/ 2025-03-13T02:45:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-278mr-asic-releases-first-integrated-financial-reporting-and-audit-surveillance-report-for-12-months-to-30-june-2023/ 2024-06-04T01:37:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-279mr-aat-sets-aside-banning-orders-made-against-dominique-grubisa/ 2023-10-18T23:32:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-280mr-asic-bans-former-pwc-partner-from-providing-financial-services-for-eight-years/ 2023-10-20T04:01:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-281mr-asic-suspends-afs-licence-of-celtic-equities-management/ 2025-10-23T03:06:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-282mr-nsw-central-coast-construction-services-directors-disqualified/ 2023-10-24T01:08:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-283mr-court-finds-superannuation-trustee-diversa-did-not-breach-law/ 2023-10-24T04:39:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-284mr-asic-launches-consumer-awareness-campaign-don-t-get-burnt-by-hype/ 2023-10-25T16:59:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-285mr-asic-prosecutes-100-individuals-for-failing-to-assist-registered-liquidators/ 2023-10-27T02:00:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-286mr-federal-court-freezes-funds-and-assets-of-brite-advisors/ 2023-12-07T02:52:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-287mr-charges-laid-against-two-financial-services-companies/ 2024-10-21T01:45:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-288mr-asic-releases-second-publication-on-insights-from-the-reportable-situations-regime/ 2024-06-04T01:36:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-289mr-former-ralan-group-managing-director-pleads-guilty-to-fraud/ 2023-12-13T21:50:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-290mr-asic-s-new-website-takedown-capability-knocks-out-over-2-500-investment-scam-and-phishing-websites/ 2024-06-04T01:36:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-291mr-asic-disqualifies-canberra-property-developer-for-two-years/ 2023-11-02T03:00:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-292mr-link-group-restates-2023-results-following-concerns-raised-by-asic/ 2023-11-02T21:55:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-293mr-licensee-charged-with-failing-to-lodge-annual-financial-reports/ 2024-03-07T07:53:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-294mr-charges-laid-following-asic-s-investigation-into-the-sterling-income-trust/ 2026-03-11T05:23:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-295mr-asic-takes-civil-penalty-action-against-telstra-super-in-australian-first-case/ 2025-06-10T04:32:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-296mr-asic-releases-new-alert-list-highlighting-suspicious-investment-opportunities/ 2024-06-04T01:35:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-297mr-asic-disqualifies-nsw-director-for-maximum-five-years/ 2023-11-08T03:01:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-298mr-asic-oversees-more-than-17-4-million-in-compensation-to-retail-investors-by-otc-derivative-issuers/ 2024-12-17T04:08:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-299mr-hesta-trustee-pays-infringement-notices-for-misleading-marketing/ 2024-02-12T21:38:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-300mr-asic-calls-for-greater-organisational-vigilance-to-combat-cyber-threats/ 2024-06-04T01:34:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-301mr-aat-amends-asic-banning-order-made-against-mark-babbage/ 2023-11-13T04:30:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-302mr-gen-z-more-concerned-about-finances-than-any-generation-in-australia/ 2024-06-04T01:33:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-303mr-asic-targets-misconduct-in-superannuation-sector/ 2024-06-04T01:33:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-304mr-asic-suspends-afs-licence-of-jb-markets/ 2024-01-28T22:34:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-305mr-asic-suspends-afs-licence-of-first-city-corporate-advisory-services/ 2024-06-11T00:46:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-306mr-asic-consults-on-aba-s-proposed-changes-to-the-banking-code/ 2023-11-16T23:01:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-307mr-asic-and-rba-acknowledge-asx-s-chess-solution-design-announcement/ 2023-11-19T22:30:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-308mr-new-commissioners-commence-at-asic/ 2023-11-21T00:33:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-309mr-bondi-beach-company-director-convicted-of-obtaining-a-financial-advantage-by-deception-offences/ 2025-09-26T02:17:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-310mr-asic-announces-2024-enforcement-priorities/ 2024-06-05T00:29:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-311mr-asic-disqualifies-former-magnolia-group-capital-director/ 2023-11-22T00:08:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-312mr-asic-suspends-licence-of-suetonius-wealth-management/ 2023-11-22T02:33:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-313mr-asic-accepts-court-enforceable-undertaking-from-iextend/ 2023-11-22T22:04:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-314mr-mercer-to-pay-12-million-penalty-for-misleading-representations-and-fee-disclosure-failures/ 2023-11-23T03:20:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-315mr-asic-permanently-bans-former-insurance-broker/ 2023-11-23T22:50:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-316mr-asic-acknowledge-asx-s-release-of-the-portfolio-program-and-project-management-special-report-and-audit-report/ 2023-11-26T23:06:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-317mr-customer-advocate-found-not-guilty-of-managing-a-corporation-while-disqualified/ 2023-11-27T03:23:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-318mr-former-bby-employee-charged-with-aiding-and-abetting-bby-s-dishonest-conduct/ 2024-08-06T01:59:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-319mr-fong-financial-planners-sentenced-for-dishonest-conduct/ 2023-11-29T02:05:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-320mr-onepath-custodians-penalised-5-million-for-fees-for-no-service-misconduct/ 2023-11-29T04:42:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-321mr-asic-cancels-afs-license-of-remi-investment-services/ 2023-11-29T23:59:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-322mr-director-charged-with-breach-of-director-duty-offences/ 2025-09-09T02:46:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-323mr-racq-to-pay-10-million-for-pricing-discount-failures/ 2023-12-01T03:18:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-324mr-asic-issues-infringement-notices-to-morningstar-for-statements-regarding-exposure-to-weapon-investments/ 2023-11-30T21:59:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-325mr-director-charged-after-asic-investigation-into-southeast-queensland-property-development-companies/ 2026-02-20T06:04:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-326mr-henry-eng-chye-heng-pleads-guilty-to-market-manipulation/ 2023-12-13T05:06:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-327mr-asic-intervenes-to-protect-retail-investors-from-high-risk-offers-and-business-practices/ 2025-05-21T04:54:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-328mr-instinet-pays-670-500-penalty-over-set-and-forget-compliance-culture/ 2023-12-05T23:04:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-329mr-aat-affirms-asic-s-decision-to-ban-victorian-adviser-pamela-anderson-for-two-years/ 2023-12-06T00:31:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-330mr-financial-services-and-credit-panel-issues-registration-prohibition-order/ 2023-12-08T00:00:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-331mr-asic-disqualifies-food-services-industry-director-for-one-and-a-half-years/ 2023-12-08T01:05:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-332mr-anz-to-pay-900-000-penalty-for-continuous-disclosure-failure/ 2024-05-28T00:28:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-333mr-asic-prohibits-credit-broker-from-engaging-in-credit-activities-and-suspends-credit-licence-of-robin-raju-associates-for-two-years/ 2025-05-07T02:52:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-334mr-former-continental-coal-and-citation-resources-director-peter-landau-sentenced/ 2024-01-08T21:49:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-335mr-financial-services-and-credit-panel-issues-registration-prohibition-order-against-financial-adviser/ 2024-05-07T05:08:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-336mr-asic-bans-former-newcastle-adviser-for-five-years/ 2025-02-03T22:30:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-337mr-former-insurance-broker-cesar-cutro-permanently-banned/ 2023-12-14T01:13:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-338mr-debt-wipeout-business-operator-found-unfit-to-stand-trial/ 2023-12-14T23:10:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-339mr-asic-commences-civil-proceedings-against-adam-blumenthal-and-everblu-capital-undertakes-to-cancel-its-licence/ 2024-03-20T02:39:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-340mr-federal-court-appoints-receivers-to-brite-advisors/ 2023-12-15T03:14:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-341mr-janet-cameron-found-guilty-of-not-disclosing-her-interest-in-bellamy-s-australia/ 2024-02-28T01:15:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-342mr-kristofer-ridgway-charged-with-providing-false-or-misleading-information-to-asic/ 2025-06-24T05:52:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-343mr-asic-highlights-focus-areas-for-31-december-2023-reporting/ 2024-06-04T01:28:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-344mr-asic-issues-infringement-notices-to-northern-trust-asset-management-for-greenwashing/ 2024-02-12T21:38:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-345mr-asic-permanently-bans-hope-island-financial-advisor/ 2023-12-19T02:30:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-346mr-asic-s-annual-corporate-insolvency-statistics-shows-covid-19-impact-on-small-business/ 2024-06-04T01:27:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-347mr-former-registered-liquidator-pleads-guilty-to-dishonest-conduct/ 2024-12-08T19:49:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-348mr-asic-takes-civil-action-against-open4sale-global-ltd-and-two-of-its-directors/ 2025-02-10T04:22:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-349mr-former-director-sentenced-to-4-years-and-4-months-imprisonment/ 2023-12-20T21:30:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-350mr-former-queensland-director-banned-by-asic-for-seven-and-a-half-years/ 2023-12-21T00:19:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-351mr-court-finds-zurich-did-not-breach-duty-of-utmost-good-faith/ 2023-12-21T04:00:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2023-releases/23-352mr-asic-suspends-prospero-markets-afs-licence-and-accepts-undertaking/ 2024-04-02T23:42:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-001mr-asic-extends-product-intervention-orders-for-short-term-credit-and-continuing-credit-contracts/ 2024-01-05T00:04:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-002mr-federal-court-hands-down-390-000-in-directors-duties-penalties/ 2024-06-26T01:48:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-003mr-asic-disqualifies-two-more-canberra-property-developers/ 2024-11-19T09:54:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-004mr-liquidator-disciplinary-committee-imposes-conditions-on-registration-of-steven-naidenov/ 2024-01-17T01:24:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-005mr-me-bank-sentenced-after-pleading-guilty-to-criminal-charges/ 2024-01-19T06:00:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-006mr-penta-capital-to-pay-53-280-over-allegedly-misleading-statements/ 2024-04-08T00:10:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-007mr-asic-cancels-afs-licence/ 2024-01-23T01:00:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-008mr-former-continental-coal-company-secretary-pleads-guilty/ 2024-01-23T23:00:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-009mr-west-australian-man-cameron-waugh-pleads-guilty-to-insider-trading/ 2024-01-24T02:50:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-010mr-asic-seeks-contempt-of-court-orders-against-joshua-david-fuoco/ 2025-07-01T02:44:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-011mr-court-declares-westpac-engaged-in-unconscionable-conduct-for-interest-rate-swap-maximum-penalty-applied/ 2024-03-01T05:32:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-012mr-asic-accepts-court-enforceable-undertaking-from-buy-now-pay-later-provider-elepay/ 2024-10-01T02:44:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-013mr-former-ralan-group-managing-director-sentenced-to-four-years-in-prison/ 2025-06-26T04:08:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-014mr-aryn-hala-charged-with-providing-unlicensed-financial-services/ 2026-03-10T05:25:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-015mr-charges-laid-following-asic-s-investigation-into-suspected-self-managed-super-investment-scam/ 2025-09-10T00:50:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-016mr-asic-announces-action-against-nine-smsf-auditors/ 2025-08-12T01:05:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-017mr-federal-court-orders-brite-advisors-wound-up-on-just-and-equitable-grounds/ 2024-02-07T00:23:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-018mr-asic-halts-offers-of-shield-master-fund/ 2024-12-03T05:05:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-019mr-court-finds-block-earner-needed-financial-services-licence-to-offer-earner-crypto-product/ 2024-06-04T04:53:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-020mr-afsl-held-by-brava-capital-cancelled/ 2024-02-09T03:19:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-021mr-asic-permanently-bans-yanchep-financial-adviser/ 2025-05-28T05:25:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-022mr-former-director-of-reiwa-capital-pleads-guilty-to-using-investor-funds-dishonestly/ 2024-06-02T10:50:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-023mr-new-moneysmart-data-reveals-young-women-more-stressed-than-young-men-about-finances-cost-of-living/ 2024-06-04T01:10:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-024mr-asic-sues-david-paul-hodgson-and-companies-associated-with-the-paladin-group/ 2025-07-21T07:30:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-025mr-asic-cancels-afs-licence-of-valorton-capital-pty-ltd/ 2024-02-19T02:00:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-026mr-asic-calls-on-industry-to-improve-oversight-of-choice-super-performance-and-address-issues/ 2024-06-04T01:11:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-027mr-asic-accepts-court-enforceable-undertaking-from-former-melbourne-financial-adviser/ 2024-02-21T04:12:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-028mr-asic-cancels-afs-licence-of-nextgen-financial-group-pty-ltd/ 2024-02-27T03:45:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-029mr-asic-issues-infringement-notice-to-melbourne-securities-for-greenwashing/ 2024-02-28T01:43:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-030mr-asic-secures-interim-travel-restraint-orders-against-former-blockchain-global-director/ 2024-09-05T23:56:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-031mr-asic-issues-urban-rampage-with-interim-stop-order-over-concerns-of-financial-harm-to-first-nations-consumers/ 2024-05-29T04:25:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-032mr-asic-obtains-bankruptcy-orders-against-social-media-finfluencer-tyson-scholz/ 2024-02-28T23:04:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-033mr-asic-successfully-appeals-acbf-and-youpla-misrepresentations-case/ 2025-07-23T00:42:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-034mr-asic-seeks-orders-to-wind-up-prospero-markets-pty-ltd/ 2024-03-22T00:56:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-035mr-asic-disqualifies-nsw-director-for-maximum-five-years-after-failure-of-seven-companies/ 2024-08-02T04:29:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-036mr-it-s-a-scam-celebrities-are-not-getting-rich-from-online-investment-trading-platforms/ 2024-06-04T01:13:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-037mr-asic-shuts-down-nearly-3-500-scam-websites-steps-up-surveillances-in-push-to-protect-consumers/ 2024-06-04T01:14:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-038mr-asic-succeeds-in-conflicted-remuneration-case-against-financial-advice-licensee/ 2025-12-17T02:38:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-039mr-asx-pays-1-050-000-penalty-for-order-information-transparency-failure/ 2024-03-06T21:59:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-040mr-asic-and-apra-issue-final-rules-and-further-guidance-for-the-financial-accountability-regime/ 2024-06-04T01:15:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-041mr-asic-disqualifies-former-asx-listed-merlin-diamonds-director-joseph-gutnick-for-four-years/ 2024-04-02T01:17:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-042mr-members-voluntary-liquidator-sentenced-for-dishonestly-using-his-position-to-withdraw-company-funds/ 2024-04-09T00:34:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-043mr-asic-acts-against-15-smsf-auditors-performing-in-house-audits/ 2024-05-29T02:39:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-044mr-asic-and-apra-release-a-cross-industry-information-package-on-the-financial-accountability-regime/ 2024-06-04T01:15:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-045mr-federal-court-finds-finder-earn-product-was-not-a-financial-product/ 2024-03-14T02:01:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-046mr-asic-cancels-afs-licence-of-suetonius-wealth-management-pty-limited/ 2024-03-14T22:48:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-047mr-asic-successfully-defends-full-federal-court-appeal-lodged-by-provide-capital/ 2024-06-06T05:02:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-048mr-asic-cancels-afs-licence-of-endeavour-securities-australia-ltd/ 2024-03-18T23:14:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-049mr-former-continental-coal-company-secretary-sentenced/ 2024-03-19T02:56:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-050mr-third-person-pleads-guilty-in-relation-to-courtenay-house-ponzi-scheme/ 2024-08-26T05:15:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-051mr-data-3-announces-change-to-accounting-policy-for-indirect-software-revenue-recognition-following-asic-review/ 2025-09-10T00:48:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-052mr-financial-adviser-and-director-shane-allan-rose-permanently-banned/ 2024-03-20T00:54:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-053mr-holista-colltech-to-pay-1-8-million-penalty-for-breaching-continuous-disclosure-obligations-over-the-sale-of-its-covid-product/ 2024-03-20T02:20:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-054mr-asic-bans-panacea-capital-director-from-providing-financial-services/ 2024-03-21T00:55:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-055mr-managing-director-of-dubber-corporation-restrained-from-leaving-australia/ 2025-09-22T01:20:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-056mr-asic-secures-travel-restraint-orders-against-mansa-group-directors/ 2024-08-29T04:58:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-057mr-federal-court-finds-auto-general-insurance-company-did-not-include-an-unfair-contract-term-in-its-insurance-contracts/ 2024-03-22T03:48:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-058mr-asic-brings-first-action-against-a-director-for-failing-to-have-a-director-identification-number/ 2024-05-06T04:15:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-059mr-cameron-waugh-sentenced-to-two-years-imprisonment-for-insider-trading/ 2024-03-26T22:14:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-060mr-asic-cancels-afs-licence-of-crown-wealth-group/ 2024-03-27T23:00:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-061mr-asic-wins-first-greenwashing-civil-penalty-action-against-vanguard/ 2024-08-13T02:04:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-062mr-janet-cameron-convicted-and-fined-in-hobart-magistrates-court/ 2024-12-18T02:12:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-063mr-federal-court-throws-out-application-to-prevent-asic-investigation/ 2024-04-02T01:18:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-064mr-former-sydney-financial-adviser-charged-with-dishonest-conduct/ 2025-09-17T00:28:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-065mr-asic-cancels-licence-of-menon-associates-pty-ltd/ 2024-04-02T23:05:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-066mr-head-of-audit-at-william-buck-victoria-pays-20-625-penalty-for-audit-rotation-issues/ 2024-04-04T23:07:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-067mr-james-mawhinney-arrested-and-charged-following-asic-criminal-investigation/ 2025-12-09T02:42:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-068mr-asic-appeals-finder-wallet-decision/ 2024-07-15T01:35:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-069mr-aat-reinstates-cameron-lindsay-duncan-s-liquidator-registration-with-conditions/ 2024-04-10T06:30:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-070mr-federal-court-winds-up-retail-otc-derivative-issuer-prospero-markets-pty-ltd/ 2024-04-10T23:48:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-071mr-asic-action-results-in-1-25-million-court-imposed-penalty-against-afsl-licensee-for-hire-firm/ 2025-03-03T04:41:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-072mr-asic-consults-on-misconduct-reporting-guidance-for-external-administrators-and-controllers/ 2024-06-04T01:17:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-073mr-asic-obtains-federal-court-orders-appointing-receivers-over-digital-currency-assets-of-blockchain-mining-companies/ 2025-07-21T08:12:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-074mr-court-finds-sunshine-loans-charged-customers-prohibited-fees/ 2024-12-10T00:17:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-075mr-changes-to-the-executive-leadership-team/ 2024-04-15T02:56:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-076mr-adam-blumenthal-ordered-to-pay-850-000-and-disqualified-for-five-years-for-market-rigging-and-directors-duties-breaches/ 2024-04-17T05:10:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-077mr-asic-insolvency-data-shows-increase-in-companies-failing/ 2024-06-04T01:20:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-078mr-asic-disqualifies-qld-construction-director-for-5-years/ 2024-04-19T00:31:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-079mr-asic-appeals-federal-court-findings-relating-to-unfair-contract-term-in-insurance-contracts-by-auto-general/ 2024-10-28T03:28:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-080mr-macquarie-bank-to-pay-10-million-for-failure-to-properly-monitor-system-for-third-party-fee-withdrawals-from-customer-accounts/ 2024-04-30T01:22:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-081mr-asic-cancels-afs-licence-of-jb-markets/ 2025-10-15T04:40:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-082mr-henry-eng-chye-heng-sentenced-to-18-months-imprisonment-for-misleading-share-trading/ 2024-04-22T04:15:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-083mr-former-victorian-director-charged-with-breaching-his-director-duties-and-making-false-statements-to-asic/ 2024-10-16T04:04:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-084mr-asic-orders-end-to-centrepay-credit-arrangements-in-urban-rampage-stores/ 2025-11-10T22:42:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-085mr-nsw-financial-adviser-adele-baaini-permanently-banned-from-credit-and-financial-services-industries/ 2024-04-26T00:47:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-086mr-southern-steel-group-pty-limited-re-lodges-fy23-financial-report-with-comparatives/ 2024-04-26T03:58:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-087mr-asic-sues-magnis-and-frank-poullas-over-disclosure-failures/ 2026-02-27T01:56:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-088mr-asic-protects-small-business-by-disqualifying-four-directors-for-failures-relating-to-the-management-of-small-proprietary-companies/ 2024-08-02T04:28:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-089mr-financial-services-licensee-sentenced-for-failing-to-lodge-annual-financial-reports/ 2024-05-01T01:49:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-090mr-asic-wins-first-court-outcome-regarding-a-non-cash-payment-facility-involving-crypto-assets/ 2024-06-21T02:37:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-091mr-henry-heng-sentenced-for-failing-to-disclose-interests-as-a-company-director/ 2024-05-03T06:56:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-092mr-asic-issues-warning-over-dodgy-cold-calling-operators-and-online-baiting-tactics/ 2024-06-04T01:22:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-093mr-j-p-morgan-securities-775-000-penalty-for-market-gatekeeper-failure/ 2024-05-08T22:28:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-094mr-asic-calls-on-super-trustees-to-improve-gatekeeping-of-member-savings/ 2024-06-04T01:23:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-095mr-asic-freezes-assets-of-brisbane-financial-advisor/ 2026-03-23T00:17:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-096mr-western-australian-directors-convicted-for-failing-to-have-director-identification-numbers/ 2024-05-09T03:02:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-097mr-brett-paul-trevillian-pleads-guilty-to-making-false-documents/ 