-
Fair’s fair: The case for prohibiting unfair trading practices in financial services
financial servicesspeech
6 December 2024
Keynote address by ASIC Commissioner Alan Kirkland at the Australasian Consumer Law Roundtable in Melbourne on 6 December 2024.
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Better retirement outcomes: a whole-of-sector responsibility
financial advicespeech
3 December 2024
Speech by ASIC Commissioner Alan Kirkland at the Conexus Financial Professional Planner Researcher Forum, 3 December 2024.
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Promoting ongoing improvements in financial advice
dealing with asicspeech
28 November 2024
Speech by ASIC Commissioner Alan Kirkland at the Financial Advice Association Australia (FAAA) Congress, 28 November 2024.
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End-to-end accountability: Remarks to Association of Superannuation Funds of Australia Conference 2024
financial marketsspeech
20 November 2024
Remarks by ASIC Commissioner Simone Constant at Association of Superannuation Funds of Australia Conference 2024 in Sydney on 20 November 2024.
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ASIC Annual Forum 2024: Enforcement session opening remarks
dealing with asicspeech
14 November 2024
Enforcement session opening speech by ASIC Deputy Chair Sarah Court at the ASIC Annual Forum, 14 November 2024.
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ASIC Annual Forum 2024: Bridging generations – regulating for all Australians
dealing with asicspeech
14 November 2024
Keynote opening address by ASIC Chair Joe Longo at the ASIC Annual Forum, 14 November 2024
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Supporting confidence in our credit system through good consumer outcomes
creditspeech
13 November 2024
Address by ASIC Deputy Chair Sarah Court at the Australian Financial Security Authority Summit, 13 November 2024.
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Solving the right problems: Remarks to FINSIA - The Regulators 2024
dealing with asicspeech
8 November 2024
Remarks by ASIC Commissioner Alan Kirkland at FINSIA – The Regulators in Sydney on 8 November 2024.
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Senate Economics Legislation Committee, Supplementary Budget Estimates
dealing with asicspeech
7 November 2024
Opening Statement by ASIC Chair Joe Longo at the Senate Economics Legislation Committee, Supplementary Budget Estimates, 7 November 2024
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Parliamentary Joint Committee Opening Statement, 1 November 2024
financial servicesspeech
1 November 2024
Opening statement by ASIC Chair Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services, Inquiry into the Oversight Of ASIC, the Takeovers Panel and the Corporations Legislation, 1 November 2024.
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House of Representatives Standing Committee on Economics Opening Statement, 25 October 2024
bannings and alertsspeech
25 October 2024
Opening Statement by ASIC Chair Joe Longo at the House of Representatives Standing Committee on Economics, 25 October 2024.
-
ASIC 2024 Update
technologyspeech
24 October 2024
Keynote address by ASIC Commissioner Kate O’Rourke at the 34th Annual Credit Law Conference, 24 October 2024.
-
The expectation gap: Remarks to the Insurance Council of Australia 2024 Annual Conference
financial servicesspeech
16 October 2024
Speech by ASIC Commissioner Alan Kirkland at the Insurance Council of Australia 2024 Annual Conference, 16 October 2024.
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ASIC action to disqualify company directors
creditarticle
20 September 2024
ASIC is aware that director misconduct most often impacts on small businesses who are trying to do the right thing, writes Senior Executive Leader Companies and Small Business, Claire LaBouchardiere.
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Effective compliance: Perspectives from the regulator
companiesspeech
17 September 2024
Speech by ASIC Chair Joe Longo at the Australian Compliance Institute Annual Conference, 17 September 2024.
-
Professional judgement at the insolvency frontline
dealing with asicspeech
22 August 2024
Address by ASIC Commissioner Kate O’Rourke at the Association of Independent Insolvency Practitioners Conference, 22 August 2024.
-
A guide to ‘good’: delivering better retirement outcomes and member services for Australians
superannuationspeech
14 August 2024
Speech by ASIC Commissioner Simone Constant at a joint ASIC/APRA session at the Conexus Institute Retirement Conference, 14 August 2024.
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Australian equity market cleanliness a crucial ASIC priority
financial marketsarticle
3 July 2024
Supervising the integrity of Australia’s equity markets is one of ASIC’s most important functions. A clean market that is fair, orderly, and transparent is critical to an efficient economy, writes ASIC Chair Joe Longo
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Parliamentary Joint Committee Opening Statement, 28 June 2024
financial servicesspeech
28 June 2024
Opening statement by ASIC Commissioner Alan Kirkland at the Parliamentary Joint Committee on Corporations and Financial Services, Financial Services Regulatory Framework in Relation to Financial Abuse, 28 June 2024.
-
Putting customers at the centre of banking
financial servicesspeech
27 June 2024
Speech by ASIC Chair Joe Longo at the Australian Banking Association (ABA) Conference, 27 June 2024.
-
Financial advice in a changing world
financial advicespeech
19 June 2024
Opening remarks by ASIC Commissioner Alan Kirkland at the Professional Planner Licensee Summit, 18 June 2024.
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Parliamentary Joint Committee Opening Statement, 14 June 2024
financial servicesspeech
14 June 2024
Opening statement by ASIC Chair Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services, Oversight of ASIC, the Takeovers Panel and the Corporations Legislation, 14 June 2024.
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Senate Economics Legislation Committee, 2024-2025 Budget Estimates
financial advicespeech
4 June 2024
Opening Statement by ASIC Chair Joe Longo at the Senate Economics Legislation Committee, 2024-2025 Budget Estimates, 4 June 2024.
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Three principles for better compliance
dealing with asicspeech
30 May 2024
Speech by ASIC Commissioner Simone Constant at the Australasian Investor Relations Association (AIRA) Annual Conference, 30 May 2024
-
ASIC’s priorities in a changing regulatory environment
technologyspeech
23 May 2024
Speech by ASIC Commissioner Alan Kirkland at the Australian Finance Industry Association (AFIA) Risk Summit 2024, 22 May 2024.
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Opening remarks at the ASIC UTS AI Regulators Symposium
technologyspeech
22 May 2024
Address by ASIC Chair Joe Longo on 21 May 2024.
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Select Committee on Adopting Artificial Intelligence, 21 May 2024
technologyspeech
21 May 2024
Opening Statement by ASIC Chair Joe Longo at the inquiry into the opportunities and impacts for Australia arising out of the uptake of AI technologies in Australia.
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ASIC’s Financial Reporting and Audit Surveillance Program
financial reportingspeech
16 May 2024
Speech by ASIC Commissioner Kate O’Rourke at the CA ANZ Audit Conference 2024, 16 May 2024.
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Taken for a ride: ASIC targets used car financing misconduct
creditspeech
15 May 2024
Keynote speech by ASIC Commissioner Alan Kirkland at the Consumer Rights Forum, 14 May 2024.
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Greenwashing: A view from the regulator
companiesspeech
2 May 2024
Keynote speech by ASIC Chair Joe Longo at the RIAA Conference Australia, 2 May 2024.
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Parliamentary Joint Committee Opening Statement, 30 April 2024
financial marketsspeech
30 April 2024
Opening statement by ASIC Chair Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services, Oversight of ASIC, the Takeovers Panel and the Corporations Legislation, 30 April 2024.
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Start preparing now: Early ASIC guidance on the mandatory climate disclosure regime
companiesspeech
23 April 2024
Keynote speech by ASIC Chair Joe Longo at the Deakin Law School International Sustainability Reporting Forum, 22 April 2024.
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Technology in the professional toolkit
technologyspeech
17 April 2024
Keynote speech by ASIC Chair Joe Longo at the University of Melbourne Centre for Artificial Intelligence and Digital Ethics (CAIDE) Ninian Stephen Law Program Oration, 16 April 2024.
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Improving regulatory guidance for registered liquidators
insolvencyspeech
11 April 2024
Address by ASIC Commissioner Kate O’Rourke at the Australian Restructuring Insolvency and Turnaround Association (ARITA) National Conference, 11 April 2024.
-
Being a director isn’t meant to be easy
companiesspeech
21 March 2024
Keynote speech by ASIC Chair Joe Longo at the Australian Institute of Company Directors (AICD) Australian Governance Summit, 21 March 2024.
-
Crypto and digital assets: policy, regulation and innovation
companiesspeech
20 March 2024
Address by ASIC Commissioner Alan Kirkland at the “The Brief – Open Forum” as part of Blockchain APAC’s Policy Week, 20 March 2024.
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Climate reporting and greenwashing: What small businesses need to know
companiesarticle
19 March 2024
Small businesses are critical to Australia’s economy, and they have an important part to play in Australia’s transition to a sustainable future, writes ASIC Deputy Chair Sarah Court.
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Additional Estimates 2023/2024 Opening Statement, 15 February 2024
financial marketsspeech
15 February 2024
Opening statement by ASIC Chair Joe Longo at the Additional Estimates 2023/2024, 15 February 2024.
