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1002 results found
19 September 2024 - NEWS ITEM
ASIC seeks an investment scam and phishing website takedown service for up to five years

Key points ASIC is conducting a global search and request for tender (RFT) process for its investment scam website takedown service. The RFT seeks ...

17 September 2024 - SPEECH
Effective compliance: Perspectives from the regulator

Key points More than ever, compliance professionals can play a strategic role in the boardroom. Written policies and procedures provide the ...

17 September 2024 - NEWS ITEM
ASIC expands operational resilience guidance for market participants

ASIC has today released a letter to market participants outlining technological and operational resilience guidance, clarifying how to identify ...

13 September 2024 - NEWS ITEM
ASIC updates superannuation forecasts relief instrument

Key points ASIC has updated the default rate of nominal wage inflation in ASIC (Superannuation Calculators and Retirement Estimates) Instrument ...

11 September 2024 - NEWS ITEM
ASIC warns consumers of suspicious investment opportunities in digital gold vaults

Key points ASIC is alerting consumers about suspicious investment opportunities in digital gold vaults by unlicensed financial services entities. ...

6 September 2024 - NEWS ITEM
ASIC releases August 2024 financial adviser exam results

ASIC today released the exam results from the 26th Financial Advisers Exam cycle, held in August 2024. The exam, conducted by the Australian Council ...

5 September 2024 - NEWS ITEM
ASIC updates misconduct reporting guidance for external administrators and controllers

ASIC has today released its updated regulatory guidance for external administrators and controllers when reporting and lodging statutory reports ...

2 September 2024 - NEWS ITEM
ASIC and APRA host Superannuation CEO Roundtables

ASIC and APRA have released public notes from the latest Superannuation CEO Roundtables, held on Tuesday, 18 June and Tuesday, 16 July 2024. The ...

28 August 2024 - NEWS ITEM
ASIC pilots new portal for Australian financial service licence applications

Key points ASIC is developing a new digital portal for licensing, which includes applying, varying, and cancelling an Australian financial services ...

22 August 2024 - SPEECH
Professional judgement at the insolvency frontline

Key points ASIC has revised its regulatory guidance for registered liquidators and commenced a review of its internal processes. Updates to RG 16 ...

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Last updated: 10/08/2024 11:24