2024-10-29T06:00:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-098mr-aat-upholds-permanent-ban-on-former-nsw-based-adviser/ 2024-05-14T00:21:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-099mr-asic-permanently-bans-former-financial-adviser/ 2025-05-19T07:51:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-100mr-asic-cancels-octillion-partners-afs-licence/ 2024-10-08T00:17:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-101mr-asic-announces-30-june-2024-focus-areas-and-expanded-program-to-support-financial-reporting-and-audit-quality/ 2024-06-04T01:24:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-102mr-asic-restricts-three-listed-companies-from-issuing-a-reduced-content-prospectus/ 2024-05-16T04:02:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-103mr-former-bitconnect-promoter-john-bigatton-pleads-guilty/ 2024-07-07T23:54:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-104mr-asic-report-australians-need-better-hardship-support-from-their-lenders/ 2024-06-04T01:24:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-105mr-asic-disqualifies-qld-director-for-maximum-five-years/ 2024-05-20T04:26:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-106mr-asic-cancels-everest-asset-management-s-afs-licence/ 2024-05-21T00:31:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-107mr-lpi-australia-restates-2022-accounts-following-concerns-raised-by-asic/ 2024-05-21T02:02:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-108mr-asic-bans-former-financial-adviser-for-three-years/ 2024-05-22T02:59:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-109mr-asic-issues-ddo-stop-orders-against-trademax-australia/ 2024-07-02T06:44:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-110mr-asic-restricts-energy-world-corporation-ltd-from-issuing-a-reduced-content-prospectus/ 2025-06-11T05:55:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-111mr-asic-wins-federal-court-case-against-cigno-australia-and-bsf-solutions/ 2024-11-18T05:15:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-112mr-danfx-trade-former-director-daniel-ali-jailed-for-fraud/ 2024-05-27T01:06:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-113mr-former-queensland-financial-adviser-brett-gordon-banned-following-fraud-conviction/ 2024-05-28T01:58:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-114mr-asic-disqualifies-nsw-director-for-five-years/ 2024-05-29T04:00:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-115mr-asic-suspends-afs-licence-of-aurora-funds-management-limited/ 2024-10-01T23:37:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-116mr-auditor-and-audit-firm-admit-to-independence-failures/ 2024-05-29T05:32:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-117mr-asic-permanently-bans-melbourne-director-from-financial-services-and-credit-activities/ 2024-05-29T23:39:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-118mr-5-million-australians-have-struggled-to-make-loan-and-debt-repayments-yet-many-not-asking-for-help/ 2024-06-28T01:05:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-119mr-court-relieves-block-earner-from-liability-to-pay-a-penalty-for-offering-unlicensed-crypto-related-product-earner/ 2024-06-04T04:21:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-120mr-asic-issues-ddo-stop-order-against-australian-unity-funds-management/ 2024-06-21T04:25:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-121mr-court-finds-active-super-made-misleading-esg-claims-in-a-greenwashing-action-brought-by-asic/ 2024-12-20T01:12:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-122mr-asic-cancels-afs-licence-of-retail-otc-derivative-issuer-xtrade-au-pty-limited/ 2024-06-27T05:41:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-123mr-asic-cancels-licence-of-aussie-wealth-super-pty-ltd/ 2024-06-06T02:33:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-124mr-asic-suspends-afs-licence-of-responsible-entity-services-limited/ 2025-06-10T03:48:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-125mr-asic-issues-first-crowd-sourced-funding-regime-stop-order/ 2025-07-15T22:39:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-126mr-asic-cancels-licence-of-haywards-audit-pty-ltd/ 2024-06-13T03:00:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-127mr-asic-cancels-afs-licence-of-sug-ou-jeung/ 2024-06-14T04:51:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-128mr-asic-appeals-court-s-decision-to-relieve-block-earner-from-liability-to-pay-a-penalty/ 2025-03-06T07:17:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-129mr-federal-court-freezes-assets-of-shield-master-fund/ 2024-12-03T05:07:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-130mr-mdp-issues-infringement-notice-to-ascot-securities-for-serious-failures/ 2024-07-26T05:17:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-131mr-pkf-admits-to-contraventions-concerning-independent-expert-report-engagements/ 2024-06-20T05:17:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-132mr-court-finds-isignthis-breached-disclosure-laws-and-nickolas-karantzis-breached-his-directors-duties/ 2025-09-11T03:11:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-133mr-asx-listed-company-pays-two-infringement-notices-for-greenwashing-in-market-announcements/ 2024-06-25T00:09:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-134mr-asic-calls-on-market-intermediaries-to-strengthen-supervision-of-business-communications/ 2024-06-26T00:30:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-135mr-federal-court-freezes-assets-of-united-global-capital-and-global-capital-property-fund/ 2024-09-23T01:46:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-136mr-asic-approves-enhanced-banking-code-of-practice/ 2024-06-26T23:22:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-137mr-court-appoints-independent-party-to-verify-payments-made-from-the-shield-master-fund/ 2024-09-10T00:07:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-138mr-asic-cancels-licence-of-guildfords-funds-management-pty-ltd/ 2024-06-28T03:33:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-139mr-asic-bans-guilford-funds-management-director-for-four-years/ 2024-06-28T00:17:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-140mr-asic-suspends-airrails-afs-licence/ 2024-10-02T04:22:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-141mr-defunct-payday-lender-penalised-16-million-over-prohibited-fees-and-deficient-systems/ 2024-06-28T06:32:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-142mr-asic-urges-afs-licensees-to-correct-records-on-the-financial-advisers-register/ 2024-06-30T23:35:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-143mr-super-trustees-urged-to-strengthen-oversight-of-retirement-strategy-implementation/ 2024-10-02T05:21:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-144mr-asic-suspends-afs-licence-of-hlk-group-pty-ltd/ 2025-08-26T04:19:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-145mr-aat-amends-asic-s-permanent-ban-made-against-todd-karamian/ 2025-05-21T04:55:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-146mr-asic-disqualifies-former-financial-and-insurance-services-industry-director-for-five-years/ 2024-07-03T04:01:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-147mr-court-declares-paypal-australia-used-an-unfair-contract-term/ 2024-08-29T04:10:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-148mr-aat-varies-asic-s-ban-of-sydney-financial-adviser/ 2024-07-05T04:49:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-149mr-wa-financial-adviser-dash-vee-permanently-banned-from-financial-services/ 2024-07-08T07:24:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-150mr-asic-cancels-australian-credit-licence-of-accumulus-capital-pty-ltd/ 2024-07-15T02:34:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-151mr-asic-successful-in-first-ddo-case-against-firstmac/ 2025-01-08T01:04:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-152mr-asic-and-apra-issue-final-rules-and-information-for-the-financial-accountability-regime/ 2024-07-11T01:01:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-153mr-big-banks-to-refund-millions-in-fees-to-low-income-customers-following-asic-report/ 2024-07-23T22:08:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-154mr-former-bitconnect-promoter-john-bigatton-convicted-for-providing-unlicenced-financial-advice/ 2024-07-15T04:25:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-155mr-asic-permanently-bans-former-financial-adviser-anass-abdalla/ 2025-02-05T05:05:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-156mr-former-nsw-mortgage-broker-aleksandra-frizzell-permanently-banned-following-fraud-convictions/ 2024-07-18T23:10:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-157mr-asic-bans-former-directors-of-xtrade-au-pty-ltd/ 2024-07-18T07:20:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-158mr-american-express-ordered-to-pay-8-million-penalty-for-failing-to-meet-its-design-and-distribution-obligations/ 2024-07-19T02:45:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-159mr-asic-protects-small-business-quarterly-update-1-april-30-june-2024/ 2024-07-29T06:47:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-160mr-asic-secures-travel-restraint-orders-against-financial-advisor-barry-king/ 2025-06-30T00:23:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-161mr-charges-laid-in-alleged-telegram-pump-and-dump-conspiracy-following-asic-investigation/ 2025-07-21T10:09:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-162mr-australians-can-be-confident-in-the-integrity-of-our-equity-markets-asic-report/ 2024-07-23T21:58:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-163mr-asic-sues-cofco-international-australia-pty-ltd-and-cofco-resources-sa-for-futures-market-manipulation/ 2025-10-07T03:25:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-164mr-asic-suspends-australian-credit-licence-of-john-adicho/ 2025-03-03T04:25:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-165mr-europefx-director-pedro-sasso-banned-for-five-years/ 2026-03-16T00:36:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-166mr-asic-bans-nsw-adviser-from-providing-financial-services-for-five-years-and-cancels-the-afs-licence-held-by-his-business/ 2025-09-15T01:39:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-167mr-melbourne-accountant-stephen-allen-convicted-for-falsifying-signatures-on-audit-documents/ 2024-08-02T00:22:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-168mr-nsw-director-charged-with-dishonestly-causing-a-financial-disadvantage-to-his-company/ 2026-02-13T01:27:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-169mr-dr-roger-munro-unsuccessful-in-criminal-appeal/ 2024-07-30T06:02:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-170mr-asic-bans-united-global-capital-in-administration-director-for-10-years-and-cancels-licence/ 2026-03-05T05:00:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-171mr-asic-disqualifies-sydney-director-dominique-grubisa-from-managing-corporations-for-18-months/ 2025-03-03T04:41:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-172mr-asic-suspends-afs-licence-of-id-funds-management-limited/ 2025-05-21T00:23:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-173mr-asic-s-first-greenwashing-case-results-in-landmark-11-3-million-penalty-for-mercer/ 2024-08-02T03:30:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-174mr-court-orders-noumi-pay-5-million-penalty-for-breaching-continuous-disclosure-obligations/ 2024-10-09T05:53:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-175mr-asic-reports-low-take-up-of-simplified-liquidations-since-2021-reforms/ 2024-08-07T01:31:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-176mr-stop-order-revoked-after-asic-intervention-on-rhinomed-limited-prospectus/ 2024-08-07T03:59:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-177mr-asic-sues-asx-for-alleged-misleading-statements/ 2025-10-14T05:08:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-178mr-asic-disqualifies-vic-director-for-maximum-five-years/ 2024-08-15T05:45:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-179mr-sydney-labour-hire-services-director-disqualified-for-five-years/ 2024-08-15T06:15:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-180mr-online-investment-trading-scams-top-asic-s-website-takedown-action/ 2024-08-19T01:36:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-181mr-asic-cancels-licence-of-libertas-financial-planning/ 2024-09-11T04:27:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-182mr-anti-scam-practices-of-banks-outside-the-four-major-banks/ 2024-08-20T00:21:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-183mr-former-bby-employee-sentenced-for-aiding-and-abetting/ 2024-08-20T01:36:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-184mr-asic-expands-strategic-priorities-for-coming-12-months/ 2024-08-22T03:25:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-185mr-asic-continues-action-on-misleading-claims-to-deter-greenwashing-misconduct/ 2024-08-23T00:39:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-186mr-asic-wins-case-against-kraken-crypto-exchange-operator-for-design-and-distribution-failure/ 2024-11-15T00:04:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-187mr-former-brisbane-financial-adviser-ben-jayaweera-found-guilty-of-fraud-following-a-retrial-in-the-brisbane-district-court/ 2024-08-23T07:31:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-188mr-former-brisbane-financial-adviser-ben-jayaweera-sentenced-to-12-years-imprisonment-for-fraud-at-retrial/ 2026-03-13T00:12:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-189mr-afs-licensee-to-cease-providing-independent-expert-reports-on-corporate-transactions/ 2024-08-28T02:33:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-190mr-clsa-pays-penalty-for-providing-incorrect-regulatory-data/ 2024-08-29T05:37:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-191mr-asic-prosecutes-78-individuals-for-failing-to-assist-registered-liquidators/ 2024-09-02T01:09:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-192mr-asic-s-moneysmart-calls-on-super-funds-to-better-engage-millennials-following-findings-from-industry-roundtable/ 2024-09-01T22:16:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-193mr-former-courtenay-house-director-sentenced-to-11-years-imprisonment/ 2024-11-12T00:44:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-194mr-asic-cancels-afs-licence-of-retail-otc-derivative-issuer-fxopen-au/ 2024-10-04T00:30:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-195mr-asic-wins-against-rent4keeps-for-overcharging-vulnerable-consumers-on-essential-household-goods/ 2026-03-02T05:08:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-196mr-former-melbourne-financial-planner-bradley-grimm-sentenced-to-jail-for-dishonest-conduct/ 2025-02-07T02:59:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-197mr-court-appoints-receivers-and-new-voluntary-administrators-to-keystone-asset-management/ 2025-04-08T01:44:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-198mr-former-director-of-reiwa-capital-sentenced-after-brazenly-using-440-000-of-investor-funds/ 2024-09-27T05:43:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-199mr-asic-to-target-misconduct-in-banking-and-superannuation-sectors/ 2024-09-09T00:53:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-200mr-asic-calls-on-product-issuers-to-review-distribution-practices-for-ddo-compliance/ 2024-09-10T00:00:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-201mr-asic-suspends-afs-licence-of-olritz-financial-group-pty-ltd/ 2025-09-10T00:52:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-202mr-two-interim-stop-orders-placed-on-candy-club/ 2024-10-03T23:57:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-203mr-former-financial-services-director-mark-mccabe-pleads-guilty-to-three-counts-of-fraud/ 2025-04-11T06:24:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-204mr-former-berndale-director-pleads-guilty-to-dishonest-conduct-and-misuse-of-company-funds/ 2025-07-07T05:35:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-205mr-asic-urges-businesses-to-prepare-for-mandatory-climate-reporting/ 2024-09-18T05:12:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-206mr-asic-s-proceedings-against-rest-alleging-misleading-member-representations-are-dismissed/ 2024-09-18T07:33:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-207mr-asic-obtains-urgent-court-orders-against-director-and-companies-providing-investment-opportunities-in-ndis-compatible-property-developments/ 2024-12-18T00:45:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-208mr-asic-receives-new-powers-under-financial-market-infrastructure-reforms/ 2024-09-19T00:00:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-209mr-asic-sues-south-west-sydney-car-dealership-for-alleged-unlicensed-lending/ 2026-02-04T04:58:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-210mr-asic-cancels-licences-of-ultimate-credit-management-pty-ltd-and-worry-free-finance-pty-ltd/ 2024-09-23T23:57:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-211mr-macquarie-bank-fined-a-record-4-995m-for-serious-market-gatekeeper-failure/ 2024-09-24T22:28:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-212mr-former-linchpin-capital-director-appeal-dismissed-by-full-federal-court/ 2024-09-25T00:36:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-213mr-asic-s-vanguard-greenwashing-action-results-in-record-12-9-million-penalty/ 2024-09-25T02:54:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-214mr-asic-disqualifies-nsw-director-for-five-years-following-the-failure-of-six-companies/ 2024-09-30T01:43:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-215mr-asic-announces-action-against-13-smsf-auditors/ 2025-04-10T02:32:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-216mr-asic-issues-ddo-stop-order-against-northern-territory-business-over-concerns-of-financial-harm-to-first-nations-consumers/ 2024-10-16T05:19:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-217mr-dural-accountant-charged-with-making-false-statements-to-asic/ 2026-03-11T01:40:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-218mr-asic-cancels-afs-licence-of-prospero-markets/ 2025-03-18T00:37:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-219mr-full-federal-court-dismisses-anz-appeal-against-asic-case/ 2024-10-02T03:55:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-220mr-supreme-court-orders-isg-financial-to-wind-up-its-registered-managed-investment-schemes/ 2024-10-04T04:49:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-221mr-federal-court-appoints-liquidators-to-global-capital-property-fund/ 2025-03-19T00:51:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-222mr-charges-against-former-macquarie-adviser-dismissed/ 2024-10-04T06:52:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-223mr-asic-cancels-licence-of-ferratum-australia-pty-ltd/ 2024-10-08T23:18:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-224mr-asic-bans-financial-adviser-john-hazell-for-two-years/ 2024-10-09T01:01:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-225mr-asic-cancels-two-australian-financial-services-licences-and-11-australian-credit-licences/ 2024-10-11T01:22:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-226mr-appointments-to-the-asic-executive-leadership-team/ 2024-10-17T06:02:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-227mr-asic-action-results-in-penalty-and-disqualification-against-former-noumi-cfo-and-company-secretary/ 2024-10-17T01:41:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-228mr-court-rules-harvey-norman-and-latitude-advertising-misled-consumers/ 2025-11-27T06:25:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-229mr-asic-acts-to-protect-small-business-q1-fy25-update/ 2025-03-03T05:02:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-230mr-asic-cancels-australian-credit-licence-of-emmanuel-katsoulis-and-suspends-australian-credit-licence-of-peter-wormington/ 2024-10-21T03:34:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-231mr-ex-ceo-of-crypto-exchange-mine-digital-charged-with-fraud/ 2026-03-11T05:00:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-232mr-asic-annual-report-underscores-transformation/ 2024-10-22T03:56:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-233mr-asic-cancels-the-australian-financial-services-and-credit-licences-of-ultiqa-lifestyle-promotions-limited/ 2024-10-22T04:36:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-234mr-asic-alleges-qbe-misled-customers-over-pricing-discounts/ 2026-03-26T00:37:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-235mr-asic-cancels-afs-licence-of-next-generation-advice-in-liquidation/ 2026-03-03T00:23:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-236mr-federal-court-appoints-receivers-to-director-of-alammc-developments/ 2025-10-16T04:05:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-237mr-federal-court-finds-hcf-life-contract-term-was-liable-to-mislead-the-public/ 2026-03-18T06:17:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-238mr-asic-warns-governance-gap-could-emerge-in-first-report-on-ai-adoption-by-licensees/ 2024-10-28T22:59:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-239mr-asic-annual-forum-program-announced-limited-registrations-remain/ 2024-10-29T04:58:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-240mr-asic-releases-fy-2023-24-financial-reporting-and-audit-report-and-launches-auditor-independence-surveillance/ 2024-10-29T21:30:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-241mr-asic-suspends-three-high-volume-smsf-auditors-connected-to-a-smsf-administration-provider/ 2024-10-30T00:34:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-242mr-asic-disqualifies-nsw-director-for-five-years/ 2024-10-30T03:30:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-243mr-asic-sues-oak-capital-alleging-unconscionable-conduct-designed-to-avoid-the-national-credit-code/ 2026-03-29T23:52:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-244mr-asic-takes-action-to-wind-up-95-companies/ 2025-02-27T22:02:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-245mr-federal-court-appoints-receivers-to-alammc-developments/ 2025-12-10T03:34:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-246mr-asic-s-proceedings-against-dixon-advisory-director-paul-ryan-dismissed/ 2024-11-06T04:31:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-247mr-asic-seeks-feedback-on-proposed-guidance-on-sustainability-reporting-regime/ 2024-11-07T04:32:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-248mr-former-ceo-of-ai-marketing-company-metigy-charged-with-misleading-investors-and-dishonestly-using-his-position/ 2026-02-18T04:53:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-249mr-former-investment-manager-brett-trevillian-sentenced-to-3-years-imprisonment-for-forging-reports-for-investors/ 2024-12-20T06:27:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-250mr-small-foreign-controlled-company-pays-187-800-penalty-for-failing-to-lodge-financial-reports/ 2024-11-11T23:58:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-251mr-asic-sues-cbus-alleging-systemic-claims-handling-failures/ 2025-10-29T00:07:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-252mr-asic-announces-new-enforcement-priorities-with-a-focus-on-cost-of-living-pressures/ 2025-01-22T01:02:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-253mr-former-director-and-ceo-of-credit-union-lyndon-kingston-found-guilty-of-dishonest-conduct/ 2024-11-14T03:05:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-254mr-asic-sues-nab-for-failing-customers-facing-financial-hardship/ 2025-06-13T02:21:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-255mr-kristofer-ridgway-charged-with-dishonest-conduct/ 2026-02-13T01:54:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-256mr-asic-cancels-licence-of-dod-bookkeeping-pty-ltd/ 2025-02-13T01:31:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-257mr-former-public-company-director-harry-hatch-sentenced-for-failing-to-disclose-interests-and-providing-false-information-to-the-asx/ 2024-11-19T22:34:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-258mr-financial-services-and-credit-panel-issues-registration-suspension-order/ 2024-11-22T03:14:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-259mr-asic-disqualifies-security-industry-director-for-five-years/ 2024-11-27T02:42:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-260mr-director-of-sydney-gym-charged-with-authorising-the-making-of-false-statements-to-asic/ 2025-06-10T03:25:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-261mr-asic-action-results-in-1-25-million-penalty-against-sasha-hopkins-for-unlicensed-conduct/ 2024-11-27T23:59:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-262mr-asic-cancels-licence-of-rpd-group-advice-pty-ltd/ 2024-11-29T00:58:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-263mr-asic-orders-stop-to-centrepay-credit-arrangements-offered-by-northern-territory-business/ 2025-10-09T06:21:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-264mr-asic-flags-key-observations-from-inaugural-idr-data-publication/ 2024-12-02T23:00:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-265mr-update-for-investors-in-the-shield-master-fund/ 2025-04-08T01:54:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-266mr-asic-invites-feedback-on-proposed-updates-to-digital-asset-guidance/ 2024-12-03T21:29:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-267mr-asic-suspends-edisons-global-s-afs-licence-following-repeated-compliance-failures/ 2026-03-08T23:51:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-268mr-asic-puts-insurers-on-notice-for-blind-spots-in-complaints-handling/ 2024-12-04T22:00:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-269mr-asic-bans-south-australian-adviser-from-being-involved-in-financial-services-for-seven-years/ 