Consultation papers

Consultation papers seek feedback from stakeholders on matters ASIC is considering, such as proposed relief or proposed regulatory guidance.

Papers currently open for public comment

CP 329 Implementing the Royal Commission recommendations: Advice fee consents and independence disclosure

Released 10 March 2020. Comments close 7 April 2020.

Read CP 329

CP 328 Initial public offers: Relief for voluntary escrow arrangements and pre-prospectus communications

Released 24 February 2020. Comments close 6 April 2020.

Read CP 328

CP 327 Implementing the Royal Commission recommendations: Mortgage brokers and the best interests duty

Released 20 February 2020. Comments close 20 March 2020.

Read CP 327

CP 325 Product design and distribution obligations

Released 19 December 2019. Comments close 11 March 2020.

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More consultation papers

 

 

Last updated: 20/10/2014 12:00