Infringement notices register
This register records infringement notices paid under the Australian Securities and Investments Commission Act 2001 (ASIC Act), National Consumer Credit Protection Act 2009 (National Credit Act), the National Consumer Credit Protection Regulations 2010 (National Credit Regulations), Corporations Act 2001 (Corporations Act) and the Insurance Contracts Act 1984 (Insurance Contracts Act).
The notices included in the register have been complied with. Payment of an infringement notice is not an admission of guilt or liability.
For information about infringement notices through the Markets Disciplinary Panel see the MDP Outcomes Register.
| Name of person / entity | Credit or AFS licence number (if applicable) | Infringement: Date paid |
Infringement notice / s (PDF format) | Media release | Legislative Issuing Power |
|---|---|---|---|---|---|
| Bobbob Pty Ltd | n/a | 20 September 2023 | M01682106 (PDF 196 KB) M01682107 (PDF 223 KB) M01682108 (PDF 215 KB) M01682109 (PDF 228 KB) |
23-261MR | Section 12GX of the ASIC Act |
| Future Super Investment Services Pty Ltd | AFS Representative No. 001271441 | 27 April 2023 | S02515914 (PDF 253 KB) | 23-110MR | Section 12GX of the ASIC Act |
| Jacaranda Finance Pty Ltd | Australian Credit Licence 456404 | 8 February 2023 | M01700085 (PDF 157 KB) M01700086 (PDF 158 KB) |
23-028MR | Section 12GX of the ASIC Act |
| Midway Limited | n/a | 16 January 2023 | 23-0028 (PDF 112 KB) | 23-008MR | Section 1317DAC(1) of the Corporations Act |
| Black Mountain Energy Limited | n/a | 5 January 2023 | B00725794 (PDF 151 KB) B00725795 (PDF 151 KB) B00725796 (PDF 150 KB) |
23-001MR | Section 12GX of the ASIC Act |
| Diversa Trustees Limited | AFSL 235153 | 22 December 2022 | S02553193 (PDF 2.5 MB) | 22-379MR | Section 12GX of the ASIC Act |
| Vanguard Investments Australia Ltd | AFSL 227263 | 1 December 2022 | S02553190 (PDF 1.81 MB) S02553191 (PDF 1.81 MB) S02553192 (PDF 1.81 MB) |
22-336MR | Section 12GX of the ASIC Act |
| Tlou Energy Ltd | n/a | 25 October 2022 | S02563037 (PDF 11.6 MB) S02563038 (PDF 792 KB) S02563039 (PDF 11.6 MB) S02563040 (PDF 11.6 MB) | 22-294MR | Section 12GX of the ASIC Act |
| Maritime Super Pty Limited | n/a | 28 March 2022 | S02287489 S02287490 |
22-100MR | Section 12GXA of the ASIC Act |
| Host-Plus Pty Ltd | n/a | 26 April 2019 | R2018000487039 | 19-106MR | Section 12GX of the ASIC Act |
| Australian Corporate Bond Company Ltd | n/a | 30 January 2019 | R20180002412746 R20180002412605 |
19-022MR | Section 12GXA of the ASIC Act |
| Local Appliance Rentals Pty Ltd | Australian Credit Licence 394374 | 27 September 2018 | R20180000910630 R20180000909774 R20180000907784 |
18-337MR | Regulation 39 of the National Credit Regulations |
| Metricon Homes Pty Ltd | n/a | 27 September 2018 | R20180001137832 R20180001137882 R20180001137885 R20180001137901 |
18-296MR | Section 12GXA of the ASIC Act |
| Future Holiday Finance Pty Ltd | Australian Credit Licence 383982 | 7 March 2018 23 February 2018 9 February 2018 |
