Check against delivery I am pleased to appear before the Committee once more today. I am joined by Deputy Chair Sarah Court and Commissioner Kate ...

Key points ASIC is consulting on proposed changes to the ASIC Derivative Transaction Rules (Reporting) 2024 and ASIC Derivative Transaction Rules ...

By Deputy Chair, Sarah Court The corporate regulator will hold directors accountable in areas of emerging consumer harm, writes ASIC Deputy Chair ...

Key points Following commencement of the Unfair Contract Terms (UCT) reforms on 9 November 2023, ASIC has granted a limited class no-action ...

Key points Financial advisers (known as relevant providers) who are not registered with ASIC before 16 February 2024 will need to cease providing ...

The Australian Securities and Investments Commission (ASIC) and the Australian Prudential Regulation Authority (APRA) have issued a joint letter to ...

Check against delivery My name is Alan Kirkland and I’m an ASIC Commissioner joining you from Sydney. I am joined by Nathan Bourne, the Senior ...

Key points ASIC has published a letter to market intermediary CEOs setting out its guidance regarding pre-hedging practices in Australia. ASIC is ...

Key points ASIC’s enforcement priorities in the superannuation sector in the coming year run along three key themes: member services failures; ...

Key points ASIC has published a summary document on Understanding and Responding to Identification Challenges for First Nations Consumers following ...