Jennifer Joan Hutson, of Red Hill, Queensland, has been committed to stand trial on 29 charges after a committal hearing before the Brisbane ...

ASIC has suspended the Australian Financial Services (AFS) licence of Sydney-based retail over-the-counter (OTC) derivatives issuer Union Standard ...

Credit Suisse Equities (Australia) Limited (Credit Suisse) has paid a penalty of $75,000 to comply with an infringement notice given by the ...

On 30 June 2020, Societe Generale Securities Australia Pty Ltd (SGSAPL) pleaded guilty at the Downing Centre Local Court in Sydney to client money ...

ASIC has banned Mr Steven Marsh, a former employee of Forex Capital Trading Pty Ltd (Forex CT), from providing financial services for a period of ...

Former director Mr Avrohom Mordechai Kimelman of St Kilda East appeared on 23 June 2020 in the Magistrates’ Court of Victoria at Melbourne charged ...

ASIC notes the decision by Capitol Health Limited to restate comparative figures for the year ended 30 June 2019 in its financial report for the year ...

ASIC has imposed additional conditions on the Australian financial services (AFS) licence of Societe Generale Securities Australia Pty Ltd (SGSAPL) ...

ASIC has today registered an amending instrument to specify an end date for three COVID-19 related instruments. The ASIC Corporations (Amendment) ...

ASIC today published its draft Cost Recovery Implementation Statement (CRIS) 2019-20. The CRIS details ASIC’s actual regulatory costs for 2018-19 and ...