2025-12-02T04:11:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-270mr-asic-accepts-court-enforceable-undertaking-from-northern-territory-pawnbroker-for-unlicensed-credit/ 2025-02-24T01:37:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-271mr-asic-sues-rex-and-four-directors-for-serious-governance-failures/ 2025-10-29T04:06:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-272mr-asic-s-moneysmart-reveals-how-aussies-plan-to-spend-this-christmas/ 2024-12-11T22:18:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-273mr-former-director-and-ceo-of-bananacoast-credit-union-sentenced-for-dishonest-conduct/ 2025-05-19T04:11:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-274mr-kraken-crypto-exchange-operator-to-pay-8-million-following-asic-enforcement-action/ 2024-12-12T03:01:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-275mr-asic-highlights-focus-areas-for-31-december-2024-financial-reports/ 2024-12-12T22:00:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-276mr-ex-vocus-chair-vaughan-bowen-found-not-guilty-of-insider-trading/ 2024-12-13T02:47:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-277mr-lead-auditor-of-greensill-group-suspended-by-companies-auditors-disciplinary-board-until-june-2026/ 2024-12-13T03:30:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-278mr-asic-cancels-afs-licence-of-patrick-joseph-o-neill/ 2024-12-13T03:43:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-279mr-asic-cancels-afs-licence-of-macgill-financial-services-pty-ltd/ 2024-12-13T03:52:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-280mr-asic-sues-hsbc-australia-alleging-failures-to-adequately-protect-customers-from-scams/ 2025-09-24T00:04:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-281mr-former-registered-liquidator-peter-amos-sentenced-to-prison-for-dishonest-use-of-position-as-external-administrator/ 2024-12-16T22:13:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-282mr-former-victorian-director-sentenced-for-making-false-statements-to-asic/ 2024-12-18T22:06:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-283mr-asic-sues-crypto-company-binance-australia-derivatives-for-consumer-protection-failures/ 2026-03-16T00:39:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-284mr-asic-successfully-defends-receivers-application-for-indemnity/ 2024-12-18T06:28:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-285mr-asic-takes-action-against-swoosh-alleging-responsible-lending-failures-and-ddo-breaches/ 2026-03-06T00:11:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-286mr-asic-suspends-afs-licence-of-equitise-pty-ltd/ 2025-05-08T05:44:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-287mr-federal-court-finds-cfd-issuers-engaged-in-systemic-unconscionable-conduct-with-customer-losses-totalling-over-83-million/ 2025-10-06T05:31:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-288mr-third-person-sentenced-for-courtenay-house-misconduct/ 2024-12-23T03:18:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-289mr-perth-accountant-charged-over-alleged-insider-trading-in-genesis-minerals-shares/ 2026-02-16T03:15:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-290mr-sanlam-admits-to-inadequate-oversight-of-authorised-representatives/ 2024-12-23T03:13:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2024-releases/24-291mr-perth-property-developer-disqualified-from-managing-corporations-for-four-years/ 2025-04-11T06:47:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-001mr-asic-appoints-scott-gregson-as-ceo/ 2025-01-16T02:00:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-002mr-asic-s-moneysmart-encourages-australians-to-stick-to-their-financial-goals-in-2025/ 2025-01-22T22:45:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-003mr-firstmac-ordered-to-pay-8-million-in-penalties-for-failing-to-comply-with-its-design-and-distribution-obligations/ 2025-01-31T03:02:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-004mr-asic-permanently-bans-former-financial-adviser-david-eduardo-cubilla/ 2025-01-24T03:16:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-005mr-asic-acts-to-protect-small-business-q2-fy25-update/ 2025-02-17T23:11:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-006mr-anthony-paul-torre-pleads-guilty-to-fraud-and-stealing/ 2026-01-14T00:05:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-007mr-nsw-director-charged-with-dishonestly-obtaining-financial-advantage-by-deception/ 2026-04-02T02:09:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-008mr-update-on-charges-against-former-directors-of-capital-mining-limited/ 2025-02-06T02:10:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-009mr-asic-permanently-bans-former-financial-adviser-lachlan-john-king/ 2025-02-07T00:06:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-010mr-asic-successfully-appeals-federal-court-decision-on-voluntary-disclosure-regime/ 2025-02-07T02:30:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-011mr-nsw-director-charged-with-dishonestly-using-her-position/ 2026-03-11T03:51:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-012mr-asic-cancels-afs-licence-of-lra-corporate-pty-ltd/ 2025-02-10T04:11:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-013mr-asic-cancels-australian-credit-licence-of-auckland-finance-pty-ltd/ 2025-02-10T05:23:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-014mr-financial-services-and-credit-panel-issues-registration-prohibition-order-against-financial-adviser/ 2025-02-11T05:20:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-015mr-two-interim-stop-orders-placed-on-green-planet-recycling-solutions/ 2025-03-12T00:10:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-016mr-former-melbourne-financial-planner-bradley-grimm-s-appeal-dismissed/ 2025-08-12T02:05:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-017mr-australiansuper-fined-27-million-after-asic-investigation-into-failing-to-merge-multiple-superannuation-accounts/ 2025-02-21T02:24:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-018mr-former-star-executives-gregory-hawkins-and-harry-theodore-penalised-for-breaching-duties/ 2025-02-24T21:01:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-019mr-asic-makes-new-clearing-and-settlement-rules-to-promote-competition/ 2025-02-24T21:00:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-021mr-advancing-australia-s-regulatory-roadmap-for-public-and-private-capital-markets/ 2025-02-25T21:32:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-020mr-asic-bans-jb-markets-director-from-providing-financial-services-for-8-years/ 2026-03-19T23:45:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-022mr-asic-cancels-australian-credit-licences-of-tracie-lee-hanson-and-william-james-lawrence/ 2025-02-26T04:32:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-023mr-federal-court-freezes-assets-of-osama-saad-former-director-of-aus-super-compare-and-atlas-marketing/ 2026-03-24T04:08:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-024mr-federal-court-freezes-assets-of-melbourne-financial-adviser-ferras-merhi-of-venture-egg-and-fsga/ 2026-04-02T01:53:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-025mr-asic-suspends-afs-licence-of-vestiuum-csf-pty-ltd/ 2025-08-22T07:25:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-026mr-asic-shuts-down-130-investment-scam-websites-per-week/ 2025-02-27T21:32:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-027mr-federal-court-freezes-assets-of-first-guardian-master-fund-and-director-david-anderson/ 2025-12-23T06:19:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-028mr-allianz-and-awp-convicted-and-fined-16-8-million-for-making-false-or-misleading-statements/ 2025-02-28T05:40:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-029mr-former-irexchange-limited-company-secretary-and-legal-advisor-ceo-and-cfo-charged-after-asic-investigation/ 2026-02-05T03:57:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-030mr-asic-charges-brendan-gunn-for-dealing-with-money-reasonably-suspected-of-being-proceeds-of-crime/ 2026-01-27T00:44:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-031mr-asic-bans-former-kingdom-developments-group-director-from-being-involved-in-financial-services-for-six-and-a-half-years/ 2025-03-06T03:56:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-032mr-antonio-stella-indicted-on-insider-trading-charges/ 2025-03-06T22:00:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-033mr-asic-bans-former-financial-adviser-harris-john-kohu-shortland-for-a-period-of-seven-years/ 2025-03-06T23:03:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-034mr-asic-sues-australiansuper-alleging-significant-death-benefit-claims-failures/ 2026-03-29T23:45:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-035mr-asic-sues-fiig-securities-for-systemic-and-prolonged-cybersecurity-failures/ 2025-05-28T00:55:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-036mr-asic-warns-that-payday-lenders-may-be-breaching-consumer-protection-laws/ 2025-03-12T23:27:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-037mr-former-financial-adviser-peter-surtenich-permanently-banned/ 2025-03-13T01:46:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-038mr-disqualified-company-director-convicted-of-dishonestly-using-his-position/ 2025-08-06T05:12:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-039mr-victorian-man-charged-over-alleged-market-manipulation/ 2025-12-03T22:09:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-040mr-asic-announces-action-against-17-smsf-auditors/ 2025-03-16T23:50:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-041mr-update-for-investors-in-the-first-guardian-master-fund/ 2025-03-18T20:34:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-042mr-active-super-ordered-to-pay-10-5-million-penalty-in-asic-s-third-greenwashing-court-action/ 2025-03-18T01:48:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-043mr-federal-court-freezes-assets-of-rashid-alshakshir-in-connection-with-asic-s-investigations-into-shield-and-first-guardian/ 2025-03-18T05:13:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-044mr-charges-discontinued-against-former-director-of-g8-education-limited/ 2025-03-20T04:46:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-045mr-charges-discontinued-against-david-burke/ 2025-03-20T04:46:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-046mr-full-federal-court-finds-in-favour-of-asic-in-two-appeals-concerning-sunshine-loans/ 2025-10-21T06:11:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-047mr-mansa-group-director-pleads-guilty-to-criminal-charges/ 2025-10-03T03:27:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-048mr-asic-bans-queensland-adviser-from-being-involved-in-financial-services-for-five-years/ 2025-03-28T03:02:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-049mr-super-industry-hit-with-long-list-of-actions-in-landmark-death-benefit-claims-handling-report/ 2025-03-30T21:30:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-050mr-rba-and-asic-act-on-deep-concerns-with-asx/ 2025-03-30T22:27:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-051mr-asic-issues-sustainability-reporting-regulatory-guide/ 2025-03-31T04:24:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-052mr-asic-warns-of-threat-from-hydra-like-scammers-after-obtaining-court-orders-to-shut-down-95-companies/ 2025-04-07T02:45:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-053mr-advice-licensees-pay-penalty-for-authorising-advisers-who-gave-advice-while-unregistered/ 2025-04-08T06:51:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-054mr-asic-consults-on-plan-to-increase-visibility-of-firms-breach-and-complaints-data/ 2025-04-11T00:12:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-055mr-court-orders-falcon-capital-and-the-first-guardian-master-fund-to-be-wound-up/ 2025-04-10T04:48:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-056mr-former-gold-coast-property-developer-michael-steele-pleads-guilty-to-fraud/ 2025-06-04T00:43:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-057mr-asic-sues-hollard-insurance-alleging-serious-claim-handling-failures/ 2026-01-20T04:49:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-058mr-asic-sues-wa-gold-mining-company-wiluna-mining-corporation-for-continuous-disclosure-and-directors-duties-breaches/ 2026-02-03T22:15:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-059mr-asic-suspends-afs-licence-following-change-of-ownership/ 2025-04-14T04:00:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-060mr-federal-court-finds-green-county-and-max-funding-engaged-in-unlicensed-lending-practices/ 2025-12-04T02:49:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-061mr-asic-fines-chapter-two-holdings-for-misrepresenting-debt-management-outcomes-offered-to-consumers/ 2025-04-17T00:02:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-062mr-full-federal-court-finds-block-earner-did-not-engage-in-unlicensed-conduct/ 2025-04-22T07:00:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-063mr-financial-services-provider-penalised-11-million-over-cookie-cutter-advice-and-conflicted-bonus-payments/ 2025-04-24T05:03:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-064mr-asic-cancels-licence-of-viridian-equity-group-pty-ltd/ 2025-04-28T01:15:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-065mr-asic-disqualifies-nsw-hospitality-director-for-maximum-5-years/ 2025-04-30T04:24:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-066mr-asic-permanently-bans-former-financial-adviser-neville-allan-kendrick/ 2025-05-01T02:30:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-067mr-asic-cancels-licence-of-brite-advisors-pty-ltd/ 2025-05-02T06:28:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-068mr-asic-acts-against-macquarie-bank-for-repeated-compliance-failures/ 2025-10-30T00:04:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-069mr-asic-releases-new-regulatory-guidance-to-support-buy-now-pay-later-industry-reforms/ 2025-05-08T00:02:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-070mr-federal-court-fines-hcf-life-for-misleading-contract-term-orders-corrective-disclosure/ 2026-03-18T06:20:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-071mr-ascent-director-michael-dunjey-charged-with-33-criminal-offences/ 2026-02-05T01:00:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-072mr-former-bankrupt-coconut-water-ceo-sentenced-after-using-company-money-to-pay-personal-expenses/ 2026-03-30T04:40:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-073mr-asic-cancels-afs-licence-of-thistle-financial-group-pty-ltd/ 2025-05-13T04:45:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-074mr-asic-sues-macquarie-securities-for-repeated-and-systemic-misleading-conduct/ 2026-03-03T02:34:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-075mr-asic-cancels-afs-licence-of-sme-crowdfunder-pty-ltd/ 2025-05-16T02:14:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-076mr-former-sydney-financial-adviser-sentenced-for-dishonest-conduct/ 2025-05-16T04:27:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-077mr-zurich-pays-two-infringement-notices-for-trauma-insurance-claims-handling-failure/ 2025-05-16T05:06:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-078mr-darryl-mapleson-pleads-guilty-in-beacon-minerals-insider-trading-case/ 2025-05-16T05:41:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-079mr-asic-announces-financial-reporting-and-audit-focus-areas-for-fy-2025-26/ 2025-05-21T05:44:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-080mr-asic-cancels-licence-of-calaite-capital-partners-pty-ltd/ 2025-05-20T01:01:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-081mr-asic-sues-home-loan-manager-resimac-alleging-failures-to-customers-facing-financial-hardship/ 2026-03-12T23:43:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-082mr-asic-seeks-leave-from-high-court-to-appeal-block-earner-decision/ 2025-05-20T23:37:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-083mr-former-financial-services-director-mark-mccabe-sentenced-for-fraud-offences/ 2025-05-21T01:15:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-084mr-asic-sues-online-consumer-goods-supplier-snaffle-alleging-inflated-prices-and-overcharging-on-credit-contracts/ 2026-03-02T04:01:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-085mr-asic-acts-on-concerns-kalkine-pty-limited-offered-unlicensed-advice/ 2025-05-22T23:42:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-086mr-asic-cancels-afs-licence-of-spectre-financial-group-for-competency-failures/ 2025-05-28T01:17:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-087mr-asic-sues-blockchain-global-former-director-for-multiple-directors-duties-breaches/ 2025-06-23T02:44:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-088mr-full-federal-court-finds-in-favour-of-asic-appeal-concerning-bps-financial-s-use-of-authorised-representative-exemption/ 2025-05-30T04:13:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-089mr-australian-retirement-trust-pays-infringement-notice-over-allegedly-misleading-performance-data/ 2025-05-30T06:31:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-090mr-asic-uncovers-widespread-compliance-plan-deficiencies-in-the-managed-investment-industry/ 2025-06-03T05:35:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-091mr-asic-imposes-conditions-on-the-registration-of-sydney-company-auditor/ 2025-06-02T03:33:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-092mr-asic-sues-choosi-for-allegedly-misleading-customers-through-its-insurance-comparison-service/ 2025-08-12T02:04:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-093mr-asic-sues-rams-for-systemic-misconduct-in-arranging-home-loans/ 2025-09-05T00:43:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-094mr-the-future-of-australia-s-public-and-private-markets-asic-shares-industry-feedback-and-next-steps/ 2025-06-06T02:52:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-095mr-full-federal-court-finds-auto-general-did-not-include-an-unfair-contract-term-in-its-insurance-contracts/ 2025-06-10T04:25:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-096mr-asic-clears-path-for-faster-ipos/ 2025-06-09T23:00:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-097mr-former-bby-chief-executive-officer-charged-with-aiding-abetting-counselling-or-procuring-bby-s-dishonest-conduct-in-communications-with-asx-ltd/ 2026-03-18T03:13:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-098mr-asic-secures-guilty-pleas-in-telegram-pump-and-dump-action/ 2025-11-26T00:08:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-099mr-asic-sues-australian-unity-funds-management-for-failing-to-confirm-product-suitability-for-investors/ 2025-12-23T23:55:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-100mr-asic-bans-former-financial-adviser-glenda-rogan-for-10-years/ 2025-06-12T00:05:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-101mr-asic-refuses-bakken-holdings-pty-ltd-s-australian-credit-licence-application-to-provide-debt-management-services/ 2025-06-13T03:04:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-102mr-asic-cancels-afs-licence-of-financial-services-group-australia-and-permanently-bans-its-responsible-manager/ 2026-03-03T00:22:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-103mr-asic-launches-inquiry-into-asx/ 2025-06-15T22:45:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-104mr-asic-takes-steps-to-appoint-receivers-to-australian-fiduciaries-ltd-as-investigation-continues/ 2025-09-22T02:46:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-105mr-asic-issues-equity-trustees-infringement-notices-for-misleading-investment-statements/ 2025-06-18T23:20:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-106mr-federal-court-dismisses-application-by-former-auditor-of-lm-managed-performance-fund/ 2025-07-17T06:03:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-107mr-asic-warns-industry-and-consumers-of-share-sale-fraud/ 2025-06-27T07:16:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-108mr-asic-appoints-expert-panel-for-asx-inquiry/ 2025-06-25T22:59:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-109mr-registration-of-the-auditor-of-the-fy2018-financial-statements-of-isignthis-ltd-cancelled-by-companies-auditors-disciplinary-board/ 2025-07-02T07:04:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-110mr-asic-secures-12-000-fine-from-cairns-pawnbroker-who-preyed-on-vulnerable-consumers/ 2025-06-26T04:29:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-111mr-asic-report-suggests-small-business-restructurings-are-keeping-struggling-companies-afloat/ 2025-06-26T23:02:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-112mr-brite-advisors-auditor-admits-failures-and-surrenders-registration/ 2025-06-26T23:49:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-113mr-asic-seeks-orders-compelling-large-proprietary-companies-in-the-gfg-alliance-group-to-lodge-outstanding-financial-reports/ 2025-09-23T23:52:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-114mr-asic-sues-cashngo-alleging-unconscionable-debt-recovery-practices/ 2025-11-30T23:50:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-115mr-asic-sues-delta-power-energy-vales-point-pty-ltd-for-alleged-futures-market-and-financial-benchmark-manipulation/ 2026-03-23T00:11:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-116mr-asic-cancels-australian-financial-services-licence-of-ballast-financial-management-pty-ltd/ 2025-06-30T06:45:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-117mr-asic-secures-travel-restraint-and-asset-freezing-orders-in-connection-with-its-investigation-into-first-guardian/ 2026-02-13T00:06:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-118mr-asic-cancels-afs-licences-of-two-australian-financial-services-providers-for-failure-to-pay-industry-funding-levies/ 2025-07-02T01:47:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-119mr-former-wealth-manager-sentenced-to-12-months-imprisonment-for-breaching-court-orders/ 2025-07-02T04:18:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-120mr-consumer-alert-asic-warns-about-pushy-sales-tactics-urging-people-to-make-quick-superannuation-switches/ 2025-07-08T05:13:15Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-121mr-asic-bans-former-lighthouse-partners-director-kiriley-roper-for-fees-for-no-service/ 2025-07-03T01:03:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-122mr-review-auditor-of-the-fy18-financial-statements-of-isignthis-ltd-admonished-by-the-companies-auditors-disciplinary-board/ 2025-07-03T02:52:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-123mr-proceedings-dismissed-against-current-and-former-terracom-officers/ 2025-07-04T04:07:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-124mr-asic-permanently-bans-financial-adviser-barry-king/ 2025-07-07T01:04:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-125mr-asic-appeals-federal-court-findings-relating-to-alleged-unfair-term-used-in-insurance-contracts-by-hcf-life/ 2026-03-18T06:07:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-126mr-asic-bans-former-crown-wealth-group-director-andrew-moore-for-failing-to-report-fees-for-no-service/ 2025-07-08T04:03:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-127mr-asic-bans-former-mwl-financial-adviser-isaac-mcqueen-for-4-years/ 2026-03-03T00:21:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-128mr-asic-bans-mwl-financial-adviser-matthew-bradley-for-8-years/ 2026-03-03T00:21:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-129mr-project-acacia-rba-and-dfcrc-announce-chosen-industry-participants-and-asic-provides-regulatory-relief-for-tokenised-asset-settlement-research-project/ 2025-07-14T04:54:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-130mr-acbf-funeral-plans-penalised-further-3-5-million-following-successful-asic-appeal/ 2025-07-14T05:04:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-131mr-asic-successfully-defends-cigno-australia-and-bsf-solutions-full-federal-court-appeal/ 2025-08-12T02:06:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-132mr-court-finds-james-mawhinney-involved-in-contraventions-by-mayfair-101-group/ 2025-10-28T04:52:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-133mr-asic-permanently-bans-former-insurance-broker-jason-prasad/ 2025-07-11T01:15:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-134mr-asic-seeks-court-order-disqualifying-david-john-catsoulis-from-managing-corporations/ 2025-11-27T02:40:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-135mr-former-berndale-director-sentenced-for-dishonest-conduct-and-misuse-of-company-funds/ 2025-07-15T03:06:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-136mr-bby-former-executive-chairman-glenn-rosewall-charged-over-bby-s-dishonest-use-of-1-95-million-client-money/ 2026-04-02T05:30:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-137mr-remedy-housing-officials-convicted-of-dishonesty-offences/ 2026-03-02T03:24:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-138mr-asic-pursues-licensees-after-financial-advisers-gave-advice-while-unregistered/ 2025-07-17T06:37:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-139mr-asic-cancels-seven-australian-credit-licences-and-suspends-one-australian-credit-licence/ 2025-07-17T01:50:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-140mr-asic-disqualifies-nsw-construction-director-for-five-years/ 2025-07-18T00:09:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-141mr-three-gfg-alliance-group-companies-ordered-to-lodge-outstanding-annual-reports-with-asic/ 2026-03-12T01:33:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-142mr-asic-cancels-australian-credit-licence-of-lendflex-holdings-pty-ltd/ 2025-07-21T06:20:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-143mr-asic-sues-fortnum-private-wealth-for-allegedly-failing-to-adequately-manage-cybersecurity-risks/ 2026-01-22T22:50:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-144mr-asic-probes-debt-management-and-credit-repair-services/ 