Find a media release


806 media releases found matching the topic "Financial markets"
23 December 2019 MEDIA RELEASE
19-373MR Interim asset restraint orders made against Corporate Authorised Representatives of OTC derivatives provider

ASIC has applied to the Federal Court in Sydney for orders (pursuant to section 1323 of the Corporations Act) to protect customers while an ...

18 December 2019 MEDIA RELEASE
19-364MR ASIC reports on practices in wholesale foreign exchange markets

ASIC today released Report 652 Wholesale FX practices in Australia, summarising our work in wholesale foreign exchange (FX) markets during 2018 and ...

11 December 2019 MEDIA RELEASE
19-349MR ASIC’s assessment of ASX Limited’s AQUA market

ASIC has today made recommendations to improve ASX Limited’s (ASX) compliance with its market licence obligations, following an assessment of the ...

11 December 2019 MEDIA RELEASE
19-348MR Outcomes of review into internal market making for quoted managed funds

ASIC has concluded a review of internal market making practices of non-transparent actively managed funds that are traded on exchange markets.  The ...

10 December 2019 MEDIA RELEASE
19-344MR Pershing Securities Australia charged with breaching client money obligations and accepts additional licence conditions

Pershing Securities Australia Pty Ltd (PSAL), has been charged with two counts of failing to pay client money into an account and one count of ...

5 December 2019 MEDIA RELEASE
19-338MR ASIC releases report on mining and exploration initial public offers

An ASIC review of mining and exploration initial public offers (IPO) has found that companies, directors and lead managers need to implement better ...

23 October 2019 MEDIA RELEASE
19-288MR ASIC assessment of Bloomberg Tradebook Australia Pty Ltd

The Australian Securities and Investments Commission (ASIC) has reported on its assessment of the markets operated by Bloomberg Tradebook Australia ...

21 October 2019 MEDIA RELEASE
19-287MR European Securities and Markets Authority and ASIC to co-operate on benchmarks

The European Securities and Markets Authority (ESMA) and the Australian Securities and Investments Commission (ASIC) are pleased to announce that ...

17 October 2019 MEDIA RELEASE
19-284MR ASIC Annual Report for 2018-19

ASIC’s Annual Report for the 2018-19 financial year has been tabled today in the Australian Parliament. The report is a record of ASIC’s activities ...

17 October 2019 MEDIA RELEASE
19-283MR West Wits Mining writes down Indonesian assets and accounts for joint arrangement

ASIC notes the decision by West Wits Mining Limited (West Wits) to write down the total capitalised exploration and evaluation expenditure of $9.63 ...

Last updated: 23/03/2016 03:08