ASIC has applied to the Federal Court in Sydney for orders (pursuant to section 1323 of the Corporations Act) to protect customers while an ...

ASIC today released Report 652 Wholesale FX practices in Australia, summarising our work in wholesale foreign exchange (FX) markets during 2018 and ...

ASIC has today made recommendations to improve ASX Limited’s (ASX) compliance with its market licence obligations, following an assessment of the ...

ASIC has concluded a review of internal market making practices of non-transparent actively managed funds that are traded on exchange markets.  The ...

Pershing Securities Australia Pty Ltd (PSAL), has been charged with two counts of failing to pay client money into an account and one count of ...

An ASIC review of mining and exploration initial public offers (IPO) has found that companies, directors and lead managers need to implement better ...

The Australian Securities and Investments Commission (ASIC) has reported on its assessment of the markets operated by Bloomberg Tradebook Australia ...

The European Securities and Markets Authority (ESMA) and the Australian Securities and Investments Commission (ASIC) are pleased to announce that ...

ASIC’s Annual Report for the 2018-19 financial year has been tabled today in the Australian Parliament. The report is a record of ASIC’s activities ...

ASIC notes the decision by West Wits Mining Limited (West Wits) to write down the total capitalised exploration and evaluation expenditure of $9.63 ...