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8173 media releases found
3 May 2021 MEDIA RELEASE
21-092MR Further dishonesty charges laid against WA financial adviser

On 23 April 2021, Mr Rahul Goel, of Success, Western Australia, appeared before the Perth Magistrates Court charged with a further 12 counts of ...

30 April 2021 MEDIA RELEASE
21-091MR ASIC review finds retail managed funds responded well to COVID-19 challenges in 2020

An ASIC review of a targeted selection of retail managed funds found that they did not face serious investor liquidity challenges during the height ...

29 April 2021 MEDIA RELEASE
21-090MR ASIC Commission welcomes appointment of new Chair and Deputy Chair

ASIC Chair James Shipton said: ‘On behalf of the ASIC Commission and team I’d like to congratulate Joe Longo on his appointment as the next ASIC ...

29 April 2021 MEDIA RELEASE
21-089MR ASIC obtains restraint orders against Kewa Ruwhiu, Mathew Ruwhiu and Debts Knockout

On 27 April 2021, the Federal Court made orders by consent restraining Kewa Ruwhiu, Mathew Ruwhiu and Debts Knockout from carrying on, promoting or ...

29 April 2021 MEDIA RELEASE
21-088MR ASIC allows certain AFS licensees to use lease assets to satisfy their licence financial requirements

ASIC has made changes to the financial requirements for some types of Australian financial services (AFS) licensees in relation to the treatment of ...

29 April 2021 MEDIA RELEASE
21-087MR Former Australian Unity financial adviser banned for five years

ASIC has banned Christopher Chan, a former authorised representative of Australian Unity Personal Financial Services Limited, from providing ...

28 April 2021 MEDIA RELEASE
21-086MR GoGetta Equipment Funding to pay $750,000 court penalty for unlicensed consumer leasing

The Federal Court has ordered GoGetta Equipment Funding Pty Ltd (GoGetta) pay a $750,000 penalty for engaging in unlicensed consumer leasing ...

26 April 2021 MEDIA RELEASE
21-085MR Disqualification of former director of property development companies set aside by AAT

On 7 August 2020, the Administrative Appeals Tribunal (AAT) set aside ASIC’s decision to disqualify Mr Kenneth Wen Hsi Lee from managing corporations ...

26 April 2021 MEDIA RELEASE
21-084MR IOOF advice licensees to implement changes following ASIC surveillance

IOOF has committed to taking remedial action to address deficiencies identified as a result of an ASIC surveillance of two financial advice ...

26 April 2021 MEDIA RELEASE
21-083MR Former finance broker pleads guilty and sentenced for fraud

On 23 April 2021, Mr Vaughn Thomas Hopkins appeared at the Dandenong Magistrates’ Court and pleaded guilty to four charges of obtaining a financial ...

Last updated: 30/03/2021 09:37