-
ASIC to crack down on predatory lending
creditarticle
8 February 2024
-
Inquiry into insurers’ responses to 2022 major floods claims
financial servicesspeech
2 February 2024
Opening statement by ASIC Commissioner Alan Kirkland, 2 February 2024
-
ASIC’s 2024 enforcement priorities in the superannuation sector
superannuationspeech
1 February 2024
Keynote address by ASIC Deputy Chair Sarah Court at the Connexus Super Chair Forum, 1 February 2024
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We're not there yet: Current regulation around AI may not be sufficient
technologyspeech
31 January 2024
Keynote address by ASIC Chair Joe Longo at the at UTS Human Technology Institute Shaping Our Future Symposium, 31 January 2024
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Opening statement at the Rural and Regional Affairs and Transport References Committee’s Inquiry into bank closures in regional Australia
financial servicesspeech
1 December 2023
Opening statement by ASIC Commissioner Alan Kirkland, 1 December 2023
-
The Evolving Regulatory Landscape and the Implications for Australasian Listed Entities
companiesspeech
28 November 2023
Address by ASIC Chair Joe Longo at the Australasian Investor Relations Association Forum, 28 November 2023.
-
ASIC Annual Forum 2023: Navigating disruption: Setting a direction for ASIC in 2024
technologyspeech
21 November 2023
Keynote opening address by ASIC Chair Joe Longo at the ASIC Annual Forum, 21 November 2023.
-
ASIC Annual Forum 2023: Enforcement session opening remarks
dealing with asicspeech
21 November 2023
Enforcement session opening speech by ASIC Deputy Chair Sarah Court at the ASIC Annual Forum, 21 November 2023.
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Compliance and enforcement in retail credit and financial services
creditspeech
16 November 2023
Address by ASIC Deputy Chair Sarah Court at the Australian Retail Credit Association Credit Summit, 16 November 2023
-
Red light for greenwashing
articlearticle
7 November 2023
Greenwashing is simply misleading and deceptive conduct by another name, writes ASIC Deputy Chair Sarah Court FAICD.
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ASIC in the Northern Territory – regional collaboration, cooperation, and support
dealing with asicspeech
3 November 2023
Speech by ASIC Chair Joe Longo at the Australian Institute of Company Directors (AICD) Northern Territory Annual Dinner, 1 November 2023.
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Parliamentary Joint Committee Opening Statement, 3 November 2023
financial marketsspeech
3 November 2023
Opening statement by ASIC Chair Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services, Oversight of ASIC, the Takeovers Panel and the Corporations Legislation, 3 November 2023.
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Dumb Money: Don’t believe the hype
financial servicesarticle
26 October 2023
Why fear of missing out can make you lose out, writes Executive Director Markets, Calissa Aldridge.
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Supplementary Budget Estimates 2023/2024 Opening Statement, 26 October 2023
superannuationspeech
26 October 2023
Opening statement by Acting ASIC Chair Sarah Court at the Supplementary Budget Estimates 2023/2024, 26 October 2023.
-
Parliamentary Joint Committee Opening Statement, 20 October 2023
financial marketsspeech
20 October 2023
Opening statement by ASIC Chair Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services, Oversight of ASIC, the Takeovers Panel and the Corporations Legislation, 20 October 2023
-
Regulatory update at 33rd Annual Credit Law Conference
creditspeech
18 October 2023
Address by Greg Yanco, Executive Director for Regulation and Supervision, 18 October 2023
-
Crypto-assets: The case for strong regulation and enforcement
financial marketsspeech
16 October 2023
Speech by ASIC Chair Joe Longo at the Australian Financial Review (AFR) Cryptocurrency Summit, 16 October 2023.
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Opening Statement, Inquiry into management and assurance of integrity by consulting services, 12 October
speechspeech
12 October 2023
Opening statement by ASIC Chief Executive Officer, Warren Day at the Senate Financial and Public Administration References Committee Inquiry into Management and assurance of integrity by consulting services, 12 October 2023
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‘The Princess and the Pea’: Getting the basics right in insurance
technologyspeech
12 October 2023
Speech by ASIC Deputy Chair Karen Chester at the Insurance Council of Australia (ICA) Annual Conference, 12 October 2023.
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Marconi’s illusion: What a 120-year-old magician’s trick can teach us about cyber preparedness
technologyspeech
18 September 2023
Address by ASIC Chair Joe Longo at the Australian Financial Review Cyber Summit, 18 September 2023
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Maintaining a strong focus on enforcing the law
dealing with asicspeech
8 August 2023
Opening address by ASIC Deputy Chair Sarah Court at the General Counsel Summit, 7 August 2023
-
ASIC greenwashing antidote
financial marketsarticle
10 July 2023
Ultimately, only meaningful, responsible and transparent disclosure will effectively combat greenwashing practices, writes ASIC deputy chair Karen Chester.
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Parliamentary Joint Committee Opening Statement, 27 June 2023
financial servicesspeech
27 June 2023
Opening statement by ASIC Chair Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services, Oversight of ASIC, the Takeovers Panel and the Corporations Legislation, 27 June 2023
-
Senate Economics References Committee - Inquiry into ASIC investigation and enforcement
dealing with asicspeech
23 June 2023
Opening statement by ASIC Chair Joe Longo at the Senate Economics References Committee - Inquiry into ASIC investigation and enforcement, 23 June 2023.
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ASIC encourages financial industry organisations to help lead through change
financial marketsspeech
20 June 2023
Speech by ASIC Chair Joe Longo at the ISDA/AFMA Forum, 20 June 2023.
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ESG: Major change is underway, and we need to be ready
financial reportingspeech
13 June 2023
Speech by ASIC Chair Joe Longo at the Committee for Economic Development of Australia (CEDA) State of the Nation conference, 13 June 2023.
-
Check your pulse
companiesarticle
8 June 2023
The Australian Securities and Investments Commission cyber pulse survey is an essential tool for directors to assess their organisation’s cyber resilience, writes ASIC Commissioner Danielle Press.
-
ASIC Chair’s AFR ESG Summit speech
financial reportingspeech
5 June 2023
Speech by ASIC Chair Joe Longo at the AFR environmental, social, and governance (ESG) Summit, 5 June 2023
-
ASIC and greenwashing antidotes
financial marketsspeech
10 May 2023
Speech by ASIC Deputy Chair Karen Chester at RI Australia 2023 annual conference, 10 May 2023.
-
Whistle while you work
companiesarticle
6 April 2023
A recent ASIC review has identified good practices for overseeing whistleblower programs, which all directors are encouraged to consider, writes Commissioner Danielle Press.
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Australian Institute of Superannuation Trustees Conference of Major Super Funds 2023
superannuationspeech
22 March 2023
Speech by ASIC Commissioner Danielle Press at the Australian Institute of Superannuation Trustees Conference of Major Super Funds, 22 March 2023.
-
Chair’s remarks at the AICD Australian Governance Summit 2023
financial marketsspeech
3 March 2023
Speech by ASIC Chair Joe Longo at the Australian Institute of Company Directors’ (AICD) Australian Governance Summit, 2 March 2023.
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Parliamentary Joint Committee: Inquiry into Corporate Insolvency in Australia Opening Statement - 1 March 2023
insolvencyspeech
2 March 2023
Speech by ASIC Chief of Operations, Warren Day at the Parliamentary Joint Committee on Corporations and Financial Services, Inquiry into Corporate Insolvency in Australia, Wednesday 1 March 2023.
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Senate Economics Legislation Committee Senate Estimates - Opening Statement - 1 March 2023
financial marketsspeech
1 March 2023
Opening statement by ASIC Chair Joe Longo at the Senate Economics Legislation Committee Senate Estimates, 1 March 2023.
-
Parliamentary Joint Committee on Corporations and Financial Services: Opening Statement - 23 February 2023
technologyspeech
23 February 2023
Speech by ASIC Chair Joe Longo at the Parliamentary Joint Committee on Corporations and Financial Services hearing, Thursday 23 February 2023.
-
Association of Superannuation Funds of Australia Conference 2023
superannuationspeech
22 February 2023
Speech by ASIC Commissioner Danielle Press at the Association of Superannuation Funds of Australia Conference, 22 February 2023.
-
Senate Economics Legislation Committee Senate Estimates - Opening statement - 16 February 2023
financial marketsspeech
16 February 2023
Opening statement by ASIC Chair Joe Longo at the Senate Economics Legislation Committee Senate Estimates, 16 February 2023.
-
ASIC’s current focus: What are the regulator’s expectations on sustainability-related disclosures?
financial marketsarticle
7 December 2022
Article by Commissioner Sean Hughes first published in ASX’s Listed@ASX magazine in November 2022.
-
Parliamentary Joint Committee on Corporations and Financial Services - Opening Statement - 5 December 2022
companiesspeech
5 December 2022
Opening statement by ASIC Chair Joseph Longo at the Parliamentary Joint Committee on Corporations and Financial Services, 5 December 2022.
-
Senate Economics Legislation Committee Budget Estimates 2022-2023 - Opening statement - November 2022
financial marketsspeech
9 November 2022
-
Product design and distribution: The consumer is key
companiesarticle
9 November 2022
One year into the DDO, companies need to keep their hands on the wheel to improve the design and distribution of their financial products, writes ASIC Deputy Chair Karen Chester.
-
ASIC's Annual Forum 2022: Enforcement priorities and the regulatory toolkit
financial marketsspeech
4 November 2022
-
ASIC Annual Forum 2022: Chair’s keynote
financial marketsspeech
3 November 2022
-
Insurance Council of Australia Annual Conference 2022
financial servicesspeech
2 November 2022
-
Climate change: Urgency, integrity, ambition
financial marketsspeech
25 October 2022
-
Consumers remain front and centre in credit enforcement
creditarticle
24 October 2022
Article by Deputy Chair Sarah Court first published in The Law Society of South Australia's The Bulletin magazine in October 2022.
