- 19-007MR ASIC takes court action against Advanced Wealth Financial Services
ASIC has commenced proceedings in the Supreme Court of Queensland against Richard Gardner, a credit representative and former financial adviser; and. ...
- 19-006MR ASIC imposes licence conditions on Kaz Capital
ASIC has imposed additional conditions on the Australian Financial Services licence of Kaz Capital Pty Ltd (Kaz).
ASIC is concerned with the ...
- 19-005MR Halifax Investment Services licence suspended
ASIC has suspended the Australian financial services (AFS) licence held by Halifax Investment Services Pty Ltd (Halifax) until 10 January 2020. . ...
- 19-004MR ASIC applies to wind up Traditional Therapy Clinics
ASIC has applied to the Federal Court to wind up Traditional Therapy Clinics Limited (TTC), a company that was previously listed on the Australian ...
- 19-003 AAT upholds ASIC’s decision to refuse AFS licence
The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to refuse Michael David Watson an Australian Financial Services (AFS) licence. ...
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