| ASIC's approach to enforcement |
Explains how we approach our enforcement role and why we respond to particular types of breaches of the law in different ways |
| Enforcement outcomes |
These six-monthly reports outline enforcement outcomes achieved by ASIC |
| Enforcement activities |
Provides information in relation to specific investigations including updates and how to contact the investigation teams |
| Private court proceedings |
Explains our approach to getting involved in private court proceedings and our powers to provide information to private litigants |
| Cooperating with ASIC |
Explains the benefits of cooperating with our investigations, and the factors we take into account when assessing cooperation |
| ASIC immunity policy |
Sets out information on applications for immunity from civil penalty or criminal proceedings for a contravention of a provision in Pt 7.10 of the Corporations Act. |
| Information-gathering powers |
Details on our compulsory information-gathering powers, including what it means for you when you receive a notice to produce documents or provide information |
| Legal professional privilege |
Explains how we approach claims of legal professional privilege |
| Public comment on ASIC's regulatory activities |
Explains when ASIC may comment publicly on investigations and enforcement actions and who are our authorised spokespersons |
| Whistleblowing |
Details of how the Corporations Act protects certain whistleblower activities |
| Enforceable undertakings |
Explains what enforceable undertakings are and how to access the enforceable undertakings register |
| Infringement notices |
Explains infringement notice processes with links to relevant registers |
| Recovery of investigation expenses and costs |
Explains our power to make orders to recover the expenses and costs of investigations we conduct, and the change in our approach to exercising that power. |
| Lawful disruption of access to online services |
Explains our approach to making lawful disruption requests regarding access to online services |
| ASIC action on illegal phoenix activity |
ASIC is committed to using its regulatory tools of engagement, surveillance and enforcement to identify, disrupt and take action against those who engage illegal phoenix activity |
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See also our list of regulatory guidance on hearings, investigations and enforcement |