2025-07-21T23:41:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-145mr-asic-permanently-bans-matthew-beresford-from-engaging-in-financial-services-and-credit-activities/ 2025-07-23T00:04:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-146mr-asic-bans-a-further-two-financial-advisers-of-mwl-financial-services/ 2026-03-03T00:21:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-147mr-asic-s-appeal-against-finder-wallet-decision-dismissed/ 2025-07-24T06:17:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-148mr-banks-to-put-more-than-93-million-back-in-the-pockets-of-low-income-customers-after-charging-excessive-fees/ 2025-07-28T22:59:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-149mr-former-financial-services-company-director-charged-with-dishonest-conduct/ 2026-03-13T00:29:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-150mr-asic-seeks-feedback-on-proposed-updates-to-conflicts-management-guidance/ 2025-07-30T02:00:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-151mr-asic-permanently-bans-former-credit-representative-emmanuel-adu/ 2025-07-30T03:10:48Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-152mr-asic-bans-ian-potter-of-superannuation-advice-australia-for-5-years-for-failure-to-supervise-provisional-relevant-provider/ 2025-07-30T03:36:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-153mr-ashley-arandez-pleads-guilty-to-dishonest-conduct-and-dealing-with-proceeds-of-crime/ 2026-04-01T01:37:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-154mr-enhancing-competition-and-innovation-in-australia-s-evolving-capital-markets/ 2025-08-06T07:13:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-155mr-asic-disqualifies-nt-director-mark-zappia-for-five-years/ 2025-08-07T01:45:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-156mr-four-people-charged-with-money-laundering-in-fake-investment-scam/ 2025-12-10T02:34:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-157mr-former-gold-coast-property-developer-sentenced-to-eight-years-imprisonment-for-defrauding-superannuation-investment-funds/ 2025-08-08T03:30:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-158mr-asic-secures-million-dollar-penalties-from-isignthis-and-former-director-and-ceo-nickolas-john-karantzis/ 2025-09-11T03:13:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-159mr-asic-takes-action-against-a-further-28-smsf-auditors-in-fy25/ 2025-08-12T00:15:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-160mr-administrative-review-tribunal-upholds-asic-s-10-year-ban-on-united-global-capital-director-joel-hewish/ 2025-08-12T03:46:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-161mr-court-orders-rent4keeps-and-darranda-pay-7-4-million-penalty-for-overcharging-vulnerable-consumers-on-essential-household-goods/ 2025-08-12T05:04:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-162mr-darryl-mapleson-sentenced-in-beacon-minerals-insider-trading-case/ 2025-08-12T07:07:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-163mr-charges-laid-in-platinum-asset-management-insider-trading-case/ 2026-01-12T02:28:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-164mr-asic-to-review-superannuation-investment-requirements/ 2025-08-13T03:00:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-165mr-nab-and-afsh-penalised-15-5-million-for-failing-customers-facing-financial-hardship/ 2025-08-19T02:35:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-166mr-asic-sues-mercer-super-alleging-systemic-failure-to-report-member-services-investigations/ 2026-03-16T01:34:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-167mr-asic-bans-former-next-generation-advice-adviser-andrew-rankin-for-four-years/ 2025-08-18T05:21:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-168mr-asic-urges-life-insurers-to-spearhead-improvements-to-direct-sales-practices/ 2025-08-18T23:00:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-169mr-asic-increases-its-focus-on-lodgement-of-financial-reports-after-finding-poor-compliance-by-grandfathered-companies/ 2025-08-20T00:18:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-170mr-new-data-reinforces-asic-s-focus-on-consumer-and-retail-investor-protection/ 2025-08-21T00:23:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-171mr-scammers-on-notice-as-asic-steps-up-action-to-protect-consumers-from-online-investment-scams/ 2025-08-20T22:29:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-172mr-asic-permanently-bans-former-self-managed-superannuation-fund-smsf-accountant-jason-richard-poser/ 2025-08-21T00:51:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-173mr-asic-cancels-australian-credit-licence-of-chuuse-pty-ltd/ 2025-08-21T04:58:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-174mr-federal-court-freezes-funds-of-melbourne-based-gregory-cotton-and-his-company-first-mutual-private-equity-pty-ltd/ 2025-08-21T06:45:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-175mr-marion-pearson-successfully-extradited-from-new-zealand-to-australia-to-face-stealing-charges-totalling-4-million/ 2026-02-06T02:15:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-176mr-asic-sues-equity-trustees-alleging-due-diligence-failures-relating-to-shield/ 2026-02-18T22:53:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-177mr-asic-plan-underscores-response-to-financial-ecosystem-threats/ 2025-09-02T23:04:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-178mr-asic-s-moneysmart-urges-consumers-to-be-on-the-lookout-for-scams-after-25-per-cent-jump-in-fake-celebrity-finance-endorsements/ 2025-08-28T03:03:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-179mr-terracom-to-pay-7-5-million-after-asic-whistleblower-action/ 2025-08-27T05:46:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-180mr-asic-bans-compliance-manager-robert-john-tohill-of-mwl-financial-services/ 2026-03-03T00:21:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-181mr-asic-cancels-afs-licence-of-mwl-financial-services-and-bans-mwl-s-director/ 2026-03-12T01:28:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-182mr-asic-cancels-afs-licence-of-bds-accounting-pty-ltd-for-failure-to-pay-industry-funding-levies/ 2025-08-28T05:32:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-183mr-asic-cancels-licence-of-easy-plan-financial-services-pty-ltd/ 2025-08-29T00:36:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-184mr-asic-takes-further-action-against-ferras-merhi-over-first-guardian-and-shield-superannuation-advice/ 2026-03-25T22:12:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-185mr-asic-bans-former-united-global-capital-in-liquidation-financial-adviser-milutin-petrovic-for-6-years/ 2025-09-01T00:35:07Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-186mr-open4sale-global-directors-fined-2-8-million-for-fundraising-breaches/ 2025-09-01T04:01:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-187mr-asic-permanently-bans-brett-trevillian-from-providing-financial-services/ 2025-09-01T05:02:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-188mr-sydney-gym-director-convicted-of-making-false-statement-to-asic/ 2025-09-01T05:43:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-189mr-societe-generale-securities-australia-fined-3-88-million-for-market-gatekeeper-failures/ 2025-09-01T23:23:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-190mr-asic-slashes-red-tape-and-calls-for-further-regulatory-simplification-proposals/ 2025-09-02T23:00:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-191mr-charges-discontinued-against-former-bruck-textile-technologies-officers/ 2025-12-20T02:10:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-192mr-asic-cancels-three-australian-credit-licences-and-suspends-one-australian-credit-licence-for-failing-to-hold-afca-membership/ 2025-11-03T01:55:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-193mr-full-federal-court-dismisses-latitude-and-harvey-norman-s-appeals/ 2025-09-04T03:26:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-194mr-high-court-grants-asic-special-leave-to-appeal-block-earner-decision/ 2026-03-13T00:22:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-195mr-asic-accepts-cancellation-of-company-auditor-registration-for-independence-failures/ 2025-09-05T03:56:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-196mr-chris-marco-found-guilty-of-fraud-totalling-more-than-34-million/ 2025-12-03T22:24:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-197mr-james-mawhinney-handed-15-year-injunctions-in-asic-proceedings/ 2025-10-28T04:52:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-198mr-court-delivers-ruling-in-money3-responsible-lending-case/ 2026-03-04T04:57:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-199mr-federal-court-freezes-assets-and-appoints-receivers-to-related-entities-of-australian-fiduciaries-limited/ 2026-02-06T02:53:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-200mr-federal-court-extends-freezing-orders-against-first-mutual-private-equity-and-director-gregory-cotton-to-protect-investor-funds/ 2025-10-13T04:40:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-201mr-anz-admits-widespread-misconduct-and-agrees-to-pay-240-million-in-penalties/ 2025-10-02T23:30:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-202mr-melbourne-man-sentenced-in-kidman-resources-insider-trading-case/ 2025-09-15T07:20:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-203mr-asic-appoints-new-chairs-and-members-to-the-markets-disciplinary-panel/ 2025-09-16T23:37:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-204mr-asic-bans-nsw-solicitor-and-accountant-christopher-malcolm-edwards-from-providing-financial-services-for-10-years/ 2025-11-17T04:27:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-205mr-asic-issues-ddo-stop-order-against-la-trobe-us-private-credit-fund/ 2025-10-01T04:26:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-206mr-asic-issues-ddo-stop-orders-against-la-trobe-australian-credit-fund/ 2025-09-24T05:42:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-207mr-asic-chair-joe-longo-not-seeking-reappointment/ 2025-09-18T23:25:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-208mr-asic-issues-ddo-stop-order-against-reli-capital-mortgage/ 2025-09-29T06:02:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-209mr-asic-signals-opportunity-for-industry-to-lift-private-credit-standards/ 2025-09-22T04:37:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-210mr-financial-services-company-bell-group-holdings-restates-2023-accounts-following-concerns-raised-by-asic/ 2025-09-22T23:02:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-211mr-asic-takes-court-action-alleging-racq-sent-half-a-million-misleading-insurance-renewal-comparisons/ 2025-10-21T03:53:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-212mr-david-paul-hodgson-disqualified-for-unlicensed-financial-services-and-misleading-statements/ 2025-09-22T23:58:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-213mr-asic-secures-travel-restraint-orders-against-global-investment-marketing-director-darren-geddes/ 2026-03-16T00:38:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-214mr-simone-hildebrand-disqualified-from-managing-corporations-and-permanently-banned-from-credit-activities/ 2026-02-20T06:01:44Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-215mr-macquarie-admits-to-shield-contraventions-and-commits-to-pay-affected-members/ 2025-12-03T22:22:30Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-216mr-asic-urges-ongoing-customer-focus-following-welcome-improvements-in-hardship-support/ 2025-09-24T23:59:53Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-217mr-asic-permanently-bans-former-financial-adviser-anthony-joseph-del-vecchio/ 2025-09-26T00:24:52Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-218mr-rest-pays-two-infringement-notices-in-relation-to-insurance-failures/ 2025-09-29T01:03:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-219mr-asic-cancels-the-australian-financial-services-licence-of-lief-pty-ltd-for-failing-to-hold-afca-membership/ 2025-09-29T02:30:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-220mr-review-finds-greater-uplift-needed-in-quality-of-super-fund-financial-reports-and-audits/ 2025-09-29T22:59:21Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-221mr-nexia-perth-audit-pays-penalty-because-of-alleged-prohibited-non-assurance-services-provided-by-firm/ 2025-10-01T00:33:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-222mr-victorian-construction-director-disqualified-for-five-years-over-insolvent-trading-and-unpaid-wages/ 2025-10-01T01:31:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-223mr-asic-accepts-three-court-enforceable-undertakings-for-auditor-rotation-failures-at-hall-chadwick-nsw/ 2025-10-02T00:03:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-224mr-asic-bans-former-insurance-broker-munther-el-alami-for-eight-years/ 2025-10-02T01:11:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-225mr-asic-acts-against-esg-investment-fund-responsible-entity-alleging-governance-failures-and-misleading-conduct/ 2026-03-30T22:10:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-226mr-asic-cancels-australian-financial-services-licence-of-velos-global-markets-pty-ltd/ 2025-10-03T01:11:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-227mr-asic-approves-cboe-s-listing-application-to-bolster-competition-in-public-markets/ 2025-10-06T23:17:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-228mr-asic-finds-many-auditors-failing-to-demonstrate-compliance-with-auditor-independence-obligations/ 2025-10-06T22:10:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-229mr-victorian-man-sentenced-in-cann-group-insider-trading-case/ 2025-10-07T04:44:25Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-230mr-asic-annual-forum-to-focus-on-the-challenges-of-a-rapidly-evolving-economy-as-it-returns-to-melbourne-in-november/ 2025-10-09T06:17:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-231mr-asic-s-annual-report-reveals-strong-growth-in-enforcement-action-and-investigations-and-keen-focus-on-strengthening-markets/ 2025-10-08T05:56:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-232mr-asic-bans-former-lighthouse-partners-director-timothy-archibald-for-10-years-for-fees-for-no-service-conduct/ 2025-10-09T01:02:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-233mr-asic-cancels-afs-licence-of-cpg-research-advisory-for-ceasing-business-operations-and-unpaid-industry-funding-levies/ 2025-10-09T04:26:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-234mr-asic-flags-risks-in-offshore-outsourcing-after-review-identifies-governance-gaps/ 2025-10-09T22:00:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-235mr-asic-sends-clear-message-to-super-trustees-amid-glaring-retirement-communications-gaps/ 2025-10-13T23:10:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-236mr-federal-court-orders-remaining-alammc-group-companies-wound-up/ 2025-12-10T22:19:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-237mr-two-former-statewide-super-executives-acquitted-on-charges-of-dishonesty-offences/ 2025-10-16T06:01:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-238mr-federal-court-dismisses-asic-s-claims-against-former-freedom-insurance-director-and-consultant/ 2025-11-12T03:31:00Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-239mr-directors-of-perth-based-financial-services-company-charged-over-five-year-failure-to-lodge-financial-accounts-with-asic/ 2025-10-17T06:06:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-240mr-asic-halts-offers-of-truepillars-investment-trust/ 2025-11-26T04:09:19Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-241mr-asic-permanently-bans-noel-northcott-from-the-financial-services-industry/ 2025-10-21T00:10:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-242mr-collection-agency-company-director-loses-appeal-against-conviction-for-obtaining-a-financial-advantage-by-deception/ 2025-10-21T01:33:59Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-243mr-asic-bans-mwl-financial-adviser-and-investment-committee-member-wade-spooner-for-8-years/ 2026-03-03T00:21:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-244mr-queensland-director-sentenced-for-making-a-false-or-misleading-statement-to-asic/ 2025-10-22T04:30:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-245mr-asic-bans-former-ugc-and-mwl-financial-adviser-jovan-videkanic-for-7-years/ 2026-03-03T00:22:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-246mr-asic-cancels-licence-of-wealth-trail-pty-ltd-in-liquidation/ 2025-10-23T02:11:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-247mr-auditor-of-united-global-capital-and-related-entities-cancelled-by-companies-auditors-disciplinary-board/ 2025-10-24T06:24:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-248mr-rams-penalised-20-million-for-widespread-compliance-failings-regarding-home-loans/ 2025-10-27T01:35:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-249mr-asic-secures-interim-court-orders-barring-ferras-merhi-from-financial-services-activities/ 2026-03-03T00:22:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-250mr-updated-asic-guidance-supports-digital-asset-innovation-and-boosts-investor-protection/ 2025-10-28T22:04:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-251mr-asic-secures-interim-travel-restraint-orders-against-blockchain-global-director-ryan-xu/ 2025-10-29T04:29:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-252mr-asic-bans-former-crown-wealth-group-director-brendan-rodwell-for-failing-to-report-fees-for-no-service-conduct/ 2025-10-29T03:16:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-253mr-construction-industry-director-charged-with-breach-of-director-s-duties-and-providing-false-and-misleading-documents/ 2026-02-12T04:34:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-254mr-asic-statement-clime-entities/ 2025-10-30T05:02:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-255mr-perth-fraudster-chris-marco-sentenced-to-14-years-imprisonment/ 2025-12-12T05:50:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-256mr-asic-highlights-financial-reporting-and-audit-findings-for-fy-2024-25-as-part-of-expanded-program-of-work/ 2025-10-30T22:01:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-257mr-asic-cancels-afs-licence-of-arrumar-private-for-licence-failures/ 2025-10-31T00:31:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-258mr-asic-cancels-australian-credit-licence-of-gs-apac-pty-ltd/ 2025-10-31T01:38:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-259mr-charges-against-dean-scook-former-officer-of-rock-mining-australia-limited-have-been-discontinued/ 2025-10-31T05:08:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-260mr-freezing-orders-against-gregory-cotton-and-first-mutual-private-equity-continue/ 2025-11-28T01:21:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-261mr-cboe-global-markets-decision/ 2025-10-31T22:02:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-262mr-asic-cancels-afs-licence-of-ricard-securities/ 2025-11-03T22:37:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-263mr-former-ceo-of-ai-marketing-company-metigy-pleads-guilty-to-misleading-investors-and-dishonestly-using-his-position/ 2026-02-18T04:47:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-264mr-a-roadmap-for-capital-markets-to-grow-our-economy/ 2025-11-04T21:24:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-265mr-asic-review-raises-fresh-concerns-over-risks-to-retirement-savings-from-poor-smsf-advice/ 2025-11-05T22:06:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-266mr-hesta-pays-asic-infringement-notices-alleging-misleading-statements-about-carbon-emissions/ 2025-11-06T03:46:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-267mr-prime-super-pays-asic-infringement-notice-alleging-misleading-statements-about-tobacco-investments/ 2025-11-06T03:46:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-268mr-asic-successfully-defends-special-leave-application-to-the-high-court-by-cigno-australia-director-mark-swanepoel-and-bsf-solutions-director-brenton-harrison/ 2025-11-06T05:52:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-269mr-asic-drives-car-finance-providers-to-improve-consumer-outcomes/ 2025-11-10T22:30:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-270mr-mansa-group-director-sentenced-to-imprisonment-for-more-than-four-years-for-forgery-and-dishonesty-offences/ 2025-11-27T04:37:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-271mr-asic-sues-suspended-wa-mineral-exploration-company-avz-minerals-and-directors-for-disclosure-failures/ 2025-11-11T04:01:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-272mr-asic-disqualifies-nsw-hospitality-director-for-five-years/ 2025-11-11T04:00:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-273mr-asic-announces-2026-enforcement-priorities/ 2025-11-12T20:00:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-274mr-asic-sues-interprac-over-alleged-shield-and-first-guardian-licensee-failures/ 2026-03-08T22:29:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-275mr-asic-sues-sqm-research-alleging-misleading-reports-related-to-shield/ 2026-03-31T02:59:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-276mr-asic-takes-action-against-mwl-financial-services-former-director-nicholas-maikousis-and-imperial-capital-group-australia-over-alleged-shield-advice-failures/ 2026-03-27T04:21:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-277mr-asic-suspends-afs-licence-of-surety-compliance-limited/ 2025-11-18T03:17:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-278mr-infrabuild-companies-pay-infringement-notices-for-failing-to-lodge-financial-reports-on-time/ 2025-11-18T21:54:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-279mr-asic-suspends-afsl-of-centurion-capital-limited/ 2025-11-20T23:27:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-280mr-qld-shadow-director-charged-with-8m-debt-factoring-fraud-involving-bunnings-warehouse/ 2026-03-06T05:40:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-281mr-sheffield-insurance-directors-convicted-and-fined-over-a-five-year-financial-reporting-failure/ 2025-11-24T03:06:16Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-282mr-asic-cancels-afs-licence-of-ivy-league-capital/ 2025-11-24T03:59:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-283mr-former-director-of-private-lending-companies-permanently-banned-over-fraud-conviction/ 2026-03-10T05:20:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-284mr-asic-issues-ddo-stop-order-against-city-finance-lending-pty-ltd/ 2025-12-04T05:07:10Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-285mr-asic-imposes-additional-conditions-on-learn-to-trade-to-address-compliance-failures/ 2025-11-25T01:08:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-286mr-cbus-ordered-to-pay-23-5-million-penalty-for-serious-failures-in-processing-members-death-benefits-and-insurance-claims/ 2025-12-01T03:20:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-287mr-defence-systems-manufacturer-electro-optic-systems-holdings-admits-to-breaching-continuous-disclosure-requirements/ 2025-11-26T05:34:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-288mr-asic-sues-former-electro-optic-systems-holdings-director-and-ceo-ben-greene-for-breach-of-director-s-duties/ 2025-11-25T21:57:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-289mr-super-trustees-urged-to-accelerate-progress-on-retirement-support-for-members/ 2025-11-26T00:02:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-290mr-banned-smsf-auditor-charged-with-continuing-to-act-whilst-disqualified-and-falsifying-documents/ 2026-03-11T03:58:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-291mr-asic-takes-contempt-action-against-david-mcwilliams-and-laura-fullarton-over-alleged-freezing-order-breaches/ 2026-02-24T04:09:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-292mr-asic-calls-for-feedback-on-stamp-duty-and-portfolio-holdings-disclosure-requirements-for-super-funds/ 2025-11-27T23:57:33Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-293mr-asic-suspends-afs-licence-of-focused-financial-advice-following-failure-to-replace-key-person/ 2025-12-19T04:53:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-294mr-asic-calls-on-australian-companies-to-adopt-better-practices-to-protect-whistleblowers/ 2025-12-03T22:02:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-295mr-asic-issues-ddo-stop-order-against-fxcm-for-tmd-deficiencies/ 2025-12-16T04:55:50Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-296mr-asic-sues-diversa-trustees-alleging-failures-relating-to-first-guardian/ 2026-03-19T00:50:55Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-297mr-asic-takes-action-against-adelaide-based-colin-oxlade-and-spice-capital-partners-over-unlicensed-financial-services-business/ 2025-12-09T04:56:09Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-298mr-asic-issues-over-2-2-million-in-infringement-notices-to-12-large-proprietary-companies-for-alleged-failure-to-lodge-financial-reports/ 2025-12-10T22:40:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-299mr-asic-suspends-afs-licence-of-mw-planning-pty-ltd-following-failure-to-replace-responsible-manager/ 2025-12-11T04:56:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-300mr-former-ceo-of-bruck-textile-technologies-has-conviction-overturned-following-appeal/ 2025-12-12T04:10:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-301mr-business-lender-and-loan-introducer-together-penalised-515-000-over-credit-law-breaches/ 2025-12-12T00:58:31Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-302mr-victorian-man-sentenced-in-market-manipulation-case/ 2025-12-12T04:06:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-303mr-asic-announces-transformational-package-to-safeguard-australia-s-financial-markets-in-response-to-asx-inquiry-interim-report/ 