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5101 media releases found
6 March 2008 MEDIA RELEASE
08-47 False or misleading rumours

ASIC has been approached by a number of market participants concerned that some individuals are deliberately spreading false or misleading ...

6 March 2008 MEDIA RELEASE
08-46 Market warned about stock lending and short selling obligations

The Australian Securities and Investments Commission (ASIC) and the Australian Securities Exchange (ASX) have today issued three statements to ...

29 February 2008 MEDIA RELEASE
08-37 Disclosure guidance for listed entities

A key priority of both the Australian Securities Exchange (ASX) and ASIC, as regulators of the market, is ensuring the market is fully informed in a ...

6 February 2008 MEDIA RELEASE
08-19 ASIC acts against unlicensed Queensland superannuation fund company and its director

The Brisbane Supreme Court has made a declaration and orders by consent against Instep Superannuation Pty Ltd (Instep Super) and its sole director, ...

6 February 2008 MEDIA RELEASE
08-17 ASIC accepts enforceable undertaking from Adelaide director

ASIC has accepted an enforceable undertaking (EU) from Mr Gregory Michael Gordon O’Shaughnessy, 34, of Adelaide, South Australia. Mr O’Shaughnessy ...

16 January 2008 MEDIA RELEASE
08-09 ASIC permanently bans former Tasmanian financial adviser

ASIC has permanently banned Mr Adam Guy Grant of Kew, Victoria from providing financial services. Mr Grant was employed as a financial adviser in ...

24 December 2007 MEDIA RELEASE
IR 07-56 Reduced form lodging requirements for some companies

ASIC has announced a reduction in form lodging requirements for certain foreign-controlled small proprietary companies. Previously, these companies ...

20 December 2007 MEDIA RELEASE
IR 07-55 Auditor notifications about AFS licensees

ASIC has issued an updated version of Regulatory Guide 34 Auditor’s obligations: reporting to ASIC (RG 34). RG 34 provides guidance to help auditors ...

19 December 2007 MEDIA RELEASE
07-333 Better disclosure for unlisted and unrated debentures: ASIC releases its advertising guide

ASIC has made further progress in implementing its ‘Three Point Plan’ for unlisted and unrated debentures today by releasing Regulatory Guide 156 ...

13 December 2007 MEDIA RELEASE
IR 07-54 ASIC grants relief to facilitate on-market buy-backs by ASX-listed schemes

ASIC has announced relief from certain provisions of the Corporations Act to allow the responsible entity of a registered scheme listed on the ...

Last updated: 10/08/2024 11:23