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8303 media releases found
27 September 2021 MEDIA RELEASE
21-262MR ASIC cancels Australian financial services licence of Pure Strategy Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of Pure Strategy Pty Ltd (Pure Strategy), effective 16 September 2021. This was ...

27 September 2021 MEDIA RELEASE
21-261MR ASIC bans Queensland adviser for four years

ASIC has banned Queensland-based financial adviser Frederick Steven Ackerman from providing financial services and performing any function involved ...

24 September 2021 MEDIA RELEASE
21-260MR Former Wodonga director charged with making false statement

Mr Daniel Dixon, of Wodonga in Victoria, has been charged with making a false or misleading statement to ASIC. Following an ASIC investigation, it is ...

24 September 2021 MEDIA RELEASE
21-259MR Trojan group director disqualified from managing corporations for two years

Mr Justin Benjamin James Brinkies, of Woodcroft, South Australia, has been disqualified from managing corporations for two years for his involvement ...

24 September 2021 MEDIA RELEASE
21-258MR Report on competition in the Australian funds management industry released

ASIC has today released a report on the state of competition in Australia’s funds management industry. ASIC commissioned independent research by ...

23 September 2021 MEDIA RELEASE
21-257MR ASIC publishes guidance on hawking reforms

ASIC has published updated regulatory guidance on the prohibition of hawking financial products. ASIC’s updated regulatory guide (RG 38) reflects the ...

23 September 2021 MEDIA RELEASE
21-256MR ASIC warns of social media led ‘pump and dump’ campaigns

ASIC has noted a concerning trend of social media posts being used to coordinate ‘pump and dump’ activity in listed stocks, which may amount to ...

22 September 2021 MEDIA RELEASE
21-255MR Mosaic Brands increases lease make good provision

ASIC notes the decision by Mosaic Brands Limited (Mosaic Brands) to increase its lease make good provision to $8.3 million in its financial report ...

22 September 2021 MEDIA RELEASE
21-254MR Academies Australasia Group records property make good provision

ASIC notes the decision by Academies Australasia Group Limited (Academies) to record a make good provision of $452,000 in its financial report for ...

22 September 2021 MEDIA RELEASE
21-253MR ASIC bans former dealer and portfolio manager Dylan Rands for market manipulation

ASIC has banned Dylan Christopher Rands, of Sydney, NSW, from providing financial services for five years after finding he engaged in market ...

Last updated: 30/03/2021 09:37