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610 results found
14 October 2021 - SPEECH
Corporate governance update: climate change risk and disclosure

Speech by ASIC Commissioner Sean Hughes at the Governance Institute of Australia Fellows Roundtable, Thursday 14 October 2021. Check against delivery ...

13 October 2021 - SPEECH
General insurers: from trust-deficit to trust-dividend

Speech by ASIC Deputy Chair Karen Chester at the 2021 Annual Industry Forum of the Insurance Council of Australia, Wednesday 13 October 2021. Check ...

12 October 2021 - NEWS ITEM
Notification to parties regarding Jane Rosemary Flegg

12 October 2021 On 20 July 2016, the Federal Court made Asset Preservations Orders against Jane Rosemary Flegg, former company secretary of ...

11 October 2021 - ARTICLE
Alert: ‘Follow up’ scams – offers to help recover lost funds

11 October 2021 ASIC is alerting consumers about offers to recover money lost to scams If you have been scammed, and someone contacts you with an ...

8 October 2021 - NEWS ITEM
Credit licensees required to meet new breach reporting obligations from 1 October 2021

8 October 2021 From 1 October 2021, breach reporting obligation will extend to Australian credit licensees for the first time ASIC has given ...

6 October 2021 - ARTICLE
Alert: Suspicious investment ‘opportunity’ from ‘Cash FX Group’

6 October 2021 ASIC is alerting investors about a suspicious investment ‘opportunity’ from Cash FX Group with the website: cashfxgroup.com. Cash FX ...

22 September 2021 - NEWS ITEM
New information about the Financial Advisers Exam for advisers practising prior to 1 January 2019

22 September 2021 ASIC has provided new information for financial advisers, who practised before 1 January 2019, on their obligation to pass the ...

21 September 2021 - SPEECH
The regulator’s perspective

Speech by ASIC Chair Joseph Longo at the AFA Hybrid Conference 2021, hosted by the Association of Financial Advisers, Tuesday 21 September 2021. ...

16 September 2021 - NEWS ITEM
What the financial advice industry needs to know about the design and distribution obligations

16 September 2021 ASIC has released additional information for advice licensees and financial advisers who are authorised representatives to help ...

10 September 2021 - SPEECH
Inquiry into the implications of common ownership and capital concentration in Australia - Opening Statement

Opening statement by ASIC Commissioner Cathie Armour at the House of Representatives Standing Committee on Economics, 10 September 2021, Parliament ...

Last updated: 30/03/2021 09:22