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5102 media releases found
13 November 2014 MEDIA RELEASE
14-300MR ASIC acts on trading in listed fund units

ASIC has accepted an enforceable undertaking (EU) from Aurora Funds Management Ltd (Aurora), the responsible entity (RE) of a number of ASX-listed ...

13 November 2014 MEDIA RELEASE
14-295MR ASIC issues further guidance on superannuation forecasts

ASIC has issued further guidance to assist superannuation fund trustees to provide their members with retirement estimates. The changes will allow a ...

11 November 2014 MEDIA RELEASE
14-299MR ASIC seeks court order to stop property promoter from providing unlicensed financial product advice on SMSFs

ASIC has commenced proceedings in the Supreme Court of New South Wales seeking interim and final orders to prevent property investment promoter, Park ...

11 November 2014 MEDIA RELEASE
14-298MR Victorian couple charged with $1.5 million fraud

Following an ASIC investigation, a Victorian couple have been charged with a $1.5 million fraud. Maureen Gael Johnston, 58, and Douglas Gordon ...

11 November 2014 MEDIA RELEASE
14-297MR ASIC review prompts Equanimity into enforceable undertaking

ASIC has accepted an enforceable undertaking (EU) from a Gold Coast-based financial planning and property management company, Equanimity Concepts Pty ...

7 November 2014 MEDIA RELEASE
14-294MR Focus for 31 December 2014 financial reports

ASIC today announced its areas of focus for 31 December 2014 financial reports of listed entities and other entities of public interest with many ...

6 November 2014 MEDIA RELEASE
14-292MR Trident Investment Management Pty Ltd pays $10,200 penalty for misleading statements

Trident Investment Management Pty Ltd (Trident), the Australian financial services representative for Australian Mutual Holdings Limited (AMH), has ...

6 November 2014 MEDIA RELEASE
14-291MR Former Genetic Technologies CEO convicted of market manipulation

Former Genetic Technologies Ltd director and chief executive Dr Mervyn Jacobson was yesterday convicted of 33 charges of market manipulation of GTG ...

5 November 2014 MEDIA RELEASE
14-290MR ASIC releases updated responsible lending guidance

ASIC has updated its guidance for credit licensees on their responsible lending obligations. The updated guidance reflects: a recent Federal ...

3 November 2014 MEDIA RELEASE
14-289MR AAT affirms ASIC’s banning of former Astarra investment manager

The Administrative Appeals Tribunal (AAT) has affirmed ASIC’s decision to permanently ban former Astarra Asset Management Pty Ltd (AAM) director ...

Last updated: 10/08/2024 11:23