2025-12-22T05:30:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-304mr-asic-renews-guidance-on-managing-conflicts-of-interest-in-financial-services/ 2025-12-15T22:28:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-305mr-asic-bans-sydney-mortgage-broker-for-ten-years-and-cancels-her-australian-credit-licence/ 2025-12-16T04:15:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-306mr-federal-court-appoints-receivers-over-the-assets-of-gregory-raymond-cotton-and-first-mutual-private-equity-pty-ltd/ 2026-03-26T23:06:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-307mr-netwealth-admits-to-first-guardian-failures-and-agrees-to-compensate-affected-members-100-million/ 2026-02-18T05:29:13Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-308mr-asic-cancels-afs-licence-of-rynco-pty-ltd/ 2025-12-17T23:37:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-309mr-cadb-cancels-registration-of-sydney-auditor-for-breaching-duties-across-10-asx-listed-audits/ 2026-03-20T02:45:54Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-310mr-ngs-blockchain-mining-companies-and-unregistered-scheme-wound-up-found-operating-without-a-licence/ 2025-12-18T06:14:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-311mr-macquarie-securities-admits-to-misleading-conduct-and-agrees-to-pay-35-million-for-systemic-failures/ 2026-03-03T02:32:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-312mr-asic-bans-former-mwl-financial-services-adviser-and-former-ugc-head-of-advice-louis-van-coppenhagen-for-7-years/ 2026-03-03T00:23:03Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-313mr-federal-court-orders-925-000-in-penalties-against-rm-capital-and-smsf-club-for-conflicted-remuneration-breaches/ 2026-01-16T03:56:26Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-314mr-federal-court-orders-250-million-combined-penalties-against-anz/ 2025-12-22T00:24:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-316mr-pump-and-dump-scammers-put-regulators-on-high-alert/ 2025-12-23T02:38:14Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-315mr-market-riggers-sentenced-in-asx-pump-and-dump-case/ 2025-12-22T02:40:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2025-releases/25-317mr-asic-sues-bdo-audit-and-its-director-dean-just-alleging-materially-false-or-misleading-audit-reports/ 2026-03-20T06:14:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-001mr-asic-suspends-australian-credit-licence-of-transitional-funding-pty-ltd/ 2026-01-07T03:31:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-002mr-directors-of-collapsed-agri-businesses-linked-to-corruption-scandal-disqualified-for-maximum-5-year-period/ 2026-01-13T04:01:57Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-003mr-richard-ernest-auricht-s-liquidator-registration-cancellation-overturned-on-appeal-substituted-with-five-year-suspension/ 2026-01-22T21:44:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-004mr-asic-secures-nearly-40-million-in-refunds-to-investors-and-drives-change-after-cfd-sector-falls-short/ 2026-01-19T21:29:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-005mr-former-financial-advisor-anthony-torre-sentenced-to-six-years-imprisonment-for-fraud-and-stealing/ 2026-01-22T21:44:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-006mr-former-united-global-capital-financial-adviser-milutin-petrovic-s-ban-varied-to-three-years/ 2026-01-23T02:00:56Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-007mr-fund-manager-sentenced-to-6-years-jail-in-3-million-platinum-asset-management-insider-trading-case/ 2026-02-22T23:28:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-008mr-bps-financial-to-pay-14-million-in-penalties-over-crypto-qoin-wallet/ 2026-02-02T02:48:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-009mr-brendan-gunn-pleads-guilty-to-dealing-with-money-reasonably-suspected-of-being-proceeds-of-crime/ 2026-02-02T02:47:24Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-010mr-asic-acts-against-28-smsf-auditors-flags-increased-scrutiny-on-in-house-audit-breaches/ 2026-01-29T04:27:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-011mr-federal-court-orders-australian-unity-funds-management-to-pay-7-million-penalty-for-failing-to-confirm-product-suitability-for-investors/ 2026-02-02T02:46:45Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-012mr-director-of-wa-tiling-business-charged-with-making-false-statement/ 2026-03-06T05:39:06Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-013mr-new-asic-chair/ 2026-02-09T01:05:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-014mr-asic-urges-super-trustees-to-step-up-and-address-serious-gaps-in-anti-scam-and-fraud-protections/ 2026-02-03T22:05:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-015mr-petra-capital-fined-for-regulatory-data-reporting-failures/ 2026-02-03T22:28:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-016mr-director-of-warwick-gold-and-impact-gold-disqualified-from-managing-corporations-for-four-years/ 2026-02-04T03:09:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-017mr-asic-permanently-bans-patrick-nong-from-the-financial-services-industry/ 2026-02-04T03:44:42Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-018mr-asic-permanently-bans-former-nsw-financial-adviser-david-valvo/ 2026-02-04T23:14:22Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-019mr-asic-takes-further-steps-to-support-australians-impacted-by-first-guardian-and-shield-collapse/ 2026-02-09T02:47:51Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-020mr-asic-cancels-afs-and-ac-licences-of-centre-capital-securities-for-failure-to-pay-industry-funding-levies/ 2026-02-06T04:33:05Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-021mr-asic-action-sees-fiig-securities-ordered-to-pay-2-5-million-over-cyber-security-failures/ 2026-02-15T21:35:38Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-022mr-former-director-of-ndis-provider-charged-with-dishonesty-offences/ 2026-02-10T02:34:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-023mr-asic-bans-former-mwl-financial-services-adviser-neil-mcpherson-for-4-years/ 2026-03-03T00:20:34Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-024mr-sec-chair-and-nobel-prize-winning-economist-to-headline-asic-innovation-symposium/ 2026-02-16T01:00:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-025mr-asic-imposes-licence-conditions-on-corpay-subsidiary-following-compliance-failures/ 2026-02-11T21:59:41Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-026mr-charge-against-nsw-director-dismissed/ 2026-02-13T01:27:27Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-027mr-asic-cancels-afs-licence-of-pulse-markets-for-serious-and-sustained-breaches-of-duties/ 2026-02-13T04:06:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-028mr-asic-cancels-afs-licence-of-superfast-am-pty-ltd/ 2026-02-19T00:32:40Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-029mr-asic-commences-new-review-of-advice-licensees-that-use-lead-generation-services/ 2026-02-17T22:00:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-030mr-fundhost-pays-infringement-notice-for-making-misleading-representations-about-polen-capital-global-growth-fund/ 2026-02-17T23:37:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-031mr-asic-cancels-afs-licence-of-red-panda-future-wealth-pty-ltd/ 2026-02-19T00:32:49Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-032mr-asic-secures-record-350-million-in-civil-penalties-and-583-million-back-to-australians-in-second-half-of-2025/ 2026-02-24T20:56:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-033mr-misconduct-reports-to-asic-highlight-spike-in-corporate-governance-issues/ 2026-02-24T20:58:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-034mr-asic-disqualifies-victorian-property-development-director-kylie-campbell-for-5-years/ 2026-02-26T01:39:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-035mr-asic-cancels-afs-licence-of-private-wealth-pty-ltd/ 2026-02-26T04:01:18Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-036mr-asic-sues-auto-general-alleging-policy-discount-misrepresentations-made-to-millions-of-consumers-in-budget-direct-insurance-ads/ 2026-03-08T23:20:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-037mr-asic-cancels-australian-credit-licence-of-john-adicho/ 2026-03-04T00:01:28Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-038mr-asic-disqualifies-nsw-director-for-the-maximum-period-of-five-years/ 2026-03-04T01:00:12Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-039mr-additional-charges-brought-against-financial-services-company-director/ 2026-03-05T00:00:02Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-040mr-federal-court-finds-two-star-entertainment-senior-executives-breached-duties-non-executive-directors-did-not-breach-duties/ 2026-03-26T02:10:47Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-041mr-asic-files-court-action-to-wind-up-liberty-bell-bay-after-failures-to-lodge-financial-reports/ 2026-03-15T23:09:04Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-042mr-brisbane-financial-advisor-and-auditor-sunny-prakash-charged-with-multiple-counts-of-stealing-and-fraud/ 2026-03-09T00:47:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-043mr-asic-bans-former-credit-and-financial-services-representative-neil-andrew-cato-for-5-years/ 2026-03-09T01:56:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-044mr-asic-bans-former-mwl-financial-services-adviser-raluca-terheci-for-a-period-of-6-years/ 2026-03-09T22:44:11Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-045mr-remedy-housing-officers-sentenced-for-dishonesty-offences/ 2026-03-11T01:49:37Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-046mr-charges-discontinued-in-capital-mining-limited-matter/ 2026-03-11T05:01:43Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-047mr-asic-disqualifies-simon-raftery-from-managing-corporations-for-two-and-a-half-years/ 2026-03-12T04:12:39Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-048mr-asic-disqualifies-victorian-director-for-maximum-5-year-period/ 2026-03-13T01:09:17Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-049mr-asic-urges-gen-z-to-sense-check-money-advice-as-social-media-fuels-riskier-financial-decisions/ 2026-03-15T21:00:29Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-050mr-supreme-court-orders-macquarie-securities-to-pay-35-million-penalty-in-short-sale-misreporting-case/ 2026-03-15T22:32:20Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-051mr-asic-launches-financial-complaints-data-dashboard/ 2026-03-17T22:59:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-052mr-high-court-finds-in-favour-of-asic-on-an-appeal-by-sunshine-loans/ 2026-03-22T20:00:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-053mr-federal-court-declares-macquarie-contravened-the-corporations-act-in-relation-to-shield-master-fund/ 2026-03-20T05:13:46Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-054mr-asic-applies-to-wind-up-12-companies-associated-with-nsw-accountant-and-former-solicitor-christopher-malcolm-edwards/ 2026-03-27T02:00:36Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-055mr-binance-australia-derivatives-ordered-to-pay-10-million-penalty-for-onboarding-failures-causing-millions-in-client-trading-losses/ 2026-03-27T06:37:58Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-056mr-former-venture-egg-reilly-financial-and-interprac-adviser-nicholas-hogan-banned-for-four-years/ 2026-03-30T00:58:23Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-057mr-mecca-companies-pay-594-000-in-infringement-notices-for-failing-to-lodge-financial-reports-on-time/ 2026-03-31T01:29:32Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-058mr-three-public-companies-fined-more-than-a-million-dollars-for-breaching-financial-reporting-and-company-officer-obligations/ 2026-04-01T02:00:01Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-059mr-asic-publishes-asx-inquiry-panel-final-report-and-acknowledges-observations/ 2026-04-01T21:07:35Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-060mr-asic-cancels-afs-licence-of-beacon-wealth-pty-ltd/ 2026-04-01T22:29:08Z https://www.asic.gov.au/about-asic/news-centre/find-a-media-release/2026-releases/26-061mr-asic-disqualifies-ashod-balanian-from-managing-corporations-for-maximum-five-year-period/ 2026-04-02T01:16:32Z https://www.asic.gov.au/about-asic/news-centre/find-articles-and-speeches/ 2024-08-10T11:24:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/ 2025-07-07T04:38:51Z https://www.asic.gov.au/about-asic/news-centre/speeches/abacus-chairs-and-ceo-s-forum/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/australian-institutional-investor-roundtable/ 2021-04-27T07:42:17Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-opening-statement-2-june-2021/ 2021-06-02T14:41:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/address-to-cmsf-concurrent-forum-2/ 2021-03-30T09:26:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/address-to-international-centre-for-financial-regulation/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/address-to-the-australian-institute-of-company-directors/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/aira-annual-conference-dec2009/ 2021-03-30T09:26:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/an-update-on-asic-s-priorities-for-2007-08-and-how-these-relate-to-aicd-members/ 2021-03-30T09:24:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-forum-2014-regulating-for-real-people-markets-and-globalisation/ 2021-03-30T09:26:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-hot-topics-presentation-2008/ 2021-03-30T09:24:54Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-in-2014-areas-of-focus-and-expected-changes-to-the-regulatory-landscape/ 2021-03-30T09:26:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-moneysmart-rookie-launch/ 2021-03-30T09:26:17Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-response-to-abc-tv-s-four-corners-questions-30-september-2013/ 2021-03-30T09:25:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-speaks-on-fundraising-takeovers-and-clerp/ 2021-03-30T09:24:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-summer-school-2011-opening-address-asic-s-20th-anniversary/ 2021-03-30T09:25:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-summer-school-2012-opening-address/ 2021-03-30T09:25:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-approach-to-market-integrity/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-financial-adviser-work-for-2012-13/ 2021-03-30T09:25:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-focus-relating-to-markets/ 2021-03-30T09:25:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-forward-agenda/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-outlook-the-road-ahead/ 2023-03-23T11:33:19Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-perspective-on-resources-and-reserves-reporting/ 2021-03-30T09:25:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-priorities-financial-advice-licensing-and-supervision/ 2021-03-30T09:25:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/australia-readies-for-market-competition/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/australian-hedge-fund-forum-2011/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/australian-hedge-funds-sector-and-systemic-risk/ 2021-03-30T09:25:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/australian-institute-of-management-fellows-breakfast/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/australian-securitisation-forum-2011/ 2021-03-30T09:25:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/australian-securitisation-forum-2013/ 2021-03-30T09:25:10Z https://www.asic.gov.au/about-asic/news-centre/speeches/biggest-changes-to-the-financial-system-since-the-wallis-inquiry/ 2023-03-21T15:00:10Z https://www.asic.gov.au/about-asic/news-centre/speeches/building-and-innovating-towards-stronger-cleaner-markets/ 2021-03-30T09:25:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/capital-markets-update-2008/ 2021-03-30T09:24:55Z https://www.asic.gov.au/about-asic/news-centre/speeches/challenges-facing-asic-over-the-next-decade/ 2021-03-30T09:25:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/changing-perimeter-of-securities-regulation-the-perspective-from-australia/ 2021-03-30T09:25:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/committee-for-sydney-presentation/ 2021-03-30T09:25:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/consumer-credit-regulatory-update-2014/ 2023-03-21T14:58:22Z https://www.asic.gov.au/about-asic/news-centre/speeches/continuous-disclosure/ 2021-03-30T09:25:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/continuous-disclosure-asx-guidance-note-8-rewrite/ 2021-03-30T09:25:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/corporate-and-market-regulation-an-asic-update/ 2021-03-30T09:24:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/dark-pools-high-frequency-trading-and-competition/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/derivatives-2013-the-future-comes-into-focus/ 2021-03-30T09:25:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/developments-in-the-global-regulatory-system/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/engaging-with-wa-stakeholders/ 2021-03-30T09:25:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/facilitating-capital-raising-for-corporate-australia/ 2021-03-30T09:24:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/financial-innovation-driven-complexity-creating-a-dynamic-landscape-speech/ 2021-03-30T09:26:17Z https://www.asic.gov.au/about-asic/news-centre/speeches/fofa-and-the-new-reality/ 2021-03-30T09:25:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/future-of-advice-post-fofa/ 2021-03-30T09:25:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/future-of-financial-regulation/ 2021-03-30T09:25:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/global-challenges-facing-regulators-in-the-next-decade/ 2021-03-30T09:25:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/global-investor-education-conference-2013/ 2021-03-30T09:25:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-global-regulatory-outlook/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/grasping-the-nettle-of-market-volatility/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/handling-of-confidential-information/ 2023-04-19T01:23:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/helping-retail-investors/ 2021-03-30T09:24:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/impacts-of-proposed-regulatory-reforms-on-unregulated-or-less-regulated-market-segments/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/implications-of-a-fast-changing-regulatory-landscape/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/improving-confidence-in-integrity-of-australia-s-capital-markets/ 2021-03-30T09:24:52Z https://www.asic.gov.au/about-asic/news-centre/speeches/improving-consumer-and-investor-confidence/ 2021-03-30T09:25:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/improving-global-consistency-of-financial-regulation/ 2023-03-27T14:47:35Z https://www.asic.gov.au/about-asic/news-centre/speeches/inquiry-into-private-equity/ 2023-03-23T11:32:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/insider-trading-and-market-manipulation/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/insolvency-findings-misrepresent-asic-s-work/ 2021-03-30T09:25:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/investing-in-2009/ 2021-03-30T09:24:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/investors-trust-and-confidence-in-managed-funds/ 2023-03-27T13:59:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-acted-properly-at-all-times-in-the-james-hardie-case/ 2021-03-30T09:25:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/key-regulatory-developments-and-issues/ 2025-06-22T11:51:20Z https://www.asic.gov.au/about-asic/news-centre/speeches/keynote-address-to-insolvency-practitioners-association-of-australia-national-conference-2013/ 2021-03-30T09:25:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/launch-of-asic-multimedia-activities-on-mobile-phone-use/ 2021-03-30T09:25:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/letter-from-asic-s-chief-legal-officer/ 2023-03-27T13:59:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/maintaining-market-integrity-in-a-changing-environment/ 2021-03-30T09:25:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/market-and-participant-supervision-2011/ 2023-03-23T10:43:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/market-supervision-moves-to-asic-what-does-it-mean-for-brokers/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/moneysmart-week-and-doing-a-money-health-check/ 2021-03-30T09:25:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/national-consumer-congress-2010/ 2023-03-23T10:41:48Z https://www.asic.gov.au/about-asic/news-centre/speeches/news-from-the-regulator/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-parliamentary-joint-committee-on-corporations-and-financial-services-21-june-2013/ 2021-03-30T09:25:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-parliamentary-joint-committee-september-2014/ 2023-03-27T13:58:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/our-markets-a-regulatory-update/ 2023-03-27T13:57:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/ownership-rights-and-asic-s-regulatory-agenda/ 2021-03-30T09:25:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/playing-by-the-rules-a-new-regulatory-environment-is-changing-the-way-that-corporations-relate-to-investors-and-the-finance-community/ 2021-03-30T09:24:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/projecting-the-future-of-securitisation/ 2021-03-30T09:24:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/putting-the-mort-back-into-mortgage-a-pocket-guide-to-the-global-credit-crisis/ 2021-03-30T09:24:55Z https://www.asic.gov.au/about-asic/news-centre/speeches/q-a-with-tony-d-aloisio/ 2021-03-30T09:25:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/recent-changes-to-australia-s-supervisory-powers/ 2021-03-30T09:25:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulating-financial-advice-current-oppurtunities-and-challenges/ 2021-03-30T09:24:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulator-was-right-to-bring-james-hardie-case-to-court/ 2021-03-30T09:25:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulator-s-perspective-on-regulation-of-smsfs-speech-by-greg-tanzer/ 2021-03-30T09:25:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulator-s-perspective-on-regulation-of-smsfs-november-2013/ 2023-03-27T13:57:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulators-at-the-forefront-of-change/ 2021-03-30T09:24:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-issues-arising-from-the-financial-crisis-for-asic-and-for-investors-and-financial-consumers/ 2023-03-23T10:41:12Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-issues-arising-from-the-financial-crisis-for-asic-and-for-market-participants/ 2025-05-28T02:03:26Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-update-2012-insights-from-the-australian-securities-and-investments-commission/ 2021-03-30T09:25:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-update-2014-insights-from-the-australian-securities-and-investments-commission/ 2023-03-23T10:40:19Z https://www.asic.gov.au/about-asic/news-centre/speeches/report-of-the-iosco-board-the-year-in-review-and-the-year-ahead/ 2023-04-19T00:02:23Z https://www.asic.gov.au/about-asic/news-centre/speeches/reshaping-the-regulatory-industry-relationship/ 2021-03-30T09:25:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/responding-to-global-financial-crisis-the-asic-story/ 2021-03-30T09:25:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/retail-investors-allow-choice-or-prohibit-products/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/rethinking-securities-regulation-after-the-crisis-an-economics-perspective/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/rules-on-exit-fees-are-clear/ 2021-03-30T09:25:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/securities-markets-participants-and-asic/ 2021-03-30T09:23:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/selective-disclosure-of-confidential-price-sensitive-information/ 2021-03-30T09:25:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/self-managed-superannuation-funds-and-complex-products-asic-update/ 2023-03-27T13:56:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/self-managed-superannuation-funds-regulatory-update-april-2013/ 2021-03-30T09:25:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/self-managed-superannuation-funds-regulatory-update-august-2013/ 2023-05-24T15:34:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-estimates-opening-statement-4-june-2013/ 2021-03-30T09:25:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-estimates-opening-statement-4-june-2014/ 2023-03-27T13:55:24Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-inquiry-into-the-performance-of-asic-opening-statement-april-2014/ 2023-03-23T10:23:51Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-inquiry-into-the-performance-of-asic-opening-statement-february-2014/ 2023-03-23T10:23:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/setting-the-record-straight-asic-bribery-and-enforcement-action/ 2021-03-30T09:25:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/speech-to-the-australian-prudential-regulation-authority-leadership-team/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/systemic-risk-the-role-of-securities-regulators/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-2014-17-national-financial-literacy-strategy/ 2023-03-22T15:47:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-australian-hedge-funds-sector-and-systemic-risk/ 2021-03-30T09:25:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-challenges-facing-asic-over-the-next-decade/ 2021-03-30T09:24:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-effect-of-harmonisation-on-the-regulator-and-regulation/ 