An address by Shane Tregillis, ASIC Executive Director Policy and Markets Regulation, to the Australian Financial Review's 'Online broking and trading conference' Sydney, 20–21 June 2001.
Introduction
In this talk I will cover:
- a quick overview of the current environment from a regulator's perspective
- a brief review of the findings of the ASIC 2000 review of online broking services and our discussion document on account aggregators
- some tentative comments on the concept of a global online market place and the regulatory issues that arise.