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23 September 2021 - MEDIA RELEASE21-257MR ASIC publishes guidance on hawking reforms
ASIC has published updated regulatory guidance on the prohibition of hawking financial products. ASIC’s updated regulatory guide (RG 38) reflects ...
23 September 2021 - MEDIA RELEASE21-256MR ASIC warns of social media led ‘pump and dump’ campaigns
ASIC has noted a concerning trend of social media posts being used to coordinate ‘pump and dump’ activity in listed stocks, which may amount to ...
22 September 2021 - MEDIA RELEASE21-255MR Mosaic Brands increases lease make good provision
ASIC notes the decision by Mosaic Brands Limited (Mosaic Brands) to increase its lease make good provision to $8.3 million in its financial report ...
22 September 2021 - MEDIA RELEASE21-254MR Academies Australasia Group records property make good provision
ASIC notes the decision by Academies Australasia Group Limited (Academies) to record a make good provision of $452,000 in its financial report for ...
22 September 2021 - MEDIA RELEASE21-253MR ASIC bans former dealer and portfolio manager Dylan Rands for market manipulation
ASIC has banned Dylan Christopher Rands, of Sydney, NSW, from providing financial services for five years after finding he engaged in market ...

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