2023-01-12T14:54:19Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-major-challenges-for-regulators-to-maintain-investors-trust-and-confidence/ 2021-03-30T09:25:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-new-asic-addressing-today-s-challenges-and-building-for-the-longer-term/ 2021-03-30T09:24:55Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-ongoing-relationship-between-company-and-shareholders/ 2021-03-30T09:25:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/trustee-obligations-how-to-tell-the-new-story-to-members/ 2021-03-30T09:25:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/views-from-the-australian-securities-and-investments-commission-2011/ 2023-03-23T10:35:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/what-asic-expects-of-directors-speech/ 2023-03-21T12:21:25Z https://www.asic.gov.au/about-asic/news-centre/speeches/what-matters-to-asic-the-insolvency-profession-and-the-wider-insolvency-market/ 2021-03-30T09:25:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/why-breach-reporting-is-important/ 2023-03-21T12:20:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/working-in-a-regulated-environment/ 2023-03-23T11:30:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-estimates-opening-statement-22-october-2014/ 2023-04-19T00:16:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/maintaining-trust-and-confidence-in-our-dynamic-markets/ 2023-04-19T00:15:28Z https://www.asic.gov.au/about-asic/news-centre/speeches/otc-derivatives-reforms-the-state-of-play/ 2023-03-23T11:03:14Z https://www.asic.gov.au/about-asic/news-centre/speeches/monitoring-the-activities-of-companies-in-australia/ 2023-04-19T00:14:35Z https://www.asic.gov.au/about-asic/news-centre/speeches/getting-the-right-balance-asic-s-regulatory-reform-and-deregulatory-experience/ 2021-03-30T09:36:14Z https://www.asic.gov.au/about-asic/news-centre/speeches/understanding-and-adapting-to-the-regulatory-environment-an-iosco-perspective/ 2021-03-30T09:36:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/conquering-the-new-frontier-regulating-for-growth-in-the-digital-age/ 2023-03-21T12:19:57Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-opening-statement/ 2023-03-21T12:18:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-explained-who-is-the-corporate-watchdog-what-does-it-do-and-why-should-australians-care/ 2021-03-30T09:36:24Z https://www.asic.gov.au/about-asic/news-centre/speeches/hear-from-the-regulators-what-you-need-to-know/ 2023-03-21T15:11:19Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-telecommunications-interception-and-access-amendment-data-retention-bill-2014/ 2023-03-21T15:14:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-estimates-opening-statement-february-2015/ 2023-03-21T12:17:21Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-update-to-insurance-industry/ 2023-03-21T12:17:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-risk-outlook-for-2015/ 2023-03-21T12:16:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/auditing-continuous-disclosure-risk/ 2023-03-21T12:16:11Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-opening-statement-20-march-2015/ 2023-04-18T23:41:23Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-annual-forum-2015-creating-confidence-to-grow/ 2023-04-18T23:42:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-references-committee-inquiry-into-digital-currency-opening-statement/ 2021-03-30T09:37:47Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-focus-in-the-financial-advice-sector/ 2023-03-18T17:51:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/harvesting-the-opportunities-from-financial-innovation-how-can-asic-help-you/ 2023-04-19T01:06:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/financial-innovation-asic-s-role-and-how-it-affects-you/ 2023-03-21T12:15:20Z https://www.asic.gov.au/about-asic/news-centre/speeches/innovation-in-corporate-reporting/ 2023-03-27T13:54:32Z https://www.asic.gov.au/about-asic/news-centre/speeches/employee-incentive-schemes-asic-class-order-changes/ 2023-03-21T12:14:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-importance-of-culture-to-improving-conduct-within-the-financial-industry/ 2023-04-19T01:05:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/creating-growth-through-our-markets-using-the-right-nudge/ 2023-03-21T12:14:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-future-of-funding-economic-growth-reframing-capital-markets-a-focus-on-infrastructure-and-sme-financing/ 2023-03-23T11:02:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-estimates-opening-statement-3-june-2015/ 2023-03-21T12:13:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/iosco-and-the-international-reform-agenda-for-financial-markets/ 2023-03-21T12:12:19Z https://www.asic.gov.au/about-asic/news-centre/speeches/cosboa-conference-what-is-asic-doing-to-help-small-business/ 2023-04-19T01:05:11Z https://www.asic.gov.au/about-asic/news-centre/speeches/stability-in-prudential-regulation-and-the-impact-of-new-technologies-on-market-dynamics/ 2023-04-19T01:04:36Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-value-of-leadership/ 2023-04-19T00:01:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/trust-and-confidence-culture-and-ethics-the-right-nudge-in-shaping-communities-globally-and-locally/ 2023-04-19T00:01:16Z https://www.asic.gov.au/about-asic/news-centre/speeches/pjc-opening-statement-14-august-2015/ 2023-04-19T01:22:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/setting-the-reform-agenda-in-a-changing-regulatory-landscape/ 2023-03-20T12:50:55Z https://www.asic.gov.au/about-asic/news-centre/speeches/bfsla-the-financial-system-inquiry-a-regulator-s-perspective/ 2023-03-20T12:50:12Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-and-financial-innovation/ 2023-03-20T12:45:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-future-of-capital-markets-in-a-digital-economy/ 2023-03-20T12:49:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/trust-and-culture-what-consumers-want/ 2023-03-20T12:46:35Z https://www.asic.gov.au/about-asic/news-centre/speeches/challenges-for-our-capital-markets/ 2023-03-20T12:42:48Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-senate-economics-references-committee-s-public-hearing-into-insolvency-in-the-australian-construction-industry-28-september-2015/ 2023-03-20T12:42:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/putting-the-customer-first-creating-a-win-win/ 2023-03-20T12:27:37Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-senate-joint-committee-corporations-and-financial-services-oversight-of-the-australian-securities-and-investments-commission-16-october-2015/ 2023-04-19T01:20:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-senate-economics-legislation-committee-21-october-2015/ 2023-04-19T01:21:25Z https://www.asic.gov.au/about-asic/news-centre/speeches/digital-disruption-and-how-regulators-are-responding/ 2023-03-20T12:26:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/meeting-our-long-term-challenges-asic-s-corporate-plan/ 2023-03-20T12:25:24Z https://www.asic.gov.au/about-asic/news-centre/speeches/iosco-and-fsb-s-work-on-asset-management-and-liquidity/ 2023-03-20T12:24:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/dealing-with-fraud-a-regulator-s-perspective/ 2023-03-20T12:24:10Z https://www.asic.gov.au/about-asic/news-centre/speeches/digital-disruption-harnessing-the-opportunities-mitigating-the-risks/ 2023-03-20T12:22:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-parliamentary-joint-committee-19-november-2015/ 2023-03-20T12:18:28Z https://www.asic.gov.au/about-asic/news-centre/speeches/corporate-culture-and-corporate-regulation/ 2023-03-20T12:14:24Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-parliamentary-joint-committee-23-november-2015/ 2023-03-20T12:10:10Z https://www.asic.gov.au/about-asic/news-centre/speeches/deepening-global-securitisation-markets-an-iosco-perspective/ 2023-03-20T12:08:58Z https://www.asic.gov.au/about-asic/news-centre/speeches/capital-markets-and-digital-disruption/ 2023-03-20T12:07:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulation-and-innovation-in-mortgage-lending/ 2023-03-27T14:18:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-regulator-and-marketplace-lending/ 2023-04-18T23:26:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-update-to-general-insurance-industry-2016/ 2023-03-20T12:05:48Z https://www.asic.gov.au/about-asic/news-centre/speeches/challenge-and-change-an-update-for-the-accounting-profession/ 2023-03-20T12:05:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/culture-shock/ 2023-04-18T23:24:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulating-for-the-future-innovation-disruption-and-cyber-resilience/ 2023-03-27T14:00:23Z https://www.asic.gov.au/about-asic/news-centre/speeches/why-are-we-talking-about-culture/ 2023-04-19T01:23:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-challenge-of-driving-global-economic-growth/ 2023-03-27T14:00:53Z https://www.asic.gov.au/about-asic/news-centre/speeches/my-time-at-asic-and-the-work-of-iosco-and-the-fsb-on-asset-management-and-liquidity/ 2023-03-27T14:01:11Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-estimates-opening-statement-6-may-2016/ 2021-04-01T06:57:53Z https://www.asic.gov.au/about-asic/news-centre/speeches/improving-business-through-compliance-a-regulator-s-perspective/ 2023-04-19T01:24:11Z https://www.asic.gov.au/about-asic/news-centre/speeches/why-culture-matters/ 2023-03-27T14:01:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-focus-on-culture-digging-into-the-detail/ 2023-04-18T23:51:19Z https://www.asic.gov.au/about-asic/news-centre/speeches/building-trust-and-confidence-asic-priorities/ 2023-04-18T23:53:23Z https://www.asic.gov.au/about-asic/news-centre/speeches/directors-duties-and-culture/ 2023-04-18T23:53:55Z https://www.asic.gov.au/about-asic/news-centre/speeches/tone-from-the-top-influencing-conduct-and-culture/ 2023-04-19T00:33:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/good-corporate-culture-values-and-ethics/ 2023-04-19T01:03:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-importance-of-corporate-culture-in-improving-governance-and-compliance/ 2023-04-19T01:03:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/financing-the-global-economy-opening-remarks/ 2023-04-19T01:04:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/emerging-risks-and-vulnerabilities-liquidity/ 2023-04-19T00:03:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/capital-markets-across-the-globe-integration-or-fragmentation/ 2023-04-19T00:34:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/future-priorities-for-asic-and-the-financial-system-building-trust-and-confidence-in-our-financial-markets/ 2023-04-19T00:35:23Z https://www.asic.gov.au/about-asic/news-centre/speeches/fintech-platforms-and-wraps-the-future-of-wealth-management-technology/ 2023-04-19T00:36:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/self-managed-superannuation-funds-markets-trends-and-regulatory-focus/ 2023-04-19T00:38:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-vision/ 2023-04-18T23:56:20Z https://www.asic.gov.au/about-asic/news-centre/speeches/keynote-address-regulatory-perspective-on-conduct-risk-culture-and-governance/ 2023-04-18T23:46:11Z https://www.asic.gov.au/about-asic/news-centre/speeches/meeting-our-long-term-challenges-asic-s-corporate-plan-15-september-2016/ 2023-04-18T23:55:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/financial-literacy-asic-update/ 2023-03-22T15:48:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-and-behavioural-economics-regulating-for-real-people/ 2023-03-27T14:08:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/driving-better-consumer-outcomes-in-the-era-of-big-data-and-artificial-intelligence/ 2023-03-27T14:07:54Z https://www.asic.gov.au/about-asic/news-centre/speeches/addressing-uncertainty-in-consumer-lending/ 2023-03-27T14:07:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/innovation-and-regulation/ 2023-03-27T14:04:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/finsia-regulators-panel-opening-remarks-how-data-can-drive-consumer-outcomes/ 2023-03-27T14:04:28Z https://www.asic.gov.au/about-asic/news-centre/speeches/cross-border-innovation-enabling-fintech-and-regtech-innovations-across-borders/ 2023-03-27T14:04:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/developing-asia-s-capital-markets-fintech-opportunities-risks-and-challenges/ 2023-03-27T14:05:04Z https://www.asic.gov.au/about-asic/news-centre/speeches/a-question-of-risk/ 2023-03-27T14:05:23Z https://www.asic.gov.au/about-asic/news-centre/speeches/looking-beyond-the-margins-of-otc-derivatives-reform-keynote-address/ 2023-03-27T14:05:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-current-state-of-corporate-culture/ 2023-03-27T14:03:26Z https://www.asic.gov.au/about-asic/news-centre/speeches/conduct-in-the-spotlight-views-from-asic/ 2023-03-23T10:24:58Z https://www.asic.gov.au/about-asic/news-centre/speeches/positioning-asic-as-a-regulator-for-the-future/ 2023-03-23T10:25:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/times-of-change-asic-update-for-the-accounting-profession/ 2023-03-27T14:06:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/whistleblowing/ 2023-03-27T14:06:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-importance-of-corporate-culture/ 2023-03-27T14:06:59Z https://www.asic.gov.au/about-asic/news-centre/speeches/fintech-opportunities-risks-and-challenges/ 2023-03-27T14:50:35Z https://www.asic.gov.au/about-asic/news-centre/speeches/building-resilience-the-challenge-of-cyber-risk/ 2023-03-27T14:51:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/article-law-reform-is-needed-so-whistleblowers-can-be-better-protected/ 2023-03-27T14:54:32Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-national-financial-literacy-strategy/ 2023-03-27T14:09:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-update-to-the-general-insurance-industry/ 2023-03-27T14:17:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-committee-chairman-opening-statement/ 2023-03-27T14:19:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/inquiry-into-carbon-risk-disclosure-opening-statement/ 2023-04-19T00:11:52Z https://www.asic.gov.au/about-asic/news-centre/speeches/life-insurance-claims-handling/ 2021-07-07T11:24:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-fourth-industrial-revolution-impact-on-financial-services-and-markets/ 2023-04-19T00:12:25Z https://www.asic.gov.au/about-asic/news-centre/speeches/three-themes-from-the-asic-annual-forum/ 2023-03-22T15:32:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/how-having-a-good-culture-can-mitigate-against-corruption/ 2023-03-27T14:20:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/insights-from-the-2017-world-economic-forum-annual-meeting-davos/ 2023-03-27T14:20:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/what-good-looks-like/ 2023-03-27T14:20:58Z https://www.asic.gov.au/about-asic/news-centre/speeches/importance-of-corporate-culture/ 2023-03-27T14:21:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/future-of-fintech-and-regulation/ 2023-03-27T14:52:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-regulatory-sandbox/ 2023-03-27T14:52:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-regulatory-approach-to-high-frequency-trading-and-dark-pools/ 2023-03-27T14:53:24Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-parliamentary-joint-committee-inquiry-into-whistleblower-protections/ 2023-03-27T14:21:52Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-update-to-the-insurance-industry/ 2023-03-27T14:22:16Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-importance-of-trust-in-a-digital-world/ 2023-04-19T00:13:11Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-committee-asic-chairman-opening-statement/ 2023-03-27T14:22:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/reflections-on-leadership/ 2023-04-19T00:00:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-regulatory-update-2017/ 2023-04-19T01:25:48Z https://www.asic.gov.au/about-asic/news-centre/speeches/role-of-securitisation-in-funding-economic-activity-and-growth/ 2023-03-27T14:22:53Z https://www.asic.gov.au/about-asic/news-centre/speeches/a-better-toolkit-for-asic/ 2023-03-27T14:26:14Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-role-of-securitisation-in-funding-economic-activity-and-growth/ 2023-03-27T14:26:36Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-corporations-and-financial-services-asic-chairman-opening-statement/ 2023-03-22T15:34:20Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-importance-of-corporate-culture-gilbert-tobin-board-luncheon/ 2023-04-19T01:24:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-developments-in-asset-management/ 2023-04-19T01:25:20Z https://www.asic.gov.au/about-asic/news-centre/speeches/productivity-commission-inquiry-into-competition-in-the-australian-financial-system-roundtable-asic-opening-statement/ 2023-03-27T14:27:17Z https://www.asic.gov.au/about-asic/news-centre/speeches/global-regulatory-coordination-and-the-value-of-global-forums-in-a-period-of-rapid-change/ 2023-03-27T14:28:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/outline-of-asic-s-approach-to-corporate-culture/ 2023-04-19T01:26:14Z https://www.asic.gov.au/about-asic/news-centre/speeches/update-on-asic-s-priorities/ 2023-04-18T23:57:35Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-human-factor-is-conduct-risk-on-your-radar/ 2023-03-27T14:28:26Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-and-australia-s-ageing-population/ 2023-03-27T14:28:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-corporations-and-financial-services-asic-chairman-opening-statement-august/ 2023-03-27T14:29:11Z https://www.asic.gov.au/about-asic/news-centre/speeches/small-business-and-asic/ 2023-03-27T14:30:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-and-australia-s-ageing-population-speech/ 2023-03-27T14:29:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/reflections-on-a-career-at-asic/ 2023-04-18T23:46:51Z https://www.asic.gov.au/about-asic/news-centre/speeches/update-on-asic-s-priorities-speech/ 2023-04-19T00:10:21Z https://www.asic.gov.au/about-asic/news-centre/speeches/pjc-inquiry-into-the-life-insurance-industry-opening-statement-by-asic-deputy-chairman-peter-kell/ 2023-04-19T00:11:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/digital-disruption-and-data-an-asic-update/ 2023-03-27T14:46:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/challenge-and-change-asic-s-regulatory-focuses-for-2017-18-and-beyond-and-what-risk-managers-should-be-thinking-about/ 2021-03-30T09:26:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/codes-of-conduct-and-the-widening-perimeter-of-regulatory-intervention/ 2023-03-27T14:31:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-regtech-showcase-opening-remarks/ 2023-04-19T00:27:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-role-of-the-regulator-in-the-cyber-insurance-market/ 2023-03-27T14:45:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/impact-of-fintech-in-capital-markets/ 2023-03-27T14:36:55Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-and-australia-s-ageing-population-adelaide-speech/ 2023-03-27T14:32:22Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-addressing-financial-consumer-protection-risks-in-an-increasingly-digital-and-financial-world/ 2023-03-27T14:31:22Z https://www.asic.gov.au/about-asic/news-centre/speeches/banks-and-financial-technology-will-banks-become-back-offices-for-fintech-companies/ 2023-04-19T00:30:51Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-committee-opening-statement-by-asic-chairman-greg-medcraft/ 2023-03-27T14:44:19Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-by-asic-chairman-greg-medcraft-october-2017/ 2023-03-27T14:32:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-chairman-s-remarks-at-the-sydney-stakeholder-event/ 2023-04-19T00:31:54Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-fintech-sector-opportunity-asic-perspective/ 2023-03-27T14:33:10Z https://www.asic.gov.au/about-asic/news-centre/speeches/market-structures-and-market-integrity-asic-update-on-australian-markets/ 2023-03-27T14:33:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-by-asic-acting-chair-peter-kell/ 2023-04-19T00:32:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/book-launch-managing-culture-a-good-practice-guide/ 2023-03-27T14:34:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-statement-on-audit-quality-by-asic-commissioner-john-price/ 2023-03-27T14:34:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-by-asic-chair-james-shipton/ 2023-03-27T14:38:12Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-opening-statement-by-asic-chair-james-shipton/ 2023-03-27T14:39:16Z https://www.asic.gov.au/about-asic/news-centre/speeches/insurance-in-super-the-regulators-what-do-they/ 2023-03-27T14:39:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/productivity-commission-inquiry-into-competition-in-the-australian-financial-system-hearings-on-draft-report/ 2023-04-18T23:59:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-update-to-the-general-insurance-industry-ica/ 2023-04-18T23:59:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/essential-legal-and-regulatory-update/ 2023-03-27T14:39:53Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-annual-forum-2018-opening-address-by-asic-chair-james-shipton/ 2023-04-19T01:02:05Z https://www.asic.gov.au/about-asic/news-centre/speeches/rebuilding-trust-a-conduct-regulator-s-perspective/ 2023-04-19T01:01:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/keynote-speech-a-new-era-for-conduct-regulation-in-australia/ 2023-04-19T01:00:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-update-initial-coin-offerings-and-cryptocurrency/ 2023-03-27T14:40:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/accelerate-regtech-2018-the-role-of-the-regulator/ 2023-03-27T14:40:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-trust-deficit-and-corporate-australia-acsi-conference-2018/ 2023-03-27T14:41:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/a-matter-of-trust-aligning-public-corporate-and-regulator-expectations/ 2023-04-19T01:00:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-regulatory-update-expectations-in-the-current-environment-our-perspective-on-reform-and-regulatory-developments/ 2021-03-30T09:25:22Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-opening-statement-by-asic-chair-james-shipton-30-may-2018/ 2023-03-27T14:41:32Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-update-informing-and-engaging-shareholders/ 2023-03-27T14:42:27Z https://www.asic.gov.au/about-asic/news-centre/speeches/professionalism-and-other-things/ 2023-03-27T14:42:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/reinforcing-culture-in-a-climate-of-low-trust/ 2023-03-27T14:42:49Z https://www.asic.gov.au/about-asic/news-centre/speeches/climate-change/ 2023-03-27T14:43:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/house-of-representatives-economics-committee-opening-statement-by-asic-chair-james-shipton-22-june-2018/ 2021-03-30T09:27:36Z https://www.asic.gov.au/about-asic/news-centre/speeches/how-financial-services-firms-can-act-to-meet-community-expectations-through-transparency-and-accountability/ 2021-03-30T09:27:36Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-trust-deficit-and-superannuation/ 2023-04-18T23:43:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-approach-to-innovation/ 2021-03-30T09:27:36Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-asic-chair-james-shipton-17-august-2018/ 2021-03-30T09:27:36Z https://www.asic.gov.au/about-asic/news-centre/speeches/small-business-summit-address-asic-and-small-business/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-strategic-focus-and-key-priorities-over-the-next-year-improving-conduct-and-restoring-trust/ 2021-03-30T09:27:36Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-asic-chair-james-shipton-19-october-2018/ 2021-03-30T09:27:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/keynote-address-isda-annual-australia-conference/ 2021-03-30T09:27:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-opening-statement-by-asic-chair-james-shipton-24-october-2018/ 2021-03-30T09:27:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/ethics-and-professionalism-post-royal-commission-a-regulator-s-view/ 2021-03-30T09:27:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-perspective-on-small-business/ 2021-03-30T09:27:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/financial-regulation-in-a-digital-world/ 2021-03-30T09:27:22Z https://www.asic.gov.au/about-asic/news-centre/speeches/an-asic-update-by-john-price-commissioner/ 2021-03-30T09:27:27Z https://www.asic.gov.au/about-asic/news-centre/speeches/whistleblowing-new-rules-new-policies-new-vision/ 2021-03-30T09:27:26Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-recent-initiatives-to-strengthen-underwriting-standards/ 2021-03-30T09:27:25Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-opening-statement-by-asic-chair-james-shipton-20-february-2019/ 2021-03-30T09:27:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/keynote-address-at-group-of-100-dinner/ 2021-03-30T09:26:59Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-financial-services-royal-commission-and-other-emerging-issues-relating-to-the-general-insurance-industry-from-an-asic-perspective/ 2021-03-30T09:26:59Z https://www.asic.gov.au/about-asic/news-centre/speeches/emerging-lessons-from-the-financial-services-royal-commission-for-the-regulation-of-health-practitioners/ 2021-03-30T09:26:59Z https://www.asic.gov.au/about-asic/news-centre/speeches/anu-climate-update/ 2021-03-30T09:26:58Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economic-references-committee-opening-statement-by-asic-commissioner-john-price/ 