IOSCO’s Retail Market Conduct Task Force (RMCTF), co-chaired by ASIC and the Central Bank of Ireland, has today published the Retail Market Conduct ...

Keith James Flowers, formerly known as Nigel Flowers, of Bathurst, New South Wales, has appeared before Downing Street District Court Sydney and ...

ASIC today reported on the results from its audit firm inspections for the 12 months to 30 June 2020 and has released a supplementary report of audit ...

John Georges (also known as John Geoges) of Hinchinbrook, NSW and Sam Youkhana of Middleton Grange, NSW have been disqualified from managing ...

ASIC continues to assess the impact of the ASX Trade outage and subsequent issues with its Centre Point dark-pool trade matching service, order ...

ASIC has today commenced civil penalty proceedings in the Federal Court against La Trobe Financial Asset Management Ltd (La Trobe) in its capacity as ...

Guy Powis of West Perth, WA, has been disqualified from managing companies for five years for his involvement in failed companies. Between 2013 and ...

Kevin Humphries of Thornlands, Queensland, has been disqualified from managing corporations for the maximum period of five years.  Between 20 July ...

On 15 December 2020, following a successful ASIC application, the Federal Court ordered the appointment of receivers to the property of Melissa ...

ASIC today announced the results from its review of the financial reports of 170 listed entities (and other public interest entities with larger ...