Infringement notices register

This register records infringement notices paid under the Australian Securities and Investments Commission Act 2001 (ASIC Act), National Consumer Credit Protection Act 2009 (National Credit Act), the National Consumer Credit Protection Regulations 2010 (National Credit Regulations), Corporations Act 2001 (Corporations Act) and the Insurance Contracts Act 1984 (Insurance Contracts Act).

The notices included in the register have been complied with. Payment of an infringement notice is not an admission of guilt or liability.

For information about infringement notices through the Markets Disciplinary Panel see the MDP Outcomes Register.

Name of person / entity Credit or AFS licence number (if applicable) Infringement:
Date paid
Infringement notice / s (PDF format) Media release Legislative Issuing Power
Future Super Investment Services Pty Ltd AFS Representative No. 001271441 27 April 2023 S02515914 (PDF 253 KB) 23-110MR Section 12GX of the ASIC Act
Jacaranda Finance Pty Ltd Australian Credit Licence 456404 8 February 2023 M01700085 (PDF 157 KB)
M01700086 (PDF 158 KB)
23-028MR Section 12GX of the ASIC Act
Midway Limited n/a 16 January 2023 23-0028 (PDF 112 KB) 23-008MR Section 1317DAC(1) of the Corporations Act
Black Mountain Energy Limited n/a 5 January 2023

B00725794 (PDF 151 KB)
B00725795 (PDF 151 KB)
B00725796 (PDF 150 KB)

23-001MR Section 12GX of the ASIC Act
Diversa Trustees Limited AFSL 235153 22 December 2022 S02553193 (PDF 2.5 MB) 22-379MR Section 12GX of the ASIC Act
Vanguard Investments Australia Ltd AFSL 227263 1 December 2022 S02553190 (PDF 1.81 MB)
S02553191 (PDF 1.81 MB)
S02553192 (PDF 1.81 MB)
22-336MR Section 12GX of the ASIC Act
Tlou Energy Ltd n/a 25 October 2022 S02563037 (PDF 11.6 MB) S02563038 (PDF 792 KB) S02563039 (PDF 11.6 MB) S02563040 (PDF 11.6 MB) 22-294MR Section 12GX of the ASIC Act
Maritime Super Pty Limited n/a 28 March 2022 S02287489
S02287490
22-100MR Section 12GXA of the ASIC Act
Host-Plus Pty Ltd  n/a 26 April 2019 R2018000487039 19-106MR Section 12GX of the ASIC Act
Australian Corporate Bond Company Ltd n/a 30 January 2019 R20180002412746
R20180002412605
19-022MR Section 12GXA of the ASIC Act
Local Appliance Rentals Pty Ltd Australian Credit Licence 394374 27 September 2018 R20180000910630
R20180000909774
R20180000907784
18-337MR Regulation 39 of the National Credit Regulations
Metricon Homes Pty Ltd n/a 27 September 2018 R20180001137832 R20180001137882
R20180001137885
R20180001137901
18-296MR Section 12GXA of the ASIC Act
Future Holiday Finance Pty Ltd Australian Credit Licence 383982 7 March 2018
23 February 2018
9 February 2018
M01396477
M01396478
M01396479
18-253MR Regulation 39 of the National Credit Regulations
Bananacoast Community Credit Union Ltd Australian Credit Licence 241077 12 June 2018 S01877277
S01877278
S01877279
S01877280
18-173MR Section 12GXA of the ASIC Act
Fox Symes and Associates Pty Ltd n/a 18 May 2018 S02578161
S02578162
S02578163
18-148MR Section 12GXA of the ASIC Act
RAA Insurance Ltd n/a 23 March 2018

R20180000218024
R20180000218026
R20180000218028
R20180000218035

18-085MR Section 12GXA of the ASIC Act
Spaceship Financial Services Pty Ltd n/a 23 January 2018

MO0204786

18-098MR Section 12GXA of the ASIC Act
Tidswell Financial Services Limited n/a 23 January 2018

MO0204785

18-098MR Section 12GXA of the ASIC Act
Volkswagen Financial Services Australia Pty Limited n/a 22 November 2017

S02586060
S02586061
S02586062
S02586063
S02586064
S02586065
S02586066
S02586067
S02586068
S02586069
S02586070
S02586071
S02586072
S02586073
S02586074
S02586075
S02586076
S02586077
S02586078
S02586079

17-410MR Section 12GXA of the ASIC Act
AAI Limited trading as AAMI n/a 20 November 2017 S02586097
S02586098
S02586099
S02586100
17-398MR Section 12GXA of the ASIC Act
Financial Choice Pty Ltd n/a 7 July 2017 R20170000280472
R20170000278137
17-248MR Section 12GXA of the ASIC Act

