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4712 media releases found
2 August 2022 MEDIA RELEASE
22-202MR ASIC bans Adelaide based financial adviser for five years

ASIC has banned Antonio Simeone from providing financial services for five years. Mr Simeone is the current director, authorised representative, key ...

2 August 2022 MEDIA RELEASE
22-201MR ASIC cancels AFS licence of Simeone Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of Adelaide-based financial services provider, Simeone Pty Ltd (Simeone), ...

2 August 2022 MEDIA RELEASE
22-200MR ASIC cancels AFS licence of PDM Capital Pty Ltd

ASIC has cancelled the Australian financial services (AFS) licence of PDM Capital Pty Ltd (PDM Capital).The licence was cancelled on the basis that ...

2 August 2022 MEDIA RELEASE
22-199MR ASIC places stop order on PDS and advertisements for Private Property Trust No. 20 in Fawkner Property Ltd

ASIC has made an interim stop order preventing Fawkner Property Ltd (Fawkner) from issuing or transferring interests in Private Property Trust No. 20 ...

1 August 2022 MEDIA RELEASE
22-198MR Former auditor of Big Un Limited convicted for failing to comply with auditing standards

On 1 August 2022, the former auditor of the collapsed entity Big Un Limited, Graham Rothesay Swan, was convicted for failing to conduct the audit of ...

29 July 2022 MEDIA RELEASE
22-197MR ASIC suspends licence of Alice Springs financial service provider for six months

ASIC has suspended the Australian financial services (AFS) licence of Alice Springs-based financial services provider HJ Shortland & Co Wealth ...

29 July 2022 MEDIA RELEASE
22-196MR ASIC bans Queensland responsible manager for four years

ASIC has banned Albert Christen Walters, known as Chris Walters, from performing the functions of an officer and a responsible manager of a financial ...

29 July 2022 MEDIA RELEASE
22-195MR ASIC Annual Forum registrations open

Registrations are now open for the ASIC Annual Forum and Dinner to be held on 3–4 November 2022.   ASIC Chair Joe Longo said, ‘This will be the first ...

28 July 2022 MEDIA RELEASE
22-194MR ASIC’s first DDO stop orders to prevent offer of financial products to consumers

ASIC has placed interim stop orders on three financial firms in response to deficiencies in the target market determination (TMD) for their products. ...

28 July 2022 MEDIA RELEASE
22-193MR ASIC enforcement and regulatory update April to June 2022

ASIC has released its enforcement and regulatory update for 1 April to 30 June 2022 (REP 733). During the quarter, we continued to focus on ...

Last updated: 30/03/2021 09:37