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22 March 2024 - NEWS ITEM
ASIC reaffirms ongoing registration obligation for financial advisers

Key points Following the commencement of the registration requirement on 16 February 2024, most financial advisers (known as relevant providers) ...

21 March 2024 - SPEECH
Being a director isn’t meant to be easy

Key points Complying with directors’ duties may be difficult, but ASIC expects you to do it, it can be done, and there are benefits. Developments ...

21 March 2024 - NEWS ITEM
Scam alert: Scammers are using fake warning banners on imposter websites

Key points: ASIC is alerting consumers to an increase in imposter scam websites with fake warning banners impersonating legitimate financial ...

20 March 2024 - SPEECH
Crypto and digital assets: policy, regulation and innovation

Key points  ASIC seeks to promote the growth of responsible financial innovation by balancing our approach to enabling innovation with consumer ...

19 March 2024 - ARTICLE
Climate reporting and greenwashing: What small businesses need to know

By Deputy Chair, Sarah Court Small businesses are critical to Australia’s economy, and they have an important part to play in Australia’s transition ...

18 March 2024 - NEWS ITEM
ASIC issues new legislative instrument for exchange traded funds

ASIC has released a new legislative instrument ASIC Corporations (Relief to Facilitate Admission of Exchange Traded Funds) Instrument 2024/147. It ...

15 March 2024 - NEWS ITEM
ASIC update on internal dispute resolution data collection for new reporting requirements

Key points ASIC data collection shows 87% of financial firms successfully submitted an internal dispute resolution (IDR) report to ASIC between 1 ...

7 March 2024 - NEWS ITEM
ASIC consults on registered liquidator registration guidance

Key points ASIC is consulting on proposed changes to the existing Regulatory Guide 258 Registered Liquidators: Registration, disciplinary action ...

6 March 2024 - NEWS ITEM
ASIC letter calls on insurers to improve claims handling practices

ASIC has issued a letter reminding general insurers of their obligations as Australian financial services (AFS) licensees when handling insurance ...

1 March 2024 - NEWS ITEM
ASIC approves prescribed form for life insurance memorandums of transfer

ASIC has been given the power to approve in writing the form that life insurance memorandums of transfer should take. Accordingly, ASIC has approved ...

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Last updated: 04/07/2023 01:14