Road map - clearing and settlement facilities

Domestic Australian clearing and settlement facilities

See also Financial markets: domestic Australian markets

RG 211 Clearing and settlement facilities: Australian and overseas operators
RG 166 Licensing: Financial requirements
RG 172 Australian market licences: Australian operators
CO 02/281 Austraclear
CO 02/311 CHESS Depositary Nominees Pty Ltd — CDIs
CO 02/312 Part 7.11, Division 4 financial products for ASTC
CO 04/291 CHESS Depositary Nominees — FSG relief in relation to CHESS Depositary Interests
REP 194 Response to submissions on CP 120 Operators of clearing and settlement facilities

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Overseas clearing and settlement facilities

See also Financial markets: overseas markets; Fundraising: foreign disclosure documents - mutual recognition

RG 211 Clearing and settlement facilities: Australian and overseas operators
RG 177 Australian market licences: Overseas operators
REP 322 Response to submissions on CP 186: Clearing and settlement facilities: International principles and cross-border policy (Update to RG 211)

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Exemptions

CO 02/284 CHESS-approved foreign securities
CO 02/316 CHESS Depositary Nominees — FDIs
CO 04/291 CHESS Depositary Nominees — FSG relief in relation to CHESS Depositary Interests

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Assessment reports

ASX Limited/ Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited
REP 33 Market assessment report: ASX Settlement and Transfer Corporation Pty Limited/ Australian Clearing House Pty Limited (November 2004)
REP 57 Market assessment report: ASX Settlement and Transfer Corporation Pty Limited/ Australian Clearing House Pty Limited (September 2005)
REP 79 Market assessment report: Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited (July 2006)
REP 94 Market assessment report: ASX Limited/ Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited (May 2007)
REP 135 Market Assessment Report: ASX Limited/Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited/Sydney Futures Exchange Limited/SFE Clearing Corporation Pty Limited/Austraclear Limited (August 2008)
REP 168 Market assessment report: Australian Securities Exchange group
REP 222 Market assessment report: ASX group
REP 265 Market assessment report: ASX Group
REP 289 Market assessment report: ASX Group

SFE Clearing Corporation Pty Ltd/Austraclear Limited
REP 67 Market assessment report: SFE Clearing Corporation Pty Ltd/Austraclear Limited (January 2006)
REP 76 Market assessment report: SFE Clearing Corporation Pty Ltd/Austraclear Limited (May 2006)
REP 99 Market assessment report: Sydney Futures Exchange , SFE Clearing Corporation Limited, Austraclear (Nov 2007)
Reports from 2008 onwards included with ASX Limited

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ASIC Website: Printed 05/26/2013

Topic
Domestic Australian clearing and settlement facilities Overseas clearing and settlement facilities Exemptions	Assessment reports - ASX Limited/ Australian Clearing House Pty Limited/ASX Settlement and Transfer Corporation Pty Limited - SFE Clearing Corporation Pty Ltd/Austraclear Limited

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