Find a media release


882 media releases found matching the topic "Financial markets"
22 February 2021 MEDIA RELEASE
21-027MR Former CFO appears in court following guilty plea

Mr Zhonghan Wu, also known as John Wu, former chief financial officer of Traditional Therapy Clinics Limited (TTC), appeared before the District ...

17 February 2021 MEDIA RELEASE
21-026MR Supreme Court decides Peter Ivan Macks’ liquidator registration to be suspended for three years

On 12 February 2021, the Supreme Court of South Australia handed down its penalty decision that Peter Ivan Macks’ liquidator registration be ...

10 February 2021 MEDIA RELEASE
21-020MR Corporate finance director sentenced for conspiring to manipulate market

Corporate finance director, Mr Ananda Kathiravelu, of Perth WA, has been convicted in the Supreme Court of Western Australia for conspiring to ...

28 January 2021 MEDIA RELEASE
21-010MR ASIC warns investors of imposter bond scams

ASIC is warning investors of a rise in imposter bond investment offers. Scammers pretend to be associated with well-known domestic and international ...

19 January 2021 MEDIA RELEASE
21-007MR ASIC bans former Sydney adviser for three years

ASIC has banned Sydney-based financial adviser Jim Pavlidis from providing financial services for three years. A review of Mr Pavlidis’ advice ...

23 December 2020 MEDIA RELEASE
20-338MR ASIC and IOSCO report on retail market conduct issues arising from COVID-19

IOSCO’s Retail Market Conduct Task Force (RMCTF), co-chaired by ASIC and the Central Bank of Ireland, has today published the Retail Market Conduct ...

21 December 2020 MEDIA RELEASE
20-334MR Update on ASIC’s review of November’s ASX Trade outage

ASIC continues to assess the impact of the ASX Trade outage and subsequent issues with its Centre Point dark-pool trade matching service, order ...

16 December 2020 MEDIA RELEASE
20-326MR ASIC places restrictions on Regional Express following continuous disclosure failures

ASIC has restricted Regional Express Holdings Limited (REX) from issuing a reduced-content prospectus and using exemptions for reduced disclosure in ...

15 December 2020 MEDIA RELEASE
20-325MR ASIC highlights focus areas for 31 December 2020 financial reports under COVID-19 conditions

ASIC has highlighted key focus areas for financial reporting by companies for years ending 31 December 2020. As the impact of COVID-19 continues, ...

11 December 2020 MEDIA RELEASE
20-320MR ASIC releases regulatory guide on product design and distribution obligations

ASIC today released a new regulatory guide on the product design and distribution obligations (RG 274), following extensive consultation. The design ...

Last updated: 23/03/2016 03:08