M01396477 M01396478 M01396479 |
18-253MR | Regulation 39 of the National Credit Regulations |
| Bananacoast Community Credit Union Ltd | Australian Credit Licence 241077 | 12 June 2018 | S01877277 S01877278 S01877279 S01877280 |
18-173MR | Section 12GXA of the ASIC Act |
| Fox Symes and Associates Pty Ltd | n/a | 18 May 2018 | S02578161 S02578162 S02578163 |
18-148MR | Section 12GXA of the ASIC Act |
| RAA Insurance Ltd | n/a | 23 March 2018 | R20180000218024 R20180000218026 R20180000218028 R20180000218035 |
18-085MR | Section 12GXA of the ASIC Act |
| Spaceship Financial Services Pty Ltd | n/a | 23 January 2018 | MO0204786 | 18-098MR | Section 12GXA of the ASIC Act |
| Tidswell Financial Services Limited | n/a | 23 January 2018 | MO0204785 | 18-098MR | Section 12GXA of the ASIC Act |
| Volkswagen Financial Services Australia Pty Limited | n/a | 22 November 2017 | S02586060 S02586061 S02586062 S02586063 S02586064 S02586065 S02586066 S02586067 S02586068 S02586069 S02586070 S02586071 S02586072 S02586073 S02586074 S02586075 S02586076 S02586077 S02586078 S02586079 |
17-410MR | Section 12GXA of the ASIC Act |
| AAI Limited trading as AAMI | n/a | 20 November 2017 | S02586097 S02586098 S02586099 S02586100 |
17-398MR | Section 12GXA of the ASIC Act |
| Financial Choice Pty Ltd | n/a | 7 July 2017 | R20170000280472 R20170000278137 |
17-248MR | Section 12GXA of the ASIC Act |
| Synergy Financial Markets Pty Ltd | n/a | 26 May 2017 | R20170000308069 | 17-175MR | Section 12GXA of the ASIC Act |
| Capital Debt Solutions Australia Pty Ltd | n/a | 11 April 2017 | R20160000830129 | 17-130MR | Section 12GXA of the ASIC Act |
| Suncorp-Metway Limited | n/a | 22 December 2016 | B00217887-B00217897 | 16-459MR | Regulation 39 of the National Credit Regulations |
| Cash Converters Personal Finance Pty LtdCash Converters International Limited | n/a | 31 October 2016 | s131: R201600000662861- R201600000662961 |
16-380MR | Regulation 39 of the National Credit Regulations |
| Findex Group Limited | n/a | 3 October 2016 | R20160000562985 | 16-343MR | Section 12GXA of the ASIC Act |
| Financial Index Australia Pty Ltd | n/a | 23 September 2016 | R20160000562979 | 16-343MR | Section 12GXA of the ASIC Act |
| LT Management Pty Ltd | n/a | 13 September 2016 | R20160000308029 | 16-324MR | Section 12GXA of the ASIC Act |
| Sanhe Building Materials Technology Company Limited | n/a | 16 September 2016 | Sanhe notice | 16-319MR | Subsection 1317DAC(1) of the Corporations Act |
| Commonwealth Bank of Australia | n/a | 9 September 2016 | S01863990 S01863989 S01863988 S01863987 |
16-308MR | Regulation 39 of the National Credit Regulations |
| R S Capital Partners Pty Ltd | n/a | 27 July 2016 | R20160000440563 | 16-266MR | Section 12GXA of the ASIC Act |
| Kovacs Property Group Limited | n/a | 30 March 2016 | B00711324 | 16-203MR | Section 12GXA of the ASIC Act |
| Capital Finance Australia Limited | n/a | 29 March 2016 | s88: S01571399-S01571420 s88: S01571421-S01571454 s102: S01571474-S01571476 |
