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4719 media releases found
1 July 2022 MEDIA RELEASE
22-169MR ASIC cancels AFS licence of Quattro Management Pty Limited

ASIC has cancelled the Australian financial services (AFS) licence of Quattro Management Pty Limited (AFSL 339558). The licence was cancelled on the ...

30 June 2022 MEDIA RELEASE
22-168MR Animoca Brands Corporation Limited convicted and fined for failing to lodge financial reports

Animoca Brands Corporation Limited ACN 122 921 813 has been convicted on charges of failing to lodge annual and half-yearly financial reports with ...

30 June 2022 MEDIA RELEASE
22-167MR ASIC bans Melbourne based adviser David Ruthenberg for three years

ASIC has banned Melbourne-based financial adviser David Noel Ruthenberg from providing financial services for three years. Mr Ruthenberg operated ...

30 June 2022 MEDIA RELEASE
22-165MR ASIC sues Mercer Financial Advice for misleading customers about fees for no service and fee disclosure statement failures

ASIC has commenced civil penalty proceedings in the Federal Court against Mercer Financial Advice (Australia) Pty Ltd (Mercer) for allegedly making ...

30 June 2022 MEDIA RELEASE
22-166MR ASIC consults on remaking class order on financial requirements for retail OTC derivative issuers

ASIC has today released a consultation paper proposing to remake its class order on the financial requirements for issuers of over-the-counter (OTC) ...

29 June 2022 MEDIA RELEASE
22-164MR ASIC disqualifies construction industry director for five years

ASIC has disqualified industry director Joshua Ian Ridley of Helensvale QLD, from managing corporations for the maximum period of five years due to ...

29 June 2022 MEDIA RELEASE
22-163MR ASIC disqualifies former restaurant director for four years

ASIC has disqualified former director Gunashaker Senthamilselvan, of Baulkham Hills, NSW, from managing corporations for four years due to his ...

29 June 2022 MEDIA RELEASE
22-162MR ASIC disqualifies New South Wales building and construction industry director for two years

ASIC has disqualified building and construction industry director Desley Soong of Concord, NSW, from managing corporations for two years after her ...

29 June 2022 MEDIA RELEASE
22-161MR ASIC encourages submissions to the International Sustainability Standards Board consultation on global baseline climate and sustainability disclosures

ASIC welcomes the significant progress toward establishing global sustainability reporting standards made by the International Sustainability ...

28 June 2022 MEDIA RELEASE
22-160MR ASIC bans NSW credit representative for five years

ASIC has banned NSW credit representative Brendan John Reynolds from engaging in credit activities, performing any function in a business that ...

Last updated: 30/03/2021 09:37