-
32nd Annual Credit Law Conference - Regulatory Update
creditspeech
12 October 2022
-
ASIC regulatory message: GRC2022 Annual Conference
companiesspeech
11 October 2022
-
House of Representatives Standing Committee on Economics - Opening Statement - 11 October 2022
financial servicesspeech
11 October 2022
-
Superannuation regulatory update: What to expect over the next five years
superannuationspeech
7 September 2022
-
Looking ahead: ASIC’s priorities
technologyspeech
23 August 2022
-
Playing the green card
managed investment schemesarticle
9 August 2022
ASIC’s information sheet for superannuation and investment funds can help your company avoid greenwashing or overstating green credentials, writes deputy chair Karen Chester.
-
Cyber risk: Be prepared
technologyarticle
15 July 2022
A recent federal court decision is a timely reminder for company directors about cybersecurity risk oversight and disclosure obligations, writes ASIC Commissioner Danielle Press.
-
Reflections from the ASIC Chair
financial servicesspeech
17 June 2022
-
Chair’s remarks at Corporate Counsel Association event
companiesspeech
16 June 2022
-
ASIC update at the Financial Services Council member webinar
financial servicesspeech
16 June 2022
-
Warning: Treasury Bond investment scams
managed investment schemesarticle
15 June 2022
-
Cyber safety a company culture matter
technologyarticle
10 June 2022
Listed businesses must be ready to respond when their operations are threatened by online criminals, writes Executive Director of Markets, Greg Yanco.
-
Warning: Scammers offering fake green bonds
financial marketsarticle
19 May 2022
ASIC is alerting investors of the existence of a number of fake green bonds. Green bonds are bonds that are used to finance new and existing projects that offer climate change and environmental benefits.
-
What a Federal Court ruling on cybersecurity means for AFS licensees
technologyarticle
12 May 2022
AFS licensees must adequately manage cybersecurity risks as part of their licence obligations. ASIC will take enforcement action when an AFS licensee does not meet these obligations.
-
Why get your advice from a licensed financial adviser?
articlearticle
11 May 2022
-
ASIC quarterly update January to March 2022
financial marketsarticle
28 April 2022
ASIC has released its quarterly update for 1 January to 31 March 2022.
-
Regulating crypto-asset–based investment products within the financial services framework
technologyspeech
6 April 2022
-
Opening statement to the Senate Economics Legislation Committee Budget Estimates - 6 April 2022
speechspeech
6 April 2022
-
Globalisation of financial services regulation
financial servicesspeech
6 April 2022
-
Corporate regulation in Australia: The legacy of Ian Ramsay
technologyspeech
30 March 2022
-
Cyber risk: Are registered liquidators ready to respond?
technologyarticle
28 March 2022
Article by Senior Executive Leader of Registered Liquidators, Thea Eszenyi, first published in the ARITA Journal in December 2021.
-
Blowing the whistle
companiesarticle
15 March 2022
Article by Commissioner Sean Hughes first published in AICD's Company Director magazine in March 2022.
-
ASIC’s corporate governance priorities and the year ahead
dealing with asicspeech
3 March 2022
-
Parliamentary Joint Committee on the Australian Commission for Law Enforcement Integrity - Opening Statement - 21 February 2022
financial servicesspeech
21 February 2022
-
Opening statement to the Senate Economics Legislation Committee Additional Estimates - 17 February 2022
financial marketsspeech
17 February 2022
-
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement - 11 February 2022
financial marketsspeech
11 February 2022
-
ASIC releases findings from review of responsible entity governance
managed investment schemesarticle
31 January 2022
-
Warning: Self-managed super funds and crypto investments
superannuationarticle
17 January 2022
-
When the rubber hits the road – making insurance claims under the new reforms
financial marketsarticle
14 January 2022
-
Enrolments for the February sitting of the financial adviser exam close 28 January 2022
financial servicesarticle
12 January 2022
-
Warning: Fixed term deposit scams
dealing with asicarticle
23 December 2021
-
How to enrol for the financial adviser exam and where to find important exam information
financial servicesarticle
23 December 2021
-
Important information for financial advisers yet to pass the exam and their licensees
financial servicesnews
20 December 2021
-
Opening statement to the inquiry into corporate sector engagement with Aboriginal and Torres Strait Islander consumers - 15 December 2021
financial servicesspeech
15 December 2021
-
Opening statement to the inquiry into the Sterling Income Trust - 15 December 2021
financial servicesspeech
15 December 2021
-
31st Annual Credit Law Conference - Regulatory Update
creditspeech
9 December 2021
-
What recent reforms mean for disaster insurance claims
financial servicesarticle
7 December 2021
-
ASIC launches financial advice webpage
financial servicesarticle
7 December 2021
-
The CFO agenda – a regulator’s perspective
financial marketsspeech
6 December 2021
-
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement - 26 November 2021
managed investment schemesspeech
26 November 2021
-
Pursuing the best outcomes for customers: ASIC’s approach and the work of internal auditors
auditorsspeech
25 November 2021
-
Warning: Scammers are impersonating ASIC
technologyarticle
24 November 2021
ASIC has received reports that consumers are being targeted by scammers impersonating ASIC employees.
-
ASIC’s focus in superannuation 2021-22
superannuationarticle
23 November 2021
Article by Senior Executive Leader of Superannuation, Jane Eccleston, first published in AFSA's Superfunds publication on November 2021.
-
Responsibility amid change
managed investment schemesspeech
22 November 2021
Speech by ASIC Chair Joe Longo at the AFR Super & Wealth Summit, Monday 22 November 2021.
-
Opening statement to the inquiry into the Sterling Income Trust - 18 November 2021
managed investment schemesspeech
18 November 2021
-
Opening statement to the inquiry into the Sterling Income Trust
managed investment schemesspeech
16 November 2021
-
Reflections on 2021: How regulators and industry responded to COVID-19
speechspeech
12 November 2021
-
Whistleblower policies and the compliance gap
dealing with asicspeech
11 November 2021
-
Regulatory risk and finfluencer engagement for company directors
managed investment schemesarticle
9 November 2021
Companies should be mindful of regulatory risks when engaging the services of finfluencers, writes ASIC commissioner Cathie Armour GAICD.
-
Regulating FICC in today’s Age of Uncertainty
financial marketsspeech
19 October 2021
-
Corporate governance update: climate change risk and disclosure
financial servicesspeech
14 October 2021
-
General insurers: from trust-deficit to trust-dividend
speechspeech
13 October 2021
-
Alert: ‘Follow up’ scams – offers to help recover lost funds
financial servicesarticle
11 October 2021
-
Alert: Suspicious investment ‘opportunity’ from ‘Cash FX Group’
financial servicesarticle
6 October 2021
-
The regulator’s perspective
financial servicesspeech
21 September 2021
-
Inquiry into the implications of common ownership and capital concentration in Australia - Opening Statement
financial marketsspeech
10 September 2021
-
House of Representatives Standing Committee on Economics - Opening statement - 10 September 2021
speechspeech
10 September 2021
-
Monitoring for scams and protecting your brand
technologyarticle
6 September 2021
-
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement - 27 August 2021
financial servicesspeech
27 August 2021
-
The 4Cs of risky business
companiesspeech
25 August 2021
-
Insurance through super
superannuationarticle
17 August 2021
-
Chair Joe Longo outlines agenda
articlearticle
30 July 2021
-
What is "greenwashing" and what are its potential threats?