2021-03-30T09:26:57Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulator-update-2019-annual-superannuation-law-conference/ 2021-03-30T09:26:14Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-fairness-imperative/ 2021-03-30T09:26:49Z https://www.asic.gov.au/about-asic/news-centre/speeches/budget-estimates-opening-statement-asic-chair-james-shipton-10-april-2019/ 2021-03-30T09:26:14Z https://www.asic.gov.au/about-asic/news-centre/speeches/keynote-address-international-swaps-and-derivatives-association-agm/ 2021-03-30T09:26:14Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-annual-forum-2019-asic-chair-s-introductory-comments/ 2021-03-30T09:26:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-annual-forum-2019-asic-chair-s-closing-remarks/ 2021-03-30T09:26:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/insights-on-regulatory-and-market-developments-in-australia/ 2021-03-30T09:26:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/governance-and-risk-management-forum-keynote-panel/ 2021-03-30T09:26:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/ceda-keynote-address/ 2021-03-30T09:26:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/aicd-directors-briefing-meet-the-regulators-panel-session/ 2021-03-30T09:26:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/doing-the-right-thing/ 2021-03-30T09:26:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-regtech-monitoring-financial-promotions-demonstration-and-symposium/ 2021-03-30T09:26:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/redefining-conduct-in-fx-markets/ 2021-03-30T09:26:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/keynote-address-at-risk-australia-conference/ 2021-03-30T09:25:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-regtech-financial-advice-files-symposium-opening-statement/ 2021-03-30T09:25:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/keynote-address-financial-services-council-summit-2019/ 2021-03-30T09:25:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-update-and-myth-busting-at-breakfast/ 2021-03-30T09:25:49Z https://www.asic.gov.au/about-asic/news-centre/speeches/how-to-engage-with-regulators-opening-remarks/ 2021-03-30T09:25:52Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-approach-to-enforcement-after-the-royal-commission/ 2021-03-30T09:25:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/risk-management-association-australia-asic-update/ 2021-03-30T09:25:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/making-a-real-difference-for-real-australians/ 2021-03-30T09:25:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-regtech-voice-analytics-symposium/ 2021-03-30T09:25:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/launch-of-asic-s-report-on-director-and-officer-oversight-of-non-financial-risk/ 2021-03-30T09:25:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/keynote-address-at-aicd-fellows-victorian-division-event/ 2021-03-30T09:25:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/other-people-s-money-and-changing-global-markets/ 2021-03-30T09:25:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-regulatory-and-enforcement-update/ 2021-03-30T09:25:37Z https://www.asic.gov.au/about-asic/news-centre/speeches/national-insurance-brokers-association-convention-asic-update/ 2021-03-30T09:25:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/grc-conference-regulatory-panel/ 2021-03-30T09:25:37Z https://www.asic.gov.au/about-asic/news-centre/speeches/new-frontiers-in-regulation/ 2021-03-30T09:25:37Z https://www.asic.gov.au/about-asic/news-centre/speeches/an-australian-regulator-s-view-on-financial-technology/ 2021-03-30T09:25:35Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-vision-for-a-fair-strong-and-efficient-financial-system-for-all-australians/ 2021-03-30T09:25:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/finsia-the-regulators/ 2021-03-30T09:25:28Z https://www.asic.gov.au/about-asic/news-centre/speeches/interpreting-responsible-lending/ 2021-03-30T09:25:28Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-corporations-and-financial-services-asic-chair-james-shipton-opening-statement-19-november-2019/ 2021-03-30T09:25:28Z https://www.asic.gov.au/about-asic/news-centre/speeches/consumer-outcomes-a-truth-universally-acknowledged/ 2021-03-30T09:25:22Z https://www.asic.gov.au/about-asic/news-centre/speeches/fpa-professionals-congress/ 2021-03-30T09:25:22Z https://www.asic.gov.au/about-asic/news-centre/speeches/business-ethics-new-challenges-better-theories-practical-solutions/ 2023-03-27T14:48:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-future-of-the-corporation-the-regulator-s-perspective/ 2021-03-30T09:25:19Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-annual-forum-2013-opening-address/ 2023-04-18T23:31:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-compliance-how-internal-audit-can-strengthen-the-corporate-governance-framework/ 2021-03-30T09:25:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/global-developments-in-securitisation-regulation-an-asic-perspective/ 2021-03-30T09:25:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/challenges-and-strategies-for-iosco/ 2021-03-30T09:25:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-chairman-s-speech-to-actu-superannuation-trustees-forum-2012/ 2021-03-30T09:25:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-chairman-s-address-to-finsia-conference-2012/ 2021-03-30T09:25:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/members-health-directors-professional-development-program-2020/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/exchanges-in-asia-trends-and-perspectives/ 2021-03-30T09:25:02Z https://www.asic.gov.au/about-asic/news-centre/speeches/views-from-asic/ 2021-03-30T09:25:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/a-regulator-s-perspective-on-key-challenges/ 2021-03-30T09:25:00Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-response-to-the-financial-crisis/ 2021-03-30T09:24:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/observations-on-retirement/ 2021-03-30T09:24:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/financial-services-the-changing-landscape/ 2021-03-30T09:24:56Z https://www.asic.gov.au/about-asic/news-centre/speeches/a-speech-to-the-insurance-council-of-australia/ 2021-03-30T09:24:55Z https://www.asic.gov.au/about-asic/news-centre/speeches/lessons-learnt-from-market-volatility-and-sub-prime/ 2021-03-30T09:24:54Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-remarks-asic-asx-conference/ 2021-03-30T09:24:54Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-corporations-and-financial-services-asic-chair-james-shipton-opening-statement-28-february-2020/ 2021-03-30T09:24:52Z https://www.asic.gov.au/about-asic/news-centre/speeches/disclosure-and-the-role-of-asx-and-asic/ 2021-03-30T09:24:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-remarks-to-the-asx-and-asic-listed-companies-conference/ 2021-03-30T09:24:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/illiterate-investors-will-hurt-us-all/ 2021-03-30T09:24:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/views-on-disclosure-advice-and-more/ 2021-03-30T09:24:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-senate-inquiry-into-private-equity-investment-and-its-effect-on-capital-markets-and-the-australian-economy/ 2021-03-30T09:24:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-on-asic-s-priorities-for-the-next-12-months/ 2021-03-30T09:24:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/global-markets-regulating-for-economic-growth/ 2021-03-30T09:24:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/leadership-and-influence-an-internal-and-external-perspective/ 2021-03-30T09:24:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/should-i-borrow-money-to-invest/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-financial-advice-industry-in-australia-the-regulator-s-perspective/ 2021-03-30T09:24:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/corporate-governance-an-iosco-perspective/ 2021-03-30T09:24:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/teaching-your-children-that-money-stays-in-the-pocket/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-integration-of-financial-regulatory-authorities-the-australian-experience/ 2021-03-30T09:24:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-super-strategies-2006-07/ 2021-03-30T09:24:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/directors-responsibilities-the-reality-vs-the-myths/ 2021-03-30T09:24:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-futures-where-to-on-wealth-management/ 2021-03-30T09:24:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/questions-to-ask-your-financial-adviser/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/what-you-want-to-know-about-asic/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/managing-conflicts-of-interest-in-the-australian-financial-services-industry/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-and-small-business/ 2021-03-30T09:24:37Z https://www.asic.gov.au/about-asic/news-centre/speeches/if-you-don-t-understand-it-stay-away-from-it/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-facing-regulatory-challenges-in-2006/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/how-to-avoid-the-bad-advice-trap/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/working-with-australian-company-directors/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/consumer-protection-in-financial-services/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-the-strong-fair-and-progressive-regulator/ 2021-03-30T09:24:44Z https://www.asic.gov.au/about-asic/news-centre/speeches/corporate-wrongdoing-asic-s-enforcement-role/ 2021-03-30T09:24:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/taking-charge-of-your-money-scams-recognising-and-avoiding-them/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/address-by-jennifer-o-donnell-to-asfa/ 2021-03-30T09:24:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/address-by-greg-tanzer-to-asfa/ 2021-03-30T09:24:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/neighbourhood-watch-current-and-future-expectations-of-regulators-and-market-supervisors/ 2021-03-30T09:24:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/conflict-cop/ 2021-03-30T09:24:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-accc-debt-collection-publications-launch/ 2021-03-30T09:24:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-focusing-on-insolvency/ 2021-03-30T09:24:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/wealth-management-and-advice-the-way-ahead/ 2021-03-30T09:24:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/super-standards-must-be-met/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-approach-to-insolvency-practitioner-remuneration/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-increased-focus-on-insolvency/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/financial-statement-fraud-corporate-crime-of-the-21st-century/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/future-directions-for-asic/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/significant-regulatory-issues-facing-asic-and-australian-business/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-and-the-regulation-of-non-cash-payment-products/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/market-demutualisation-and-privatisation-the-australian-experience/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-and-the-property-sector/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/consumers-understanding-of-financial-information/ 2021-03-30T09:24:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-focus-post-11-march-2004/ 2021-03-30T09:24:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-view-from-asic-a-perspective-on-current-activities-and-enforcement-powers/ 2021-03-30T09:24:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/fsr-clerp-9-and-surveillance-programs-asic-priorities-over-the-next-12-months/ 2021-03-30T09:24:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-single-market-for-financial-services-in-the-eu-and-its-impact-on-globalisation/ 2021-03-30T09:24:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-impact-of-fsr-on-the-regulatory-culture-of-asic/ 2021-03-30T09:24:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-enforcement-powers-and-activities/ 2021-03-30T09:24:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/current-corporate-governance-issues-an-asic-perspective/ 2021-03-30T09:24:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-friend-or-foe-of-business/ 2021-03-30T09:24:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-financial-planning-shadow-shopping-project-results-and-moving-forward/ 2021-03-30T09:24:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-and-insolvency-current-activities-and-future-directions-in-enforcement-and-policy/ 2021-03-30T09:24:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-policing-acceptable-standards-of-auditing-and-accounting-practices/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-role-of-asic-in-corporate-governance/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-regulatory-perspective/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/financial-services-reform-act-seven-months-on/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/licensing-for-financial-service-intermediaries/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/changing-dynamics-of-the-australian-superannnuation-industry/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/corporate-governance-principles-promotion-and-practice/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/efinance-trends-and-regulatory-responses/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/trans-tasman-perspectives-on-select-issues-of-financing-stock-and-debtors-australian-perspectives/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/auditors-and-audit-committees-a-regulator-s-view/ 2021-03-30T09:24:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-new-fsr-disclosure-regime-likely-impacts-on-our-industry/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-role-of-the-cfo-in-corporate-governance/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/protecting-the-investor-the-regulator-and-audit/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/risk-and-responsibility/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/market-demutualisation-and-cross-border-alliances-the-australian-experience/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/current-areas-of-concern-to-asic-regarding-corporate-disclosure/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-perspective-of-current-insolvencies-and-the-role-of-the-insolvency-practitioner/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/financial-services-reform-act-2001-challenges-for-asic/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-future-of-corporate-regulation-in-australia/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/institutional-self-regulation-what-should-be-the-role-of-the-regulator/ 2021-03-30T09:24:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/developing-regulatory-standards-for-account-aggregation-and-initiating-industry-wide-compliance/ 2021-03-30T09:24:37Z https://www.asic.gov.au/about-asic/news-centre/speeches/capitalising-on-complaints-insights-into-handling-finance-sector-complaints/ 2021-03-30T09:24:35Z https://www.asic.gov.au/about-asic/news-centre/speeches/everything-the-company-director-must-know-about-corporate-financial-disclosure-and-continuous-disclosure/ 2021-03-30T09:24:35Z https://www.asic.gov.au/about-asic/news-centre/speeches/no-dave-you-can-t-do-that-the-regulatory-challenges-of-e-commerce-and-an-update-on-financial-services-legislation/ 2021-03-30T09:24:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/protecting-account-aggregation-consumers/ 2021-03-30T09:24:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/corporate-governance-1980s-revisited/ 2021-03-30T09:24:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/annual-insurance-council-of-australia-conference/ 2021-03-30T09:24:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/launch-of-the-australasian-investor-relations-association/ 2021-03-30T09:24:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/iosco-conference-2001-address-market-demutualisation-and-privatisation-the-australian-experience/ 2021-03-30T09:24:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/what-regulation-is-required-to-achieve-a-global-online-market/ 2021-03-30T09:24:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/comments-on-debra-a-valentine-s-regulating-in-a-high-tech-marketplace-the-import-for-remedies/ 2021-03-30T09:24:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-initiatives-by-asic-in-the-cyber-age/ 2021-03-30T09:24:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/consumer-issues-in-account-aggregation/ 2021-03-30T09:24:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-compliance-in-the-borderless-community-of-2001/ 2021-03-30T09:24:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/brave-new-world-or-return-to-fundamentals/ 2021-03-30T09:24:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/staying-apace-of-emerging-technology-an-asic-perspective/ 2021-03-30T09:24:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/managing-the-transition-to-cyberworld/ 2021-03-30T09:24:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/monitoring-the-self-regulatory-landscape/ 2021-03-30T09:24:32Z https://www.asic.gov.au/about-asic/news-centre/speeches/managing-regulatory-change-in-life-insurance-and-pensions/ 2021-03-30T09:24:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-issues-impacting-on-insolvency/ 2021-03-30T09:24:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/trends-in-the-regulation-of-financial-markets-and-their-participants-a-regulator-s-perspective/ 2021-03-30T09:24:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-issues-an-update-on-the-last-12-months/ 2021-03-30T09:24:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/developments-in-the-financial-services-industry-investor-protection-in-the-new-economy-and-clerp-6/ 2021-03-30T09:24:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-managed-investments-act-an-update/ 2021-03-30T09:24:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/market-integrity-issues-relating-to-asic-s-role-and-actions/ 2021-03-30T09:24:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-business-of-australia-is/ 2021-03-30T09:24:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/yannon-matter-concludes/ 2021-03-30T09:24:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/avoiding-share-scams-in-cyberspace/ 2021-03-30T09:24:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-globalisation-of-the-securities-market/ 2021-03-30T09:24:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/major-challenges-in-financial-regulation-at-the-end-of-the-decade/ 2021-03-30T09:24:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-the-new-regulatory-regime/ 2021-03-30T09:24:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/cyber-enforcement-in-the-financial-services-sector/ 2021-03-30T09:24:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/not-another-regulator/ 2021-03-30T09:24:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-agenda-for-market-integrity/ 2021-03-30T09:24:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-challenges-in-the-years-ahead/ 2021-03-30T09:24:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/finsia-the-regulators-priorities-updated/ 2021-03-30T09:24:17Z https://www.asic.gov.au/about-asic/news-centre/speeches/select-committee-on-covid-19-opening-statement/ 2021-03-30T09:24:16Z https://www.asic.gov.au/about-asic/news-centre/speeches/members-equity-bank-me-bank-redraw-issue/ 2021-03-30T09:23:57Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-15-july-2020/ 2021-03-30T09:23:59Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-inquiry-into-litigation-funding-and-the-regulation-of-the-class-action-industry/ 2021-03-30T09:23:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulation-trust-and-social-licence/ 2021-03-30T09:23:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-regtech-responsible-lending-demonstration-webinar/ 2021-03-30T09:23:37Z https://www.asic.gov.au/about-asic/news-centre/speeches/statement-by-asic-regarding-relocation-payments-made-to-the-chair-james-shipton-and-deputy-chair-daniel-crennan-qc/ 2021-03-30T09:23:19Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-update/ 2021-03-30T09:23:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-budget-estimates/ 2021-03-30T09:23:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/2020-in-review-and-covid-19-recovery/ 2021-03-30T09:23:14Z https://www.asic.gov.au/about-asic/news-centre/speeches/getting-on-with-it/ 2021-03-30T09:23:14Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-expectations-for-protecting-vulnerable-customers/ 2021-03-30T09:23:11Z https://www.asic.gov.au/about-asic/news-centre/speeches/conversation-with-asic-afia-risk-summit/ 2021-03-30T09:22:31Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulation-for-recovery-when-pilots-become-enduring-practice/ 2021-03-30T09:22:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-19-march-2021/ 2021-03-30T09:22:11Z https://www.asic.gov.au/about-asic/news-centre/speeches/house-of-representatives-standing-committee-on-economics-opening-statement-29-march-2021/ 2021-04-19T04:42:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-inquiry-into-the-your-future-your-super-bill-opening-statement/ 2021-04-20T03:52:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-18-june-2021/ 2021-06-18T12:56:21Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-4cs-of-risky-business/ 2021-08-25T11:35:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-27-august-2021/ 2021-08-27T08:54:39Z https://www.asic.gov.au/about-asic/news-centre/speeches/inquiry-into-the-implications-of-common-ownership-and-capital-concentration-in-australia-opening-statement/ 2021-09-10T12:00:22Z https://www.asic.gov.au/about-asic/news-centre/speeches/house-of-representatives-standing-committee-on-economics-opening-statement-10-september-2021/ 2021-09-10T12:08:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-regulator-s-perspective/ 2021-09-21T11:19:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/general-insurers-from-trust-deficit-to-trust-dividend/ 2021-10-13T11:38:19Z https://www.asic.gov.au/about-asic/news-centre/speeches/corporate-governance-update-climate-change-risk-and-disclosure/ 2021-10-14T11:19:59Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulating-ficc-in-today-s-age-of-uncertainty/ 2021-10-19T18:02:37Z https://www.asic.gov.au/about-asic/news-centre/speeches/whistleblower-policies-and-the-compliance-gap/ 2021-11-11T13:28:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/reflections-on-2021-how-regulators-and-industry-responded-to-covid-19/ 2021-11-12T10:00:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-inquiry-into-the-sterling-income-trust/ 2021-11-16T09:46:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-inquiry-into-the-sterling-income-trust-18-november-2021/ 2021-11-18T16:05:51Z https://www.asic.gov.au/about-asic/news-centre/speeches/responsibility-amid-change/ 2021-11-22T15:08:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/pursuing-the-best-outcomes-for-customers-asic-s-approach-and-the-work-of-internal-auditors/ 2021-11-25T11:25:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-26-november-2021/ 2021-11-26T09:19:45Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-cfo-agenda-a-regulator-s-perspective/ 2021-12-06T13:04:59Z https://www.asic.gov.au/about-asic/news-centre/speeches/31st-annual-credit-law-conference-regulatory-update/ 2021-12-09T14:50:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-inquiry-into-corporate-sector-engagement-with-aboriginal-and-torres-strait-islander-consumers-15-december-2021/ 2021-12-15T15:59:35Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-inquiry-into-the-sterling-income-trust-15-december-2021/ 2021-12-15T16:02:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-11-february-2022/ 2022-02-11T09:46:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-senate-economics-legislation-committee-additional-estimates-17-february-2022/ 2022-02-17T09:17:49Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-the-australian-commission-for-law-enforcement-integrity-opening-statement-21-february-2022/ 2022-02-21T10:46:26Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-corporate-governance-priorities-and-the-year-ahead/ 2022-03-03T13:58:09Z https://www.asic.gov.au/about-asic/news-centre/speeches/corporate-regulation-in-australia-the-legacy-of-ian-ramsay/ 2022-03-30T14:14:35Z https://www.asic.gov.au/about-asic/news-centre/speeches/globalisation-of-financial-services-regulation/ 2022-04-06T08:45:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulating-crypto-asset-based-investment-products-within-the-financial-services-framework/ 2022-04-06T13:05:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-to-the-senate-economics-legislation-committee-budget-estimates-6-april-2022/ 2022-04-07T08:32:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-update-at-the-financial-services-council-member-webinar/ 2022-06-20T16:17:36Z https://www.asic.gov.au/about-asic/news-centre/speeches/chair-s-remarks-at-corporate-counsel-association-event/ 2022-08-31T10:45:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/reflections-from-the-asic-chair/ 2022-08-31T10:46:23Z https://www.asic.gov.au/about-asic/news-centre/speeches/looking-ahead-asic-s-priorities/ 2022-08-23T13:21:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/superannuation-regulatory-update-what-to-expect-over-the-next-five-years/ 2022-09-07T11:52:43Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-regulatory-message-grc2022-annual-conference/ 