16-106MR | Regulation 39 of the National Credit Regulations |
| Port Phillip Publishing Pty Ltd | n/a | 1 March 2016 | MO1531572 MO 1531571 |
16-080MR | Section 12GXA of the ASIC Act |
| Australia New Zealand Banking Group Ltd | n/a | 29 February 2016 | MO1290224 MO1290223 MO1290222 MO1290221 MO1290220 |
16-063MR | Regulation 39 of the National Credit Regulations |
| Fair Go Finance Pty Ltd
|
n/a | 31 January 2016 | A4680537 | 16-027MR | Regulation 39 of the National Credit Regulations |
| n/a | 14 December 2015
18 December 2015 22 December 2015 |
B1084381 B1084595 B1084625 B1097324 B1103403 B1104045 B1090215 B1090217 B1090295 B1090484 B1090499 B1090510 B1090524 B1090533 B1090547 B1090561 B1090569 B1090573 B1090583 B1090589 B1090598 B1094913 |
16-019MR | Regulation 39 of the National Credit Regulations | |
| TAL Direct Pty Limited | n/a | 23 November 2015 | B1024867 | 15-361MR | Section 12GXA of the ASIC Act |
| Online Capital Markets Pty Ltd | n/a | 23 October 2015 | A4524676 | 15-321MR | Section 12GXA of the ASIC Act |
| Australian Property Alliance Pty Ltd | n/a | 22 May 2015 | D189299 | 15-215MR | Section 12GXA of the ASIC Act |
| Dixon Advisory Group Limited | n/a | 30 June 2015 | B983274 | 15-207MR | Section 12GXA of the ASIC Act |
| BT Funds Management Ltd | n/a | 28 May 2015 | A4447122 | 15-149MR | Section 12GXA of the ASIC Act |
| Omniwealth Services Pty Ltd | n/a | 25 May 2015 | A4463902 | 15-190MR | Section 12GXA of the ASIC Act |
| AAI Limited | n/a | 24 February 2015 | B880362 | 15-046MR | Section 12GXA of the ASIC Act |
| Australian Financial Planning Solutions Pty Ltd | n/a | 19 February 2015 | A4351235 | 15-052MR | Section 12GXA of the ASIC Act |
| Como Financial Services Pty Ltd | n/a | 4 February 2015 | B874434 | 15-039MR | Section 12GXA of the ASIC Act |
| Equity Trustees Limited | n/a | 4 February 2015 | B874394 | 15-039MR | Section 12GXA of the ASIC Act |
| BMW Australia Finance Limited | n/a | 29 January 2015 | B891188 B891190 B895635 B895663 B895665 B895670 B895682 B895700 B895706 B895707 B895711 B895714 B895718 B895723 B895726 B895740 B895744 B895759 B895763 B895765 B895772 B895774 B895775 B895778 B895784 B895787 B895790 B895843 B895868 B895893 B895894 B895951 B895969 B895972 B895974 |
15-037MR | Regulation 39 of the National Credit Regulations |
| Betar Prestige Cars Pty Limited | n/a | 24 October 2014 | A4224592 | 14-224MR | Regulation 39 of the National Credit Regulations |
| Abaz Pty Ltd | n/a | 15 October 2014 | C302730 (PDF 150 KB) | 14-313MR | Regulation 39 of the National Credit Regulations |
| Equanimity Concepts Pty Ltd | n/a | 28 November 2014 | B782905 | 14-297MR | Section 12GXA of the ASIC Act |
| Trident Investment Management Pty Ltd | n/a | 14 October 2014 | A4271720 | 14-292MR | Section 12GXA of the ASIC Act |
| National Australia Bank Limited |  n/a |
23 September 2014 | A4204769
|
14-257MR | Section 12GXA of the ASIC Act |
| Invast Financial Services Pty Ltd | n/a |
28 August 2014 |
A4202601 (PDF 144KB) | 14-241MR | Section 12GXA of the ASIC Act |
| National Australia Bank Limited | n/a |
