Consultation papers seek feedback from stakeholders on matters ASIC is considering, such as proposed relief or proposed regulatory guidance.
Papers currently open for public comment
CP 329 Implementing the Royal Commission recommendations: Advice fee consents and independence disclosure
Released 10 March 2020. Comments close 7 April 2020.
CP 328 Initial public offers: Relief for voluntary escrow arrangements and pre-prospectus communications
Released 24 February 2020. Comments close 6 April 2020.
CP 327 Implementing the Royal Commission recommendations: Mortgage brokers and the best interests duty
Released 20 February 2020. Comments close 20 March 2020.
CP 325 Product design and distribution obligations
Released 19 December 2019. Comments close 11 March 2020.