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For finance professionals

Find out how to apply for and maintain your licence or registration. Understand your ongoing obligations.
  • AFS licensees

    To run a financial services business, you must have an Australian financial services licence. Find out how to manage your licence and comply with your obligations.

  • Credit licensees

    If you engage in credit activities, you must be covered by an Australian credit licence. Find out how to manage your licence and comply with your obligations.

  • Company auditors

    As a company auditor, you must comply with the conditions of your registration. Learn more about your ongoing legal obligations.

  • Fund operators

    When registering and running a fund, you must meet certain requirements. Find out how to register a fund, comply with your obligations and apply for relief.

  • Self-managed superannuation fund (SMSF) auditors

    SMSF auditors must be registered with ASIC and lodge annual statements. Find out how to register, and learn about your ongoing obligations.

  • Registered liquidators

    Liquidators must be registered with ASIC to be appointed to any type of external administration. Find out how to register and lodge documents, and learn about your ongoing obligations.

  • Market infrastructure licensees

    You must be licensed or exempted by the Minister to operate a financial market in Australia. Learn how we supervise operators of markets, clearing and settlement facilities and derivative trade repositories.