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23 October 2020 MEDIA RELEASE
20-255MR ASIC Annual Report 2019-2020

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23 October 2020 MEDIA RELEASE
20-255MR ASIC Annual Report 2019-2020

ASIC’s Annual Report for the 2019-20 financial year has been tabled today in the Australian Parliament.  The report is a record of ASIC’s activities ...

23 October 2020 MEDIA RELEASE
20-254MR ASIC product intervention order strengthens CFD protections

ASIC has made a product intervention order imposing conditions on the issue and distribution of contracts for difference (CFDs) to retail clients. ...

22 October 2020 MEDIA RELEASE
20-253MR Updated regulatory guidance for share transfers using s444GA of the Corporations Act

ASIC has today released updated regulatory guidance to formalise its policy on when we will give Chapter 6 relief for share transfers under s444GA of ...

21 October 2020 MEDIA RELEASE
20-252MR Societe Generale Securities Australia Pty Ltd receive $30,000 penalty for breaching client money rules

Societe Generale Securities Australia Pty Ltd (SGSAPL) has been sentenced in Sydney’s Downing Centre Local Court on charges brought by ASIC relating ...

20 October 2020 MEDIA RELEASE
20-251MR ASIC restricts Smiles Inclusive Ltd from issuing a reduced-content prospectus

ASIC has restricted Smiles Inclusive Limited (Smiles) from eligibility to issue a reduced-content prospectus until 19 October 2021. The decision ...

20 October 2020 MEDIA RELEASE
20-250MR ASIC places restrictions on Holista CollTech following continuous disclosure failures

ASIC has restricted Holista CollTech Limited (Holista CollTech) from eligibility to issue a reduced-content prospectus, and to use exemptions for ...

20 October 2020 MEDIA RELEASE
20-249MR Royal Commission witness and former financial adviser Sam Henderson sentenced

Mr Sam Maxwell Henderson, former chief executive officer, director and senior financial adviser of Henderson Maxwell Pty Ltd (Henderson Maxwell), has ...

20 October 2020 MEDIA RELEASE
20-248MR ASIC updates information sheets on new protections under the unfair contract terms laws

ASIC has today updated its information sheets on unfair contract terms protections for consumers and small businesses. The protections will be ...

19 October 2020 MEDIA RELEASE
20-247MR NAB ordered to pay $15 million for dealing with unlicensed home loan Introducers: Royal Commission case study

The Federal Court of Australia has today ordered National Australia Bank (NAB) pay a civil penalty in the amount of $15 million for contravening ...

Last updated: 23/03/2016 03:08