financial marketsarticle
7 July 2021
-
Life insurance claims handling
speechspeech
7 July 2021
-
ASIC tips for tackling debt
financial capabilityarticle
6 July 2021
-
Industry response to consultation on promoting consumer access to affordable advice
financial servicesarticle
1 July 2021
-
Warning: Websites displaying fake ASIC endorsements
financial servicesnews
22 June 2021
-
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement - 18 June 2021
speechspeech
18 June 2021
-
Senate Economics Legislation Committee - Opening statement - 2 June 2021
financial servicesspeech
2 June 2021
-
Australian Institutional Investor Roundtable
financial servicesspeech
22 April 2021
-
Senate Economics Legislation Committee inquiry into the ‘Your Future, Your Super’ Bill: Opening statement
superannuationspeech
7 April 2021
-
ASIC’s expectations about new internal dispute resolution requirements for superannuation trustees
superannuationarticle
6 April 2021
-
Senate Estimates: Opening Statement 6 May 2016
financial servicesspeech
1 April 2021
-
House of Representatives Standing Committee on Economics - Opening statement - 29 March 2021
financial servicesspeech
29 March 2021
-
Review of how superannuation trustees supported their members during COVID-19
superannuationarticle
22 March 2021
-
Parliamentary Joint Committee on Corporations and Financial Services - Opening statement - 19 March 2021
covidspeech
19 March 2021
-
Insurance in super: Turning data into outcomes
superannuationarticle
12 March 2021
-
Regulation for recovery: when pilots become enduring practice
financial marketsspeech
10 March 2021
-
Conversation with ASIC: AFIA Risk Summit
creditspeech
16 February 2021
-
Reforms of the core regulatory framework for superannuation
superannuationarticle
4 February 2021
-
Managing climate risk for directors
companiesarticle
1 February 2021
-
Clarifying intra-fund advice
superannuationarticle
4 December 2020
-
ASIC’s expectations for protecting vulnerable customers
covidspeech
26 November 2020
-
Getting on with it
managed investment schemesspeech
18 November 2020
-
2020 in review and COVID-19 recovery
creditspeech
13 November 2020
-
2020–21: ASIC’s focus in superannuation
superannuationarticle
10 November 2020
-
Senate Economics Legislation Committee – Budget Estimates
financial servicesspeech
27 October 2020
-
Regulatory Update
creditspeech
26 October 2020
-
Statement by ASIC regarding relocation payments made to the Chair, James Shipton and Deputy Chair, Daniel Crennan QC
speechspeech
23 October 2020
-
Support and protections for whistleblowers
superannuationarticle
7 October 2020
-
ASIC issues no-action position in relation to ongoing fee arrangement obligations for Victorian financial advice businesses
financial servicesarticle
24 September 2020
-
ASIC updates the fees and costs disclosure regime
superannuationarticle
9 September 2020
-
Handling complaints and paid representatives: ASIC provides financial firms with guidance
financial servicesarticle
27 August 2020
-
ASIC Regtech Responsible Lending Demonstration Webinar
technologyspeech
20 August 2020
-
Regulation, trust and social licence
financial servicesspeech
11 August 2020
-
Managed fund asset valuations must be reliable during COVID-19
covidarticle
11 August 2020
-
Litigation funders to be regulated under the Corporations Act
managed investment schemesarticle
6 August 2020
-
Parliamentary Joint Committee on Corporations and Financial Services Inquiry into litigation funding and the regulation of the class action industry
managed investment schemesspeech
29 July 2020
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Parliamentary Joint Committee on Corporations and Financial Services - Opening statement - 15 July 2020
covidspeech
15 July 2020
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COVID-19 regulatory information
covidnews
13 July 2020
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The role of super funds during COVID-19
covidarticle
3 July 2020
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Members Equity Bank (ME Bank) redraw issue
creditspeech
3 June 2020
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Select Committee on COVID-19 – Opening statement
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28 May 2020
-
FINSIA – The regulators: Priorities updated
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21 May 2020
-
Finding and consolidating ‘lost’ superannuation
superannuationarticle
6 May 2020
-
Directors duties in the context of COVID-19
companiesarticle
20 April 2020
-
ASIC releases new crowd-sourced funding report
financial servicesnews
9 April 2020
-
ASIC letter to responsible entities of registered schemes in the current COVID-19 environment
covidnews
8 April 2020
-
ASIC letter - Unlicensed financial advice by real estate agents to tenants
financial servicesnews
3 April 2020
-
COVID-19 information for financial advisers and advice licensees
covidnews
3 April 2020
-
ASIC examines advice in super
superannuationarticle
3 April 2020
-
ASIC and APRA letter to superannuation trustees on impact of COVID-19
superannuationnews
1 April 2020
-
ASIC and small business
companiesarticle
12 March 2020
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Member communication must be crystal clear, says ASIC
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4 March 2020
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Parliamentary Joint Committee – Corporations and Financial Services, ASIC Chair James Shipton, Opening Statement, 28 February 2020
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28 February 2020
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Members Health Directors' Professional Development Program 2020
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5 February 2020
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Apology to John Dawkins AO
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13 December 2019
-
Business Ethics: New challenges, better theories, practical solutions
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9 December 2019
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FPA Professionals Congress
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6 December 2019
-
Consumer outcomes: A truth universally acknowledged
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29 November 2019
-
Parliamentary Joint Committee – Corporations and Financial Services, ASIC Chair James Shipton, Opening Statement, 19 November 2019
financial servicesspeech
19 November 2019
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Interpreting responsible lending
creditspeech
18 November 2019
-
FINSIA: The Regulators
financial servicesspeech
15 November 2019
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ASIC’s Vision for a Fair, Strong and Efficient Financial System for all Australians
financial marketsspeech
14 November 2019
-
ASIC’s focus in superannuation
superannuationarticle
6 November 2019
-
The Future of the Corporation: The Regulator’s Perspective
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29 October 2019
-
An Australian regulator’s view on financial technology
technologyspeech
23 October 2019
-
ASIC regulatory and enforcement update
companiesspeech
17 October 2019
-
GRC Conference: Regulatory Panel
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17 October 2019
-
New Frontiers in Regulation
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17 October 2019
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National Insurance Brokers Association Convention – ASIC Update
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15 October 2019
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'Other people’s money' and changing global markets
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10 October 2019
-
Keynote address at AICD Fellows Victorian Division Event
speechspeech
4 October 2019
-
Launch of ASIC’s report on director and officer oversight of non-financial risk
companiesspeech
2 October 2019
-
ASIC regtech voice analytics symposium
financial servicesspeech
24 September 2019
-
Making a real difference for real Australians
speechspeech
13 September 2019
-
Risk Management Association Australia - ASIC Update
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11 September 2019
-
How to engage with regulators - Opening remarks
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3 September 2019
-
ASIC’s approach to enforcement after the Royal Commission
speechspeech
2 September 2019
-
ASIC update and myth busting at breakfast
superannuationspeech
29 August 2019
-
Keynote address - Financial Services Council Summit 2019
speechspeech
28 August 2019
-
ASIC Regtech Financial Advice Files Symposium - Opening statement
technologyspeech
22 August 2019
-
Redefining conduct in FX Markets
financial marketsspeech
15 August 2019
-
Keynote address at Risk Australia Conference
financial marketsspeech
15 August 2019
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ASIC Regtech Monitoring Financial Promotions: Demonstration and Symposium
technologyspeech
2 August 2019
-
Doing the right thing
companiesspeech
31 July 2019
-
AICD directors briefing: Meet the Regulators panel session
superannuationspeech
23 July 2019
-
CEDA keynote address
financial capabilityspeech
27 June 2019
-
Governance and Risk Management Forum - Keynote Panel
dealing with asicspeech
20 June 2019
-
Lifting the Bar, Superfunds June 2019
superannuationarticle
18 June 2019
-
Insights on regulatory and market developments in Australia
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4 June 2019
-
ASIC employee default superannuation fund
superannuationnews
27 May 2019
-
ASIC Annual Forum 2019 - ASIC Chair's closing remarks
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17 May 2019
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ASIC Annual Forum 2019 - ASIC Chair's introductory comments
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16 May 2019
-
Keynote address - International Swaps and Derivatives Association AGM
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12 April 2019
-
Budget Estimates - Opening Statement, ASIC Chair James Shipton, 10 April 2019
creditspeech
10 April 2019
-
ASIC and APRA publish joint letter on superannuation fees
superannuationarticle
10 April 2019
-
The fairness imperative
speechspeech
27 March 2019
-
Regulator update - 2019 Annual Superannuation Law Conference
superannuationspeech
14 March 2019
-
Senate Economic References Committee - Opening Statement by ASIC Commissioner John Price
dealing with asicspeech
13 March 2019
-
ANU Climate Update
companiesspeech
5 March 2019
-
Emerging lessons from the Financial Services Royal Commission for the regulation of health practitioners
financial servicesspeech
28 February 2019
-
Keynote address at Group of 100 Dinner
financial reportingspeech
27 February 2019
-
The Financial Services Royal Commission and other emerging issues relating to the general insurance industry from an ASIC perspective
creditspeech
27 February 2019
-
Senate Economics Legislation Committee: Opening statement by ASIC Chair, James Shipton - 20 February 2019
speechspeech
20 February 2019
-
ASIC’s recent initiatives to strengthen underwriting standards
creditspeech
27 November 2018
-
Whistleblowing - new rules, new policies, new vision
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16 November 2018
-
An ASIC update by John Price, Commissioner
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15 November 2018
-
Financial regulation in a digital world
speechspeech
13 November 2018
-
ASIC's perspective on small business
speechspeech
2 November 2018
-
Ethics and professionalism post Royal Commission—A regulator's view
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1 November 2018
-
Senate Economics Legislation Committee: Opening statement by ASIC Chair, James Shipton, 24 October 2018
speechspeech
24 October 2018
-
Keynote Address: ISDA Annual Australia Conference
speechspeech
23 October 2018
-
Parliamentary Joint Committee on Corporations and Financial Services: Opening Statement - ASIC Chair James Shipton, 19 October 2018
speechspeech
19 October 2018
-
ASIC’s strategic focus and key priorities over the next year: Improving conduct and restoring trust
speechspeech
4 September 2018
-
Small business summit address: ASIC and small business
financial marketsspeech
31 August 2018
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Parliamentary Joint Committee on Corporations and Financial Services: Opening Statement - ASIC Chair James Shipton, 17 August 2018
speechspeech
17 August 2018
-
The trust deficit and superannuation
speechspeech
26 July 2018
-
How financial services firms can act to meet community expectations through transparency and accountability
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17 July 2018
-
ASIC’s approach to innovation
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3 July 2018
-
House of Representatives Economics Committee: Opening statement by ASIC Chair, James Shipton - 22 June 2018
speechspeech
22 June 2018
-
Climate change
speechspeech
18 June 2018
-
ASIC update: Informing and engaging shareholders
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7 June 2018
-
Reinforcing culture in a climate of low trust
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7 June 2018
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Senate Economics Legislation Committee: Opening statement by ASIC Chair, James Shipton - 30 May 2018
speechspeech
30 May 2018
-
Professionalism and other things
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24 May 2018
-
ASIC Regulatory Update: Expectations in the current environment? Our perspective on reform and regulatory developments
speechspeech
22 May 2018
-
A matter of trust: Aligning public, corporate and regulator expectations
speechspeech
21 May 2018
-
The Trust Deficit and Corporate Australia - ACSI Conference 2018
speechspeech
17 May 2018
-
#Accelerate Regtech 2018: The role of the regulator
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3 May 2018
-
ASIC update: Initial coin offerings and cryptocurrency
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26 April 2018
-
Keynote speech: A new era for conduct regulation in Australia
speechspeech
11 April 2018
-
Rebuilding trust – a conduct regulator’s perspective
speechspeech
5 April 2018
-
ASIC Annual Forum 2018: Opening address by ASIC Chair, James Shipton
speechspeech
19 March 2018
-
Essential legal and regulatory update
speechspeech
13 March 2018
-
Regulatory update to the general insurance industry ICA
speechspeech
7 March 2018
-
Productivity Commission Inquiry into competition in the Australian financial system: Hearings on draft report
speechspeech
6 March 2018
-
Senate Economics Legislation Committee: Opening statement by ASIC Chair, James Shipton
speechspeech
28 February 2018
-
Insurance in super: The regulators – What do they
superannuationspeech
27 February 2018
-
Parliamentary Joint Committee on Corporations and Financial Services – Statement on audit quality by ASIC Commissioner John Price
auditorsspeech
16 February 2018
-
Parliamentary Joint Committee on Corporations and Financial Services – Opening statement by ASIC Chair James Shipton
financial marketsspeech
16 February 2018
-
Book launch: ‘Managing Culture: A good practice guide’
companiesspeech
12 December 2017
-
Parliamentary Joint Committee on Corporations and Financial Services – Opening statement by ASIC Acting Chair Peter Kell
speechspeech
1 December 2017
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The fintech sector opportunity: ASIC perspective
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2 November 2017
-
Market structures and market integrity - ASIC Update on Australian markets
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1 November 2017
-
ASIC Chairman’s remarks at the Sydney Stakeholder Event
speechspeech
30 October 2017
-
Parliamentary Joint Committee on Corporations and Financial Services – opening statement by ASIC Chairman Greg Medcraft - October 2017
speechspeech
27 October 2017
-
Senate Economics Committee – opening statement by ASIC Chairman Greg Medcraft
speechspeech
26 October 2017
-
Banks and financial technology: will banks become back offices for fintech companies?
