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5024 media releases found
29 November 2017 MEDIA RELEASE
17-411MR Youi pays $164,000 for poor insurance sales practices

Youi has refunded 102 consumers approximately $14,000 in total, and will pay $150,000 as a community benefit payment to the Financial Rights Legal ...

28 November 2017 MEDIA RELEASE
17-410MR Volkswagen Financial Services Australia pays $216,000 penalty for misleading advertising

Volkswagen Financial Services Australia Pty Ltd (ACN 097 071 460) (VWFSA) has paid a penalty of $216,000 after ASIC issued 20 infringement ...

28 November 2017 MEDIA RELEASE
17-409MR ASIC appoints expert to review fees and costs disclosure settings

The Australian Securities and Investments Commission (ASIC) has appointed Darren McShane to conduct an expert review of fees and costs disclosure in ...

28 November 2017 MEDIA RELEASE
17-408MR ASIC bans South Australian financial adviser for three years

ASIC has banned Mr Ramana Rao of Heathpool, South Australia, from providing financial services for three years because he was not adequately trained ...

27 November 2017 MEDIA RELEASE
17-406MR Registration of Vocation auditor cancelled

ASIC today announced it has accepted a request from Mr Stephen James Bourke of PricewaterhouseCoopers to cancel his registration as a registered ...

27 November 2017 MEDIA RELEASE
17-405MR Former executive chairman of Healthzone sentenced to 4 years and 3 months imprisonment for fraud

Former Healthzone Limited director, Mr Peter David Roach, was sentenced on Friday 24 November in the Sydney District Court to four years and ...

24 November 2017 MEDIA RELEASE
17-404MR ASIC accepts enforceable undertaking from Foster Stockbroking following ASIC investigation into conflicts of interests

ASIC has today accepted an enforceable undertaking (EU) from Foster Stockbroking Pty Limited (FSB) over the stockbroker's capital markets and ...

23 November 2017 MEDIA RELEASE
17-403MR Dubai and Australia seal agreement on fintech cooperation

The Dubai Financial Services Authority ('DFSA') and ASIC today signed a Cooperation Agreement which provides a framework for cooperation to support ...

23 November 2017 MEDIA RELEASE
17-402MR ASIC takes action against unlicensed financial services companies

ASIC has acted to stop two Queensland-based financial services companies from selling insurance products and providing financial services without ...

23 November 2017 MEDIA RELEASE
17-401MR ASIC welcomes consultation on changes to fees-for-service

ASIC welcomes the release by Treasury of a consultation paper proposing changes to fees-for-service. While around 90% of ASIC’s regulatory ...

Last updated: 04/07/2023 01:12