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4719 media releases found
5 April 2022 MEDIA RELEASE
22-079MR Dominique Grubisa receives four-year ban

ASIC has banned Dominique Grubisa, the Sydney-based CEO and director of DG Institute Pty Ltd, from engaging in credit activity, providing financial ...

5 April 2022 MEDIA RELEASE
22-078MR ASIC takes action against Macquarie Bank for alleged failures to properly monitor third party withdrawals from customer accounts

ASIC has commenced civil penalty proceedings in the Federal Court against Macquarie Bank Ltd for failing to adequately monitor and control ...

4 April 2022 MEDIA RELEASE
22-077MR ASIC bans Melbourne-based former adviser Mark Babbage from providing financial services or engaging in credit activities for 10 years

ASIC has banned Melbourne-based adviser Mark Christopher Babbage from providing financial services or engaging in credit activities for ten years. ...

4 April 2022 MEDIA RELEASE
22-076MR NSW director disqualified from managing corporations for five years after engaging in illegal phoenix activity

ASIC has disqualified former cleaning and labour hire director Enrico Pucci of Sydney, NSW, from managing corporations for the maximum period of five ...

4 April 2022 MEDIA RELEASE
22-075MR ASIC acts against 19 SMSF auditors

To help protect the integrity of self-managed superannuation fund (SMSF) audits, ASIC has taken action against 19 SMSF auditors since 1 July 2021. ...

31 March 2022 MEDIA RELEASE
22-074MR Former finance broker fined for fraud

Former used-car finance broker Daniel Wilson has been convicted and fined $1,000 in relation to four charges of obtaining financial advantage by ...

31 March 2022 MEDIA RELEASE
22-073MR ASIC extends relief for retirement estimates

ASIC has extended the relief for superannuation trustees who give their members retirement estimates on a periodic statement. The existing relief has ...

30 March 2022 MEDIA RELEASE
22-072MR ASIC cancels AFS licence of Brendan Kennedy

ASIC has cancelled the Australian financial services (AFS) licence of Brendan Kennedy. ASIC cancelled the licence because Mr Kennedy failed to ...

30 March 2022 MEDIA RELEASE
22-071MR ASIC releases final internal dispute resolution data reporting requirements

ASIC today released the final mandatory requirements for the internal dispute resolution (IDR) data reporting framework. The requirements will be ...

30 March 2022 MEDIA RELEASE
22-070MR ASIC extends relief for business introduction services

ASIC has extended the existing relief for business introduction services until 1 October 2022. The extended relief is subject to a new requirement ...

Last updated: 30/03/2021 09:37