speechspeech
12 October 2017
-
Opening statement: Addressing financial consumer protection risks in an increasingly digital and financial world
speechspeech
28 September 2017
-
ASIC and Australia's ageing population - Adelaide speech
speechspeech
27 September 2017
-
The role of the regulator in the cyber insurance market
technologyspeech
21 September 2017
-
Impact of fintech in capital markets
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20 September 2017
-
ASIC’s Regtech Showcase – Opening remarks
speechspeech
18 September 2017
-
Codes of conduct and the widening perimeter of regulatory intervention
financial servicesspeech
14 September 2017
-
Challenge and change: ASIC’s regulatory focuses for 2017–18 and beyond and what risk managers should be thinking about
speechspeech
12 September 2017
-
PJC Inquiry into the Life Insurance Industry – opening statement by ASIC Deputy Chairman Peter Kell
speechspeech
8 September 2017
-
Digital disruption and data: An ASIC update
technologyspeech
8 September 2017
-
Small business and ASIC
speechspeech
1 September 2017
-
Reflections on a career at ASIC
speechspeech
31 August 2017
-
Update on ASIC’s priorities - speech
speechspeech
31 August 2017
-
ASIC and Australia's ageing population - speech
speechspeech
29 August 2017
-
ASIC and older Australians
articlearticle
28 August 2017
-
Parliamentary Joint Committee – Corporations and Financial Services, ASIC Chairman - Opening Statement - August
financial servicesspeech
11 August 2017
-
Inquiry into carbon risk disclosure - opening statement
speechspeech
3 August 2017
-
The human factor: Is conduct risk on your radar?
speechspeech
25 July 2017
-
ASIC and Australia's ageing population
speechspeech
25 July 2017
-
Update on ASIC’s priorities
speechspeech
20 July 2017
-
Outline of ASIC’s approach to corporate culture
speechspeech
19 July 2017
-
Global regulatory coordination and the value of global forums in a period of rapid change
speechspeech
9 July 2017
-
Productivity Commission Inquiry into competition in the Australian financial system: Roundtable – ASIC Opening Statement
speechspeech
29 June 2017
-
Regulatory developments in asset management
speechspeech
20 June 2017
-
Parliamentary Joint Committee – Corporations and Financial Services - ASIC Chairman Opening Statement
technologyspeech
16 June 2017
-
The importance of corporate culture - Gilbert + Tobin Board Luncheon
speechspeech
15 June 2017
-
The role of securitisation in funding economic activity and growth
financial servicesspeech
7 June 2017
-
A better toolkit for ASIC
speechspeech
6 June 2017
-
Role of securitisation in funding economic activity and growth
speechspeech
5 June 2017
-
ASIC regulatory update 2017
speechspeech
1 June 2017
-
Senate Economics Committee - ASIC Chairman Opening Statement
speechspeech
31 May 2017
-
Reflections on leadership
speechspeech
30 May 2017
-
The importance of trust in a digital world
speechspeech
25 May 2017
-
Regulatory update to the insurance industry
speechspeech
10 May 2017
-
Opening statement to the Parliamentary Joint Committee inquiry into whistleblower protections
speechspeech
27 April 2017
-
ASIC’s regulatory approach to high-frequency trading and dark pools
financial marketsspeech
21 April 2017
-
Future of fintech and regulation
technologyspeech
20 April 2017
-
ASIC's regulatory sandbox
technologyspeech
19 April 2017
-
What good looks like
financial marketsspeech
6 April 2017
-
Importance of corporate culture
speechspeech
5 April 2017
-
Insights from the 2017 World Economic Forum Annual Meeting, Davos
financial marketsspeech
4 April 2017
-
How having a good culture can mitigate against corruption
companiesspeech
31 March 2017
-
Three themes from the ASIC Annual Forum
technologyspeech
21 March 2017
-
The Fourth Industrial Revolution: Impact on financial services and markets
speechspeech
20 March 2017
-
Senate Economics Committee - Chairman Opening Statement
speechspeech
2 March 2017
-
Regulatory update to the general insurance industry
speechspeech
17 February 2017
-
ASIC's National Financial Literacy Strategy
speechspeech
16 February 2017
-
Article - Law reform is needed so whistleblowers can be better protected
articlearticle
16 December 2016
-
Building resilience: The challenge of cyber risk
technologyspeech
15 December 2016
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Fintech: Opportunities, risks and challenges
technologyspeech
14 December 2016
-
The importance of corporate culture
speechspeech
8 December 2016
-
Whistleblowing
speechspeech
2 December 2016
-
Times of change: ASIC update for the accounting profession
superannuationspeech
1 December 2016
-
Positioning ASIC as a regulator for the future
speechspeech
30 November 2016
-
Conduct in the spotlight: Views from ASIC
speechspeech
29 November 2016
-
The current state of corporate culture
speechspeech
28 November 2016
-
A question of risk
financial marketsspeech
22 November 2016
-
Developing Asia’s capital markets: Fintech opportunities, risks and challenges
financial marketsspeech
17 November 2016
-
Cross-border innovation: Enabling fintech and regtech innovations across borders
financial servicesspeech
16 November 2016
-
Addressing uncertainty in consumer lending
speechspeech
11 November 2016
-
Innovation and regulation
financial servicesspeech
11 November 2016
-
FINSIA Regulators Panel opening remarks: How data can drive consumer outcomes
financial servicesspeech
11 November 2016
-
Driving better consumer outcomes in the era of big data and artificial intelligence
financial servicesspeech
3 November 2016
-
Looking beyond the margins of OTC derivatives reform: Keynote address
financial marketsspeech
20 October 2016
-
ASIC and behavioural economics: Regulating for real people
financial marketsspeech
18 October 2016
-
Financial literacy: ASIC update
financial capabilityspeech
6 October 2016
-
Meeting our long-term challenges: ASIC’s Corporate Plan 15 September 2016
speechspeech
15 September 2016
-
ASIC’s vision
speechspeech
23 August 2016
-
Keynote address: Regulatory perspective on conduct risk, culture and governance
speechspeech
18 August 2016
-
FinTech, Platforms and Wraps – The Future of Wealth Management Technology
speechspeech
4 August 2016
-
Self-managed superannuation funds – Markets trends and regulatory focus
speechspeech
4 August 2016
-
Future priorities for ASIC and the financial system: Building trust and confidence in our financial markets
speechspeech
29 July 2016
-
The importance of corporate culture in improving governance and compliance
speechspeech
28 July 2016
-
Good corporate culture, values and ethics
speechspeech
20 July 2016
-
Emerging risks and vulnerabilities: Liquidity
speechspeech
28 June 2016
-
Financing the global economy: Opening remarks
speechspeech
27 June 2016
-
Capital markets across the globe: Integration or fragmentation?
