Consultation papers

Consultation papers seek feedback from stakeholders on matters ASIC is considering, such as proposed relief or proposed regulatory guidance.

Consultations open for public comment

Title Date closing
CP 375 Proposed changes to the ASIC Derivative Transaction Rules (Reporting): Third consultation 28 March 2024
CP 376 Registered liquidators: Registration, ongoing obligations, disciplinary actions and insurance—Updates to RG 258 and supporting documents and templates 2 May 2024

Past consultations (now closed)

Title Date closed
CP 373 Proposed changes to the Banking Code of Practice Jan 2024
CP 374 Remaking ASIC class order on exchange traded funds: [CO 13/721] Jan 2024
ASIC proposes to temporarily extend relief from disclosure and reporting consistency obligations for super trustees Dec 2023
CP 372 Guidance on insolvent trading safe harbour provisions: Update to RG 21726 October 2023  Oct 2023
ASIC proposes to extend electronic precontractual disclosure legislative instrument Sep 2023
ASIC proposes to remake financial reporting legislative instrument Sep 2023
23-220MR ASIC proposes to extend design and distribution obligations instrument Aug 2023
CP 371 Product intervention orders: Short term credit facilities and continuing credit contracts Aug 2023
CP 370 Proposed remake of the ASIC Derivative Trade Repository Rules 2013 Jul 2023
CP 369 Remaking ASIC class orders on platforms: [CO 13/762] and [CO 13/763] Apr 2023
CP 368 Remaking ASIC class orders: [CO 13/519] and [CO 13/656] Apr 2023
CP 367 Remaking ASIC class orders on financial requirements: [CO 13/760], [CO 13/761] and ASIC Instrument 2022/449 Mar 2023
CP 366 Proposed amendments to the ASIC Derivative Transaction Rules (Clearing) 2015: Second consultation Mar 2023
CP 365 Remaking ASIC class orders on takeovers, compulsory acquisitions and relevant interests Jan 2023

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Last updated: 03/03/2023 10:00