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5105 media releases found
5 December 2013 MEDIA RELEASE
13-325MR ASIC acts on advertising of pensioner deeming accounts

ASIC has acted to ensure people receiving an Australian Government pension are not being misled by advertising promoting the interest rates they ...

4 December 2013 MEDIA RELEASE
13-324MR ASIC finds advice on complex capital protected products needs to improve

ASIC’s assessment of advice provided by financial services firms to investors about capital protected products found many advisers did not make ...

27 November 2013 MEDIA RELEASE
13-318MR ASIC updates disclosure guidance for shorter PDSs

After full commencement of the shorter Product Disclosure Statement (PDS) regime in June 2012, ASIC has reviewed a sample of shorter PDSs for ...

25 November 2013 MEDIA RELEASE
13-316MR ASIC's next generation market surveillance system commences

ASIC's new market surveillance system is in operation. Known as MAI (Market Analysis Intelligence), the system enables ASIC to better detect, ...

21 November 2013 MEDIA RELEASE
13-314MR ASIC releases revised guidance on custody

ASIC has today released revised guidance on the custody of assets and standards to be met by asset holders. The revised guidance in Regulatory ...

18 November 2013 MEDIA RELEASE
13-313MR Sydney adviser removed from financial services

ASIC has accepted an enforceable undertaking (EU) from Sydney financial adviser Gabriel Nakhl which permanently prevents him from providing ...

14 November 2013 MEDIA RELEASE
13-310MR ASIC to update its employee share scheme policy and class order

ASIC has today released a consultation paper on employee incentive schemes. Key points: ASIC is reducing business costs by widening ...

12 November 2013 MEDIA RELEASE
13-308MR ASIC to remove liquidator from industry

ASIC will cancel the registration of liquidator Avitus Thomas (Tom) Fernandez following a successful application to the disciplinary body, the ...

7 November 2013 MEDIA RELEASE
13-305MR ASIC bans Melbourne mortgage broker

ASIC has banned Melbourne mortgage broker Mr Tony Quach for five years and cancelled the Australian credit licence of his company TQ Smartchoice Pty ...

6 November 2013 MEDIA RELEASE
13-304MR ASIC warns real estate industry about recommending property investment through SMSFs

ASIC has warned the real estate industry that agents recommending investors use a self-managed superannuation fund (SMSF) to invest in property ...

Last updated: 10/08/2024 11:23