speechspeech
27 June 2016
-
Tone from the top: Influencing conduct and culture
speechspeech
21 June 2016
-
Directors’ duties and culture
speechspeech
19 June 2016
-
Building trust and confidence: ASIC priorities
speechspeech
2 June 2016
-
Illegal phoenix activity
companiesarticle
1 June 2016
-
ASIC’s focus on culture – digging into the detail
speechspeech
25 May 2016
-
My time at ASIC and the work of IOSCO and the FSB on asset management and liquidity
financial servicesspeech
24 May 2016
-
Why culture matters
speechspeech
24 May 2016
-
Improving business through compliance: A regulator’s perspective
speechspeech
4 May 2016
-
The challenge of driving global economic growth
financial marketsspeech
15 April 2016
-
Regulating for the future: Innovation, disruption and cyber resilience
financial servicesspeech
6 April 2016
-
Why are we talking about culture?
speechspeech
5 April 2016
-
Culture shock
speechspeech
21 March 2016
-
Challenge and change – an update for the accounting profession
auditorsspeech
17 March 2016
-
Regulatory update to general insurance industry 2016
financial servicesspeech
4 March 2016
-
The regulator and marketplace lending
speechspeech
29 February 2016
-
Regulation and innovation in mortgage lending
creditspeech
18 February 2016
-
Capital markets and digital disruption
technologyspeech
15 February 2016
-
Deepening global securitisation markets: An IOSCO perspective
financial marketsspeech
1 December 2015
-
Opening statement: Parliamentary Joint Committee 23 November 2015
financial servicesspeech
23 November 2015
-
Corporate culture and corporate regulation
financial marketsspeech
20 November 2015
-
Opening statement: Parliamentary Joint Committee 19 November 2015
financial marketsspeech
19 November 2015
-
Digital disruption: Harnessing the opportunities, mitigating the risks
technologyspeech
17 November 2015
-
Dealing with fraud: A regulator’s perspective
financial marketsspeech
10 November 2015
-
Meeting our long-term challenges: ASIC’s Corporate Plan
dealing with asicspeech
6 November 2015
-
Digital disruption and how regulators are responding
technologyspeech
5 November 2015
-
IOSCO and FSB’s work on asset management and liquidity
financial marketsspeech
4 November 2015
-
Opening Statement Senate Economics Legislation Committee, 21 October 2015
speechspeech
21 October 2015
-
Opening statement to the Senate Joint Committee, Corporations and Financial Services (Oversight of the Australian Securities and Investments Commission), 16 October 2015
speechspeech
16 October 2015
-
Putting the customer first: Creating a win–win
financial servicesspeech
13 October 2015
-
Opening statement to the Senate Economics References Committee’s public hearing into insolvency in the Australian construction industry, 28 September 2015
insolvencyspeech
28 September 2015
-
Challenges for our capital markets
financial marketsspeech
24 September 2015
-
Trust and culture: What consumers want
financial servicesspeech
21 September 2015
-
The future of capital markets in a digital economy
financial marketsspeech
16 September 2015
-
ASIC and financial innovation
technologyspeech
15 September 2015
-
BFSLA - The Financial System Inquiry: A regulator’s perspective
financial marketsspeech
4 September 2015
-
Setting the reform agenda in a changing regulatory landscape
financial marketsspeech
20 August 2015
-
PJC: Opening statement 14 August 2015
speechspeech
14 August 2015
-
Trust and confidence, culture and ethics: The right nudge in shaping communities globally and locally
speechspeech
6 August 2015
-
The value of leadership
speechspeech
31 July 2015
-
Stability in prudential regulation and the impact of new technologies on market dynamics
speechspeech
30 July 2015
-
COSBOA Conference - What is ASIC doing to help small business?
speechspeech
17 July 2015
-
IOSCO and the international reform agenda for financial markets
financial marketsspeech
22 June 2015
-
Senate Estimates: Opening statement 3 June 2015
companiesspeech
3 June 2015
-
The future of funding economic growth - Reframing capital markets – a focus on infrastructure and SME financing
financial marketsspeech
30 May 2015
-
Creating growth through our markets: Using the right nudge
speechspeech
29 May 2015
-
The importance of culture to improving conduct within the financial industry
speechspeech
27 May 2015
-
Employee incentive schemes - ASIC class order changes
fundraisingspeech
21 May 2015
-
Innovation in corporate reporting
financial reportingspeech
20 May 2015
-
Financial innovation: ASIC’s role and how it affects you
technologyspeech
5 May 2015
-
Harvesting the opportunities from financial innovation: How can ASIC help you?
speechspeech
28 April 2015
-
ASIC’s focus in the financial advice sector
superannuationspeech
23 April 2015
-
Senate Economics References Committee inquiry into digital currency: Opening statement
creditspeech
8 April 2015
-
ASIC Annual Forum 2015: Creating confidence to grow
speechspeech
23 March 2015
-
Parliamentary Joint Committee: Opening Statement 20 March 2015
speechspeech
20 March 2015
-
Auditing continuous disclosure risk
auditorsspeech
18 March 2015
-
ASIC’s risk outlook for 2015
financial marketsspeech
13 March 2015
-
Regulatory update to insurance industry
financial servicesspeech
27 February 2015
-
Senate Estimates: Opening statement - February 2015
dealing with asicspeech
25 February 2015
-
Opening Statement: Telecommunications (Interception and Access) Amendment (Data Retention) Bill 2014
dealing with asicspeech
29 January 2015
-
ASIC explained: Who is the corporate watchdog, what does it do and why should Australians care?
speechspeech
3 December 2014
-
Hear from the regulators: What you need to know
dealing with asicspeech
1 December 2014
-
Parliamentary Joint Committee: Opening statement
speechspeech
28 November 2014
-
Conquering the new frontier: Regulating for growth in the digital age
speechspeech
26 November 2014
-
Understanding and adapting to the regulatory environment: An IOSCO perspective
speechspeech
24 November 2014
-
Getting the right balance: ASIC’s regulatory reform and deregulatory experience
speechspeech
19 November 2014
-
Monitoring the activities of companies in Australia
speechspeech
18 November 2014
-
Why breach reporting is important
financial reportingspeech
16 November 2014
-
Maintaining trust and confidence in our dynamic markets
speechspeech
30 October 2014
-
OTC derivatives reforms: The state of play
financial marketsspeech
28 October 2014
-
Senate Estimates: Opening statement 22 October 2014
speechspeech
22 October 2014
-
Report of the IOSCO Board: The year in review and the year ahead
speechspeech
1 October 2014
-
Combating illegal phoenix activity
companiesarticle
1 October 2014
-
Our markets: A regulatory update
financial marketsspeech
24 September 2014
-
Opening statement to the Parliamentary Joint Committee: September 2014
speechspeech
5 September 2014
-
Investors’ trust and confidence in managed funds
speechspeech
3 September 2014
-
The 2014–17 National Financial Literacy Strategy
financial capabilityspeech
3 September 2014
-
Letter from ASIC's Chief Legal Officer
speechspeech
28 August 2014
-
Handling of confidential information
speechspeech
5 August 2014
-
Regulator's perspective on regulation of SMSFs - speech by Greg Tanzer
superannuationspeech
16 July 2014
-
Stopping the phoenix’s flight
companiesarticle
1 July 2014
-
What ASIC expects of directors - speech
companiesspeech
24 June 2014
-
Senate Estimates: Opening statement 4 June 2014
speechspeech
4 June 2014
-
Biggest changes to the financial system since the Wallis Inquiry
financial servicesspeech
3 June 2014
-
Financial innovation driven complexity Creating a dynamic landscape -speech
technologyspeech
30 May 2014
-
Consumer credit regulatory update 2014
creditspeech
14 May 2014
-
Senate inquiry into the performance of ASIC: Opening statement April 2014
speechspeech
10 April 2014
-
ASIC Forum 2014: Regulating for real people markets and globalisation
financial marketsspeech
24 March 2014
-
Regulatory update 2014: Insights from the Australian Securities and Investments Commission
financial marketsspeech
28 February 2014
-
Self-managed superannuation funds and complex products: ASIC update
superannuationspeech
21 February 2014
-
Senate inquiry into the performance of ASIC: Opening statement February 2014
speechspeech
19 February 2014
-
ASIC response: ASIC being anything but a mine of information
speechspeech
14 December 2013
-
Regulator's perspective on regulation of SMSFs: November 2013
superannuationspeech
8 November 2013
-
Australian Securitisation Forum 2013
superannuationspeech
8 November 2013
-
ASIC in 2014: Areas of focus and expected changes to the regulatory landscape
financial marketsspeech
31 October 2013
-
Derivatives 2013: The future comes into focus
financial marketsspeech
17 October 2013
-
What matters to ASIC, the insolvency profession and the wider insolvency market
insolvencyspeech
16 October 2013
-
Setting the record straight: ASIC, bribery and enforcement action
companiesspeech
11 October 2013
-
Australian hedge funds sector and systemic risk
managed investment schemesspeech
10 September 2013
-
The Australian hedge funds sector and systemic risk
financial marketsspeech
10 September 2013
-
The ongoing relationship between company and shareholders
companiesspeech
8 September 2013
-
Self-managed superannuation funds regulatory update: August 2013
superannuationspeech
30 August 2013
-
Engaging with WA stakeholders
financial marketsspeech
27 August 2013
-
Future of financial regulation
financial marketsspeech
31 July 2013
-
Selective disclosure of confidential price sensitive information
financial marketsspeech
31 July 2013
-
Global investor education conference 2013
financial capabilityspeech
21 June 2013
-
Opening statement to the Parliamentary Joint Committee on Corporations and Financial Services: 21 June 2013
