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13 December 2012 MEDIA RELEASE
12-314MR ASIC releases information sheet on legal professional privilege

ASIC today released an information sheet outlining the approach it takes on claims of legal professional privilege (LPP). ASIC has compulsory ...

11 December 2012 MEDIA RELEASE
12-311MR ASIC focuses on advertising disclosure requirements for super trustees

ASIC has written to superannuation trustees reminding them about disclosure requirements associated with advertising for superannuation products. ...

11 December 2012 MEDIA RELEASE
12-309MR Statement on October share trading spike

ASIC’s priority is to ensure market integrity is maintained and that markets are fair, orderly and transparent. Given the current public interest in ...

10 December 2012 MEDIA RELEASE
12-308MR ASIC releases SMSF auditor registration guidance and competency standards

ASIC today released guidance to assist auditors of self managed superannuation funds (SMSF) register with ASIC. The guidance has been issued ahead ...

10 December 2012 MEDIA RELEASE
12-307MR ASIC releases guidance to improve the quality and reliability of investment research

ASIC has released updated policy guidance to improve the quality and reliability of research reports. Regulatory Guide 79 Research report providers: ...

6 December 2012 MEDIA RELEASE
12-306MR ASIC extends shorter PDS regime relief

ASIC has extended interim class order relief from the shorter PDS regime for multi-funds, superannuation platforms and hedge funds. Class Order ...

5 December 2012 MEDIA RELEASE
12-304MR ASIC warns comparison websites

ASIC today warned operators of insurance and credit comparison websites of the need to ensure they comply with their obligations under consumer ...

4 December 2012 MEDIA RELEASE
12-302MR ASIC obtains court orders permanently banning Sydney financial adviser

ASIC yesterday obtained court orders permanently banning Melinda Scott from providing any financial services and disqualifying her from managing ...

4 December 2012 MEDIA RELEASE
12-301MR ASICs audit inspection findings for 2011-12

ASIC Chairman Greg Medcraft has described as ‘disappointing’ the results of ASIC’s audit inspection report which shows a decline in audit quality. ...

4 December 2012 MEDIA RELEASE
12-300MR ASIC helps school students get MoneySmart

Secondary school students across Australia will be taught about the financial principles of planning, saving, spending, donating and investing wisely ...

Last updated: 10/08/2024 11:23