Epoch Capital Pty Ltd ('Epoch') has paid a penalty of $130,000 to comply with an infringement notice given to it by the Markets Disciplinary Panel ...

ASIC notes the announcement by Sequoia Financial Group Ltd (Sequoia) that it will reduce both its revenue and hedging expenses for the year ended 30 ...

ASIC notes the decision by Intrepid Mines Limited (Intrepid) to make a $16.1 million impairment charge against its Zambian mining properties in its ...

Following an ASIC investigation, Mr Adrian Maxwell Ballintine, 62, of Brighton in Victoria, has been charged with three counts of authorising the ...

Hallmark General Insurance Company Ltd (trading as Latitude Insurance) will provide refunds  of approximately $1.1 million to 905 customers after it ...

ASIC today released regulatory guidance on managing conflicts of interest and handling inside information by Australian financial services (AFS) ...

The Administrative Appeal Tribunal (AAT) has affirmed ASIC's decision of 17 July 2015 to ban Mr Trevor John Seymour from providing financial services ...

ASIC has accepted two enforceable undertaking (EUs) arising from deficiencies in the advice provided about insurance products. Christopher John ...

ASIC has today released Information Sheet 230 Exchange traded products: Admission guidelines (INFO 230). It sets clear and consistent standards for ...

John Thomas Shannon, of Dalby, Queensland and his son Jason Thomas Shannon, of Oakey, Queensland, have been disqualified from managing corporations ...