ASIC has banned Sydney-based financial adviser Jim Pavlidis from providing financial services for three years. A review of Mr Pavlidis’ advice ...

Hayley Joan Street of Richmond, Victoria has been disqualified from managing corporations for four years following her involvement in two failed ...

On 7 January 2021, the Administrative Appeals Tribunal (AAT) decided by consent that Mr Trajan John Kukulovski’s liquidator registration be suspended ...

ASIC has cancelled the Australian financial services (AFS) licence held by Halifax Investment Services Pty Limited (Halifax).The cancellation took ...

ASIC has approved variations to the Banking Code of Practice (Code). The variations, as proposed by the Australian Banking Association (ABA), do the ...

On 23 December 2020, ASIC commenced civil penalty proceedings in the Federal Court against Squirrel Superannuation Services Pty Ltd (Squirrel) for ...

ASIC has banned mortgage broker Astna Shirtika Sahay, of Mascot NSW, from engaging in any credit activities for five years. ASIC also prohibited Ms ...

ASIC has commenced civil proceedings and obtained urgent interim orders in the Federal Court against Ms Monica Kaur, MKS Property ...

Mr Andre Kunz of Kenthurst, NSW has been convicted of breaching his directors’ duties. Mr Kunz is the former director of Total Hoarding Supplies Pty ...

Former mortgage broker Jia Ge of Sydney, NSW has been convicted of giving misleading information in five home loan applications. Mr Ge is a former ...