Regulatory guides

Regulatory guides give guidance to regulated entities by:

  • explaining when and how ASIC will exercise specific powers under legislation (primarily the Corporations Act)
  • explaining how ASIC interprets the law
  • describing the principles underlying ASIC’s approach
  • giving practical guidance (for example, describing the steps of a process such as applying for a licence or giving practical examples of how regulated entities may decide to meet their obligations).

Regulatory guides by number

View full list

RG 249 - RG 258

RG 239 - RG 248

RG 229 - RG 238

RG 219 - RG 228

RG 209 - RG 218

RG 199 - RG 208

RG 189 - RG 198

RG 179 - RG 188

RG 169 - RG 178

RG 159 - RG 168

RG 148 - RG 158

RG 136 - RG 147

RG 125 - RG 135

RG 110 - RG 121

RG 100 - RG 109

RG 89 - RG 99

RG 79 - RG 88

RG 69 - RG 78

RG 59 - RG 68

RG 49 - RG 58

RG 39 - RG 48

RG 29- RG 38

RG 19 - RG 28

RG 9 - RG 18

RG 1 - RG 8

Regulatory guides by topic

Companies

Business names

Financial services

Superannuation

Credit

Financial reporting

Fundraising

Takeovers

Financial markets

Auditors

Insolvency

Dealing with ASIC

For a more detailed topic breakdown see our Regulatory index.

For a summary of recent regulatory updates see our regulatory document update tables.

Last updated: 20/10/2014 12:00