Media releases
- 22-113MR NSW director has charges dismissed for making false statements to ASIC
- 22-112MR ASIC bans financial adviser for five years
- 22-111MR Federal Court finds timeshare company Ultiqa failed consumers with multiple breaches of financial services laws
- 22-110MR Former NSW financial adviser sentenced to three-year intensive correctional order for dishonesty offences
- 22-109MR Former financial advisor Ashley Grant Howard charged with 17 offences
Articles and speeches
- Warning: Scammers offering fake green bonds
- What a Federal Court ruling on cybersecurity means for AFS licensees
- Why get your advice from a licensed financial adviser?
- Information about the exam and professional year arrangements for new financial advisers, their licensees, and foreign advisers
- ASIC quarterly update January to March 2022
Coming up
Tuesday 24 May: Commissioner Sean Hughes is speaking at the Governance and Risk Management Forum 2022 in Melbourne, hosted by the Governance Institute of Australia.
Tuesday 24 May: Chair Joe Longo is speaking at the SIAA 2022 in Sydney, hosted by the Stockbrokers and Investment Advisers Association.
Wednesday 15 June: Commissioner Sean Hughes is speaking at the Financial Review ESG Summit, hosted by the Australian Financial Review.