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06 May 2021 - MEDIA RELEASE21-096MR ASIC bans former Sydney adviser for eight years
ASIC has banned Sydney-based former financial adviser, Lisa Lee, from providing financial services for eight years. Ms Lee was a representative of ...
06 May 2021 - MEDIA RELEASE21-095MR ASIC quarterly update January to March 2021
ASIC has today released its first quarterly update report, which covers the period from 1 January to 31 March 2021. The January to March 2021 period ...
05 May 2021 - MEDIA RELEASE21-094MR Firms offering debt management services require credit licence to operate
ASIC has today released an information sheet for providers of debt management services that explains their new regulatory obligations, including the ...
05 May 2021 - PODCASTEpisode 64: Markets enforcement outcomes
5 May 2021 In this episode, we discuss the work of ASIC’s Markets Enforcement team. We are joined by ASIC Senior Executive Leader, Molly Choucair, to ...
05 May 2021 - MEDIA RELEASE21-093MR ASIC commences civil proceedings against Westpac for insider trading
ASIC has today commenced proceedings in the Federal Court against Westpac Banking Corporation (Westpac) for insider trading, unconscionable conduct ...

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Last updated: 27/04/2021 08:18