The Australian Securities and Investments Commission (ASIC) and Indonesia's Otoritas Jasa Keuangan (OJK) have entered a Cooperation Agreement to ...

ASIC has today released its latest report on market integrity for the period 1 July 2016 to 31 December 2016. Read Report 524 Market integrity ...

ASIC has banned Dr Bingxing Hu (Dr Hu), of Melbourne, Victoria, from providing financial services for five years. Dr Hu was a director of AFS ...

Mr Taleb Ibrahim, of Condell Park, New South Wales, has been convicted in Local Court Downing Centre Sydney for engaging in conduct that resulted in ...

Mr Craig Kirrin Gore has appeared in the Brisbane Magistrates' Court after being arrested and charged with 15 offences following an ASIC ...

The Federal Court has today fined Mr Lindsay Gordon Kobelt $167500 for engaging in unconscionable and unlicensed conduct. Mr Kobelt is the owner and ...

Keith Richard Anderson of Wantirna, Victoria has pleaded guilty to nine counts of falsifying company books. Mr Anderson was the sole director and ...

ASIC has cancelled the Australian financial services (AFS) licence of DD&D Securities Ltd (AFS licence 221147) for failing to comply with a ...

ASIC has updated Regulatory Guide 140 Strata schemes and management rights schemes (RG 140). This update follows ASIC issuing two legislative ...

ASIC has today released a consultation paper on its proposal to develop and implement a Financial Services Panel (the Panel). The Panel would add a ...