Following recent ASIC action, we have seen an improvement in the disclosure of the risks of hybrids. But there is still work to be done to make ...

ASIC today released a consultation paper proposing a replacement process to the ASIC Training Register, which has been under review since 24 ...

ASIC has permanently banned a former Queensland financial adviser after an investigation found he provided inappropriate and unreasonable advice. ...

Consumers in Australia and New Zealand will be able to quickly and easily find details on almost five million registered organisations names using ...

ASIC has released its market integrity rules on dark liquidity and high-frequency trading. ASIC has also released guidance on the rules which ...

The future for investors in LM First Mortgage Income Fund (FMIF) is more certain after a court yesterday appointed a receiver to it. The ...

ASIC has taken legal action against what it claims is an elaborate diamond trading scheme designed to avoid the operation of the consumer credit ...

Do you run a small business? ASIC has released a booklet to make complying with your legal obligations easier. ASIC Commissioner Greg Tanzer said ...

ASIC has permanently banned a Perth-based insurance broker after an investigation found he engaged in misleading and deceptive conduct. Mr John ...

ASIC has cancelled the Australian financial services (AFS) licence of Perth securities dealer Stellar Securities Pty Ltd (Stellar Securities) as it ...