22 August 2014 | B806468 (PDF 162 KB) B806469 (PDF 155 KB) B806740 (PDF 162 KB) B806741 (PDF 156 KB) |
14-235MR | Section 12GXA of the ASIC Act |
| Westpac Banking Corporation | n/a |
19 August 2014 | A4229596 (PDF 229 KB) A4229604 (PDF 249 KB) |
14-236MR | Section 12GXA of the ASIC Act |
| Make it Mine Finance Pty Ltd | n/a |
24 July 2014 |
B793626 (PDF 170 KB) B793608 (PDF 178 KB) |
14-198MR | Section 12GXA of the ASIC Act |
| ESuperfund Pty Ltd | n/a |
28 July 2014 |
B774081 (PDF 229 KB) B780711 (PDF 362 KB) B782159 (PDF 408 KB) |
14-196MR | Section 12GXA of the ASIC Act |
| Melissa McInnes trading as Your Super Accountant | n/a |
1 July 2014 |
A4184434 (PDF 156 KB) | 14-195MR | Section 12GXA of the ASIC Act |
| Australian Mutual Holdings Limited | n/a |
16 April 2014 |
A4065224 (PDF 171 KB) A4065353 (PDF 177 KB) |
14-102MR | Section 12GXA of the ASIC Act |
| Virgin Money (Australia) Pty Limited | n/a |
1 April 2014 |
A4045993 (PDF 191 KB) A4045995 (PDF 186 KB) A4045998 (PDF 180 KB) |
14-091MR | Section 12GXA of the ASIC Act |
| Wealth Within Ltd | n/a |
28 March 2014 |
B735726 (PDF 204 KB) B735727 (PDF 199 KB) |
14-075MR | Section 12GXA of the ASIC Act |
| Paid International Limited | n/a |
14 March 2014 |
D141599 (PDF 158 KB) D141603 (PDF 158 KB) D141605 (PDF 163 KB) |
14-065MR | Section 12GXA of the ASIC Act |
| SuperHelp Australia Pty Ltd | n/a |
26 February 2014 |
B716146 (PDF 231 KB) | 14-051MR | Section 12GXA of the ASIC Act |
| Jeremy (WA) Pty Ltd | n/a |
13 January 2014 |
B667429 (PDF 155 KB) B667435 (PDF 138 KB) |
14-022MR | Section 12GXA of the ASIC Act |
| Media Super Limited | n/a |
14 October 2013 |
A3934308 | 14-001MR | Section 12GXA of the ASIC Act |
| SEL Absolute Return Fund SA Pty Ltd | n/a |
20 November 2013 |
B664940 (PDF 488KB) | 13-353MR | Regulation 39 of the National Credit Regulations |
| SMSF Property Capital Pty Ltd (previously known as SMSF Property Advisers Pty Ltd) | AFS licence 240506 | 4 December 2013 |
B661581 (PDF 200 KB) | 13-351MR | Section 12GXA of the ASIC Act |
| Fair Loans Foundation Ltd | Credit licence 378968 | 18 October 2013 |
25750/11A (PDF 237 KB) 25750/11B (PDF 238 KB) |
13-190MR | Regulation 39 of the National Credit Regulations |
| Rent the Roo Pty Ltd | n/a |
15 September 2013 |
53701/11 (PDF 166 KB) | 13-301MR | Regulation 39 of the National Credit Regulations |
| Ferratum Australia Pty Ltd | n/a |
15 October 2013 | B662348 | 13-284MR | Section 12GXA of the ASIC Act |
| Forresters Community Finance Limited | n/a |
21 March 2013 | A3739114 | 13-088MR | Section 12GXA of the ASIC Act |
| Graham Claude Rendell trading as Key Credit | n/a |
14 September 2012 |
33505-12A (148 KB) 33505-12B (145 KB) 33505-12C (146 KB) 33505-12D (147 KB) 33505-12E (146 KB) |
12-267MR | Regulation 39 of the National Credit Regulations |
| City Index Australia Pty Ltd | AFS licence 345646 | 12 October 2012 |
12-20028A (48 KB) 12-20028B (46 KB) |
12-256MR | Section 12GXA of the ASIC Act |
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