ASIC has applied to the Federal Court of Australia for an order compelling Clayton Utz to produce certain documents which have, to date, been ...

ASIC has disqualified Damian and Marie Dodds of Thornlands, Queensland, and Stephen Anderson of Capalaba, Queensland, from managing corporations, ...

From 1 January 2019, new professional standards requirements for financial advisers will progressively replace training standards in Regulatory Guide ...

The High Court has handed down judgment in the appeals brought by ASIC against the former directors (Mr Bill Lewski, Dr Michael Wooldridge, Mr Mark ...

ASIC is concerned about recent control transactions where part or all of the consideration includes stub-equity in Australian proprietary companies. ...

The Australian Securities and Investments Commission (ASIC) has today released a consultation paper proposing to remake its class order regarding ...

Following a five-week trial in the District Court of NSW, Mr Peter Alan Gregg of Pyrmont, NSW has been found guilty of criminal charges brought by ...

ASIC has cancelled the Australian financial services (AFS) licence held by Bristol Street Financial Services Pty Ltd (Bristol Street), effective from ...

The Australian Securities and Investments Commission (ASIC) has extended the transition periods for certain fees and costs disclosures for ...

ASIC has released research exploring the consumer experience of internal dispute resolution (IDR) procedures across the financial services sector.  ...