Synergy Financial Markets Pty Ltd

n/a 26 May 2017 R20170000308069 17-175MR Section 12GXA of the ASIC Act

Capital Debt Solutions Australia Pty Ltd

n/a 11 April 2017 R20160000830129 17-130MR Section 12GXA of the ASIC Act

Suncorp-Metway Limited

n/a 22 December 2016 B00217887-B00217897 16-459MR Regulation 39 of the National Credit Regulations

Cash Converters Personal Finance Pty Ltd

Cash Converters International Limited

n/a 31 October 2016

s131:
R201600000662861-
R201600000662961

s133:
R201600000662849-
R201600000662955-


16-380MR Regulation 39 of the National Credit Regulations
Findex Group Limited n/a 3 October 2016 R20160000562985 16-343MR Section 12GXA of the ASIC Act
Financial Index Australia Pty Ltd n/a 23 September 2016 R20160000562979 16-343MR Section 12GXA of the ASIC Act
LT Management Pty Ltd n/a 13 September 2016

R20160000308029

16-324MR Section 12GXA of the ASIC Act
Sanhe Building Materials Technology Company Limited n/a 16 September 2016 Sanhe notice 16-319MR Subsection 1317DAC(1) of the Corporations Act
Commonwealth Bank of Australia n/a 9 September 2016

S01863990
S01863989
S01863988
S01863987

16-308MR Regulation 39 of the National Credit Regulations
R S Capital Partners Pty Ltd n/a 27 July 2016

R20160000440563

16-266MR Section 12GXA of the ASIC Act
Kovacs Property Group Limited n/a 30 March 2016

B00711324

16-203MR Section 12GXA of the ASIC Act

Capital Finance Australia Limited

n/a 29 March 2016

s88:
S01571399-S01571420
s88:
S01571421-S01571454
s102:
S01571474-S01571476

16-106MR Regulation 39 of the National Credit Regulations

Port Phillip Publishing Pty Ltd

n/a

1 March 2016

MO1531572
MO 1531571

16-080MR Section 12GXA of the ASIC Act

Australia New Zealand Banking Group Ltd

n/a

29 February 2016

MO1290224
MO1290223
MO1290222
MO1290221
MO1290220

16-063MR Regulation 39 of the National Credit Regulations

Fair Go Finance Pty Ltd 

 

n/a 31 January 2016

A4680537

A4680573

16-027MR Regulation 39 of the National Credit Regulations

BMW Australia Finance Limited

n/a

14 December 2015

18 December 2015

22 December 2015

B1084381
B1084595
B1084625
B1097324
B1103403
B1104045
B1090215
B1090217
B1090295
B1090484
B1090499
B1090510
B1090524
B1090533
B1090547
B1090561
B1090569
B1090573
B1090583
B1090589
B1090598
B1094913

16-019MR Regulation 39 of the National Credit Regulations

TAL Direct Pty Limited

n/a 23 November 2015

B1024867

15-361MR Section 12GXA of the ASIC Act

Online Capital Markets Pty Ltd

n/a  23 October 2015

A4524676

A4572963

A4572966

15-321MR Section 12GXA of the ASIC Act

Australian Property Alliance Pty Ltd

n/a 22 May 2015

D189299

D189303

15-215MR Section 12GXA of the ASIC Act
Dixon Advisory Group Limited n/a 30 June 2015

B983274

B983279

15-207MR  Section 12GXA of the ASIC Act
BT Funds Management Ltd n/a 28 May 2015

A4447122

A4447124

15-149MR Section 12GXA of the ASIC Act
Omniwealth Services Pty Ltd n/a 25 May 2015

A4463902

15-190MR Section 12GXA of the ASIC Act
AAI Limited n/a 24 February 2015

B880362

B880364

15-046MR Section 12GXA of the ASIC Act
Australian Financial Planning Solutions Pty Ltd n/a 19 February 2015

A4351235

15-052MR Section 12GXA of the ASIC Act
Como Financial Services Pty Ltd n/a 4 February 2015

B874434

B874443

15-039MR Section 12GXA of the ASIC Act
Equity Trustees Limited n/a 4 February 2015

B874394

B874673

15-039MR Section 12GXA of the ASIC Act
BMW Australia Finance Limited n/a 29 January 2015

B891188

B891190

B895635

B895663

B895665

B895670

B895682

B895700

B895706

B895707

B895711

B895714

B895718

B895723

B895726

B895740

B895744

B895759

B895763

B895765

B895772

B895774

B895775

B895778

B895784

B895787

B895790

B895843

B895868

B895893

B895894

B895951

B895969

B895972

B895974

15-037MR Regulation 39 of the National Credit Regulations
Betar Prestige Cars Pty Limited n/a 24 October 2014