companiesspeech
21 June 2013
-
ASIC MoneySmart Rookie launch
financial capabilityspeech
18 June 2013
-
Senate Estimates: Opening statement 4 June 2013
technologyspeech
4 June 2013
-
Building and innovating towards stronger cleaner markets
financial marketsspeech
30 May 2013
-
Changing perimeter of securities regulation: The perspective from Australia
technologyspeech
13 May 2013
-
Keynote address to Insolvency Practitioners Association of Australia National Conference 2013
insolvencyspeech
9 May 2013
-
ASIC's outlook -the road ahead
financial marketsspeech
8 May 2013
-
ASIC's outlook ... the road ahead
technologyspeech
8 May 2013
-
Launch of ASIC multimedia activities on mobile phone use
speechspeech
7 May 2013
-
ASIC's perspective on resources and reserves reporting
companiesspeech
29 April 2013
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Global challenges facing regulators in the next decade
technologyspeech
24 April 2013
-
Continuous disclosure: ASX Guidance Note 8 rewrite
financial marketsspeech
22 April 2013
-
Improving global consistency of financial regulation
financial marketsspeech
11 April 2013
-
Self-managed superannuation funds regulatory update: April 2013
superannuationspeech
10 April 2013
-
ASIC Annual Forum 2013 opening address
financial marketsspeech
25 March 2013
-
FOFA and the new reality
financial servicesspeech
12 March 2013
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The major challenges for regulators to maintain investors' trust and confidence
financial servicesspeech
14 January 2013
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Continuous disclosure
financial marketsspeech
3 December 2012
-
Trustee obligations: How to tell the new story to members
superannuationspeech
28 November 2012
-
ASIC compliance: How internal audit can strengthen the corporate governance framework
financial servicesspeech
15 November 2012
-
The challenges facing ASIC over the next decade
technologyspeech
2 November 2012
-
Global developments in securitisation regulation - an ASIC perspective
financial marketsspeech
22 October 2012
-
ASIC Chairman's speech to ACTU Superannuation Trustees Forum 2012
superannuationspeech
12 October 2012
-
ASIC Chairman's address to FINSIA Conference 2012
financial marketsspeech
10 October 2012
-
Reshaping the regulatory–industry relationship
managed investment schemesspeech
18 September 2012
-
MoneySmart Week and doing a money health check
financial capabilityspeech
5 September 2012
-
Challenges and strategies for IOSCO
technologyspeech
4 September 2012
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ASIC's financial adviser work for 2012–13
financial servicesspeech
26 July 2012
-
Maintaining market integrity in a changing environment
financial marketsspeech
1 June 2012
-
Future of advice post FoFA
financial servicesspeech
1 May 2012
-
ASIC's focus relating to markets
financial marketsspeech
16 April 2012
-
Ownership rights and ASIC's regulatory agenda
financial marketsspeech
3 April 2012
-
ASIC's challenges in the years ahead
technologyspeech
29 March 2012
-
Challenges facing ASIC over the next decade
technologyspeech
20 March 2012
-
Address to CMSF Concurrent Forum #2
superannuationspeech
19 March 2012
-
Regulatory update 2012: Insights from the Australian Securities and Investments Commission
financial servicesspeech
22 February 2012
-
ASIC Summer School 2012 opening address
financial marketsspeech
20 February 2012
-
Improving consumer and investor confidence
superannuationspeech
14 February 2012
-
Australian Securitisation Forum 2011
financial marketsspeech
21 November 2011
-
Committee for Sydney presentation
financial marketsspeech
8 November 2011
-
ASIC's priorities: Financial advice, licensing and supervision
financial capabilityspeech
25 October 2011
-
Address to International Centre for Financial Regulation
financial capabilityspeech
16 September 2011
-
Australian Hedge Fund Forum 2011
financial servicesspeech
13 September 2011
-
Abacus Chairs and CEO's Forum
creditspeech
30 August 2011
-
ASIC's agenda for market integrity
financial marketsspeech
23 August 2011
-
Australian Institute of Management Fellows' Breakfast
companiesspeech
19 August 2011
-
Speech to the Australian Prudential Regulation Authority leadership team
financial capabilityspeech
30 June 2011
-
Systemic risk: The role of securities regulators
financial capabilityspeech
28 June 2011
-
News from the regulator
financial capabilityspeech
2 June 2011
-
Market and participant supervision 2011
financial marketsspeech
31 May 2011
-
Dark pools, high-frequency trading and competition
financial marketsspeech
26 May 2011
-
Exchanges in Asia: Trends and perspectives
financial marketsspeech
4 May 2011
-
Views from the Australian Securities and Investments Commission 2011
speechspeech
9 March 2011
-
Views from ASIC
financial servicesspeech
9 March 2011
-
Q&A with Tony D'Aloisio
financial marketsspeech
1 March 2011
-
ASIC Summer School 2011 opening address: ASIC's 20th anniversary
financial marketsspeech
21 February 2011
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Responding to global financial crisis: The ASIC story
financial marketsspeech
30 November 2010
-
Rules on exit fees are clear
creditarticle
19 November 2010
-
Recent changes to Australia's supervisory powers
financial marketsspeech
11 November 2010
-
Insolvency findings misrepresent ASIC's work
insolvencyspeech
16 September 2010
-
ASIC's forward agenda
financial marketsspeech
3 September 2010
-
Insider trading and market manipulation
financial marketsspeech
13 August 2010
-
Developments in the global regulatory system
financial marketsspeech
12 August 2010
-
Implications of a fast changing regulatory landscape
financial marketsspeech
21 July 2010
-
Retail investors: Allow choice or prohibit products
financial capabilityarticle
13 July 2010
-
Rethinking securities regulation after the crisis: An economics perspective
financial marketsnews
9 July 2010
-
Impacts of proposed regulatory reforms on unregulated or less regulated market segments
financial marketsspeech
10 June 2010
-
Market supervision moves to ASIC: What does it mean for brokers?
financial marketsspeech
9 June 2010
-
Australia readies for market competition
financial marketsarticle
19 May 2010
-
Grasping the nettle of market volatility
financial marketsarticle
19 May 2010
-
National Consumer Congress 2010
financial marketsspeech
16 March 2010
-
A regulator's perspective on key challenges
financial marketsspeech
16 March 2010
-
ASIC's approach to market integrity
financial marketsspeech
11 March 2010
-
Working in a regulated environment
speechspeech
26 February 2010
-
The global regulatory outlook
financial marketsspeech
1 February 2010
-
AIRA Annual Conference Dec2009
financial marketsspeech
2 December 2009
-
Playing by the rules: A new regulatory environment is changing the way that corporations relate to investors and the finance community
financial marketsspeech
2 December 2009
-
Facilitating capital raising for corporate Australia
fundraisingspeech
10 November 2009
-
Regulatory response to the Financial Crisis
financial marketsspeech
12 October 2009
-
Regulatory issues arising from the financial crisis for ASIC and for investors and financial consumers
financial marketsspeech
28 July 2009
-
Observations on retirement
superannuationspeech
18 June 2009
-
Regulators at the forefront of change
financial marketsspeech
11 June 2009
-
Financial services: The changing landscape
creditspeech
11 June 2009
-
Projecting the future of securitisation
financial marketsspeech
3 June 2009
-
Regulatory issues arising from the financial crisis for ASIC and for maket participants
financial marketsspeech
29 May 2009
-
Helping retail investors
superannuationspeech
11 March 2009
-
Investing in 2009
financial marketsspeech
11 March 2009
-
A speech to the Insurance Council of Australia
speechspeech
4 February 2009
-
Capital markets update 2008
financial marketsspeech
27 November 2008
-
The new ASIC: Addressing today's challenges and building for the longer term
financial capabilityspeech
7 November 2008
-
Putting the 'mort' back into mortgage: A pocket guide to the global credit crisis
creditarticle
22 August 2008
-
Lessons learnt from market volatility and sub-prime
financial marketsspeech
7 August 2008
-
ASIC hot topics presentation: 2008
financial marketsspeech
17 July 2008
-
Improving confidence in integrity of Australia's capital markets
financial marketsspeech
8 July 2008
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Opening remarks: ASIC–ASX Conference
financial marketsspeech
1 July 2008
-
Securities markets, participants and ASIC
financial marketsnews
22 May 2008
-
Disclosure and the role of ASX and ASIC
financial marketsspeech
26 March 2008
-
Opening remarks to the ASX and ASIC Listed Companies Conference
financial marketsspeech
26 March 2008
-
Illiterate investors will hurt us all
financial marketsarticle
21 February 2008
-
Regulating financial advice: Current oppurtunities and challenges
financial servicesnews
28 November 2007
-
An update on ASIC's priorities for 2007–08 and how these relate to AICD members
financial marketsnews
26 November 2007
-
Views on disclosure, advice and more
superannuationnews
16 November 2007
-
Inquiry into private equity
financial marketsspeech
25 July 2007
-
Opening statement to the Senate inquiry into private equity investment and its effect on capital markets and the Australian economy
financial marketsnews
25 July 2007
-
Corporate and market regulation: An ASIC update
financial marketsnews
2 June 2007
-
Opening statement on ASIC's priorities for the next 12 months
financial marketsspeech
30 May 2007
-
Global markets: Regulating for economic growth
financial marketsspeech
5 March 2007
-
Leadership and influence: An internal and external perspective
financial marketsspeech
23 February 2007
-
Should I borrow money to invest?
