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16 December 2024 - NEWS ITEM
ASIC industry funding: 2023-24 dashboard of regulatory costs and summary of variances have been released

ASIC has today published its annual dashboard outlining regulatory costs by sector and subsector for 2023-24 under the ASIC industry funding model ...

10 December 2024 - NEWS ITEM
ASIC reissues Regulatory Guide 133 on funds management and custodial services

ASIC has reissued Regulatory Guide 133 Funds management and custodial services: Holding assets (RG 133) to provide the latest guidance to ...

10 December 2024 - NEWS ITEM
ASIC proposes to remake relief instrument for 31-day notice term deposits

ASIC is inviting feedback on its proposal to remake a legislative instrument that gives relief for 31-day notice term deposits, with a minor ...

6 December 2024 - SPEECH
Fair’s fair: The case for prohibiting unfair trading practices in financial services

Key points The proposed Unfair Trading Practices prohibition is necessary to address the increasing gap between the fair outcomes that consumers ...

6 December 2024 - NEWS ITEM
ASIC releases November 2024 financial adviser exam results

ASIC today released the exam results from the 27th Financial Advisers Exam cycle, held in November 2024. The exam, conducted by the Australian ...

6 December 2024 - NEWS ITEM
ASIC updates guidance to help directors prevent insolvent trading

ASIC has today updated its regulatory guide for directors and their professional advisers on the duty to prevent insolvent trading and to provide new ...

4 December 2024 - NEWS ITEM
ASIC signals ongoing work to maximise benefits of the reportable situations regime

The reportable situations regime is a key component of the financial services and credit regulatory frameworks. ASIC expects all licensees, ...

4 December 2024 - NEWS ITEM
Reportable situations: Findings of ASIC’s review and how licensees can improve compliance with the regime

Finding, fixing and reporting breaches matters. Here’s what ASIC’s latest review revealed and what you as a licensee should do. Australian financial ...

3 December 2024 - NEWS ITEM
Suspected scam alert: ASIC warns consumers about unlicensed stock tip promotors through private chat apps – Juhbz and Ptounx

Key points ASIC is seeing an increase in a suspected investment scam involving social media ads for investing opportunities and tips  ASIC is ...

3 December 2024 - SPEECH
Better retirement outcomes: a whole-of-sector responsibility

Key points The work of supporting ‘better retirement outcomes’ requires the combined contributions of a wide range of entities and individuals – ...

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Last updated: 10/08/2024 11:24