A4224592

14-224MR Regulation 39 of the National Credit Regulations
Abaz Pty Ltd n/a 15 October 2014 

C302730 (PDF 150 KB)

14-313MR Regulation 39 of the National Credit Regulations
Equanimity Concepts Pty Ltd n/a 28 November 2014

B782905

B782954

B822927

14-297MR Section 12GXA of the ASIC Act
Trident Investment Management Pty Ltd n/a 14 October 2014

A4271720

14-292MR Section 12GXA of the ASIC Act
National Australia Bank Limited n/a 23 September 2014 

A4204769

 

14-257MR Section 12GXA of the ASIC Act

Invast Financial Services Pty Ltd

n/a

28 August 2014 

A4202601 (PDF 144KB)

A4207793 (PDF 145 KB)

14-241MR Section 12GXA of the ASIC Act
National Australia Bank Limited n/a 22 August 2014  B806468
(PDF 162 KB)
B806469
(PDF 155 KB)

B806740
(PDF 162 KB)

B806741
(PDF 156 KB)
14-235MR Section 12GXA of the ASIC Act
Westpac Banking Corporation n/a 19 August 2014 A4229596
(PDF 229 KB)

A4229604
(PDF 249 KB)
14-236MR Section 12GXA of the ASIC Act
Make it Mine Finance Pty Ltd n/a 24 July 2014

B793626 (PDF 170 KB)
B793608 (PDF 178 KB)
14-198MR Section 12GXA of the ASIC Act
ESuperfund Pty Ltd n/a 28 July 2014

B774081 (PDF 229 KB)
B780711 (PDF 362 KB)
B782159 (PDF 408 KB)
14-196MR Section 12GXA of the ASIC Act
Melissa McInnes trading as Your Super Accountant n/a 1 July 2014

A4184434 (PDF 156 KB) 14-195MR Section 12GXA of the ASIC Act
Australian Mutual Holdings Limited n/a 16 April 2014

A4065224 (PDF 171 KB)
A4065353 (PDF 177 KB)
14-102MR Section 12GXA of the ASIC Act
Virgin Money (Australia) Pty Limited n/a 1 April 2014

A4045993 (PDF 191 KB)
A4045995 (PDF 186 KB)
A4045998 (PDF 180 KB)
14-091MR Section 12GXA of the ASIC Act
Wealth Within Ltd n/a 28 March 2014

B735726 (PDF 204 KB)
B735727 (PDF 199 KB)
14-075MR Section 12GXA of the ASIC Act
Paid International Limited n/a 14 March 2014

D141599 (PDF 158 KB)
D141603 (PDF 158 KB)
D141605 (PDF 163 KB)
14-065MR Section 12GXA of the ASIC Act
SuperHelp Australia Pty Ltd n/a 26 February 2014

B716146 (PDF 231 KB) 14-051MR Section 12GXA of the ASIC Act
Jeremy (WA) Pty Ltd n/a 13 January 2014

B667429 (PDF 155 KB)
B667435 (PDF 138 KB)
14-022MR Section 12GXA of the ASIC Act
Media Super Limited n/a 14 October 2013

A3934308 14-001MR Section 12GXA of the ASIC Act
SEL Absolute Return Fund SA Pty Ltd n/a 20 November 2013

B664940 (PDF 488KB) 13-353MR Regulation 39 of the National Credit Regulations
SMSF Property Capital Pty Ltd (previously known as SMSF Property Advisers Pty Ltd) AFS licence 240506 4 December 2013

B661581 (PDF 200 KB) 13-351MR Section 12GXA of the ASIC Act
Fair Loans Foundation Ltd Credit licence 378968 18 October 2013

25750/11A (PDF 237 KB)
25750/11B (PDF 238 KB)
13-190MR Regulation 39 of the National Credit Regulations
Rent the Roo Pty Ltd n/a 15 September 2013

53701/11 (PDF 166 KB) 13-301MR Regulation 39 of the National Credit Regulations
Ferratum Australia Pty Ltd n/a 15 October 2013 B662348 13-284MR Section 12GXA of the ASIC Act
Forresters Community Finance Limited n/a 21 March 2013 A3739114 13-088MR Section 12GXA of the ASIC Act
Graham Claude Rendell trading as Key Credit n/a 14 September 2012

33505-12A (148 KB)
33505-12B (145 KB)
33505-12C (146 KB)
33505-12D (147 KB)
33505-12E (146 KB)
12-267MR Regulation 39 of the National Credit Regulations
City Index Australia Pty Ltd AFS licence 345646 12 October 2012

12-20028A (48 KB)
12-20028B (46 KB)
12-256MR Section 12GXA of the ASIC Act

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Last updated: 02/05/2023 09:04