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795 media releases found matching the topic "Financial markets"
11 September 2019 MEDIA RELEASE
19-249MR ASIC update on Royal Commission implementation

ASIC today provided its second update on its actions in response to the Royal Commission into Misconduct in the Banking, Superannuation and Financial ...

30 August 2019 MEDIA RELEASE
19-233MR ASIC remakes ‘sunsetting’ class order facilitating the offer of share and interest purchase plans

ASIC has remade the relief in Class Order [CO 09/425], which was due to sunset on 1 October 2019. The new instrument, ASIC Corporations (Share and ...

22 August 2019 MEDIA RELEASE
19-220MR ASIC proposes ban on the sale of binary options to retail clients, and restrictions on the sale of CFDs

ASIC has released a consultation paper Product intervention: OTC binary options and CFDs (CP 322) on proposals to use its product intervention power ...

18 August 2019 MEDIA RELEASE
19-213MR ASIC enforcement update January to June 2019

ASIC has today released its enforcement update report for the period 1 January 2019 to 30 June 2019. A copy of the report - outlining key actions ...

12 August 2019 MEDIA RELEASE
19-209MR Former financial advisor and consultant charged with dishonest conduct

Mark Damion Kawecki, of Frankston Victoria, has been charged with five counts of dishonest conduct. Mr Kawecki appeared before the Melbourne ...

12 August 2019 MEDIA RELEASE
19-208MR ASIC updates guidance on climate change related disclosure

ASIC has today published updates to clarify the application of ASIC’s existing regulatory guidance to the disclosure of climate change related risks ...

8 August 2019 MEDIA RELEASE
19-207MR Finclear Execution pays $70,000 infringement notice

Finclear Execution Limited (Finclear) has paid a penalty of $70,000 to comply with an infringement notice given by the Markets Disciplinary Panel ...

7 August 2019 MEDIA RELEASE
19-204MR ASIC updates guidance on the Markets Disciplinary Panel’s policies and procedures

ASIC has updated its regulatory guidance on the operation of the Markets Disciplinary Panel (MDP). The MDP, which acts through a Division of ASIC, ...

31 July 2019 MEDIA RELEASE
19-197MR Review upholds Australian equity market’s record for cleanliness

A recent review by ASIC found Australian equity markets continue to operate with a high degree of integrity. Report 623 Review of Australian equity ...

30 July 2019 MEDIA RELEASE
19-195MR ASIC implements pause on admission of managed funds with internal market makers

ASIC has requested that exchange market operators do not admit any managed funds that do not disclose their portfolio holdings daily and have ...

Last updated: 23/03/2016 03:08