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5105 media releases found
2 May 2012 MEDIA RELEASE
12-83MR ASIC warns financial services licensees about the use of the term 'independent'

ASIC has corrected claims made by insurance brokers and financial planners about the independence of their services. In a recent surveillance ...

30 April 2012 MEDIA RELEASE
12-82MR ASIC releases details for registration and licensing of financial services in emissions units

ASIC has today released details regarding the registration and licensing process for those intending to provide financial services in emissions ...

30 April 2012 MEDIA RELEASE
12-81MR ASIC permanently bans former Commonwealth Financial Planning adviser

ASIC has permanently banned Mr Anthony Awkar of Merrylands, New South Wales, from providing financial services after it was found that he forged the ...

20 April 2012 MEDIA RELEASE
12-75MR ASIC accepts enforceable undertaking from auditor for breaching the rotation requirements

ASIC has accepted an enforceable undertaking (EU) from Sydney-based auditor Graham Bruce Abbott after he breached auditor rotation requirements. ...

20 April 2012 MEDIA RELEASE
12-74MR ASIC permanently bans former Melbourne CFD dealer

ASIC has permanently banned a former contracts for difference (CFD) dealer following an ASIC investigation. ASIC’s investigation focused on the ...

17 April 2012 MEDIA RELEASE
12-72AD ASIC permanently bans Victorian man from providing financial services

ASIC has permanently banned a former insurance broker from providing financial services. Between August 2009 and July 2010, Alan Charstone, of ...

16 April 2012 MEDIA RELEASE
AD12-71 Lifestyle Trader Pty Ltd wound up on ASIC’s application

ASIC has today obtained orders in the Supreme Court of Queensland to wind up Lifestyle Trader Pty Ltd. ASIC applied to wind up Lifestyle Trader Pty ...

12 April 2012 MEDIA RELEASE
12-68AD Provisional liquidators appointed to Your Trading Room Pty Ltd

The Supreme Court of Queensland today appointed provisional liquidators to Brisbane-based financial services company Your Trading Room Pty Ltd ...

5 April 2012 MEDIA RELEASE
12-64AD Statement on Hancock Prospecting

In late 2011, Hancock Prospecting Pty Ltd, and related entities, applied to ASIC for relief from having to lodge financial reports, including ...

5 April 2012 MEDIA RELEASE
12-065AD ASIC and TIO launch Indigenous audio posters

ASIC and the Territory Insurance Office (TIO) today launched a joint Indigenous financial literacy strategy involving audio posters with messages ...

Last updated: 10/08/2024 11:23