Key points ASIC is alerting consumers about suspicious investment opportunities in digital gold vaults by unlicensed financial services entities. ...

ASIC today released the exam results from the 26th Financial Advisers Exam cycle, held in August 2024. The exam, conducted by the Australian Council ...

ASIC has today released its updated regulatory guidance for external administrators and controllers when reporting and lodging statutory reports ...

ASIC and APRA have released public notes from the latest Superannuation CEO Roundtables, held on Tuesday, 18 June and Tuesday, 16 July 2024. The ...

Key points ASIC is developing a new digital portal for licensing, which includes applying, varying, and cancelling an Australian financial services ...

Key points ASIC has revised its regulatory guidance for registered liquidators and commenced a review of its internal processes. Updates to RG 16 ...

Key points ASIC’s workshop highlighted a range of approaches for providing accessible and effective engagement channels through in-person services ...

ASIC has updated its reference checking and information sharing protocol for financial advisers and mortgage brokers to reflect legislative changes. ...

Key points ASIC is focusing on better retirement outcomes and member services. Member service failures has been a focus of our enforcement work ...

The Financial advice update is a round-up of regulatory developments and issues affecting financial advice. It covers all areas of financial advice ...