creditarticle
1 February 2007
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The financial advice industry in Australia: The regulator's perspective
financial servicesspeech
24 November 2006
-
Corporate governance: An IOSCO perspective
companiesspeech
11 October 2006
-
Teaching your children that money stays in the pocket
financial capabilityarticle
1 October 2006
-
ASIC's Super Strategies: 2006–07
superannuationspeech
6 September 2006
-
The integration of financial regulatory authorities – the Australian experience
managed investment schemesnews
4 September 2006
-
Directors' responsibilities: The reality vs the myths
companiesspeech
17 August 2006
-
Regulatory Futures: Where to on Wealth Management?
managed investment schemesspeech
2 August 2006
-
What you want to know about ASIC
financial marketsspeech
5 July 2006
-
Questions to ask your financial adviser
financial capabilityarticle
1 July 2006
-
Managing conflicts of interest in the Australian financial services industry
financial servicesspeech
26 May 2006
-
ASIC: Facing regulatory challenges in 2006
financial servicesspeech
5 April 2006
-
If you don't understand it, stay away from it
managed investment schemesarticle
1 April 2006
-
Working with Australian company directors
financial marketsnews
26 March 2006
-
Consumer protection in financial services
financial capabilityspeech
17 March 2006
-
How to avoid the bad advice trap
financial servicesarticle
1 March 2006
-
ASIC: The strong, fair and progressive regulator
financial servicesspeech
13 February 2006
-
Corporate wrongdoing: ASIC's enforcement role
managed investment schemesspeech
2 December 2005
-
Taking charge of your money – Scams: Recognising and avoiding them
financial capabilityspeech
19 November 2005
-
Address by Jennifer O'Donnell to ASFA
superannuationspeech
10 November 2005
-
Address by Greg Tanzer to ASFA
superannuationspeech
10 November 2005
-
Neighbourhood watch: Current and future expectations of regulators and market supervisors
financial marketsspeech
10 November 2005
-
Conflict cop
financial marketsspeech
21 October 2005
-
ASIC–ACCC debt collection publications launch
creditspeech
14 October 2005
-
ASIC – Focusing on insolvency
insolvencyspeech
13 October 2005
-
Wealth management and advice – The way ahead
financial capabilityspeech
5 October 2005
-
Super standards must be met
superannuationarticle
16 September 2005
-
ASIC's approach to insolvency practitioner remuneration
insolvencyspeech
5 August 2005
-
ASIC's increased focus on insolvency
insolvencyspeech
4 August 2005
-
Financial statement fraud: Corporate crime of the 21st century
financial marketsspeech
8 June 2005
-
Future directions for ASIC
financial marketsspeech
15 April 2005
-
ASIC and the regulation of non-cash payment products
financial servicesspeech
5 August 2004
-
Significant regulatory issues facing ASIC and Australian business
financial capabilityspeech
4 August 2004
-
Market demutualisation and privatisation: The Australian experience
financial marketsspeech
20 May 2004
-
ASIC and the property sector
managed investment schemesspeech
18 May 2004
-
Consumers' understanding of financial information
financial capabilityspeech
19 April 2004
-
The view from ASIC: A perspective on current activities and enforcement powers
financial marketsspeech
15 March 2004
-
FSR, CLERP 9 and surveillance programs: ASIC priorities over the next 12 months
auditorsspeech
13 March 2004
-
ASIC's focus post 11 March 2004
dealing with asicspeech
11 March 2004
-
The single market for financial services in the EU and its impact on globalisation
financial marketsspeech
3 November 2003
-
ASIC's enforcement powers and activities
financial servicesspeech
10 October 2003
-
Current corporate governance issues: An ASIC perspective
companiesspeech
19 September 2003
-
The impact of FSR on the regulatory culture of ASIC
financial servicesspeech
5 September 2003
-
ASIC: Friend or foe of business
financial marketsspeech
9 July 2003
-
The financial planning shadow shopping project: Results and moving forward
managed investment schemesspeech
12 June 2003
-
ASIC and insolvency: Current activities and future directions in enforcement and policy
insolvencyspeech
28 May 2003
-
ASIC: Policing acceptable standards of auditing and accounting practices
superannuationspeech
20 May 2003
-
The role of ASIC in corporate governance
companiesspeech
27 November 2002
-
The regulatory perspective
financial reportingspeech
18 November 2002
-
Financial Services Reform Act: Seven months on
financial servicesspeech
20 October 2002
-
Changing dynamics of the Australian superannnuation industry
superannuationspeech
25 September 2002
-
Licensing for financial service intermediaries
financial servicesspeech
12 September 2002
-
Corporate governance: Principles, promotion and practice
financial marketsspeech
16 July 2002
-
Trans-Tasman perspectives on select issues of financing stock and debtors: Australian perspectives
creditspeech
6 June 2002
-
Auditors and audit committees: A regulator's view
auditorsspeech
28 May 2002
-
Protecting the investor: The regulator and audit
auditorsspeech
15 May 2002
-
The role of the CFO in corporate governance
companiesspeech
13 May 2002
-
The new FSR disclosure regime: Likely impacts on our industry
financial servicesspeech
10 May 2002
-
eFinance: Trends and regulatory responses
financial capabilitynews
2 May 2002
-
Risk and responsibility
financial marketsspeech
27 April 2002
-
Market demutualisation and cross border alliances: The Australian experience
financial marketsspeech
9 April 2002
-
Current areas of concern to ASIC regarding corporate disclosure
financial reportingspeech
20 March 2002
-
ASIC's perspective of current insolvencies and the role of the insolvency practitioner
insolvencyspeech
20 March 2002
-
Financial Services Reform Act 2001: Challenges for ASIC
dealing with asicspeech
28 February 2002
-
Developing regulatory standards for account aggregation and initiating industry wide compliance
financial servicesspeech
22 November 2001
-
The future of corporate regulation in Australia
financial capabilityspeech
19 November 2001
-
Capitalising on Complaints: insights into handling finance sector complaints
financial capabilityspeech
14 November 2001
-
Institutional self-regulation: What should be the role of the regulator?
auditorsspeech
8 November 2001
-
Everything the company director must know about corporate financial disclosure and continuous disclosure
companiesspeech
31 October 2001
-
'No Dave, you can't do that': The regulatory challenges of e-commerce, and an update on financial services legislation
technologyspeech
7 October 2001
-
Protecting account aggregation consumers
technologyspeech
1 September 2001
-
Corporate governance: 1980s revisited?
auditorsspeech
23 August 2001
-
Launch of the Australasian Investor Relations Association
financial reportingspeech
13 August 2001
-
Annual Insurance Council of Australia Conference
technologyspeech
9 August 2001
-
IOSCO Conference 2001 address: Market demutualisation and privatisation – The Australian experience
financial marketsspeech
28 June 2001
-
What regulation is required to achieve a global online market?
financial marketsspeech
20 June 2001
-
Comments on Debra A Valentine's 'Regulating in a high-tech marketplace - the import for remedies'
technologyspeech
7 June 2001
-
Regulatory initiatives by ASIC in the cyber age
technologyspeech
31 May 2001
-
Address to the Australian Institute of Company Directors
companiesspeech
23 May 2001
-
Consumer issues in account aggregation
technologyspeech
18 April 2001
-
Regulatory compliance in the borderless community of 2001
technologyspeech
27 March 2001
-
Brave new world or return to fundamentals?
fundraisingspeech
12 February 2001
-
Staying apace of emerging technology: An ASIC perspective
technologyspeech
9 December 2000
-
Managing regulatory change in life insurance and pensions
technologyspeech
24 November 2000
-
Managing the transition to cyberworld
technologyspeech
20 November 2000
-
Monitoring the self regulatory landscape
financial capabilityspeech
9 November 2000
-
Trends in the regulation of financial markets and their participants: A regulator's perspective
financial marketsspeech
19 October 2000
-
Regulatory issues impacting on insolvency
insolvencyspeech
13 October 2000
-
ASIC issues: An update on the last 12 months
technologyspeech
10 August 2000
-
Yannon matter concludes
fundraisingspeech
1 June 2000
-
Developments in the financial services industry: Investor protection in the new economy and CLERP 6
financial marketsspeech
30 May 2000
-
The Managed Investments Act: An update
managed investment schemesspeech
31 March 2000
-
Market integrity: Issues relating to ASIC's role and actions
financial marketsnews
29 March 2000
-
The business of Australia is...
financial marketsspeech
23 March 2000
-
ASIC speaks on fundraising, takeovers and CLERP
fundraisingspeech
18 February 2000
-
The effect of harmonisation on the regulator and regulation
financial reportingspeech
11 February 2000
-
Avoiding share scams in cyberspace
technologyspeech
20 September 1999
-
The globalisation of the securities market
financial marketsspeech
16 August 1999
-
Key regulatory developments and issues
financial servicesspeech
12 August 1999
-
Major challenges in financial regulation at the end of the decade
takeoversspeech
6 May 1999
-
ASIC: The new regulatory regime
companiesspeech
30 April 1999
-
Not another regulator!
financial servicesspeech
10 November 1998
-
Cyber enforcement in the financial services sector
technologyspeech
9 November 1998