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310 media releases found matching the topic "Fundraising"
21 September 2017 MEDIA RELEASE
17-321MR ASIC facilitates crowd-sourced funding by public companies

The Australian Securities and Investments Commission (ASIC) has released guidance for public companies and crowd-funding platform operators to ...

18 September 2017 MEDIA RELEASE
17-316MR ASIC issues stop order on Theta product disclosure statements

The Australian Securities and Investments Commission (ASIC) has issued a stop order on Product Disclosure Statements issued by Theta Asset Management ...

31 August 2017 MEDIA RELEASE
17-287MR ASIC reports on how investors decide to invest in IPOs

Based on recent research, ASIC reports that prospectuses are important for investors in considering an investment in an IPO  but there is scope for ...

28 August 2017 MEDIA RELEASE
17-284MR ASIC reports on corporate finance regulation – January to June 2017

ASIC has today published its seventh report on the regulation of corporate finance issues in Australia. The report, which covers the period January ...

7 July 2017 MEDIA RELEASE
17-228MR ASIC takes action over misuse of 'sophisticated investor' certificates

ASIC is concerned that some accountants may be harming retail investors by inappropriately providing 'sophisticated investor' certificates. In ...

30 June 2017 MEDIA RELEASE
17-221MR ASIC commences consultation on proposed guidance on sell-side research

ASIC today released a consultation paper proposing guidance on managing conflicts of interest and handling material, non-public information by ...

28 June 2017 MEDIA RELEASE
17-210MR ASIC restricts Axiom Mining from issuing a reduced content prospectus

ASIC has restricted Axiom Mining Limited (Axiom Mining) from issuing a reduced content prospectus until 28 March 2018. The decision means Axiom ...

26 June 2017 MEDIA RELEASE
17-205MR ASIC commences proceedings against former managing director of Banksia Securities Limited

ASIC has commenced civil penalty proceedings in the Federal Court of Australia in Melbourne against Patrick John Godfrey, former managing director of ...

22 June 2017 MEDIA RELEASE
17-195MR ASIC commences consultation on proposed guidance on crowd-sourced funding

ASIC today released two consultation papers proposing guidance for public companies and intermediaries (i.e. crowd funding platform operators) to ...

24 February 2017 MEDIA RELEASE
17-044MR ASIC reports on corporate finance regulation July to December 2016

ASIC has today published its sixth report on the regulation of corporate finance issues in Australia. The report, which covers the period July to ...

Last updated: 23/03/2016 03:08