2022-10-11T10:52:08Z https://www.asic.gov.au/about-asic/news-centre/speeches/house-of-representatives-standing-committee-on-economics-opening-statement-11-october-2022/ 2022-10-11T15:09:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/32nd-annual-credit-law-conference-regulatory-update/ 2022-10-13T15:35:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/climate-change-urgency-integrity-ambition/ 2022-10-25T14:57:01Z https://www.asic.gov.au/about-asic/news-centre/speeches/insurance-council-of-australia-annual-conference-2022/ 2022-11-02T10:25:59Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-annual-forum-2022-chair-s-keynote/ 2022-11-03T10:17:47Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-annual-forum-2022-enforcement-priorities-and-the-regulatory-toolkit/ 2022-11-04T09:07:43Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-budget-estimates-2022-2023-opening-statement-november-2022/ 2022-11-09T16:12:43Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-5-december-2022/ 2023-05-09T16:52:57Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-senate-estimates-opening-statement-16-february-2023/ 2023-04-04T15:09:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/association-of-superannuation-funds-of-australia-conference-2023/ 2023-04-04T15:09:52Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-23-february-2023/ 2023-04-04T15:09:58Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-senate-estimates-opening-statement-1-march-2023/ 2023-04-04T15:10:10Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-inquiry-into-corporate-insolvency-in-australia-opening-statement-1-march-2023/ 2023-04-04T15:10:15Z https://www.asic.gov.au/about-asic/news-centre/speeches/chair-s-remarks-at-the-aicd-australian-governance-summit-2023/ 2023-04-14T13:17:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/australian-institute-of-superannuation-trustees-conference-of-major-super-funds-2023/ 2023-03-30T09:38:43Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-and-greenwashing-antidotes/ 2023-05-10T14:09:26Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-chair-s-afr-esg-summit-speech/ 2023-06-05T14:32:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/esg-major-change-is-underway-and-we-need-to-be-ready/ 2023-06-20T09:26:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-encourages-financial-industry-organisations-to-help-lead-through-change/ 2023-06-20T09:33:21Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-references-committee-inquiry-into-asic-investigation-and-enforcement/ 2023-06-23T06:34:23Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-opening-statement-27-june-2023/ 2023-06-27T01:48:38Z https://www.asic.gov.au/about-asic/news-centre/speeches/maintaining-a-strong-focus-on-enforcing-the-law/ 2023-08-08T05:52:30Z https://www.asic.gov.au/about-asic/news-centre/speeches/marconi-s-illusion-what-a-120-year-old-magician-s-trick-can-teach-us-about-cyber-preparedness/ 2023-09-18T05:22:37Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-princess-and-the-pea-getting-the-basics-right-in-insurance/ 2023-10-12T01:30:50Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-inquiry-into-management-and-assurance-of-integrity-by-consulting-services-12-october/ 2023-10-16T04:43:14Z https://www.asic.gov.au/about-asic/news-centre/speeches/crypto-assets-the-case-for-strong-regulation-and-enforcement/ 2023-10-16T03:10:28Z https://www.asic.gov.au/about-asic/news-centre/speeches/regulatory-update-at-33rd-annual-credit-law-conference/ 2023-10-18T04:32:51Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-opening-statement-20-october-2023/ 2023-10-20T03:52:48Z https://www.asic.gov.au/about-asic/news-centre/speeches/supplementary-budget-estimates-2023-2024-opening-statement-26-october-2023/ 2023-10-26T00:03:21Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-opening-statement-3-november-2023/ 2023-11-03T02:29:47Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-in-the-northern-territory-regional-collaboration-cooperation-and-support/ 2023-11-03T03:35:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/compliance-and-enforcement-in-retail-credit-and-financial-services/ 2023-11-16T01:44:55Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-annual-forum-2023-navigating-disruption-setting-a-direction-for-asic-in-2024/ 2023-11-20T22:46:43Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-annual-forum-2023-enforcement-session-opening-remarks/ 2024-02-01T00:03:52Z https://www.asic.gov.au/about-asic/news-centre/speeches/the-evolving-regulatory-landscape-and-the-implications-for-australasian-listed-entities/ 2023-11-27T23:01:22Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-statement-at-the-rural-and-regional-affairs-and-transport-references-committee-s-inquiry-into-bank-closures-in-regional-australia/ 2023-11-30T23:43:27Z https://www.asic.gov.au/about-asic/news-centre/speeches/we-re-not-there-yet-current-regulation-around-ai-may-not-be-sufficient/ 2024-01-30T23:02:54Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-2024-enforcement-priorities-in-the-superannuation-sector/ 2024-02-01T01:05:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/inquiry-into-insurers-responses-to-2022-major-floods-claims/ 2024-02-01T22:50:07Z https://www.asic.gov.au/about-asic/news-centre/speeches/additional-estimates-2023-2024-opening-statement-15-february-2024/ 2024-02-15T00:18:33Z https://www.asic.gov.au/about-asic/news-centre/speeches/crypto-and-digital-assets-policy-regulation-and-innovation/ 2024-03-20T06:48:55Z https://www.asic.gov.au/about-asic/news-centre/speeches/being-a-director-isn-t-meant-to-be-easy/ 2024-03-22T00:07:34Z https://www.asic.gov.au/about-asic/news-centre/speeches/improving-regulatory-guidance-for-registered-liquidators/ 2024-05-14T22:34:13Z https://www.asic.gov.au/about-asic/news-centre/speeches/technology-in-the-professional-toolkit/ 2024-04-17T01:23:42Z https://www.asic.gov.au/about-asic/news-centre/speeches/start-preparing-now-early-asic-guidance-on-the-mandatory-climate-disclosure-regime/ 2024-05-14T22:34:46Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-opening-statement-30-april-2024/ 2024-04-29T23:30:17Z https://www.asic.gov.au/about-asic/news-centre/speeches/greenwashing-a-view-from-the-regulator/ 2024-05-14T22:35:04Z https://www.asic.gov.au/about-asic/news-centre/speeches/taken-for-a-ride-asic-targets-used-car-financing-misconduct/ 2024-05-15T00:28:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-financial-reporting-and-audit-surveillance-program/ 2024-05-16T22:45:49Z https://www.asic.gov.au/about-asic/news-centre/speeches/select-committee-on-adopting-artificial-intelligence-21-may-2024/ 2024-05-20T23:15:40Z https://www.asic.gov.au/about-asic/news-centre/speeches/opening-remarks-at-the-asic-uts-ai-regulators-symposium/ 2024-05-22T01:26:18Z https://www.asic.gov.au/about-asic/news-centre/speeches/asic-s-priorities-in-a-changing-regulatory-environment/ 2024-05-23T02:48:55Z https://www.asic.gov.au/about-asic/news-centre/speeches/three-principles-for-better-compliance/ 2024-05-30T07:05:43Z https://www.asic.gov.au/about-asic/news-centre/speeches/senate-economics-legislation-committee-2024-2025-budget-estimates/ 2024-06-04T00:51:51Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-opening-statement-14-june-2024/ 2024-06-28T07:20:25Z https://www.asic.gov.au/about-asic/news-centre/speeches/financial-advice-in-a-changing-world/ 2024-06-19T02:28:57Z https://www.asic.gov.au/about-asic/news-centre/speeches/putting-customers-at-the-centre-of-banking/ 2024-06-27T01:14:17Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-opening-statement-28-june-2024/ 2024-06-28T06:03:03Z https://www.asic.gov.au/about-asic/news-centre/speeches/a-guide-to-good-delivering-better-retirement-outcomes-and-member-services-for-australians/ 2024-08-14T06:31:32Z https://www.asic.gov.au/about-asic/news-centre/speeches/professional-judgement-at-the-insolvency-frontline/ 2024-08-22T05:30:41Z https://www.asic.gov.au/about-asic/news-centre/speeches/effective-compliance-perspectives-from-the-regulator/ 2024-09-17T03:30:17Z 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https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-6-march-2026/ 2026-03-10T01:23:06Z https://www.asic.gov.au/about-asic/news-centre/speeches/it-s-tough-being-a-director-but-that-doesn-t-mean-you-shouldn-t-do-it/ 2026-03-10T03:24:29Z https://www.asic.gov.au/about-asic/news-centre/speeches/parliamentary-joint-committee-on-corporations-and-financial-services-opening-statement-20-march-2026/ 2026-03-20T05:14:04Z https://www.asic.gov.au/about-asic/news-centre/speeches/protecting-our-superannuation-system-is-everyone-s-responsibility/ 2026-03-26T01:15:07Z https://www.asic.gov.au/about-asic/news-centre/contact-asic-media-unit/ 2025-05-07T02:48:34Z https://www.asic.gov.au/about-asic/news-centre/inside-asic-podcast/ 2025-10-29T23:17:27Z https://www.asic.gov.au/about-asic/news-centre/articles/ 2025-07-07T04:35:45Z 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https://www.asic.gov.au/about-asic/news-centre/articles/letter-to-the-editor-australian-financial-review-12-december-2014/ 2021-03-30T09:26:26Z https://www.asic.gov.au/about-asic/news-centre/articles/exam-for-financial-advisers/ 2021-03-30T09:26:26Z https://www.asic.gov.au/about-asic/news-centre/articles/asic-response-significance-of-cash-store-decision-for-credit-industry/ 2021-03-30T09:26:23Z https://www.asic.gov.au/about-asic/news-centre/articles/letter-to-the-editor-australian-financial-review-25-march-2015/ 2021-03-30T09:26:23Z https://www.asic.gov.au/about-asic/news-centre/articles/opinion-piece-australian-financial-review-26-march-2015/ 2021-03-30T09:26:23Z https://www.asic.gov.au/about-asic/news-centre/articles/asic-response-to-canberra-times-editorial-fiduciary-duty-for-investors-too/ 2021-03-30T09:26:23Z https://www.asic.gov.au/about-asic/news-centre/articles/opinion-piece-herald-sun-27-march-2015/ 2021-03-30T09:26:23Z 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2021-03-30T09:26:25Z https://www.asic.gov.au/about-asic/news-centre/articles/superannuation-trustee-governance/ 2021-04-01T06:57:53Z https://www.asic.gov.au/about-asic/news-centre/articles/asic-responds-to-herald-sun-report-on-slater-gordon/ 2021-03-30T09:26:25Z https://www.asic.gov.au/about-asic/news-centre/articles/letter-to-the-editor-the-australian-21-may-2016/ 2021-03-30T09:26:25Z https://www.asic.gov.au/about-asic/news-centre/articles/letter-to-the-editor-the-west-australian-21-may-2016/ 2021-03-30T09:26:25Z https://www.asic.gov.au/about-asic/news-centre/articles/mr-angus-aitken-and-bell-potter-securities-limited/ 2025-05-07T02:43:46Z https://www.asic.gov.au/about-asic/news-centre/articles/opinion-piece-disclosure-by-smaller-mining-companies/ 2021-03-30T09:26:25Z https://www.asic.gov.au/about-asic/news-centre/articles/opinion-piece-insider-trading/ 2021-03-30T09:26:25Z https://www.asic.gov.au/about-asic/news-centre/articles/world-economic-forum-and-cyber-security/ 2021-03-30T09:26:25Z https://www.asic.gov.au/about-asic/news-centre/articles/opinion-article-market-cleanliness/ 2025-05-07T02:41:42Z https://www.asic.gov.au/about-asic/news-centre/articles/asic-response-djs-zahra-may-stage-a-comeback/ 2021-03-30T09:26:23Z https://www.asic.gov.au/about-asic/news-centre/articles/asic-and-older-australians/ 2023-03-27T14:50:03Z https://www.asic.gov.au/about-asic/news-centre/articles/asic-response-djs-board-will-be-on-defensive-as-perceived-conflicts-flare-up/ 2021-03-30T09:26:24Z https://www.asic.gov.au/about-asic/news-centre/articles/asic-response-to-new-daily-article/ 2025-05-07T02:39:59Z https://www.asic.gov.au/about-asic/news-centre/articles/asic-response-emails-reveal-funds-found-asic-favour/ 2021-03-30T09:26:24Z https://www.asic.gov.au/about-asic/news-centre/articles/asic-response-investors-losing-half-of-returns-to-fees-research/ 2021-03-30T09:26:24Z 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https://www.asic.gov.au/about-asic/news-centre/news-items/key-issues-outlook-2025/ 2025-01-24T05:02:13Z https://www.asic.gov.au/about-asic/news-centre/news-items/art-affirms-asic-decision-to-disqualify-smsf-auditor-for-failing-to-comply-with-auditing-standards/ 2025-01-29T00:46:39Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-calls-out-superannuation-trustees-for-weak-scam-and-fraud-practices/ 2025-01-29T23:01:24Z https://www.asic.gov.au/about-asic/news-centre/news-items/scam-alert-asic-warns-consumers-about-investment-bond-scam-impersonating-bunnings/ 2025-02-02T23:00:25Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-invites-feedback-on-buy-now-pay-later-regulatory-guidance/ 2025-02-06T22:28:59Z https://www.asic.gov.au/about-asic/news-centre/news-items/financial-advice-update-february-2025/ 2025-02-11T23:01:07Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-updates-guidance-for-applicants-applying-for-asic-relief-or-no-action-letters/ 2025-02-13T04:01:31Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-proposes-further-relief-for-licensees-under-the-reportable-situations-regime/ 2025-02-17T22:29:27Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-has-updated-guidance-to-clarify-treatment-of-student-loan-commitments-by-banks-and-lenders/ 2025-03-05T22:30:57Z https://www.asic.gov.au/about-asic/news-centre/news-items/what-to-do-if-you-are-affected-by-cyclone-alfred/ 2025-04-07T02:47:43Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-targets-financial-advisers-providing-poor-superannuation-advice-through-the-financial-services-and-credit-panel/ 2025-03-14T03:00:00Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-puts-car-finance-under-the-microscope-including-outcomes-for-regional-and-first-nations-consumers/ 2025-05-07T05:28:41Z 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https://www.asic.gov.au/about-asic/news-centre/news-items/asic-remakes-relief-instrument-for-31-day-notice-term-deposits/ 2025-03-27T22:00:03Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-to-allow-instrument-for-business-introduction-and-matching-services-relief-to-expire/ 2025-03-28T00:10:49Z https://www.asic.gov.au/about-asic/news-centre/news-items/what-small-businesses-need-to-know-about-sustainability-reporting-requirements/ 2025-03-31T04:16:07Z https://www.asic.gov.au/about-asic/news-centre/news-items/scam-alert-scammers-are-impersonating-asic-in-text-messages/ 2025-04-09T22:48:38Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-releases-march-2025-financial-adviser-exam-results/ 2025-04-03T23:00:04Z https://www.asic.gov.au/about-asic/news-centre/news-items/scam-alert-scammers-impersonating-asic-websites/ 2025-07-02T23:56:10Z 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2025-08-28T01:14:00Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-releases-august-2025-financial-adviser-exam-results/ 2025-09-05T00:00:18Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-cancels-afs-licence-of-international-brokerage-firm-auric-international-markets/ 2025-09-09T23:15:33Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-proposes-to-remake-relief-instrument-for-non-cash-payment-facility-exemptions/ 2025-09-11T23:05:17Z https://www.asic.gov.au/about-asic/news-centre/news-items/australian-securities-and-investment-commission-signs-mou-with-the-international-financial-services-centres-authority/ 2025-09-09T01:04:58Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-remakes-basic-deposit-and-general-insurance-product-distribution-legislative-instrument/ 2025-09-10T01:57:03Z https://www.asic.gov.au/about-asic/news-centre/news-items/asic-issues-new-financial-advice-related-legislative-instrument/ 2025-09-11T05:12:07Z 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2026-03-30T22:00:45Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-39/ 2026-03-30T22:00:40Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-38/ 2026-01-08T22:29:09Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-37/ 2025-12-09T03:35:49Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-36/ 2026-01-08T04:28:01Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-35/ 2026-02-27T01:11:47Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-34/ 2026-01-08T04:33:17Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-33/ 2026-01-08T04:36:49Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-32/ 2024-10-14T21:15:21Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-31/ 2026-01-08T04:40:12Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-30/ 2026-01-08T04:40:45Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-29/ 2026-01-08T04:50:25Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-28/ 2026-01-08T04:50:41Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-27/ 2026-01-08T04:51:04Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-26/ 2026-01-08T04:51:20Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-25/ 2026-01-08T05:08:10Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-24/ 2026-01-08T21:49:49Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-23/ 2026-01-08T22:02:13Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-22/ 2026-01-08T23:13:57Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-21/ 2026-01-09T01:10:58Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-20/ 2026-01-09T02:44:52Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-19/ 2026-01-09T03:20:36Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-18/ 2026-01-09T03:27:25Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-17/ 2026-01-09T03:44:57Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-16/ 2026-01-09T04:31:41Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-15/ 2026-01-09T04:38:53Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-14/ 2026-01-09T05:18:00Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-13/ 2026-01-09T05:33:44Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-12/ 2026-01-11T22:04:26Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-11/ 2026-01-11T22:09:42Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-10/ 2026-01-11T22:16:31Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-9/ 2026-01-11T22:19:18Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-8/ 2026-01-11T23:12:11Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-7/ 2026-01-11T23:14:28Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-6/ 2026-01-11T23:16:00Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-5/ 2026-01-11T23:17:39Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-4/ 2026-01-11T23:18:43Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-3/ 2026-01-11T23:20:04Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-2/ 2026-01-11T23:24:58Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-insolvency-update/asic-corporate-insolvency-update-issue-1/ 2026-01-11T23:29:54Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/ 2026-02-25T23:00:06Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-27/ 2026-02-25T23:00:03Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-26/ 2026-01-12T03:10:45Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-25/ 2026-01-12T03:12:20Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-24/ 2026-01-12T03:12:55Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-23/ 2026-01-12T03:15:24Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-22/ 2026-01-12T03:17:15Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-21/ 2025-04-10T00:43:50Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-20/ 2026-01-12T03:18:36Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-19/ 2026-01-12T03:20:45Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-18/ 2026-01-12T05:00:13Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-17/ 2026-01-12T22:15:50Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-16/ 2026-01-12T22:18:30Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-15/ 2026-01-12T22:20:03Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-14/ 2026-01-12T22:27:40Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-13/ 2026-01-12T22:42:54Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-12/ 2026-01-12T22:49:45Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-11/ 2026-01-13T00:49:00Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-10/ 2026-01-13T03:56:22Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-9/ 2026-01-13T04:00:33Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-8/ 2026-01-13T04:12:00Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-7/ 2026-01-13T05:06:10Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-6/ 2026-01-13T05:16:20Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-5/ 2024-02-22T03:23:32Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-4/ 2026-01-13T05:29:58Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-3/ 2026-01-13T05:36:12Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-2/ 2026-01-13T05:39:28Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/asic-corporate-finance-update/corporate-finance-update-issue-1/ 2026-01-13T05:46:17Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/ 2026-04-01T00:00:04Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-april-2026-volume-35-issue-3/ 2026-04-01T00:00:04Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-march-2026-volume-35-issue-2/ 2026-03-04T00:00:18Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-february-2026-volume-35-issue-1/ 2026-03-03T08:06:34Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-december-2025-volume-34-issue-11/ 2026-01-13T05:59:29Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-november-2025-volume-34-issue-10/ 2025-11-05T00:01:00Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-october-2025-volume-34-issue-9/ 2025-10-01T02:45:47Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-september-2025-volume-34-issue-8/ 2025-09-04T23:00:58Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-august-2025-volume-34-issue-7/ 2025-08-06T01:00:22Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-july-2025-volume-34-issue-6/ 2025-07-02T01:00:20Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-june-2025-volume-34-issue-5/ 2025-07-18T00:26:24Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-may-2025-volume-34-issue-4/ 2025-05-07T01:00:26Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-april-2025-volume-34-issue-3/ 2025-04-02T00:00:15Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-march-2025-volume-34-issue-2/ 2025-03-05T00:00:10Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-february-2025-volume-34-issue-1/ 2025-02-07T00:42:19Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-december-2024-volume-33-issue-10/ 2024-12-04T03:15:17Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-november-2024-volume-33-issue-9/ 2024-11-06T01:30:07Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-october-2024-volume-33-issue-8/ 2024-10-02T01:00:56Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-september-2024-volume-33-issue-7/ 2024-09-04T01:00:50Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-august-2024-volume-33-issue-6/ 2024-08-02T04:25:23Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-july-2024-volume-33-issue-5/ 2024-07-03T01:55:14Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-june-2024-volume-33-issue-4/ 2024-06-07T03:46:20Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-april-2024-volume-33-issue-3/ 2024-04-11T22:17:58Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-march-2024-volume-33-issue-2/ 2024-03-06T08:15:18Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-february-2024-volume-33-issue-1/ 2024-02-22T01:00:59Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-december-2023-volume-32-issue-10/ 2024-02-22T01:00:47Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-november-2023-volume-32-issue-9/ 2024-02-22T01:00:35Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-october-2023-volume-32-issue-8/ 2024-02-22T01:00:24Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-september-2023-volume-32-issue-7/ 2024-02-22T01:00:10Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-august-2023-volume-32-issue-6/ 2024-02-22T00:59:58Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-july-2023-volume-32-issue-5/ 2024-02-22T00:59:42Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-june-2023-volume-32-issue-4/ 2024-02-22T00:59:26Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-april-2023-volume-32-issue-3/ 2024-02-22T00:59:16Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-march-2023-volume-32-issue-2/ 2025-07-30T02:24:17Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-february-2023-volume-32-issue-1/ 2024-02-22T00:58:50Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-december-2022-volume-31-issue-9/ 2024-02-22T00:58:39Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-november-2022-volume-31-issue-8/ 2024-02-22T00:58:27Z https://www.asic.gov.au/about-asic/corporate-publications/newsletters/infocus/infocus-october-2022-volume-31-issue-7/ 2024-02-22T00:58:16Z 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https://www.asic.gov.au/about-asic/contact-us/reporting-misconduct-to-asic/using-limited-no-liability-or-proprietary-in-a-name/ 2024-03-07T03:14:37Z https://www.asic.gov.au/about-asic/contact-us/reporting-misconduct-to-asic/unregistered-business-names/ 2026-03-26T00:30:15Z https://www.asic.gov.au/about-asic/contact-us/reporting-misconduct-to-asic/disputes-about-similar-company-names/ 2026-03-23T21:26:30Z https://www.asic.gov.au/about-asic/contact-us/reporting-misconduct-to-asic/failure-to-display-a-business-name/ 2026-03-26T01:16:31Z https://www.asic.gov.au/about-asic/contact-us/reporting-misconduct-to-asic/disputes-about-the-financial-advisers-register/ 2024-07-16T00:28:09Z https://www.asic.gov.au/about-asic/contact-us/reporting-misconduct-to-asic/dealing-with-debt-collectors-video-transcript/ 2025-02-12T23:44:36Z https://www.asic.gov.au/about-asic/contact-us/reporting-misconduct-to-asic/when-companies-break-laws-that-asic-does-not-enforce/ 2026-03-26T00:31:08Z 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