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5024 media releases found
19 February 2019 MEDIA RELEASE
19-035MR ASIC update on implementation of Royal Commission recommendations

ASIC today provided an update on its planned actions responding to the Final Report of the Royal Commission into Misconduct in the Banking, ...

19 February 2019 MEDIA RELEASE
19-034MR Court enforceable undertaking prevents Gold Coast accountant from providing financial services

ASIC has accepted a court enforceable undertaking (EU) from Gold Coast-based accountant, Jenan Oslem Thorne of Saber Superannuation Pty Ltd after it ...

18 February 2019 MEDIA RELEASE
19-033MR ASIC to appeal Westpac subsidiaries Federal Court decision

ASIC has filed an appeal with the Federal Court of Australia against the decision of the Honourable Justice Gleeson regarding Westpac subsidiaries; ...

15 February 2019 MEDIA RELEASE
19-032MR ASIC to pursue harsher penalties after laws passed by Senate

ASIC will shortly be able to pursue harsher civil penalties and criminal sanctions against banks, their executives and others who have breached ...

15 February 2019 MEDIA RELEASE
19-031MR Queensland lawyer pleads guilty to giving false or misleading information to ASIC

Mary-Anne Greaves, of Mount Sheridan, Queensland, has pleaded guilty before the Brisbane Magistrates’ Court to one count of giving false or ...

15 February 2019 MEDIA RELEASE
19-030MR Court restrains Advanced Wealth and Richard Gardner from carrying on an unlicensed financial services business

Following an ASIC investigation, the Supreme Court of Queensland has made orders restraining Advanced Wealth Financial Services Pty Ltd (Advanced ...

14 February 2019 MEDIA RELEASE
19-029MR ASIC supervision of registered liquidators for January 2017 to June 2018

ASIC has provided an overview of its supervision of registered liquidators during the period 1 January 2017 to 30 June 2018. Report 610 ASIC ...

14 February 2019 MEDIA RELEASE
19-028MR ASIC consults on updating its responsible lending guidance

ASIC has today issued a consultation paper to update its guidance on responsible lending (CP 309). ASIC’s guidance has been in place since 2010 when ...

12 February 2019 MEDIA RELEASE
19-027MR Former Sydney FX trader sentenced for falsifying trading entries

Former Sydney Deutsche Bank FX options and futures trader, Andrew Donaldson, has been sentenced in the District Court in Sydney to 18 months ...

12 February 2019 MEDIA RELEASE
19-026MR Byte Power pays $33,000 for alleged breach of disclosure obligations

ASX-listed company, Byte Power Group Limited (Byte Power), has paid a penalty of $33,000 after ASIC issued an infringement notice for an alleged ...

Last updated: 04/07/2023 01:12